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2606.12327 2026-06-17 eess.SY math.OC 新提交

From the Linear Quadratic Regulator (LQR) to the (Deterministic) Kalman Filter in Two Easy Steps

从线性二次型调节器(LQR)到(确定性)卡尔曼滤波器的两步简易推导

Bassam Bamieh

AI总结 本文通过两步推导,将确定性卡尔曼滤波器转化为LQR问题,利用齐次坐标和矩阵微分Riccati方程求解,并给出最优动态观测器。

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AI中文摘要

本文是关于确定性卡尔曼滤波器(状态估计器)的教程,其表述为:寻找与系统方程一致的状态轨迹,使得$L^2$过程和测量不确定性最小。如所述,这是一个输入信号设计问题,具有线性动力学和关于状态与输入仿射二次的目标函数。第一步是通过使用“齐次坐标”嵌入到更大的系统中,将该问题转化为纯二次目标的问题。这将问题转化为纯二次(即LQR)问题,但具有非标准的初始或最终状态约束。然后可以使用更大LQR问题的矩阵微分Riccati方程(DRE)版本求解后一个问题。第二步是对这个更大问题进行划分,从而得到最优动态观测器和传统卡尔曼滤波器的DRE。作为比较,还使用类似构造处理了传统LQ跟踪(伺服机构)问题的解。

英文摘要

This note is a tutorial on the deterministic version of the Kalman filter (state estimator), which is formulated as finding the state trajectory consistent with the system's equations with the minimal amount of $L^2$ process and measurement uncertainty. As stated, this is an input signal design problem with linear dynamics and an objective that is affine-quadratic in the state and inputs. The first step is to convert this problem to one with a purely quadratic objective by embedding in a larger system using ``homogeneous coordinates''. This converts the problem to a purely quadratic (i.e. an LQR) problem, but with non-standard initial or final state constraints. This latter problem can then be solved using a version of the matrix Differential Riccati Equation (DRE) for the larger LQR problem. The second step is a partitioning of this larger problem, which then yields the optimal dynamic observer and the DRE of the traditional Kalman filter. For comparison, the solution of the traditional LQ-tracking (Servomechanism) problem is also treated using a similar construction.

2606.12269 2026-06-17 cond-mat.stat-mech 新提交

Mass generation at a fixed point: A Functional Renormalization Group Study of the tricritical O($N$) model in $d=3$ and $N=\infty$

固定点处的质量生成:d=3 和 N=∞ 下三临界 O(N) 模型的泛函重整化群研究

Shunsuke Yabunaka, Bertrand Delamotte

AI总结 研究三临界 O(N) 模型在 N→∞ 时固定点处质量生成的机制,通过泛函重整化群揭示有效势的非解析结构导致非普适质量,并发现临界指数 ν 在 BMB 线正则部分为 1/2,奇异部分跳变为 1/3。

Comments 27 pages, 14 figures

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AI中文摘要

重整化群(RG)固定点通常与标度不变性和发散关联长度相关联。我们证明,在三维极限 N→∞ 下,这种联系在三临界 O(N) 模型中可能失效。重新审视 Bardeen、Moshe 和 Bander 确定的固定点线,我们使用泛函重整化群阐明在其奇异端点(BMB 固定点)处导致质量生成的机制。我们证明生成的质量是非普适的,源于有效势的非解析结构。我们表明,临界指数 ν 沿 BMB 线的正则部分(即对于 0 ≤ λ < λ_BMB)取值为 ν = 1/2,而在该线的奇异部分(对应 λ = λ_BMB 的 BMB FP)跳变为 ν = 1/3,BMB FP 是这两个区域之间的关键点。我们还展示了其奇异势如何沿重整化流动态涌现。

英文摘要

Renormalization group (RG) fixed points are commonly associated with scale invariance and a divergent correlation length. We show that this connection can fail in the tricritical $O(N)$ model in three dimensions in the limit $N\to\infty$. Revisiting the line of fixed points identified by Bardeen, Moshe, and Bander, we use the functional renormalization group to clarify the mechanism leading to mass generation at its singular endpoint (the BMB fixed point). We demonstrate that the generated mass is nonuniversal and originates from the nonanalytic structure of the effective potential. We show that the critical exponent $\nu$ which takes the value $\nu = 1/2$ along the regular part of the BMB line, that is, for $0 \leq \lambda < \lambda_{\rm BMB}$, jumps to $\nu = 1/3$ on the singular part of this line with the BMB FP, corresponding to $\lambda = \lambda_{\rm BMB}$, being the pivotal point between these two regimes. We also show how its singular potential emerges dynamically along the renormalization flow.

2606.12158 2026-06-17 hep-ex hep-ph 新提交

Hidden-sectors search and probe of discrete symmetries at the REDTOP experiment

REDTOP实验中的隐藏扇区搜索与离散对称性探测

The REDTOP COllaboration

AI总结 REDTOP实验通过产生大量η和η'介子,利用矢量、标量、类轴子和重轻子四个门户搜索新物理,并精确检验CP、T对称性和轻子普适性。

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AI中文摘要

η和η'介子在粒子宇宙中几乎是独特的,因为它们几乎是戈德斯通玻色子,其衰变动力学受到强烈约束。虽然早期实验收集了约10^9个η样本,但拟议的REDTOP(通过稀有η衰变观测标准模型之外物理)设施目标产生O(10^14)个η和O(10^12)个η',从而能够广泛搜索标准模型之外的新物理。在这项工作中,我们展示了评估REDTOP对通过四个门户(矢量(暗光子)、标量(希格斯混合)、类轴子和重轻子)将标准模型与新物理耦合的过程的灵敏度的研究。同时,拟议的统计量允许精确检验CP和T不变性以及轻子普适性,并改进η/η'跃迁形状因子的测定,这些是强子光-光散射对μ子反常磁矩(g-2)_μ贡献的关键输入。

英文摘要

The $\eta$ and $\eta^{\prime}$ mesons are nearly unique in the particle universe since they are nearly Goldstone bosons, and their decay dynamics are strongly constrained. While earlier experiments collected samples of order $\sim 10^{9}$ $\eta$, the proposed REDTOP (Rare Eta Decays To Observe Physics Beyond the Standard Model) facility targets $\mathcal{O}(10^{14})$ $\eta$ and $\mathcal{O}(10^{12})$ $\eta'$, enabling broad searches for physics beyond the Standard Model. In this work, we present studies evaluating REDTOP sensitivity to processes that couple the Standard Model to New Physics through four portals: the Vector (dark photon), the Scalar (Higgs-mixing), the Axion-like, and the Heavy Lepton. In parallel, the proposed statistics allow precise tests of $CP$ and $T$ invariance and lepton universality and improve determinations of the $\eta/\eta'$ transition form factors, which are crucial inputs to the hadronic light-by-light contribution to the muon anomalous magnetic moment $(g-2)_\mu$.

2606.12097 2026-06-17 stat.AP physics.data-an 新提交

Weibull-Stationary Stochastic Differential Equations for Conditional Long-Horizon Wind Power Forecasting

条件长期风电预测的威布尔平稳随机微分方程

Luca Di Persio, Mehrdad Ghadiri

AI总结 提出一种基于威布尔平稳SDE的月度风电概率预测框架,通过异方差卡尔曼滤波和三种SDE模型实现高分辨率预测,CRPS约1.57 m/s,功率Wasserstein距离低于额定容量1.4%。

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AI中文摘要

我们提出了一个以十分钟分辨率进行一个月前风电预测的条件概率框架。从序列相关的SCADA风速数据中估计月度威布尔形状和尺度参数,通过Godambe协方差修正,并使用异方差卡尔曼滤波在双变量VAR(1)状态空间模型上进行预测。以MMSE预测的威布尔不变律为条件,我们构建并比较了三种正风速SDE模型:Ornstein-Uhlenbeck-Weibull变换、Fokker-Planck漂移优先扩散和Fokker-Planck扩散优先模型。模拟的风速集合通过校准的XGBoost功率曲线映射到功率。应用于Kelmarsh风电场Senvion MM92涡轮机2021年1月的数据,三种SDE公式在概率精度上统计上不可区分,平均CRPS值在1.569至1.575 m/s之间。因此,扩散优先模型在计算上更优,运行时间相对于OU-Weibull模型减少了约七倍。在功率域中,模拟与观测分布之间的Wasserstein距离为26.1-27.6 kW,低于额定容量的1.4%,而所检查月份的月能量产出偏差约为-7.3%。在0-1500 kW范围内,超越概率误差保持在1.6个百分点以下,在额定功率附近约为2.2个百分点。这些量为下游运行问题提供了决策相关的概率输入,而非完成的备用、储能、市场或疲劳优化决策。完全边缘化卡尔曼预测律下的威布尔参数是一个自然的扩展。

英文摘要

We present a one-month-ahead conditional probabilistic framework for wind-power forecasting at ten-minute resolution. Monthly Weibull shape and scale parameters are estimated from serially dependent SCADA wind-speed data, corrected through a Godambe covariance, and forecast by a heteroskedastic Kalman filter on a bivariate VAR(1) state-space model. Conditional on the MMSE forecasted Weibull invariant law, we construct and compare three positive wind-speed SDE models: an Ornstein-Uhlenbeck-Weibull transform, a Fokker-Planck drift-first diffusion, and a Fokker-Planck diffusion-first model. The simulated wind-speed ensembles are mapped to power through a calibrated XGBoost power curve. Applied to January 2021 data from a Senvion MM92 turbine at Kelmarsh Wind Farm, the three SDE formulations are statistically indistinguishable in probabilistic accuracy, with mean CRPS values between 1.569 and 1.575 m/s. The diffusion-first model is therefore preferred on computational grounds, reducing runtime by about a factor of seven relative to the OU-Weibull model. In the power domain, the Wasserstein distance between simulated and observed distributions is 26.1-27.6 kW, below $1.4\%$ of rated capacity, while the monthly energy-yield bias is about $-7.3\%$ for the examined month. Exceedance-probability errors remain below 1.6 percentage points over the 0-1500 kW range and about 2.2 percentage points near rated power. These quantities provide decision-relevant probabilistic inputs for downstream operational problems, rather than completed reserve, storage, market, or fatigue-optimization decisions. Full marginalisation over the Kalman predictive law of the Weibull parameters is left as a natural extension.

2606.11984 2026-06-17 hep-th 新提交

Modular quantization and black holes

模量化和黑洞

Suchetan Das

AI总结 提出一种背景无关的量子引力代数框架,通过模量化构造I型冯·诺依曼代数,揭示黑洞非微扰方面,并重建精确的Hartle-Hawking关联函数。

Comments 79 Pages, two appendices, Confusing remarks about radial quantization or independent interior have been erased, citations added

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AI中文摘要

Witten最近提出了一种背景无关的量子引力代数框架,其中具有哈密顿量的观测者定义了一个由修正哈密顿约束体现的微分同胚不变的世界线代数。在半经典极限下,该构造可以提升为作用在由固定背景中的测地线定义的希尔伯特空间上的冯·诺依曼代数。受此启发,我们重新审视了圆柱上某类变形CFT哈密顿量的量化,以捕捉黑洞的非微扰方面。我们通过在哈密顿流的不动点附近施加共形边界条件,构造了一个I型冯·诺依曼代数,该代数作用在由“涌现模量Virasoro代数”的最高权表示构建的GNS希尔伯特空间上。将哈密顿量与与固定参考KMS(真空)态相关的尖锐子区域的模哈密顿量等同后,代数变为III$_{1}$型因子。我们还讨论了在纳入由不动点处的标量构成的涌现非平凡中心后,使用“开-闭弦”对偶的涌现希尔伯特空间结构。我们进一步利用单个全息CFT的模量化,展示了在严格半经典极限下,光滑BTZ背景的精确Hartle-Hawking关联函数的边界极限如何在另一种对偶描述中显现,而在有限$G_{N}$下,相应的描述本质上是非光滑的,同时具有拉伸视界和边界截断。精确关联函数也已从模量化中的真空关联函数精确重现。我们还讨论了通过AdS/CFT将中心纳入引力对边界关联函数的影响,其中光滑视界的描述被一个包含嵌入其中的显式微结构的(拉伸)视界所取代。

英文摘要

Witten recently proposed a background-independent algebraic framework for quantum gravity, wherein an observer endowed with a Hamiltonian defines a diffeomorphism invariant worldline algebra manifested by the modified Hamiltonian constraint. In the semiclassical limit, this construction admits a lift to a von Neumann algebra acting on a Hilbert space defined by geodesic in a fixed background. Motivated by this, we revisit quantization of certain class of deformed CFT Hamiltonian on a cylinder to capture non-perturbative aspects of black holes. We construct a type-I Von-Neuman algebra by imposing conformal boundary conditions on cut-offs near fixed points of Hamiltonian flow, acting on a GNS Hilbert space built from highest-weight representation of `emergent modular Virasoro algebra'. Upon identifying the Hamiltonian with the modular Hamiltonian of a sharp subregion associated to a fixed reference KMS (vacuum) state, the algebra changes to type-III$_{1}$ factor. We also discuss the structure of emergent Hilbert spaces using `open-closed string' duality after incorporating an emergent non-trivial center made out of scalars at fixed points. We further employ this modular quantization of a single holographic CFT to demonstrate how the boundary limit of exact Hartle-Hawking correlator of smooth BTZ background emerge in the strict semiclassical limit in an alternative dual description, while at finite $G_{N}$, the corresponding description is intrinsically non-smooth, featuring both a stretched horizon and a boundary cutoff. The exact correlator has also been precisely reproduced from the vacuum correlators in modular quantization. We further discuss the effect of incorporating gravity by including the center via AdS/CFT on boundary correlators, for which the description of a smooth horizon is replaced by a (stretched) horizon containing explicit microstructures embedded within it.

2606.11551 2026-06-17 math.RT 新提交

Gelfand--Kirillov dimensions of highest weight modules for basic classical Lie superalgebras

基本经典李超代数的最高权模的Gelfand--Kirillov维数

Jing Jiang

AI总结 本文开发了一种组合算法,用于计算基本经典李超代数的单最高权模的GK维数,并给出了类型sl(m|n)和osp(2|2n)的显式公式,证明GK维数完全由李超代数的偶部决定。

Comments 27 pages

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AI中文摘要

在本文中,我们开发了一种组合算法,用于计算基本经典李超代数的单最高权模的Gelfand--Kirillov (GK)维数。基于经典李代数通过Lusztig的{\bf a}-函数和Robinson--Schensted (RS)插入算法的结果,我们将这些技术扩展到超设置,为类型$\mathfrak{sl}(m|n)$和$\mathfrak{osp}(2|2n)$提供了显式公式。我们的结果表明,单最高权模的GK维数完全由李超代数的偶部决定。

英文摘要

In this paper we develop a combinatorial algorithm to compute the Gelfand--Kirillov (GK) dimension of simple highest weight modules for basic classical Lie superalgebras. Building upon the results for classical Lie algebras via Lusztig's {\bf a}-function and the Robinson--Schensted (RS) insertion algorithm, we extend these techniques to the super setting, providing explicit formulas for types $\mathfrak{sl}(m|n)$ and $\mathfrak{osp}(2|2n)$. Our results show that the GK dimension of a simple highest weight module is determined entirely by the even part of the Lie superalgebras.

2606.11311 2026-06-17 quant-ph cond-mat.stat-mech hep-th 新提交

Exact Entanglement Dynamics Beyond Nearest-Neighbor Dual-Unitary Floquet Systems

超越最近邻对偶幺正Floquet系统的精确纠缠动力学

Tanay Pathak

AI总结 通过交错结构构造有限范围对偶幺正模型,推导出r=2时所有n-Rényi纠缠熵的精确表达式,并推广到更大范围和非均匀系统。

Comments 5+ 9 pages, 5 figures, Minor changes

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AI中文摘要

利用对偶幺正性得到的精确结果在很大程度上依赖于最近邻结构,而有限范围相互作用通常会导致复杂性。超越通常的最近邻设置,我们引入了一个解析可处理的有限范围 kicked Ising 模型族,该模型族允许精确的闭式纠缠动力学。该构造基于一种交错结构,其中对偶幺正性存在于子格点上,然后这些子格点相互耦合。中心观察结果是,这些子格间耦合不会阻碍所得模型的对偶幺正性。对于最小相互作用范围 $r=2$,我们推导了所有时刻所有 $n-$Rényi 纠缠熵的精确表达式,并表明结果是两个耦合子格贡献之和。我们的框架自然地扩展到更大的有限相互作用范围以及具有异质局部希尔伯特空间的系统,无需额外假设。因此,它为研究严格超越最近邻对偶幺正模型的精确纠缠增长提供了一个可控的环境。

英文摘要

Exact results using dual-unitarity largely rely on nearest-neighbor structures, while finite-range interactions typically lead to complications. Going beyond the usual nearest-neighbor setting, we introduce an analytically tractable family of finite-range kicked Ising models that admit exact closed-form entanglement dynamics. The construction is based on a staggered structure in which dual-unitarity is present on sublattices that are then coupled to each other. The central observation is that these inter-sublattice couplings do not obstruct the dual-unitarity of the resulting model. For the minimal interaction range of $r= 2$, we derive exact expressions for all the $n-$Rényi entanglement entropies at all times and show that the result is the sum of the two coupled sublattice contributions. Our framework extends naturally to larger finite interaction ranges and to systems with heterogeneous local Hilbert spaces, without additional assumptions. It thus provides a controlled setting for studying exact entanglement growth beyond strictly nearest-neighbor dual-unitary models.

2606.11310 2026-06-17 hep-ph astro-ph.CO astro-ph.HE hep-ex hep-th 新提交

Direct Detection of Millicharged Particles from Supernovae

直接探测来自超新星的毫电荷粒子

Yanou Cui, Fengyi Li, Xiaolin Qi, Ian M. Shoemaker, Yu-Dai Tsai

AI总结 提出通过超新星产生的毫电荷粒子在地球探测器上产生时间延迟信号的新探测方法,可每年探测到10个以上事件,并将现有冷却界限提高一个数量级。

Comments 5+7 pages, 5 figures

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AI中文摘要

这项工作提出了一种新的地球探测器用于毫电荷粒子(mCPs),并展示了有前景的发现前景。mCPs可以在核心坍缩超新星(SNe)中大量产生,其中一部分可能逃逸,传播到地球并产生独特的信号。mCP质量会导致相对于超新星中微子暴的飞行时间(ToF)延迟,从而在中微子信号过后打开一个干净的搜索窗口。我们计算了在XENONnT、JUNO、DUNE和Hyper-Kamiokande中,对于基准超新星情景,mCP诱导的电子反冲信号,并发现对于$\varepsilon = 10^{-9}$和亚MeV到MeV质量,每年可以探测到超过10个事件。这种搜索可以将现有的超新星冷却界限$\varepsilon$提高一个数量级。

英文摘要

This work proposes a new terrestrial probe for millicharged particles (mCPs) and demonstrates promising discovery prospects. mCPs can be copiously produced in core-collapse supernovae (SNe), and a fraction may escape, travel to Earth and yield distinct signals. The mCP mass induces a time-of-flight (ToF) delay relative to the SN neutrino burst, opening a clean search window after the neutrino signal has passed. We compute the mCP-induced electron-recoil signals at XENONnT, JUNO, DUNE, and Hyper-Kamiokande for benchmark SN scenarios, and find that for $\varepsilon = 10^{-9}$ and sub-MeV to MeV-scale masses, more than 10 events per year can be detected. This search can improve upon existing SN cooling bound on $\varepsilon$ by up to an order of magnitude.

2606.11296 2026-06-17 hep-ph hep-ex 新提交

Tripartite Entanglement in $e^+ e^- \to t \bar{t} Z$

$e^+ e^- \ o t \ar{t} Z$ 中的三方纠缠

Dorival Gonçalves, Alberto Navarro, Kazuki Sakurai

AI总结 研究未来轻子对撞机中 $e^+e^-\ o t\ar tZ$ 过程的三方纠缠,通过重建自旋密度矩阵并计算多种纠缠度量,发现集体纠缠在极化对撞机中可观测,而直接观测真正三方纠缠具有挑战性。

Comments 40 pages, 16 figures

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AI中文摘要

多方纠缠是一种独特的量子关联形式,它捕捉了复合量子态中超出其两体子系统编码的集体性质。我们在未来轻子对撞机的 $e^+e^-\ o t\ar tZ$ 过程中研究这一现象,其中末态自旋跨越三方希尔伯特空间 $\mathscr{H}=\mathbb{C}^{2}\otimes\mathbb{C}^{2}\otimes\mathbb{C}^{3}$。从标准模型螺旋度振幅出发,我们重建完整的 $12\ imes 12$ 自旋密度矩阵,并通过一对一负性、一对其他负性和真正多方负性来表征其纠缠结构,这些度量在三个逐渐包含更多信息的相空间积分水平上评估。成对纠缠通常相对于集体(一对其他)和真正多方纠缠被抑制,并且所有度量随着更多运动学信息被积分掉而减小。假设在 $\sqrt{s}=1$ TeV 的全轻子衰变通道中进行量子层析,我们发现集体纠缠在现实的高亮度极化轻子对撞机上是可及的,而直接观测真正多方纠缠具有挑战性,并且将受益于事件分析和可观测量选择的进一步优化。该研究确立了 $e^+e^-\ o t\ar tZ$ 作为探测高能碰撞中多方纠缠的一个有吸引力的实验室,并提供了一个适用于任何三方自旋系统的通用混合态框架。

英文摘要

Multipartite entanglement is a uniquely quantum form of correlation that captures collective properties of a composite quantum state beyond those encoded in its bipartite subsystems. We investigate this phenomenon in the process $e^+e^-\to t\bar tZ$ at a future lepton collider, where the final state spins span the tripartite Hilbert space $\mathscr{H} = \mathbb{C}^2 \otimes \mathbb{C}^2 \otimes \mathbb{C}^3$. Starting from the Standard Model helicity amplitudes, we reconstruct the full $12\times 12$ spin density matrix and characterise its entanglement structure through one-to-one negativities, one-to-other negativities, and the genuine multipartite negativity, evaluated at three increasingly inclusive levels of phase space integration. Pairwise entanglement is generally suppressed relative to the collective (one-to-other) and the genuine multipartite entanglement, and all measures decrease as more kinematic information is integrated out. Assuming quantum tomography in the fully leptonic decay channel at $\sqrt{s}=1$ TeV, we find that collective entanglement should be accessible at a realistic high-luminosity polarised lepton collider. By contrast, certifying genuine multipartite entanglement is more challenging, with only limited sensitivity projected for a specific polarisation benchmark within the expected ILC luminosity. The study establishes $e^+e^-\to t \bar{t}Z$ as an attractive laboratory for probing multipartite entanglement in high-energy collisions and provides a general mixed state framework that applies to any tripartite spin system.

2606.10759 2026-06-17 cs.IR 新提交

miniReranker: Efficient Multimodal Reranking through Visual Cache Reuse and Interaction Sparsity

miniReranker: 通过视觉缓存重用和交互稀疏性实现高效多模态重排序

Yingqi Fan, Xuan Lu, Anhao Zhao, Junlong Tong, Ping Nie, Kai Zou, Yunpu Ma, Wei Zhang, Xiaoyu Shen

AI总结 提出miniReranker,通过视觉优先格式、早期退出、窄交互带和嵌入器引导剪枝,将重排序运行时间降至密集实现的1%以下,同时保持96%以上的性能。

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AI中文摘要

多模态大语言模型(MLLMs)最近通过下一词预测直接建模查询-文档相关性,在逐点重排序中展现出强大潜力。然而,逐点重排序在查询-文档对之间存在大量重复计算,而Transformer的因果结构仅允许通过预缓存重用前缀段。为了解决现有查询优先和文档优先格式与VQA风格提示及计算感知重用的不匹配,我们提出了一种视觉优先的公式,提高了缓存重用效率和重排序性能。然而,剩余成本仍然可观,主要来自三个来源:(1)模型深度,我们通过早期退出减少活跃参数;(2)跨段注意力,我们将其限制在少数层的窄交互带内;(3)视觉令牌,我们通过嵌入器引导剪枝减少令牌数量。这些设计共同构成了miniReranker,在单查询的高重用设置下,将重排序运行时间降至密集实现的1%以下,同时保持密集模型96%以上的性能。

英文摘要

Multimodal large language models (MLLMs) have recently shown strong potential as point-wise rerankers by directly modeling query--document relevance through next-token prediction. However, point-wise reranking suffers from substantial repeated computation across query--document pairs, while the causal structure of transformers allows only prefix segments to be reused via pre-caching. To address the misalignment of existing query-first and document-first formats with both VQA-style prompting and computation-aware reuse, we propose a $\textit{vision-first}$ formulation that improves both cache reuse efficiency and reranking performance. However, the remaining cost is still considerable and stems from three main sources: (1) $\textit{model depth}$, for which we reduce active parameters via early exit; (2) $\textit{cross-segment attention}$, which we restrict to a narrow interaction band across a few layers; and (3) $\textit{visual tokens}$, where we reduce the number of tokens via embedder-guided pruning. Together, these designs form miniReranker, which reduces reranking runtime to <1% of the dense implementation under high-reuse settings for a single query, while preserving >96% of the dense model performance.

2606.10728 2026-06-17 cs.SE 新提交

DeNovoSWE: Scaling Long-Horizon Environments for Generating Entire Repositories from Scratch

DeNovoSWE:扩展长时域环境以从零生成完整仓库

Jiale Zhao, Guoxin Chen, Fanzhe Meng, Wayne Xin Zhao, Ruihua Song, Ji-Rong Wen, Kai Jia

AI总结 提出DeNovoSWE数据集,通过沙盒代理工作流自动构建4818个从文档生成完整仓库的实例,采用分治与批评修复策略及难度感知轨迹过滤,微调Qwen3-30B-A3B将BeyondSWE-Doc2Repo基准得分从5.8%提升至47.2%。

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AI中文摘要

随着基于LLM的代码代理能力不断提升,其预期角色正从现有代码库中的局部错误修复扩展到根据高级规范设计和实现完整的软件仓库。然而,由于缺乏大规模、可验证的完整仓库生成数据,训练代理完成此类长时域软件工程任务仍然困难。在本文中,我们介绍了\textbf{DeNovoSWE},一个用于完整仓库生成的大规模数据集。DeNovoSWE包含4,818个高质量实例,每个实例要求根据文档生成一个完整仓库。我们的数据集通过精心设计的沙盒代理工作流自动构建,无需人工标注即可实现可扩展的策展。DeNovoSWE基于“分而治之”和批评修复理念构建。为平衡数据质量和多样性,我们进一步引入了一种难度感知的轨迹过滤策略。在DeNovoSWE上微调Qwen3-30B-A3B显著提升了长时域软件工程性能,将其在具有挑战性的BeyondSWE-Doc2Repo基准上的得分从5.8%提高到47.2%。

英文摘要

As the capabilities of LLM-based code agents continue to advance, their expected role is expanding beyond localized bug fixing in existing codebases toward architecting and implementing complete software repositories from high-level specifications. However, training agents for such long-horizon software engineering tasks remains difficult due to the scarcity of large-scale, verifiable whole-repository generation data. In this paper, we introduce \textbf{DeNovoSWE}, a large-scale dataset for whole-repository generation. DeNovoSWE comprises 4,818 high-quality instances, where each instance requires generating a complete repository from documentation. Our dataset is automatically constructed through a carefully designed sandboxed agentic workflow, enabling scalable curation without human annotation. DeNovoSWE is constructed with "divide and conquer" and critic-repair philosophy. To balance data quality and diversity, we further introduce a difficulty-aware trajectory filtering strategy. Fine-tuning Qwen3-30B-A3B on DeNovoSWE substantially improves long-horizon SWE performance, raising its score on the challenging BeyondSWE-Doc2Repo benchmark from 5.8% to 47.2%.

2606.09170 2026-06-17 hep-th 新提交

Stress Tensor Deformations in dS/CFT: Mixed Boundary Conditions, Spectrum Flow and Pseudo Entropy

dS/CFT中的应力张量形变:混合边界条件、谱流与赝熵

Feng Hao, Hao Ouyang, Xi-Yang Ran

AI总结 在dS/CFT对应中,提出应力张量形变字典,通过混合边界条件编码边界理论形变,并在Kerr-dS$_3$/CFT$_2$中验证,计算了形变几何中的全息赝熵。

Comments 35 pages, references added and typos corrected

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AI中文摘要

我们在dS/CFT对应的背景下制定了一个半经典应力张量形变字典。利用度量流公式,我们提出假想边界理论的应力张量形变在全息上编码为未来无穷远处体度规的混合边界条件。耦合流方程确定了形变的边界度规和应力张量,从而指定了形变边界理论的源-响应关系。我们在Kerr-dS$_3$/CFT$_2$中测试了这一提议,其中从全息边界应力张量构造的守恒荷与从场论流方程获得的边界谱精确一致,为字典提供了非平凡的一致性检验。作为一个应用,我们从形变Kerr-dS$_3$几何中的复化测地线鞍点计算了边界区间的全息赝熵,并给出了$T\ar{T}$和根-$T\ar{T}$形变的显式结果。

英文摘要

We formulate a semiclassical stress tensor deformation dictionary in the context of the dS/CFT correspondence. Using the metric-flow formulation, we propose that stress tensor deformations of the putative boundary theory are encoded holographically as mixed boundary conditions for the bulk metric at future infinity. The coupled flow equations determine the deformed boundary metric and stress tensor, thereby specifying the source--response relation of the deformed boundary theory. We test the proposal in Kerr-dS$_3$/CFT$_2$, where the conserved charges constructed from the holographic boundary stress tensor agree exactly with the boundary spectrum obtained from the field-theoretic flow equation, providing a nontrivial consistency check of the dictionary. As an application, we compute the holographic pseudo entropy of boundary intervals from complexified geodesic saddles in the deformed Kerr-dS$_3$ geometry, and present explicit results for the $T\bar{T}$ and root-$T\bar{T}$ deformations.

2606.08955 2026-06-17 cond-mat.mes-hall cond-mat.mtrl-sci 新提交

Valley Engineering in Bilayer WSe$_2$ Gate-All-Around Transistors

双层WSe$_2$全环绕栅极晶体管中的谷工程

Katsunori Wakabayashi, Souren Adhikary, Kazuhito Tsukagoshi

AI总结 针对双层WSe$_2$中K-Γ谷分裂接近室温热能的特性,结合DFT与两谷器件模型,发现量子电容屏蔽保护亚阈值摆幅,有效迁移率由谷占据比决定,双轴压缩应变同时提升开态电流、抑制关态电流并改善开关比,建立了谷工程灵敏度最大化的设计原则。

Comments 12 pages, 7 figures

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AI中文摘要

在双层WSe$_2$中,层间耦合将K-Γ谷分裂减小到室温下的$Δ_{KΓ} \approx k_BT$,使得两个有效质量显著不同的空穴输运通道处于近热平衡状态。我们结合密度泛函理论(DFT)与自旋-轨道耦合以及解析的两谷器件模型,量化了这种近简并性如何主导全环绕栅极(GAA)场效应晶体管中的空穴输运。获得三个主要结果:(i)亚阈值摆幅通过量子电容屏蔽被保护在约$60$~mV~dec$^{-1}$附近,与层数无关;(ii)有效迁移率由K到Γ谷的占据比决定,并随层数单调下降;(iii)在双层中,双轴压缩应变同时增强开态电流、抑制关态电流,并将开关比从约$69$提高到约$156$,而亚阈值摆幅保持在热电子极限附近。这种开态性能与开关斜率的解耦无法通过传统的迁移率工程实现,并建立了一个具体的设计原则:当$Δ_{KΓ} \approx k_BT$时,谷工程灵敏度最大化,而该条件在室温零应变下最自然地由双层WSe$_2$满足,使其成为谷工程GAA晶体管的最佳沟道。

英文摘要

In bilayer WSe$_2$, interlayer coupling reduces the K--$\Gamma$ valley splitting to $\Delta_{K\Gamma} \approx k_BT$ at room temperature, placing two hole-transport channels of markedly different effective mass in near-thermal equilibrium. We combine density functional theory (DFT) with spin--orbit coupling and an analytical two-valley device model to quantify how this near-degeneracy governs hole transport in gate-all-around (GAA) field-effect transistors. Three main results are obtained: (i)~the subthreshold swing is protected near $60$~mV~dec$^{-1}$ by quantum-capacitance screening independently of layer number; (ii)~the effective mobility is set by the K-to-$\Gamma$ valley occupation ratio and decreases monotonically with layer number; and (iii)~in the bilayer, compressive biaxial strain \emph{simultaneously} enhances the on-current, suppresses the off-current, and improves the on/off ratio from ${\approx}69$ to ${\approx}156$, while the subthreshold swing remains near the thermionic limit. This decoupling of on-state performance from switching slope is inaccessible through conventional mobility engineering and establishes a concrete design principle: \emph{valley-engineering sensitivity is maximized when $\Delta_{K\Gamma} \approx k_BT$}, the condition most naturally satisfied by bilayer WSe$_2$ at room temperature and zero strain, making it the optimal channel for valley-engineered GAA transistors.

2606.08859 2026-06-17 astro-ph.EP astro-ph.IM astro-ph.SR physics.comp-ph 新提交

A Framework to Model Stellar Irradiated Disks with Frequency-dependent Absorption and Scattering Opacities in Athena++

在Athena++中建模具有频率相关吸收和散射不透明度的恒星辐照盘的框架

Stanley A. Baronett, Yan-Fei Jiang, Zhaohuan Zhu, Shangjia Zhang, Philip J. Armitage

AI总结 提出一个在Athena++中使用多群辐射传输和径向射线模拟恒星辐照盘的框架,通过频率相关吸收和散射准确计算温度分布,与蒙特卡罗基准相比误差2-5%。

Comments 32 pages, 17 figures, ApJ revision under review; for associated repository, see this https URL (https://github.com/sabaronett/irrad_disk/tree/main)

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AI中文摘要

不透明度的频率依赖性对于确定原行星盘的热结构至关重要,进而影响盘动力学和行星形成。然而,许多盘模型采用简化的热力学,常见的辐射流体动力学方法通常使用灰体不透明度、忽略散射,并在中等光学深度区域产生不准确的结果。我们提出了一个综合框架,使用Athena++有限体积代码,通过多群辐射传输和新实现的径向射线更准确地表示恒星通量,对所有光学深度下的频率相关吸收和散射进行建模。为了校准该框架,我们专注于流体静力学盘模型,从而能够隔离辐射效应并评估该方法而无需额外的动力学复杂性。由于尘埃不透明度随频率强烈增加,紫外恒星辐射加热稀薄的盘大气,而光学厚的中间平面保持较冷。当使用更多频率带或包含散射时,这种垂直温度梯度被更准确地捕获。我们的流体静力学模型达到的平衡温度与蒙特卡罗辐射传输基准相比,使用64个频率带时平均偏差2-5%,使用3个带时偏差7-11%。减少带数可将计算成本降低至少一个数量级,同时最大可能温度偏差仅从8%增加到19%。这一校准证明了该框架的准确性和效率,并为未来对辐照原行星盘的自洽研究(包括完全动力学模拟以及涉及化学过程和时变恒星亮度的应用)提供了坚实基础。

英文摘要

The frequency dependence of opacity is crucial for determining the thermal structure of protoplanetary disks, which in turn influences disk dynamics and planet formation. Yet many disk models adopt simplified thermodynamics, and common radiation-hydrodynamic approaches often use gray opacities, ignore scattering, and yield inaccurate results in regions with intermediate optical depth. We present a comprehensive framework that models stellar irradiation with frequency-dependent absorption and scattering across all optical depths using the Athena++ finite-volume code, extended with multigroup radiation transport and newly implemented radial rays to more accurately represent the stellar flux. To calibrate this framework, we focus exclusively on hydrostatic disk models, allowing us to isolate radiative effects and evaluate the method without additional dynamical complexity. Because dust opacity increases strongly with frequency, ultraviolet stellar irradiation heats the tenuous disk atmosphere while the optically thick midplane remains cooler. This vertical temperature gradient is captured more accurately when more frequency bands are used or when scattering is included. Our hydrostatic models achieve equilibrium temperatures that differ from Monte Carlo radiative-transfer benchmarks on average by 2--5% with 64 frequency bands and 7--11% with 3 bands. Reducing the number of bands lowers computational cost by at least an order of magnitude while increasing the maximum possible temperature deviation only from 8% to 19%. This calibration demonstrates the accuracy and efficiency of the framework and provides a solid foundation for future self-consistent studies of irradiated protoplanetary disks, including fully dynamical simulations and applications involving chemical processes and time-dependent stellar luminosity.

2606.08675 2026-06-17 math.OC 新提交

Explainable Optimization: A Call for Interdisciplinary Action

可解释优化:呼吁跨学科行动

Nurşen Aydın, Ş. İlker Birbil, İlker Küçükparlak, Altuğ Yalçıntaş

AI总结 本文提出可解释优化(XOpt)作为跨学科领域,通过融合行为、认知和实用视角,弥补优化输出与利益相关者理解之间的解释差距。

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AI中文摘要

运筹学和管理科学模型支持影响患者、工人、公民和公共机构的决策。决策者,如批准手术排班的临床医生、分配救灾资源的规划者或设计轮岗的管理者,越来越需要清晰且可操作的论证,以弥合数学优化输出与利益相关者信任、质疑和实施推荐决策所需的直观推理之间的差距。然而,该领域传统上通过可行性、最优性、可扩展性和求解时间等计算标准来评估优化模型,而将解释视为次要问题。通过访问目标、约束、影子价格或敏感性报告提供的数学透明度,并不能自动提供利益相关者理解、信任、质疑或实施基于优化的决策所需的论证形式。本文呼吁将可解释优化(XOpt)发展为一个独特的跨学科领域,超越算法效率,并融入行为、认知和实用视角,以解决这一解释缺陷。

英文摘要

Operations research and management science models support decisions that affect patients, workers, citizens, and public institutions. Decision-makers, such as clinicians approving surgical schedules, planners allocating disaster relief resources, or managers designing workforce rotations, increasingly require clear and actionable justifications that bridge the gap between mathematical optimization outputs and the intuitive reasoning stakeholders need to trust, contest, and implement recommended decisions. Yet the field has traditionally evaluated optimization models through computational criteria such as feasibility, optimality, scalability, and solution time, while treating explanation as a secondary concern. Mathematical transparency, provided through access to objectives, constraints, shadow prices, or sensitivity reports, does not automatically offer the forms of justification that stakeholders need to understand, trust, contest, or implement optimization-based decisions. This paper calls for the development of explainable optimization (XOpt) as a distinct interdisciplinary area that moves beyond algorithmic efficiency and incorporates behavioral, cognitive, and pragmatic perspectives to address this explanatory deficit.

2606.08329 2026-06-17 hep-ph hep-th nucl-th 新提交

Lepton $g-2$ non-universality of hadronic contributions and a sub-GeV window to New Physics

轻子 $g-2$ 强子贡献的非普适性与亚GeV新物理窗口

Siyuan Li, Vladimir Pascalutsa, Maxim Pospelov

AI总结 提出轻子反常磁矩的线性组合 $a_{μ-e} \equiv a_μ- (m_μ/m_e)^2 a_e$,作为低能窗口量,增强对强子贡献中数据驱动与格点QCD差异的敏感性,并减少强子真空极化效应约85%,为检验新物理提供前景。

Comments 8 pages, 6 figures, 2 tables. Fixed typos and added references

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AI中文摘要

我们提出缪子和电子的反常磁矩的线性组合 $a_{μ-e} \equiv a_μ- (m_μ/m_e)^2 a_e$ 作为一个自然的低能窗口量,对当前数据驱动和格点QCD评估的强子贡献之间的差异具有增强的敏感性。这种重新标度确保了短程效应的精确抵消,从而改善了紫外行为,并绕过了在 $a_μ$ 或 $a_e$ 中单独出现的一些问题。与 $a^{\ m HVP}_μ$ 相比,$a^{\ m HVP}_{μ-e}$ 中的强子真空极化效应及其不确定性减少了约85%。这对于新物理的检验是有前景的,但需要 $a_e$ 和 $α$ 的实验测量有显著改进。可以预见,对于具有一定程度味非普适性的新物理以及味普适的亚GeV态,新物理检验将得到改进。

英文摘要

We propose the linear combination of the anomalous magnetic moments of the muon and electron, $a_{\mu-e} \equiv a_\mu - (m_\mu/m_e)^2 a_e$, as a natural low-energy window quantity that may directly probe the current discrepancy between the data-driven and lattice-QCD evaluations of hadronic contributions. The rescaling ensures an exact cancellation of the short-range effects, thereby improving the UV behavior and bypassing a number of issues that arise in $a_\mu$ or $a_e$ separately. The hadronic-vacuum-polarization effect in $a^{\rm HVP}_{\mu-e}$, together with its uncertainty, is reduced as compared to $a^{\rm HVP}_{\mu}$ by $\sim 85\%$. This is promising for tests of New Physics, conditional to significant improvements in experimental measurements of $a_e$ and $\alpha$. One can foresee the improvements in tests of New Physics with some degree of flavor non-universality, as well as for the flavor-universal sub-GeV states.

2606.08026 2026-06-17 nucl-th 新提交

The ABC classification of exotic nuclei: a proposal

奇特原子核的ABC分类:一个提议

L. Fortunato, A. Vitturi, G. Singh

AI总结 针对大量核素及其多样奇特性质,提出一种通用、简洁、分类明确、信息丰富且易扩展的命名方案ABC,并应用于Z≤10的轻同位素。

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AI中文摘要

现有的大量核种及其可能的不同奇特性质,如存在晕(A)、Borromean结构(B)、团簇化(C)等,需要一种通用、简洁、分类明确、信息丰富、易获取且易扩展的分类方案。我们在此提供首次有理有据的尝试,通过一种称为$ABC$的简略命名方案来填补这一空白,该方案基于定义和特性,刻画了现代核物理的特征。我们将图表限制在$Z\le 10$的轻同位素,目前这些特征大多出现在这里。

英文摘要

The large number of existing nuclear species and the long list of their possible different exotic properties, such as presence of a halo (A), Borromean structure (B), clusterisation (C) and others, calls for a classification scheme that is universal, concise, categorical, informative, accessible and easily extensible. We provide here a first reasoned attempt to fill this gap with an abridged naming scheme, called $ABC$, based on definitions and properties that characterise modern nuclear physics. We limit our chart to light isotopes with $Z\le 10$ where most of these features appear presently.

2606.07482 2026-06-17 math.PR 新提交

Moments in Rough Bergomi and Boundary Attainment in Rough Heston

粗糙Bergomi模型中的矩与粗糙Heston模型中的边界到达

Arthur Bourdon, Thibault Jeannin

AI总结 本文证明了粗糙Bergomi价格过程在负相关下整个次临界范围内的有限正矩,并证明了粗糙Heston方差过程在任意正时间以正概率到达零边界。

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AI中文摘要

我们解决了粗糙波动率文献中的两个开放问题。首先,我们证明了粗糙Bergomi价格过程以及更广泛的高斯Volterra Bergomi模型在负相关下整个次临界范围内的有限正矩。更精确地说,如果\(\rho\in[-1,0)\),则对于每个\(0<p<p_\rho\),有\(\E[S_T^p]<\infty\),其中\(p_{-1}=\infty\),对于\(-1<\rho<0\)有\(p_\rho=(1-\rho^2)^{-1}\)。对于分数阶粗糙Bergomi核,这给出了尖锐临界矩阈值的有限侧,补充了阈值以上已知的爆炸结果。其次,我们证明了粗糙Heston方差过程,即具有分数阶核\(K_\alpha(t)=t^{\alpha-1}/\Gamma(\alpha)\)和\(\alpha\in(1/2,1)\)的标量Volterra平方根过程,在任意正时间在零点处有一个正原子。因此,在任意正时间水平之前,以正概率到达零点。这排除了在分数阶粗糙Heston模型中使零边界不可达的任何Feller型条件。

英文摘要

We address two open questions in the rough volatility literature. First, we prove finite positive moments for the rough Bergomi price process, and for a wider class of Gaussian Volterra Bergomi models, in the whole subcritical range under negative correlation. More precisely, if \(\rho\in[-1,0)\), then \(\E[S_T^p]<\infty\) for every \(0<p<p_\rho\), where \(p_{-1}=\infty\) and \(p_\rho=(1-\rho^2)^{-1}\) for \(-1<\rho<0\). For the fractional rough Bergomi kernel, this gives the finite side of the sharp critical moment threshold, complementing the known explosion result above the threshold. Second, we prove that the rough Heston variance process, equivalently the scalar Volterra square-root process with fractional kernel \(K_\alpha(t)=t^{\alpha-1}/\Gamma(\alpha)\) and \(\alpha\in(1/2,1)\), has a positive atom at zero at every positive time. Consequently, zero is hit with positive probability before every positive time horizon. This rules out any Feller-type condition making the zero boundary inaccessible in the fractional rough Heston model.

2606.06692 2026-06-17 astro-ph.IM astro-ph.EP astro-ph.GA astro-ph.SR 新提交

Where Not to Look: A Parametric Avoidance Model for SETI Target Selection

哪里不该看:SETI目标选择的参数化规避模型

Sahin Torlakcik

AI总结 提出基于七项恒星参数的规则过滤器,排除约一半Gaia DR3样本中不太可能孕育复杂生命的恒星,保留777,835个高优先级目标,年龄和金属丰度是主要排除因素。

Comments 18 pages, 11 figures, 5 tables. Published in PASP (PASP 138 064505)

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AI中文摘要

我们提出一个简单的、基于规则的SETI目标选择过滤器,用于标记不太可能孕育复杂生命的恒星,并生成一个可审计的排除目录。该模型使用七项恒星参数,包括年龄、金属丰度和多重性,从174万颗恒星的Gaia DR3样本中排除了大约一半,保留了777,835个高优先级目标,主要是K矮星和安静的M矮星。年龄和金属丰度主导了排除。重要的是,使用Gaia的年龄上限而非点估计,使355,086颗恒星免于被排除。经验代理和合成代理的比较表明,虽然总体排除率是稳健的,但单个目标的分配发生了显著变化;例如,常用的RUWE指标标记的双星数量是Gaia自身非单星标志的2.7倍。与Breakthrough Listen目标列表的交叉匹配显示排除率为56.5%,突显了宜居性驱动和邻近性驱动调查的互补性。该目录、流程和一个通用的社区工具已公开提供。

英文摘要

We present a simple, rule-based filter for SETI target selection that flags stars unlikely to host complex life and produces an audit-ready exclusion catalog. Using seven stellar parameters, including age, metallicity, and multiplicity, the model excludes roughly half of a 1.74 million-star Gaia DR3 sample, retaining 777,835 high-priority targets, mainly G and K dwarfs. Age and metallicity dominate the rejections. Importantly, using Gaia's age upper bounds instead of point estimates saves 355,086 stars from exclusion. A comparison of empirical and synthetic proxies shows that while the overall exclusion rate is robust, individual target assignments change significantly; for instance, the commonly used RUWE indicator flags 2.7x more binaries than Gaia's own non-single-star flag. Cross-matching with the Breakthrough Listen target list reveals a 56.5% exclusion rate, highlighting the complementary nature of habitability-driven and proximity-driven surveys. The catalog, pipeline, and a generalized community tool are publicly available.

2509.08965 2026-06-17 quant-ph cs.IT hep-th math-ph 交叉投稿

Retrocausal capacity of a quantum channel: Communicating through noisy closed timelike curves

量子信道的逆因果容量:通过噪声闭合类时曲线通信

Kaiyuan Ji, Seth Lloyd, Mark M. Wilde

AI总结 研究通过噪声后选择闭合类时曲线进行逆因果通信的量子信道容量,完全刻画单次逆因果量子与经典容量,并证明渐近容量等于信道最大信息与正则化Doeblin信息的平均和总和。

Comments 7+31 pages, 4+10 figures

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AI中文摘要

我们研究了量子信道用于逆因果通信的容量,其中消息通过噪声后选择闭合类时曲线(由信道数学表示)从未来的发送者向过去的接收者反向传输。我们完全刻画了单次逆因果量子与经典容量,并证明相应的渐近容量分别等于信道最大信息与其正则化Doeblin信息的平均和总和。这赋予了这些信息度量新的操作解释。此外,我们的刻画可以推广到所有完全正映射,而不仅限于量子信道。这为通过后选择隐形传态类机制(具有任意初态和末态边界条件,包括各种黑洞末态模型中考虑的)传输消息施加了信息论极限。

英文摘要

We study the capacity of a quantum channel for retrocausal communication, where messages are transmitted backward in time, from a sender in the future to a receiver in the past, through a noisy postselected closed timelike curve mathematically represented by the channel. We completely characterize the one-shot retrocausal quantum and classical capacities, and we show that the corresponding asymptotic capacities are equal to the average and sum, respectively, of the channel's max-information and its regularized Doeblin information. This endows these information measures with a novel operational interpretation. Furthermore, our characterization can be generalized beyond quantum channels to all completely positive maps. This imposes information-theoretic limits on transmitting messages via postselected-teleportation-like mechanisms with arbitrary initial- and final-state boundary conditions, including those considered in various black-hole final-state models.

2605.19772 2026-06-17 stat.ME 版本更新

Assessing covariate-adjusted risk differences in small-sample clinical trials

评估小样本临床试验中协变量调整的风险差异

Martin Schnuerch, Alex Ocampo, Klaus Kähler Holst, Christian Stock

AI总结 针对小样本(N≤150)随机临床试验,通过模拟研究比较精确无条件检验、Mantel-Haenszel方法和g计算法在估计和检验风险差异时的表现,发现g计算法在极小样本中I类错误膨胀,而稳健或惩罚变体可改善错误控制但牺牲功效,经典方法稳健但效率较低,并基于结果提供方法选择建议。

Comments 22 pages, 3 figures

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AI中文摘要

二元终点在临床试验中很常见,传统上使用条件优势比来评估治疗效果。然而,优势比的解释困难,不可压缩,且依赖于强假设才能成为试验的相关总体汇总指标。作为替代,风险差异作为更可解释、临床意义更明确且假设更少的治疗效果度量,日益受到重视。这一转变也受到新监管指南的推动,该指南强调边际估计量的相关性并鼓励协变量调整。然而,风险差异的协变量调整推断,特别是在小样本中,存在方法学上的细微差别,且缺乏公认的最佳实践。我们进行了一项模拟研究,比较了在小样本(N≤150)随机临床试验中,存在预后分类基线协变量时,估计和检验风险差异的方法,重点关注精确无条件检验、Mantel-Haenszel方法和g计算(标准化)方法。我们发现,当应用标准Wald型推断时,几种g计算方法在极小样本中表现出I类错误膨胀,而稳健或惩罚变体以牺牲功效为代价改善了错误控制。经典方法如Mantel-Haenszel和Suissa-Shuster检验保持稳健,但可能放弃协变量调整带来的效率提升。总体而言,我们的结果表明,观察到的I类错误膨胀很大程度上反映了估计量与方差估计之间的错配,而非仅由小样本量导致。基于这些结果,我们提供了实用建议,以指导方法选择,使估计量、方差估计和推断目标保持一致。

英文摘要

Binary endpoints are common in clinical trials and conditional odds ratios have traditionally been used to assess treatment effects. However, the interpretation of odds ratios is difficult, they are non-collapsible and rely on strong assumptions in order to be a relevant overall summary measure for the trial. As an alternative, risk differences have gained increasing prominence as a more interpretable, clinically meaningful and assumption-lean measure of treatment effects. This shift has also been motivated by new regulatory guidance, which emphasizes the relevance of marginal estimands and encourages covariate adjustment. Yet, covariate-adjusted inference for risk differences, particularly in smaller samples, has methodological subtleties and lacks well-established best practices. We conduct a simulation study comparing methods for estimating and testing risk differences in small-sample ($N \leq 150$) randomized clinical trials with prognostic categorical baseline covariates, focusing on exact unconditional tests, Mantel-Haenszel methods, and $g$-computation (standardization) approaches. We find that several $g$-computation approaches exhibit inflated Type-I error in very small samples when standard Wald-type inference is applied, whereas robust or penalized variants improve error control at the expense of power. Classical methods such as the Mantel-Haenszel and Suissa-Shuster tests remain robust but may forgo efficiency gains from covariate adjustment. Overall, our results indicate that much of the observed Type-I error inflation reflects misalignment between estimand and variance estimation rather than small sample size alone. Based on these results, we provide practical recommendations to guide method selection that align the estimand, variance estimation, and inferential target.

2605.01894 2026-06-17 math.PR 版本更新

Poisson approximation by coupling

通过耦合的泊松近似

Rinaldo B. Schinazi

AI总结 本文利用耦合技术证明二项分布可被泊松分布近似,推广了经典结果,仅需初等概率知识。

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AI中文摘要

众所周知,二项分布 $(n,p)$ 可以用参数为 $np$ 的泊松分布来近似。本科概率教材中的典型方法是展示当 $n$ 趋于无穷且 $np$ 收敛到某个 $\lambda$ 时二项分布的一个收敛结果。在本文中,我们转而使用耦合技术来展示一个更一般的结果。此外,我们只使用概率论中的初等结论。

英文摘要

It is well known that a binomial $(n,p)$ can be approximated by a Poisson distribution with parameter $np$. The typical approach in undergraduate probability texts is to show a convergence result for the distribution of the binomial as $n$ goes to infinity and $np$ converges to some $\lambda$. In this note we use instead the coupling technique to show a much more general result. Moreover, we only use elementary results from probability.

2605.03341 2026-06-17 hep-th 版本更新

Stable Magnetic Lorentz-Violating Vacua in Gauge-Invariant Nonlinear Electrodynamics

规范不变非线性电动力学中的稳定洛伦兹破缺磁真空

E. Plácido-Flores, Román Linares, V. López, C. A. Escobar

AI总结 研究Plebanski一阶哈密顿形式下的规范不变非线性电动力学,通过三个双参数模型证明稳定洛伦兹破缺磁真空的存在,并讨论哈密顿有界性与自发对称破缺的关系。

Comments 15 pages, 1 figure

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AI中文摘要

我们在Plebanski一阶哈密顿形式下研究规范不变非线性电动力学,以单不变势$\hat V(P)$为主要对象。重点关注稳定洛伦兹破缺磁真空的存在性。对于三个显式双参数模型——有理非对称、对数和指数模型——我们确定了参数空间中非平凡常电磁真空与有下界有效哈密顿量和半正定Hessian相容的区域。在所有三种情况下,物理上允许的洛伦兹破缺真空都在磁分支中实现。我们进一步讨论电分支和几个额外的单参数模型,说明哈密顿有界性本身并不能确保自发洛伦兹对称破缺。我们还评论了对称破缺条件与已知强场因果性判据的关系。

英文摘要

We investigate gauge-invariant nonlinear electrodynamics in the Plebański first-order Hamiltonian formulation, taking the single-invariant potential $\hat V(P)$ as the primary object. Our focus is on the existence of stable Lorentz-violating magnetic vacua. For three explicit two-parameter models -- rational asymmetric, logarithmic, and exponential -- we determine the regions of parameter space in which nontrivial constant electromagnetic vacua are compatible with an effective Hamiltonian bounded from below and a positive-semidefinite Hessian. In all three cases, physically admissible Lorentz-violating vacua are realized in the magnetic branch. We further discuss the electric branch and several additional one-parameter models, illustrating that Hamiltonian boundedness by itself does not ensure spontaneous Lorentz symmetry breaking. We also comment on how the symmetry-breaking conditions are related to known strong-field causality criteria.

2605.04001 2026-06-17 hep-ph hep-th 版本更新

QCD sum rules: Borel parameter vs. Euclidean time

QCD求和规则:Borel参数与欧几里得时间

A.V. Smilga

AI总结 本文提出用坐标空间欧几里得时间相关函数替代Borel变换的QCD求和规则,以核子通道为例推导并比较两种方法,发现坐标空间求和规则受幂修正和连续谱不确定性影响更大。

Comments 12 pages, 5 figures; a discussion of Gaussian sum rules added

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AI中文摘要

我们探索了一种QCD求和规则的修改,其中考虑坐标空间中的相关函数作为欧几里得时间的函数,而不是流关联函数的Borel变换。以核子通道为例,我们推导了这样的欧几里得时间求和规则,并将其与传统的Borel求和规则进行比较。我们表明,在坐标空间中进行核子质量和残差的粗略估计也是可能的,但这种求和规则受幂修正和连续谱贡献的不确定性影响比Borel求和规则大得多:可信区间几乎不存在。

英文摘要

We explore a modification of QCD sum rules where, instead of Borel transforms of current correlators, one considers the correlators in coordinate space as functions of Euclidean time. Taking the nucleon channel as an example, we derive such Euclidean time sum rules and compare them with the traditional Borel sum rules. We show that a rough estimate of nucleon mass and residue is also possible working in coordinate space, but such sum rules are much more affected by the uncertainties in power corrections and continuum contribution than the Borel ones: the fiducial interval is practically absent.

2605.05157 2026-06-17 astro-ph.CO astro-ph.HE gr-qc hep-ph 版本更新

Are PTA measurements sensitive to gravitational wave non-Gaussianities?

PTA测量对引力波非高斯性敏感吗?

Chiara Cecchini, Jonas El Gammal, Gabriele Franciolini, Mauro Pieroni

AI总结 研究脉冲星计时阵列数据能否区分引力波背景的高斯与非高斯振幅分布,发现模型无关下敏感性被抹除。

Comments v2: minor changes, conclusions unaffected. 10 pages, 5 figures, 4 appendices

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AI中文摘要

观测脉冲星计时阵列(PTA)计时残差中的非高斯性最近引起了关注,作为区分观测到的引力波(GW)信号的天体物理起源和宇宙学起源的潜在判别器。在这项工作中,我们表明,即使在理想化的信号主导设置中,在去相关数据以避免虚假检测后,应用于PTA数据的统计检验无法以模型无关的方式区分GWB的高斯和非高斯振幅分布。特别是,如果没有对GW谱或种群特性做出强假设,对任何独特的非高斯特征的敏感性都会被抹去。

英文摘要

Observing non-Gaussianities in the timing residuals of Pulsar Timing Arrays (PTAs) has recently attracted attention as a potential discriminator between astrophysical and cosmological origins of the observed Gravitational Wave (GW) signal. In this work, we show that even in an idealized signal-dominated setup, after decorrelating the data to avoid spurious detections, statistical tests applied to PTA data cannot distinguish between a Gaussian and a non-Gaussian amplitude distribution of the GWB in a model-agnostic way. In particular, without making strong assumptions on the GW spectrum or the properties of the population, the sensitivity to any distinctive non-Gaussian feature is washed out.

2605.04141 2026-06-17 astro-ph.SR astro-ph.EP 版本更新

The Tale of a Hungry Subgiant and Its Brown Dwarf: Interior Radiative Damping Dominates the Tidal Evolution of TOI-5882

饥饿亚巨星与褐矮星的故事:内部辐射阻尼主导TOI-5882的潮汐演化

Ritvik Sai Narayan, Melinda Soares-Furtado, Richard H.D. Townsend

AI总结 本文提出自洽潮汐演化框架,结合MESA双星演化与GYRE-tides线性潮汐响应,应用于TOI-5882系统,发现内部辐射阻尼主导潮汐演化,经典平衡潮模型低估恒星角动量演化数个量级,导致吞噬时间尺度缩短2-6倍,加速伴星内旋约25-110 Myr。

Comments 14 pages, 5 figures, accepted for publication in the Astrophysical Journal Letters. All inlists and the coupled framework are available at this https URL (https://doi.org/10.5281/zenodo.18855025)

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AI中文摘要

我们提出了一个自洽的潮汐演化框架,将MESA的双星演化与GYRE-tides的完整线性潮汐响应相结合。将该框架应用于TOI-5882——一颗拥有短周期褐矮星的亚巨星,我们表明内部辐射阻尼主导了系统的潮汐演化,而经典的平衡潮模型显著低估了恒星的角动量演化达数个量级。因此,我们的组合框架预测吞噬时间尺度缩短2-6倍,加速伴星的内旋约25-110 Myr。通过模拟恒星演化过程中的角动量输运,我们证明早期内旋由内重力波的非共振耗散驱动,随后在系统接近洛希瓣溢流时转变为共振穿越主导的机制。我们强调需要重新审视平衡潮与动力潮之间的历史二分法,并提出根据耗散机制对潮汐相互作用进行分类:辐射阻尼潮(由辐射扩散驱动)和粘性阻尼潮(由湍流粘性驱动)。我们的框架可广泛适用于从双星到热木星等多种恒星-伴星系统的自洽且计算可行的潮汐建模。

英文摘要

We present a self-consistent tidal evolution framework that couples binary evolution from MESA to the full linear tidal response from GYRE-tides. Applying this framework to TOI-5882, a subgiant hosting a short-period brown dwarf, we show that interior radiative damping dominates the system's tidal evolution, with the classical equilibrium tidal model significantly underestimating the star's angular momentum evolution by several orders of magnitude. Consequently, our combined framework predicts a 2-6 fold reduction in the engulfment timescale, accelerating the companion's inspiral by roughly 25-110 Myr. By modeling angular momentum transport through the star as it evolves, we demonstrate that the early inspiral is driven by the non-resonant dissipation of internal gravity waves, before transitioning into a regime dominated by resonance crossings as the system approaches Roche-lobe overflow. We highlight the necessity of reframing the historical dichotomy between equilibrium and dynamical tides and instead propose categorizing tidal interactions around their dissipation mechanisms: radiatively damped tides, driven by radiative diffusion, and viscously damped tides, driven by turbulent viscosity. Our framework is broadly applicable to the tidal modeling of a wide class of star-companion systems, from binary stars to hot Jupiters, in a self-consistent and computationally feasible manner.

2606.05854 2026-06-17 math.QA 版本更新

Derivations of rational vertex operator algebras are inner

有理顶点算子代数的导子是内导子

Jianzhi Han

AI总结 本文证明了CFT型简单有理顶点算子代数的所有导子都是内导子。

Comments We fill in the missing case \(\sup_{b\in E_d}\mathfrak t(b)=\infty\) and correct several typos from the previous version

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AI中文摘要

我们证明了每个CFT型的简单有理顶点算子代数的导子都是内导子。

英文摘要

We show that every derivation of a simple and rational vertex operator algebra of CFT type is an inner derivation.

2606.05583 2026-06-17 hep-ph 版本更新

Pion structure in Holographic QCD

全息QCD中的π介子结构

Jiali Deng, Defu Hou, Xiaolong Wang, Yang Zhou

AI总结 采用修正背景的全息模型,融入线性禁闭和胶子凝聚等关键QCD特征,研究π介子的质量谱、电磁形状因子和引力形状因子,并与实验及格点QCD结果取得合理一致。

Comments 8 pages, 6 figures, 2 table

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AI中文摘要

我们采用一个具有修正背景的全息模型,该模型包含了关键QCD特征的有效描述,包括线性禁闭和胶子凝聚,以研究π介子的内部结构,涵盖其质量谱以及电磁和引力形状因子。该模型能够同时描述这些不同的可观测量,并与实验测量和格点QCD结果达到合理一致。我们的发现表明,该模型捕捉了π介子的基本方面。对多个结构可观测量的描述支持其作为进一步研究π介子性质的有用工具的潜力。

英文摘要

We employ a holographic model with a modified background that incorporates effective descriptions of key QCD features, including linear confinement and gluon condensation, to study the pion's internal structure, encompassing its mass spectrum as well as electromagnetic and gravitational form factors. This model is capable of simultaneously describing these diverse observables and reaches reasonable agreement with both experimental measurements and lattice QCD results. Our findings indicate that the model captures essential aspects of the pion. The description of multiple structure observables supports its potential as a useful tool for further investigations of pion properties.

2606.05075 2026-06-17 gr-qc astro-ph.CO 版本更新

Integrability of $R^2$ gravity cosmological models with radiation

含辐射的宇宙学 $R^2$ 引力模型的可积性

Vsevolod R. Ivanov, Sergey Yu. Vernov

AI总结 本文研究含辐射的 $R^2$ 引力宇宙学模型,在空间平坦 FLRW 度规下找到通解,并分析哈勃参数随辐射能量密度符号的演化,发现具有诱导引力项和四次单项式势的标量场可充当辐射,对应的双场手征宇宙学模型可积。

Comments 22 pages, 2 figures

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AI中文摘要

我们考虑含辐射的 $R^2$ 引力宇宙学模型,并在空间平坦的 FLRW 度规下找到通解。我们分析了哈勃参数随辐射能量密度符号的可能演化。具有诱导引力项和四次单项式势的标量场可以扮演辐射的角色。在这种情况下,对应的双场手征宇宙学模型是可积的,其通解可以通过共形度规变换得到。

英文摘要

We consider cosmological $R^2$ gravity models with radiation. We find the general solution to the trace equation $\Box R=0$ in the spatially flat Friedmann-Lemaitre-Robertson-Walker (FLRW) metric. We analyze possible evolution of the Hubble parameter depending on the sign of the radiation energy density and find conditions for the existence of a bounce solution. A scalar field Lagrangian with the induced gravity term and the fourth-order monomial potential can play a role of radiation. In this case, we also obtain the general solution to the field equation. Therefore, the resulting $R^2$ gravity model with a scalar field is integrable in the spatially flat FLRW metric. Using a conformal metric transformation, we obtain a two-field chiral cosmological model that is also integrable in the spatially flat FLRW metric.

2606.04993 2026-06-17 cs.SE 版本更新

Code Lifespan Survival Analysis (CLSA): Predicting the Survival of Source Code Lines Using AST-Aware Mining

代码寿命生存分析(CLSA):使用AST感知挖掘预测源代码行的存活

Pavel Gurov

AI总结 提出代码寿命生存分析(CLSA)框架,在单行粒度上通过Cox比例风险模型和AST结构、行熵等静态特征预测代码删除风险,发现行熵对成熟代码有强保护作用,仓库身份是最大影响因素。

详情
AI中文摘要

背景:预测哪些源代码行将被删除以及何时删除对于维护、技术债务和审查优先级很重要。现有的MSR方法在文件或方法粒度上工作,掩盖了单个语句的风险。目标:我们引入代码寿命生存分析(CLSA),这是第一个在单行粒度上建模代码生存的框架。CLSA将每一行视为一个右删失对象,并从结构、上下文和时间协变量中估计删除风险;其最强的预测因子可以静态地从单个文件(AST结构加行熵)计算,无需版本历史或错误数据。方法:我们从120个开源TypeScript仓库中挖掘了3250万个行出生事件。一个5阶段二分匹配流程将真正的删除与重构噪声(迁移和重写)分开,防止了830万个假死亡。我们拟合了一个包含15个协变量的Cox比例风险模型,并通过Weibull/Log-Logistic AFT、gamma脆弱性和时间分层界标模型检查稳健性。结果:超过一半的行从未被删除(Kaplan-Meier中位数未达到);在被删除的行中,中位寿命为95.7天。协变量效应强烈地随时间变化,形成三个区间。行香农熵对新代码有中等保护作用(HR=0.84,0-90天),对成熟代码有强保护作用(HR=0.36,365+天),这解释了其比例风险违反。条件分支中的行则相反:出生时保护(HR=0.97),90天后成为风险因素(HR=1.21)。仓库身份是最大的因素:一个gamma脆弱性模型(方差theta=1.449)将一致性从0.586提高到0.666,超过了每个结构协变量。结论:行级生存建模是可行的,产生可解释的、主要是静态的风险信号,以及用于IDE和代码审查中时间条件风险评分的校准方法。

英文摘要

Context: Predicting which source lines will be deleted - and when - matters for maintenance, technical debt, and review prioritization. Existing MSR approaches work at file or method granularity, masking individual-statement risk. Objective: We introduce Code Lifespan Survival Analysis (CLSA), the first framework to model code survival at individual-line granularity. CLSA treats each line as a right-censored subject and estimates deletion risk from structural, contextual, and temporal covariates; its strongest predictors are computable statically from one file (AST structure plus line entropy), without version history or bug data. Method: We mine 32.5 million line birth events from 120 open-source TypeScript repositories. A 5-stage bipartite matching pipeline separates true deletions from refactoring noise (migrations and rewrites), preventing 8.3 million false deaths. We fit a Cox Proportional Hazards model with 15 covariates and check robustness via Weibull/Log-Logistic AFT, gamma frailty, and time-stratified landmark models. Results: More than half of all lines are never deleted (Kaplan-Meier median not reached); among deleted lines the median lifespan is 95.7 days. Covariate effects are strongly time-varying, forming three regimes. Line Shannon entropy is moderately protective for new code (HR=0.84, 0-90 days) and strongly protective for mature code (HR=0.36, 365+ days), explaining its proportional-hazards violation. Lines in conditional branches reverse: protective at birth (HR=0.97), a risk factor after 90 days (HR=1.21). Repository identity is the largest factor: a gamma frailty model (variance theta=1.449) raises concordance from 0.586 to 0.666, outweighing every structural covariate. Conclusion: Line-level survival modeling is tractable, yielding interpretable, mostly static risk signals and a calibration recipe for time-conditional risk scoring in IDEs and code review.