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2602.01636 2026-06-12 math.NA cs.NA 版本更新

Low-order CR--RT equilibrated-flux certification for semilinear problems on anisotropic meshes

各向异性网格上半线性问题的低阶CR--RT均衡流认证

Hiroki Ishizaka

AI总结 针对半线性扩散-反应问题,提出基于CR--RT均衡流的低阶认证框架,通过牛顿-康托罗维奇论证给出显式半径ρ确保解存在唯一,并利用伴随修正缩小感兴趣量的区间。

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AI中文摘要

我们为半线性扩散-反应问题的有限元近似开发了一种低阶Crouzeix--Raviart--Raviart--Thomas (CR--RT) 均衡流认证工作流,特别强调各向异性网格设置。给定一个计算得到的协调有限元状态$\tilde u_h$,认证过程简化为牛顿-康托罗维奇论证所需的三个可计算量:对偶范数残差界、Fréchet导数的稳定性常数以及$\tilde u_h$邻域内导数的Lipschitz界。这些分量产生一个显式半径$\rho>0$,确保精确解局部存在且唯一在球$B(\tilde u_h,\rho)\subset V$内。残差界通过一个经Marini型CR--RT路径重构的$H(\mathrm{div})$-协调$\mathbb{RT}^0$证书流获得。该路径的目的不是取代一般的高阶或局部混合均衡重构,而是提供一种低阶显式构造,其代数结构在各向异性单纯形网格上透明。在认证邻域内,我们进一步包围选定的感兴趣量$\mathcal J(u)$;基线包围来自验证的包含关系,而基于伴随的校正使所得区间变窄。数值实验报告了单调半线性模型(包括各向异性网格测试)的可计算认证量的行为。除非显式使用区间或向外舍入的标量后处理,否则报告的计算应理解为对推导的严格估计量的浮点评估。

英文摘要

We develop a low-order Crouzeix--Raviart--Raviart--Thomas (CR--RT) equilibrated-flux certification workflow for finite element approximations of semilinear diffusion--reaction problems, with particular emphasis on anisotropic mesh settings. Given a computed conforming finite element state $\tilde u_h$, the certification process is reduced to three computable quantities required by a Newton--Kantorovich argument: a dual-norm residual bound, a stability constant for the Fréchet derivative, and a Lipschitz bound for the derivative in a neighborhood of $\tilde u_h$. These components yield an explicit radius $ρ>0$, ensuring that the exact solution exists locally and uniquely within the ball $B(\tilde u_h,ρ)\subset V$. The residual bound is obtained from an $H(\mathrm{div})$-conforming $\mathbb{RT}^0$ certificate flux reconstructed through a Marini-type CR--RT route. The purpose of this route is not to replace general higher-order or local mixed equilibrated reconstructions, but to provide an explicit low-order construction whose algebraic structure is transparent on anisotropic simplicial meshes. Within the certified neighborhood, we further enclose selected quantities of interest $\mathcal J(u)$; the baseline enclosure follows from the verified inclusion, while an adjoint-based correction sharpens the resulting intervals. The numerical experiments report the behavior of the computable certification quantities for monotone semilinear models, including anisotropic mesh tests. Unless interval or outward-rounded scalar post-processing is explicitly used, the reported computations should be understood as floating-point evaluations of the derived rigorous estimators.

2602.00896 2026-06-12 astro-ph.SR 版本更新

A blue-straggler merger scenario origin for the $γ$~Persei binary system

γ Persei 双星系统的蓝离散星并合起源

D. Tarczay-Nehéz, L. Molnár, R. Z. Ádám

AI总结 通过等时线拟合和恒星演化模型,发现γ Persei双星无法用标准双星演化解释,提出其主星由三体系统中的一对主序星并合形成,并限定了并合时间与质量范围。

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Comments
accepted to A&A
AI中文摘要

我们使用 \texttt{MIST} 等时线拟合和用 MESA 计算的一组专用恒星演化模型来约束 $\gamma$ Persei 双星系统各分量的年龄。虽然单个恒星可以在特定金属丰度下与模型匹配,但没有联合等时线解能同时再现观测到的质量和演化状态。MESA 计算的恒星演化轨迹揭示了明显的演化不匹配。系统的主星处于与红巨星支或红团簇一致的主序后阶段。相比之下,较轻的次星位于主序转折点附近或处于亚巨星支的早期阶段。这种差异可以通过假设 $\gamma$ Persei 系统诞生时为三合星且主星是通过一对靠近的主序星并合形成的返老还童星来克服。我们表明,并合必须发生在系统形成后不超过几亿年内,且并合恒星的前身星质量受限于 $(M_{1,a},M_{1,b})$ 平面中一条窄带内的恒星组合,对应 $M_{1,a}\simeq0.9$--$2.1\\,M_\odot$ 和 $M_{1,b}\simeq2.3$--$2.5\\,M_\odot$。

英文摘要

We used \texttt{MIST} isochrone fitting and a dedicated grid of stellar evolution models computed with MESA to constrain the ages of the components of the $γ$ Persei binary system. While individual stars can be matched to the models at specific metallicities, no joint isochrone solution reproduces both the observed masses and evolutionary states. The stellar evolutionary tracks calculated by MESA reveal a clear evolutionary mismatch. The primary component of the system is in a post-main-sequence phase consistent with the red giant branch or red clump. In contrast, the lighter secondary component lies near the turn-off point of the main sequence or is in the early phase of the subgiant branch. This discrepancy can be overcome by assuming that the $γ$ Persei system was born as a triple and the primary component is a rejuvenated star formed through a merger of a close-by pair of main-sequence stars. We show that the merger must have occurred no later than a few hundred megaryears after system formation, and the progenitor masses of the merging stars are restricted by a combination of stars that fall within a narrow band in the $(M_{1,a},M_{1,b})$ plane, corresponding to $M_{1,a}\simeq0.9$--$2.1\,M_\odot$ and $M_{1,b}\simeq2.3$--$2.5\,M_\odot$.

2602.00142 2026-06-12 cs.IT eess.SP math.IT 版本更新

Semantic-Aware Command and Control Transmission for Multi-UAVs

面向多无人机的语义感知指挥控制传输

Boya Li, Xiaonan Liu, Dongzhu Liu, Dusit Niyato, Zhu Han

AI总结 针对无人机指挥控制传输中比特导向网络无法满足URLLC需求的问题,提出一种语义感知传输框架,利用语义相似度实现多播传输,并通过PPO算法联合优化传输模式和资源分配,显著提升传输效率。

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Comments
The paper requires further revision
AI中文摘要

无人机在低空经济中发挥了重要作用,并已应用于各种场景。然而,随着无人机数量的增加和无线数据的爆炸性增长,现有的面向比特的通信网络已接近香农容量,无法满足面向比特的无人机通信网络中指挥控制(C&C)传输的超可靠低延迟通信(URLLC)服务质量(QoS)要求。为解决这一问题,我们提出了一种在有限无线资源下用于多无人机的语义感知C&C传输方案。具体地,我们利用语义相似度来测量每个无人机在连续传输时间间隔(TTI)内C&C消息的变化,并捕获无人机间C&C消息的相关性,从而实现多播传输。基于语义相似度和无人机命令的重要性,我们设计了一个触发函数来量化无人机的QoS。然后,为了最大化长期QoS并利用语义相似度带来的C&C消息多播机会,我们开发了一种近端策略优化(PPO)算法,以联合决定传输模式(单播/多播/空闲)以及基站(BS)与无人机之间有限资源块(RB)的分配。实验结果表明,与面向比特的无人机传输相比,我们提出的语义感知框架显著提高了传输效率和有效性。

英文摘要

Uncrewed aerial vehicles (UAVs) have played an important role in the low-altitude economy and have been used in various applications. However, with the increasing number of UAVs and explosive wireless data, the existing bit-oriented communication network has approached the Shannon capacity, which cannot satisfy the quality of service (QoS) with ultra-reliable low-latency communication (URLLC) requirements for command and control (C\&C) transmission in bit-oriented UAV communication networks. To address this issue, we propose a novel semantic-aware C\&C transmission for multi-UAVs under limited wireless resources. Specifically, we leverage semantic similarity to measure the variation in C\&C messages for each UAV over continuous transmission time intervals (TTIs) and capture the correlation of C\&C messages among UAVs, enabling multicast transmission. Based on the semantic similarity and the importance of UAV commands, we design a trigger function to quantify the QoS of UAVs. Then, to maximize the long-term QoS and exploit multicast opportunities of C\&C messages induced by semantic similarity, we develop a proximal policy optimization (PPO) algorithm to jointly determine the transmission mode (unicast/multicast/idle) and the allocation of limited resource blocks (RBs) between a base station (BS) and UAVs. Experimental results show that our proposed semantic-aware framework significantly increases transmission efficiency and improves effectiveness compared with bit-oriented UAV transmission.

2601.18101 2026-06-12 hep-th gr-qc hep-ph 版本更新

EFT Perspective On de-Sitter S-Matrix

德西特S矩阵的EFT视角

Sayantan Choudhury

AI总结 本文通过平坦空间S矩阵解析性研究德西特S矩阵,推导出两者在特定极限下的关系,并利用广义能量守恒约束德西特空间中的有效场论耦合常数,重新发现DBI和Special Galileon理论。

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Comments
Due to the large number of errors and just the generalization of Bunch Davies' result, this paper is decided to be withdrawn, as it contributed very little compared to the original computation
AI中文摘要

基于高能理论特性的低能有效场论(EFT)的非微扰限制由平坦空间S矩阵的解析性提供。尽管平坦空间S矩阵的解析性已被广泛确立,但由于增长背景破坏时间平移对称性并使得定义渐近态更加困难,该框架难以应用于德西特空间。本研究考察了平坦空间解析性在德西特S矩阵上的印记。在特定极限下,我们推导出平坦空间振幅与德西特S矩阵之间的全面关系。特别地,我们证明该关系对于与大标量场交换任意局部导数相互作用的树图振幅成立。接着,我们论证该特定极限更符合EFT的定义,因为与平坦空间类似,曼德斯塔姆变量可被识别为唯一能量标度,因为德西特S矩阵的总能量依赖性变得可忽略。最后,我们还发现了四维德西特S矩阵的广义能量守恒概念与德西特空间中特殊EFT之间的意外联系。通过要求此类S矩阵仅当入态和出态总能量相等时才有支持,我们限制了德西特表示特殊系列中自相互作用标量理论中的耦合常数。我们重新发现了狄拉克-玻恩-因费尔德(DBI)和Special Galileon理论,其中单一耦合常数唯一确定了四点标量自相互作用。

英文摘要

Non-perturbative limitations on low-energy effective field theories (EFTs) based on the characteristics of high-energy theory are provided by the analyticity of the flat-space version of the S-matrix. Although the analyticity of the flat-space S-matrix is widely established, it is difficult to apply this framework to de Sitter space because the growing backdrop breaks time-translation symmetry and makes it more difficult to define asymptotic states. The flat-space analyticity imprint on the de Sitter S-matrix is examined in this study. On a certain limit, we derive a comprehensive relationship between the flat-space amplitude and the de Sitter S-matrix. In particular, we demonstrate that the relationship is valid for tree-level amplitude exchanging with arbitrary local derivative interactions with a large scalar field. Next, we contend that this specific limit is more consistent with the definition of EFT since, similar to flat space, the Mandelstam variable may be identified as the unique energy scale because the total energy dependence of the de Sitter S-matrix becomes negligible. Finally, we also find an unexpected connection between the idea of generalized energy conservation of an S-matrix of four-dimensional de Sitter and exceptional EFTs in de Sitter space. We restrict the coupling constants in theories of self-interacting scalars dwelling in the exceptional series of de Sitter representations by requiring that such an S-matrix only has support when the total energies of in and out states are equal. We rediscover the Dirac-Born-Infeld (DBI) and Special Galileon theories, in which a single coupling constant uniquely fixes the four-point scalar self-interactions.

2601.18446 2026-06-12 cs.NE 版本更新

Beyond Speedups: Hardware-Aware Evaluation of Evolutionary Algorithms on GPUs

超越加速:GPU上进化算法的硬件感知评估

Xinmeng Yu, Tao Jiang, Ran Cheng, Yaochu Jin, Kay Chen Tan

AI总结 通过硬件感知评估,研究GPU上16种进化算法在30个基准问题上的扩展行为,发现加速效果因算法机制而异,时间预算评估和种群规模缩放对优化性能至关重要。

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AI中文摘要

进化算法(EAs)越来越多地在图形处理单元(GPU)上执行,以利用种群级并行性。这种转变改变了EAs设计和评估的资源模型。然而,许多基于GPU的EA研究仍然主要关注将面向CPU的算法移植到GPU后的实现级加速,对于算法机制、函数评估(FE)预算、种群规模和硬件利用如何共同影响优化行为提供的见解有限。为此,本文超越加速测量,从硬件感知评估的角度研究EAs在GPU上的扩展行为。我们在CPU和GPU平台上评估了16个代表性EAs在30个基准问题上,涵盖单目标优化、多目标优化、数值基准和神经进化任务。研究得出四个发现。第一,GPU加速在不同算法间高度异质,因为不同的进化机制表现出不同程度的批处理计算、内存规律性和同步性。第二,FE预算评估对于衡量样本效率仍然有用,但在GPU执行下仅提供有限的观察窗口;因此,时间预算评估对于评估实际求解时间和长时搜索行为是必要的。第三,GPU有效性取决于问题维度和种群大小引起的缩放机制,其中并行性可能未充分利用、有效或饱和。第四,GPU执行使得非常大的种群在实践中变得可行,并且几种进化机制可以将这种增加的种群规模转化为改进的优化性能。这些结果表明,GPU并行性不应仅被视为事后加速工具,而应作为可扩展EAs评估和设计假设的一部分。

英文摘要

Evolutionary algorithms (EAs) are increasingly executed on graphics processing units (GPUs) to exploit population-level parallelism. This shift changes the resource model under which EAs are designed and evaluated. However, many GPU-based EA studies still focus mainly on implementation-level speedup after porting CPU-oriented algorithms to GPUs, providing limited insight into how algorithmic mechanisms, function-evaluation (FE) budgets, population scales, and hardware utilization jointly affect optimization behavior. In response, this paper goes beyond speedup measurement and studies the scaling behavior of EAs on GPUs from a hardware-aware evaluation perspective. We evaluate 16 representative EAs on 30 benchmark problems across CPU and GPU platforms, covering single-objective optimization, multi-objective optimization, numerical benchmarks, and neuroevolution tasks. The study leads to four findings. First, GPU acceleration is highly heterogeneous across algorithms because different evolutionary mechanisms expose different degrees of batched computation, memory regularity, and synchronization. Second, FE-budgeted evaluation remains useful for measuring sample efficiency, but it provides only a limited observation window under GPU execution; time-budgeted evaluation is therefore necessary for assessing practical time-to-solution and long-horizon search behavior. Third, GPU effectiveness depends on scaling regimes induced by problem dimension and population size, where parallelism may be underutilized, effective, or saturated. Fourth, GPU execution makes very large populations practically affordable, and several evolutionary mechanisms can convert this increased population scale into improved optimization performance. These results indicate that GPU parallelism should not be treated only as a post hoc acceleration tool, but as part of the evaluation and design assumptions of scalable EAs.

2601.18880 2026-06-12 hep-ph astro-ph.CO astro-ph.HE 版本更新

Single-wave solutions of the neutrino fast flavor system. Part II. Weak instabilities and their resonant behavior

中微子快味系统的单波解。第二部分:弱不稳定性及其共振行为

Damiano F. G. Fiorillo, Georg G. Raffelt

AI总结 研究浅角度交叉下快味不稳定性的非线性演化,发现共振中微子驱动周期性的味反转,形成味摆模型,描述了弱不稳定性的早期发展。

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Journal ref
JHEP 2026, 112 (2026)
Comments
Minor comments added, updated to the published version: 24 pages, 3 figures
AI中文摘要

稠密中微子介质中的味不稳定性触发味波的指数增长,但其非线性饱和仍知之甚少。我们研究了轴对称快味系统的单波解作为这一效应的简单代理。当角度交叉较浅且不稳定性增长率相应较小时,味波主要影响与其同相运动的共振中微子。这些共振中微子的演化变得周期性,经历完整的味反转循环。它们向不稳定波注入能量,随后返回初始状态,将能量抽回。这种新的味摆捕捉了弱、近单色快味不稳定性的动力学。由于弱不稳定分布总是表现出狭窄的不稳定波数范围,我们的模型可能描述了味不稳定性首次出现时的最早发展。当不稳定性不弱时,单波激发的线性阶段不会连接到规则的非线性解,除非角度分布仅由两束组成。

英文摘要

Flavor instabilities in dense neutrino media trigger exponential growth of flavor waves, yet their nonlinear saturation remains poorly understood. We examine a simple proxy for this effect in the form of a single-wave solution of an axially symmetric fast flavor system. When the angular crossing is shallow and the growth rate of the instability correspondingly small, the flavor wave primarily affects resonant neutrinos that move in phase with it. The evolution of these resonant neutrinos becomes periodic, undergoing cycles of full flavor reversal. They feed power into the unstable wave, and subsequently return to their initial state, draining power back out. This new flavor pendulum captures the dynamics of weak, nearly monochromatic fast flavor instabilities. Since weakly unstable distributions always exhibit a narrow range of unstable wavenumbers, our model likely describes the earliest development of a flavor instability when it first appears. When the instability is not weak, the linear phase of a single-wave excitation does not connect to a regular nonlinear solution, unless the angle distribution consists of only two beams.

2601.17963 2026-06-12 cond-mat.quant-gas 版本更新

Quasicrystalline Analogue of the Haldane Model

Haldane模型的准晶类似物

Benedict Burgess, Nigel Cooper

AI总结 提出一种适合冷原子实验实现的拓扑准晶模型,通过动量空间复耦合打破时间反演对称性,在弱势极限下得到受对称性保护的狄拉克锥,打开能隙后产生陈数C=1,类似于Haldane模型但处于准晶背景。

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Comments
14 pages, 11 figures. Accepted version; to appear in Physical Review Research
AI中文摘要

我们提出了一个适用于冷原子实验实现的拓扑准晶系统模型。该模型通过动量空间中的复耦合打破时间反演对称性(TRS),并详细描述了如何利用双光子拉曼耦合在实验中实现。在弱势极限下,我们通过计算“准布里渊区”(QBZ)上的能带结构对模型进行解析研究。我们发现了受对称性保护的狄拉克锥,这些锥被TRS破坏项打开能隙,导致陈数$\mathcal{C}=1$。这直接类比于Haldane模型,但现在是准晶背景。我们还从QBZ面积推断出拓扑能隙以下的状态数。我们通过数值计算周期近似来验证分析,构建了参数空间中的相图,显示拓扑区域延伸到弱势极限之外。我们还发现了窄陈带的例子,具有容纳强关联物理的潜力。我们的工作提出了关于准周期系统中陈带的局域化和强关联态性质的问题。

英文摘要

We present a model for a topological quasicrystalline system which is suitable for realisation in cold-atom experiments. We define the model in terms of complex momentum-space couplings which break time-reversal symmetry (TRS), and detail how it may be experimentally realised using two-photon Raman couplings. In the weak-potential limit, we study the model analytically by calculating the bandstructure over a `quasi-Brillouin zone' (QBZ). We find symmetry-protected Dirac cones, which are gapped by a TRS-breaking term, resulting in a Chern number $\mathcal{C}=1$. This provides a direct analogy to the Haldane model, but now in a quasicrystalline setting. We also infer the number of states below the topological gap from the QBZ area. We verify our analysis with numerical calculations of periodic approximants to our system, constructing a phase diagram in parameter space which shows a topological region extending beyond the weak-potential regime. We also find examples of narrow Chern bands with the potential for hosting strongly-correlated physics. Our work raises questions about the nature of localisation and strongly-correlated states in Chern bands in quasiperiodic systems.

2601.16564 2026-06-12 physics.atom-ph quant-ph 版本更新

A Robust Strontium Tweezer Apparatus for Quantum Computing

用于量子计算的鲁棒锶光镊装置

Marijn Venderbosch, Rik van Herk, Zhichao Guo, Jesús del Pozo Mellado, Max Festenstein, Deon Janse van Rensburg, Ivo Knottnerus, Yu Chih Tseng, Alexander Urech, Robert Spreeuw, Florian Schreck, Rianne Lous, Edgar Vredenbregt, Servaas Kokkelmans

AI总结 本文展示了一种可随机加载5x5光镊阵列的鲁棒锶原子装置,通过定制设计实现灵活磁场控制和优异光学接入,为量子化学计算提供核心处理器。

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Comments
12 pages, 10 figures
AI中文摘要

用于量子计算应用的中性原子在可扩展性和连接性方面显示出前景。我们展示了一种多功能装置的实现,该装置能够随机加载5x5光镊阵列,每个光镊捕获单个$^{88}$Sr原子,具有灵活的磁场控制和优异的光学接入。定制设计的原子炉、自旋翻转塞曼减速器和偏转级产生可控的Sr通量,导向科学腔室。在真空压力为$3 \times 10^{-11}$ mbar的科学腔室中,通过两个激光冷却阶段冷却Sr,产生约$3 \times 10^5$个原子,温度为5(1) $\mu$K。光镊的$1/e^2$束腰为0.81(2) $\mu$m,捕获原子的成像保真度约为0.997,存活概率为$0.99^{+0.01}_{-0.02}$。此处展示的原子阵列构成了针对量子化学计算问题的全栈量子计算处理器的核心。

英文摘要

Neutral atoms for quantum computing applications show promise in terms of scalability and connectivity. We demonstrate the realization of a versatile apparatus capable of stochastically loading a 5x5 array of optical tweezers with single $^{88}$Sr atoms featuring flexible magnetic field control and excellent optical access. A custom-designed oven, spin-flip Zeeman slower, and deflection stage produce a controlled flux of Sr directed to the science chamber. In the science chamber, featuring a vacuum pressure of $3 \times 10^{-11}$ mbar, the Sr is cooled using two laser cooling stages, resulting in $\sim 3 \times 10^5$ atoms at a temperature of 5(1) $μ$K. The optical tweezers feature a $1/e^2$ waist of 0.81(2) $μ$m, and loaded atoms can be imaged with a fidelity of $\sim 0.997$ and a survival probability of $0.99^{+0.01}_{-0.02}$. The atomic array presented here forms the core of a full-stack quantum computing processor targeted for quantum chemistry computational problems.

2601.16322 2026-06-12 cond-mat.quant-gas physics.optics 版本更新

Controlled Switching of Bose-Einstein Condensation in a Mixture of Two Species of Polaritons

两种极化激元混合体系中玻色-爱因斯坦凝聚的可控切换

Hassan Alnatah, Shuang Liang, Qiaochu Wan, Jonathan Beaumariage, Kirk Baldwin, Adbhut Gupta, Loren N. Pfeiffer, David W. Snoke

AI总结 实验研究了GaAs/AlGaAs微腔中下、上极化激元凝聚随温度的切换现象,发现低温时下支凝聚占优,高温时上支凝聚占优,中间温度出现凝聚不稳定性。

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AI中文摘要

我们报道了在GaAs/AlGaAs微腔中,当下、上极化激元两种物种在混合物中具有可比拟的布居时,它们之间凝聚的温度依赖性切换。利用角分辨光致发光,我们观察到在低温下,凝聚发生在下极化激元分支,而在高温下,上极化激元分支可能变得有利。在中间温度,我们观察到凝聚形成的不稳定性,其特征是下、上极化激元分支的强度和线宽涨落的亚稳态相关性。

英文摘要

We report temperature-dependent switching between lower and upper polariton condensation in a GaAs/AlGaAs microcavity when both of these species have comparable populations in a mixture. Using angle-resolved photoluminescence, we observe that at low temperatures, condensation occurs in the lower polariton branch, while at elevated temperatures, the upper polariton branch can become favored. At an intermediate temperature, we observe instability in the condensate formation, characterized by metastable correlations of the fluctuations in intensity and linewidth of the lower and upper polariton branches.

2511.00725 2026-06-12 math.AP math-ph math.MP 版本更新

On taming Moffatt-Kimura vortices of doom in the viscous case

论粘性情况下驯服Moffatt-Kimura毁灭涡旋

Zoran Grujic

AI总结 针对Moffatt-Kimura模型中两个反向旋转涡环以非平凡角度碰撞的有限时间奇异性形成问题,提出一种双层粘性机制来防止奇异性,该机制基于稀疏尺度分析和涡旋拉伸项的解析抵消性质。

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Comments
Remark 5.1 added for clarity
AI中文摘要

在这篇笔记中,我们提出了一种双层粘性机制,用于防止Moffatt-Kimura模型中两个反向旋转涡环以非平凡角度碰撞时形成有限时间奇异性。在第一层中,该场景被重新置于基于适当定义的流体剧烈活动区域的“稀疏尺度”的湍流耗散研究框架内。这里发现该问题(在最坏情况下)是临界的,即涡量超水平集的稀疏尺度上界与空间解析半径的下界相当。在第二层中,识别出一种额外的更微妙的机制,可能能够将稀疏尺度驱动到耗散范围并防止奇异性形成。该机制源于涡旋拉伸项在Hardy空间中补偿紧性意义上的某些解析抵消性质,这些性质将涡量方向的局部平均振荡信息(在某些对数复合加权局部bmo空间中的有界性)转化为涡量超水平集的对数复合更快衰减。

英文摘要

In this note we propose a two-layer viscous mechanism for preventing finite time singularity formation in the Moffatt-Kimura model of two counter-rotating vortex rings colliding at a nontrivial angle. In the first layer the scenario is recast within the framework of the study of turbulent dissipation based on a suitably defined `scale of sparseness' of the regions of intense fluid activity. Here it is found that the problem is (at worst) critical, i.e., the upper bound on the scale of sparseness of the vorticity super-level sets is comparable to the lower bound on the radius of spatial analyticity. In the second layer, an additional more subtle mechanism is identified, potentially capable of driving the scale of sparseness into the dissipation range and preventing the formation of a singularity. The mechanism originates in certain analytic cancellation properties of the vortex-stretching term in the sense of compensated compactness in Hardy spaces which then convert information on local mean oscillations of the vorticity direction (boundedness in certain log-composite weighted local bmo spaces) into log-composite faster decay of the vorticity super-level sets.

2601.15372 2026-06-12 hep-ph astro-ph.CO astro-ph.HE 版本更新

Single-wave solutions of the neutrino fast flavor system. Part I. Mechanical properties

中微子快味系统的单波解。第一部分:力学性质

Damiano F. G. Fiorillo, Georg G. Raffelt

AI总结 本文发现中微子快味系统的一类精确非线性非均匀解——单波解,其味相干场随单一波矢空间变化,并类比经典自旋系统分析其力学性质,指出该解不可积且多束摆解不推广至多角系统。

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Journal ref
JHEP 2026, 111 (2026)
Comments
Minor comments added, updated to the published version: 24 pages, 1 figure
AI中文摘要

稠密中微子等离子体可因中微子-中微子折射而表现出集体味演化。最近,发现了一类新的精确非线性非均匀解:快味系统的单波(SW)解。关键性质是味占据数保持均匀,而味相干场随单一波矢空间变化。该结构的运动方程类似于一组经典自旋的运动方程,与均匀慢味和快味情况类似。相反,SW系统不可积(它不具有Gaudin不变量),因此虽然双束摆解是不可避免的,但它们不能推广到多角系统。我们发展了所有已知非线性集体味解的分类法,解释了类别之间的重叠及其差异。

英文摘要

A dense neutrino plasma can exhibit collective flavor evolution caused by neutrino--neutrino refraction. Recently, a new class of exact nonlinear inhomogeneous solutions was discovered: single-wave (SW) solutions of the fast flavor system. The key property is that the flavor occupation numbers remain homogeneous, whereas the field of flavor coherence varies spatially with a single wave vector. The equations of motion for this structure resemble those of a collection of classical spins, in analogy with the homogeneous slow and fast flavor cases. In contrast, the SW system is not integrable (it does not possess Gaudin invariants) so that, while two-beam pendulum solutions are inevitable, they do not extend to a multi-angle system. We develop a taxonomy of all known nonlinear collective flavor solutions, explaining the overlap between categories and their differences.

2511.21492 2026-06-12 math.DG math.AP math.CV 版本更新

The Critical LYZ Equation in Kähler Geometry

Kähler几何中的临界LYZ方程

Jixiang Fu, Shing-Tung Yau, Dekai Zhang

AI总结 本文证明了临界相位θ=(n-2)π/2时LYZ方程光滑解的存在性,解决了Collins-Jacob-Yau和Li提出的关于相位θ≤(n-2)π/2可解性的临界情形,并在更弱假设下应用于3D Hessian方程σ₂=1和4D Hessian商方程σ₃=σ₁。

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Comments
Added a section with further discussion on Liouville-type theorem
AI中文摘要

我们建立了临界相位$\theta =(n-2)\frac{\pi}{2}$时LYZ方程光滑解的存在性,从而解决了Collins-Jacob-Yau和Li提出的关于相位$\theta \leq (n-2)\frac{\pi}{2}$可解性问题的临界情形。作为应用,我们在比先前要求更弱的假设下求解了3D Hessian方程$\sigma_2 = 1$和4D Hessian商方程$\sigma_3 = \sigma_1$。

英文摘要

We establish the existence of smooth solutions for the LYZ equation at the critical phase $θ=(n-2)\fracπ{2}$, thereby solving the critical case of a problem posed by Collins-Jacob-Yau and Li concerning the solvability for phase $θ\leq (n-2)\fracπ{2}$. As applications, we solve the 3D Hessian equation $σ_2 = 1$ and the 4D Hessian quotient equation $σ_3 = σ_1$ under weaker assumptions than previously required.

2508.07288 2026-06-12 math.NT math.GR math.RT 版本更新

Cup product of inhomogeneous Tate cochains, and Galois cohomology of tori over local fields that split over cyclic extensions

非齐次Tate上链的杯积,以及分裂于循环扩张的局部域上环面的Galois上同调

Mikhail Borovoi

AI总结 本文给出Tate上同调中杯积的非齐次上链公式,并用于计算分裂于循环扩张的局部域上环面的一阶上同调类的显式上循环。

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Comments
v1 9 pages, v2 10 pages, v3 11 pages
AI中文摘要

在这篇注记中,我们给出了Tate上同调中杯积的非齐次上链公式。利用其中一个公式,对于定义在非阿基米德局部域K上且分裂于K的循环扩张的环面T,我们计算了表示H^1(K,T)中所有上同调类的显式上循环。

英文摘要

In this note we give formulas for cup product in Tate cohomology in terms of inhomogeneous cochains. Using one of these formulas, for a torus T defined over a non-archimedean local field K and splitting over a cyclic extension of K, we compute explicit cocycles representing all cohomology classes in H^1(K,T).

2601.14391 2026-06-12 astro-ph.GA 版本更新

Cold gas formation triggered by active galactic nuclei jet feedback in galaxy cluster cores

星系团核心中活动星系核喷流反馈触发的冷气体形成

Stefano Sotira, Martin A. Bourne, Debora Sijacki, Franco Vazza, Fabrizio Brighenti

AI总结 通过高分辨率流体模拟,研究活动星系核喷流反馈在冷核星系团中触发冷气体形成的机制,发现湍流马赫数约0.3时冷气体凝结显著增强。

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Comments
15 pages, 11 figures, 1 table. Accepted for publication in A&A
AI中文摘要

在冷核星系团中心观测到具有复杂形态和运动学的扩展暖/冷气体星云。它们在热星系团内介质(ICM)中的起源仍令人困惑,在众多机制中,中央活动星系核(AGN)的正反馈已被提出。在本工作中,我们进行了一系列极高分辨率流体动力学模拟,模拟了一个类似英仙座的冷核星系团,其受到自调节的AGN喷流反馈,从而产生真实的ICM性质。通过明确追踪暖电离、中性及分子气体相,我们研究了AGN活动与多相ICM之间的复杂相互作用。虽然AGN反馈整体上加热ICM,但我们发现,在单个AGN喷流爆发期间,热物质也会被横向注入喷流轴,进入湍流混合层。这些物质在膨胀时压缩周围的热ICM,降低局部冷却时间,并在约30 Myr的特征时间尺度上导致冷团块的形成。通过使用示踪剂,我们明确追踪了受影响区域内的冷却过程,发现在高压缩、低涡度区域中识别出的极热气体原位凝结形成冷团块。统计分析表明,一旦热气体组分(T ≥ 10^7 K)中的局部湍流马赫数σ_hot/c_s,hot达到约0.3,冷气体的凝结就会得到高度促进。所呈现的过程是理解星系团核心中冷气体形成物理机制的又一重要步骤。我们测得的特征湍流马赫数值以及详细的多相气体运动学预测,为解释未来的X射线光谱和深射电数据提供了重要的理论工具,最终有助于约束冷核团星云的起源。

英文摘要

Extended warm and cold gas nebulae, with complex morphologies and kinematics, have been observed in the centres of cool-core galaxy clusters. Their origin within the hot intracluster medium (ICM) is still puzzling, and among many mechanisms, positive feedback from the central active galactic nucleus (AGN) has been proposed. In this work, we performed a suite of very high-resolution hydrodynamic simulations of a Perseus-like cool-core galaxy cluster subject to self-regulated AGN jet feedback, which leads to realistic ICM properties. By explicitly following warm ionized, neutral, and molecular gas phases, we studied the complex interplay between AGN activity and the multi-phase ICM. While AGN feedback globally heats the ICM, we find that during the individual AGN jet bursts, hot material is also injected laterally to the jet axis, within the turbulent mixing layer. This material, as it expands, compresses the surrounding hot ICM, reducing the local cooling time, and leads to the formation of cold clumps on a characteristic timescale of $\sim 30$ Myr. By employing tracers, we explicitly track cooling within the affected regions, finding that very hot gas identified in high-compression, low-vorticity zones condenses in situ to form cold clumps. A statistical analysis reveals that the condensation of cold gas is highly promoted once the local turbulent Mach number, $σ_{hot}/c_{s,hot}$, in the hot gas component ($T \geq 10^7$ K) takes values around ~0.3. The presented process is a further important step in understanding the physical mechanisms that lead to the formation of cold gas in the cluster core. Our measured values of the characteristic turbulent Mach number, together with detailed multi-phase gas kinematics predictions, provide important theoretical tools to interpret future X-ray spectroscopy and deep radio data, ultimately to constrain the origin of cool-core cluster nebulae.

2601.10221 2026-06-12 q-bio.NC 版本更新

Cognitive Field Theory of Learning, Inference, and Emergence

学习、推理与涌现的认知场论

Byung Gyu Chae

AI总结 提出一种认知场论,将认知视为由自适应动力学时间尺度的红外组织调控的非平衡集体现象,通过引入时间尺度态密度(TDOS)描述推理、记忆和涌现智能的层级集体动力学。

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Comments
41 pages, 3 figures
AI中文摘要

生物和人工系统中的学习、推理、记忆和涌现通常使用不同的理论框架描述,从神经场模型到循环和注意力架构。这里我们发展了一种认知场论,其中认知作为由自适应动力学时间尺度的红外组织调控的集体非平衡现象出现。从具有稳态稳定化和自适应流形几何的随机认知场方程出发,我们表明集体认知动力学由嵌入在高维认知流形中的缓慢弛豫红外模式组织。整合潜在慢记忆区产生延迟自能反馈和非局域记忆核,控制长期上下文持久性和集体认知相干性。我们引入时间尺度态密度(TDOS)作为基本描述符,表征构成推理、记忆和自适应推理基础的集体弛豫模式的分布。学习和自适应持续重组红外TDOS,选择性地稳定支持上下文组织和递归集体动力学的弱阻尼集体区。在临界点附近,红外TDOS通常发展出与缓慢弛豫集体模式积累相关的宽而平坦的结构,产生无标度时间组织和增强的集体相干性。在此框架内,记忆形成、自适应推理和涌现智能作为集体红外动力学组织的层级阶段出现。

英文摘要

Learning, inference, memory, and emergence in biological and artificial systems are often described using disparate theoretical frameworks. Here we develop a cognitive field theory in which cognition is described as a collective nonequilibrium phenomenon governed by the geometry and relaxation spectrum of a learned cognitive manifold. Starting from a stochastic cognitive-field equation on an adaptive Riemannian cognitive manifold, we derive a memory-dressed cognitive field equation incorporating nonlocal memory kernels and retarded self-energy feedback. We show that the local stability structure of learned cognitive geometry generates a spectrum of collective relaxation modes whose distribution is characterized by a time-scale density of states (TDOS). The TDOS provides a fundamental dynamical descriptor of cognition and determines the emergent memory kernel, collective response, and infrared temporal organization of the cognitive field. The accumulation of weakly damped collective modes suppresses the cognitive forgetting gap, enhances collective susceptibility, and drives the system toward a protected near-critical regime characterized by long-time contextual persistence and collective cognitive coherence. The resulting framework provides a unified dynamical description of learning, memory, inference, selfhood, and emergent cognition in terms of the collective organization of a memory-dressed cognitive field.

2505.18367 2026-06-12 quant-ph cond-mat.stat-mech 版本更新

Improving Variational Counterdiabatic Driving with Weighted Actions and Computer Algebra

改进变分逆绝热驱动:加权作用与计算机代数

Naruo Ohga, Takuya Hatomura

AI总结 通过引入绝热规范势的非唯一性,提出加权变分方法,结合计算机代数算法,优化变分逆绝热驱动协议,在量子伊辛模型中实现更高保真度。

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Journal ref
PRX Quantum 7, 020347 (2026)
Comments
26 pages, 9 figures (main) + 2 pages, 2 figures (supplemental material). Final version. Minor remarks added; Minor errors fixed
AI中文摘要

变分逆绝热(CD)驱动是一种严谨且广泛使用的方法,通过以高保真度和缩短的持续时间模拟绝热过程来稳健地控制量子多体系统。该技术的核心是参数化哈密顿量上绝热规范势(AGP)的通用结构。在此,我们揭示向AGP理论引入新自由度可以显著改进变分CD驱动。具体而言,我们发现AGP的代数特征并非唯一,并利用这种非唯一性开发了加权变分方法,以推导改进的驱动协议。该方法在两个方面扩展了传统方法:它为特定问题相关的矩阵元素分配定制权重,并有效地将非局部信息纳入局部驱动系数。我们还开发了一种使用计算机代数计算改进驱动协议的高效数值算法。我们的框架具有广泛适用性,原则上可以取代任何先前使用变分CD驱动的情况。我们通过将其应用于参数化哈密顿量基态沿绝热演化来证明其实用性。该方案在保真度方面优于传统方法,在量子伊辛模型上的大量数值模拟证实了这一点。

英文摘要

Variational counterdiabatic (CD) driving is a disciplined and widely used method to robustly control quantum many-body systems by mimicking adiabatic processes with high fidelity and reduced duration. Central to this technique is a universal structure of the adiabatic gauge potential (AGP) over a parameterized Hamiltonian. Here, we reveal that introducing a new degree of freedom into the theory of the AGP can significantly improve variational CD driving. Specifically, we find that the algebraic characterization of the AGP is not unique, and we exploit this nonuniqueness to develop the weighted variational method for deriving a refined driving protocol. This approach extends the conventional method in two aspects: it assigns customized weights to matrix elements relevant to specific problems, and it effectively incorporates nonlocal information into local driving coefficients. We also develop an efficient numerical algorithm to compute the refined driving protocol using computer algebra. Our framework is broadly applicable and, in principle, it can replace any previous use of variational CD driving. We demonstrate its practicality by applying it to adiabatic evolution along the ground state of a parameterized Hamiltonian. This proposal outperforms the conventional method in terms of fidelity, as confirmed by extensive numerical simulations on quantum Ising models.

2601.13831 2026-06-12 hep-ph hep-ex 版本更新

The Dead Cone Effect in Heavy-Quark Jets: A Unified Study from Charm and Bottom to Top

重夸克喷注中的死锥效应:从粲、底到顶的统一研究

Redamy Perez-Ramos, Stefan Kluth, Wolfgang Ochs

AI总结 本文统一研究重夸克喷注中的死锥效应,利用LEP数据和Pythia8模拟验证粲、底夸克喷注中的动量空间抑制,并扩展至顶夸克喷注,提出分离产生与衰变辐射的新方法,建立跨三重重夸克的QCD辐射动力学测试框架。

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Comments
7 pages, contribution to International Workshop on Future Linear Colliders (LCWS---2025), Valencia, Spain, version accepted for publication with minor changes
AI中文摘要

我们统一概述了重夸克喷注中QCD辐射研究的最新进展,重点关注死锥效应。利用$\sqrt{s}=91.2$~GeV的LEP精确数据,我们展示了粲和底夸克喷注中显著的动量空间抑制,并通过\textsc{Pythia}8的蒙特卡洛模拟支持,在微扰QCD的修正前导对数近似(MLLA)框架内提供了定量解释。然后,我们将分析扩展到$\sqrt{s}=1$~TeV下的顶夸克喷注,其中有限寿命效应和衰变辐射引入了新的概念挑战。提出了一种新方法,通过分离产生辐射和衰变辐射来隔离顶夸克死锥,并在部分子和强子层面使用\textsc{Pythia}8进行了验证。这些结果共同建立了一个统一的框架,用于测试所有三种重夸克的QCD辐射动力学。

英文摘要

We present a unified overview of recent progress in the study of QCD radiation in heavy-quark jets, focusing on the dead-cone effect. Using precision data from LEP at $\sqrt{s}=91.2$~GeV, we demonstrate strong momentum-space suppression in charm and bottom quark jets, supported by Monte Carlo simulations with \textsc{Pythia}8, and provide a quantitative interpretation within the Modified Leading Logarithmic Approximation (MLLA) of perturbative QCD. We then extend the analysis to top-quark jets at $\sqrt{s}=1$~TeV, where finite lifetime effects and decay radiation introduce new conceptual challenges. A new method is presented to isolate the top-quark dead cone by separating production and decay radiation, and it is validated at both parton and hadron level using \textsc{Pythia}8. Together, these results establish a coherent framework for testing QCD radiation dynamics across all three heavy quarks.

2601.13823 2026-06-12 math.NA cs.NA math-ph math.MP 版本更新

Multitrace Müller Boundary Integral Equation for Electromagnetic Scattering by Composite Objects

复合物体电磁散射的多迹Müller边界积分方程

Van Chien Le, Kristof Cools

AI总结 提出一种用于复合介质物体电磁散射的多迹Müller边界积分方程,通过全局多迹法和Stratton-Chu表示扩展经典Müller方程,采用混合离散化实现良态线性系统,降低计算成本并验证了准确性。

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AI中文摘要

本文介绍了一种用于复合介质物体时谐电磁散射的边界积分方程。该公式通过全局多迹法将经典Müller方程扩展到复合结构。实现这一扩展的关键是在互补区域中使用Stratton-Chu表示,也称为消光性质,它增强了内部表示算子的非对角块。得到的块系统完全由第二类算子组成。采用Rao-Wilton-Glisson试验函数和Buffa-Christiansen检验函数的Petrov-Galerkin(混合)离散化,产生的线性系统在稠密网格和低频下无需额外稳定化即可保持良态。这降低了与矩阵-向量乘法和迭代求解相关的计算成本。数值实验证明了该方法在计算场迹和导出量方面的准确性。

英文摘要

This paper introduces a boundary integral equation for time-harmonic electromagnetic scattering by composite dielectric objects. The formulation extends the classical Müller equation to composite structures through the global multitrace method. The key ingredient enabling this extension is the use of the Stratton-Chu representation in complementary region, also known as the extinction property, which augments the off-diagonal blocks of the interior representation operator. The resulting block system is composed entirely of second-kind operators. A Petrov-Galerkin (mixed) discretization using Rao-Wilton-Glisson trial functions and Buffa-Christiansen test functions is employed, yielding linear systems that remain well conditioned on dense meshes and at low frequencies without the need for additional stabilization. This reduces computational costs associated with matrix-vector multiplications and iterative solving. Numerical experiments demonstrate the accuracy of the method in computing field traces and derived quantities.

2601.13306 2026-06-12 quant-ph cs.NA math.NA 版本更新

The table maker's quantum search

制表者的量子搜索

Benjamin C. A. Morrison, Stefanos Kourtis

AI总结 提出用量子搜索计算初等函数舍入难度,即确定在给定区间内所有n位浮点输入下正确舍入到n位精度所需的最小工作精度,对指数相关函数时间复杂度为Õ(2^{n/2} log(1/δ)),在大区间周期函数上渐近加速,但双精度sin/cos所需量子比特相干时间过长。

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Comments
13 pages, 0 figures, accepted paper @ 33rd IEEE International Symposium on Computer Arithmetic 2026 (ARITH 2026)
AI中文摘要

我们展示了量子搜索可用于计算初等函数的舍入难度,即确定在给定区间内所有精度为$n$位的浮点输入下,将初等函数的值正确舍入到目标精度$n$位所需的最小工作精度。对于与指数函数相关的初等函数$f$,量子搜索以概率$1-\delta$在时间$\tilde O(2^{n/2} \log (1/\delta))$内返回$f$在给定binade中所有$n$位浮点输入上的舍入难度。对于大binade中的周期初等函数,独立量子搜索在渐近意义上优于已知的最佳经典算法和启发式方法。然后,我们估计了双精度$\sin$和$\cos$函数容错实现所需资源。我们发现,尽管该算法原则上可以与计算格式中所有binade舍入难度的最快已知实用方法竞争,但它所需的量子比特相干时间对于当前技术来说不切实际地长。

英文摘要

We show that quantum search can be used to compute the hardness to round an elementary function, that is, to determine the minimum working precision required to compute the values of an elementary function correctly rounded to a target precision of $n$ digits for all possible precision-$n$ floating-point inputs in a given interval. For elementary functions $f$ related to the exponential function, quantum search takes time $\tilde O(2^{n/2} \log (1/δ))$ to return, with probability $1-δ$, the hardness to round $f$ over all $n$-bit floating-point inputs in a given binade. For periodic elementary functions in large binades, standalone quantum search yields an asymptotic speedup over the best known classical algorithms and heuristics. We then estimate the resources required for a fault-tolerant implementation of the proposed algorithm for the $\sin$ and $\cos$ functions in double precision. We find that, although the algorithm can in principle compete with the fastest known practical method for computing the hardness to round over all binades in the format, it requires qubit coherence times that are unrealistically long for present technology.

2601.13289 2026-06-12 eess.SP 版本更新

Semantic Communication for the Internet of Underwater Things: Architectures, Applications, Challenges, and Future Directions

水下物联网的语义通信:架构、应用、挑战与未来方向

Ruhul Amin Khalil, Asiya Jehangir, Hanane Lamaazi, Saddaf Rubab, Nasir Saeed

AI总结 本文综述了语义通信在水下物联网中的应用,探讨了其架构、学习驱动方法及代表性应用,并指出了关键研究方向,旨在提升资源受限水下网络的通信效率。

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Comments
33 pages, 10 figures, and 9 tables. The paper is submitted to IEEE for Possible Publication
AI中文摘要

水下物联网(IoUT)支持海洋感知、环境监测、海底检查和水下自主作业。然而,IoUT通信受限于有限的带宽、长传播延迟、时变水下信道、间歇性连接和严格的能量预算。语义通信(SC)通过传输任务相关的含义而非原始数据,提供了一种有前景的替代方案,从而在资源受限的水下网络中提高通信效率。本文对IoUT的SC进行了批判性和可行性感知的综述,重点关注机遇、挑战、局限性和未来研究方向。我们首先回顾了支持SC的IoUT系统的基础知识,包括语义表示、分层架构、语义信道建模和任务导向的评估指标。然后,我们考察了基于机器学习(ML)、知识图谱(KG)、视觉语言模型(VLM)、生成模型和联邦学习(FL)的学习驱动方法,并强调它们在水下边缘约束下的可行性。从SC角度分析了代表性应用,包括环境监测、海洋生态、海底基础设施检查、灾害响应和自主水下航行器(AUV)协调。最后,我们确定了关键研究方向,涉及标准化语义模型、可复现测试平台、计算-通信权衡、可信重建、混合水下链路、能量感知边缘智能、语义安全、数字孪生(DT)和跨域互操作性。本综述为开发可靠、高效和意义驱动的IoUT通信系统提供了结构化基础。

英文摘要

The Internet of Underwater Things (IoUT) supports marine sensing, environmental monitoring, subsea inspection, and autonomous underwater operations. However, IoUT communication is constrained by limited bandwidth, long propagation delay, time-varying underwater channels, intermittent connectivity, and strict energy budgets. Semantic Communication (SC) offers a promising alternative by transmitting task-relevant meaning rather than raw data, thereby improving communication efficiency in resource-constrained underwater networks. This paper presents a critical and feasibility-aware survey of SC for IoUT, focusing on opportunities, challenges, limitations, and future research directions. We first review the fundamentals of SC-enabled IoUT systems, including semantic representations, layered architectures, semantic channel modeling, and task-oriented evaluation metrics. We then examine learning-driven approaches based on machine learning (ML), knowledge graphs (KGs), vision-language models (VLMs), generative models, and federated learning (FL), with emphasis on their feasibility under underwater edge constraints. Representative applications, including environmental monitoring, marine ecology, subsea infrastructure inspection, disaster response, and autonomous underwater vehicle (AUV) coordination, are analyzed from an SC perspective. Finally, we identify key research directions involving standardized semantic models, reproducible testbeds, compute--communication trade-offs, trustworthy reconstruction, hybrid underwater links, energy-aware edge intelligence, semantic security, digital twins (DTs), and cross-domain interoperability. This survey provides a structured foundation for developing reliable, efficient, and meaning-driven IoUT communication systems.

2511.03142 2026-06-12 econ.TH math.OC 版本更新

A Theory of Saving under Risk Preference Dynamics

风险偏好动态下的储蓄理论

Qingyin Ma, Xinxi Song, Alexis Akira Toda

AI总结 本文通过引入风险偏好冲击,提出了一种最优储蓄理论,揭示了风险偏好随机变化导致高财富家庭储蓄率趋于100%且边际消费倾向趋于零的机制。

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Comments
52 pages, 3 tables, 3 figures
AI中文摘要

实证证据表明,富裕家庭比其他群体具有更高的储蓄率和显著更低的边际消费倾向(MPC)。现有理论无法在不联合施加关于回报、贴现和偏好的限制性假设的情况下解释这一模式。在本文中,我们发展了一个具有偏好冲击的最优储蓄的一般理论,并识别了一种新的机制,通过该机制,随机风险偏好重塑了渐近消费和储蓄行为。具体而言,仅仅是下一期变得不那么风险厌恶的可能性就提高了将财富向前转移的价值,因为未来的自我可能更愿意将财富转化为消费。与经典的预防性储蓄动机(通常源于资源风险并随财富增加而减弱)不同,这种力量即使在任意高的财富水平下仍然有效,产生了延迟消费的持续激励,并推动渐近MPC降至零(即100%的渐近储蓄率)。因此,消失的MPC成为风险偏好动态的一般含义,而非限制性假设的产物,为富裕家庭中观察到的持续高储蓄率和低MPC提供了一个理论上稳健且经验上一致的解释。

英文摘要

Empirical evidence shows that wealthy households have substantially higher saving rates and markedly lower marginal propensity to consume (MPC) than other groups. Existing theory cannot account for this pattern without jointly imposing restrictive assumptions on returns, discounting, and preferences. In this paper, we develop a general theory of optimal savings with preference shocks and identify a novel mechanism through which stochastic risk preferences reshape the asymptotic consumption and saving behavior. Specifically, the mere possibility of becoming less risk averse next period raises the value of carrying wealth forward, since future selves may be more willing to convert wealth into consumption. Unlike the classical precautionary saving motive, which typically arises from resource risks and weakens as wealth increases, this force remains operative even at arbitrarily high wealth levels, generating a persistent incentive to defer consumption and driving the asymptotic MPC to zero (i.e., a 100% asymptotic saving rate). As a result, vanishing MPCs emerge as a generic implication of risk preference dynamics, rather than an artifact of restrictive assumptions, offering a theoretically robust and empirically consistent account of the persistently high saving rates and low MPCs observed among wealthy households.

2601.10869 2026-06-12 eess.SY cs.SY 版本更新

Disturbance Attenuation Regulator II: Stage Bound Finite Horizon Solution

扰动衰减调节器 II:阶段有界有限时域解

Davide Mannini, James B. Rawlings

AI总结 针对阶段有界扰动下的线性系统,结合博弈论和动态规划,推导出状态反馈最优控制策略的递归解,该策略非线性且每步需求解凸优化问题,并给出稳态LMI形式。

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AI中文摘要

本文针对离散时间阶段有界扰动衰减调节器(StDAR)的状态反馈控制,提出了一种广义的有限时域递归解。该问题考虑受阶段有界扰动的线性动力系统,即扰动序列在每个时间步独立地受到阶段平方二范数界的约束。术语“广义”表示结果适用于任意初始状态。通过结合博弈论和动态规划,本文推导出最优状态反馈策略的递归解。最优策略在状态上是非线性的,并且需要在每个阶段求解一个可处理的凸优化问题以得到拉格朗日乘子向量;然后控制是显式的。对于具有恒定阶段界的系统,该问题允许一个稳态优化,表示为可处理的线性矩阵不等式(LMI),其经验计算成本约为$n$的三次方。数值例子说明了该解的性质。本文为任意初始状态的StDAR提供了完整的反馈解。配套论文讨论了信号界扰动衰减调节器(SiDAR):第一部分A中的有限时域解和第一部分B中的收敛性质。

英文摘要

This paper develops a generalized finite horizon recursive solution to the discrete time stage bound disturbance attenuation regulator (StDAR) for state feedback control. This problem addresses linear dynamical systems subject to stage bound disturbances, i.e., disturbance sequences constrained independently at each time step through stagewise squared two-norm bounds. The term generalized indicates that the results accommodate arbitrary initial states. By combining game theory and dynamic programming, this work derives a recursive solution for the optimal state feedback policy. The optimal policy is nonlinear in the state and requires solving a tractable convex optimization for the Lagrange multiplier vector at each stage; the control is then explicit. For systems with constant stage bound, the problem admits a steady-state optimization expressed as a tractable linear matrix inequality (LMI) whose empirical computational cost is approximately cubic in $n$. Numerical examples illustrate the properties of the solution. This work provides a complete feedback solution to the StDAR for arbitrary initial states. Companion papers address the signal bound disturbance attenuation regulator (SiDAR): the finite horizon solution in Part~I-A and convergence properties in Part~I-B.

2601.04192 2026-06-12 stat.ME 版本更新

Prediction Intervals for Future Event Counts at Interim Analyses of Time-to-Event Clinical Trials

时间-事件临床试验中期分析中未来事件计数的预测区间

Edoardo Ratti, Federico L. Perlino, Stefania Galimberti, Maria G. Valsecchi

AI总结 针对时间-事件临床试验中期分析,提出基于条件参数自助法的患者级框架,构建未来事件计数的预测区间,并通过模拟和实际案例验证其有效性。

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36 pages, 19 figures
AI中文摘要

时间-事件终点是评估各疾病领域治疗效果的核心。在具有时间-事件终点的临床试验中,中期和最终分析可用的信息主要由观察到的事件数而非入组患者数决定。因此,中期监测需要评估在预定未来分析日期前预计将累积多少额外事件。量化这些计数的不确定性对于评估计划的信息水平是否可能达到、预测延迟或事件超限以及支持试验进行中的操作决策至关重要。这在儿科肿瘤学试验中尤其相关,因为事件累积通常具有不确定性。尽管预测终点成熟时间的方法已很成熟,但在固定日历时间对事件计数进行区间预测仍不完善。我们提出一个患者级框架,用于在时间-事件试验的中期分析中构建此类区间。以中期数据为条件,未来计数遵循具有患者特异性事件概率的泊松-二项分布;我们使用条件参数自助法估计该分布。在标准正则条件下,自助法是一致的,并产生渐近校准的预测区间。该框架适应了分阶段入组、患者级协变量、管理删失、随机失访以及入组日期与失访之间在条件于已实现中期数据之前的可能依赖关系。我们通过模拟研究其操作特征,并利用一项儿童急性淋巴细胞白血病的真实III期试验进行说明。

英文摘要

Time-to-event endpoints are central to evaluating treatment efficacy across disease areas. In clinical trials with time-to-event endpoints, the information available for interim and final analyses is largely determined by the number of observed events rather than by the number of enrolled patients. Interim monitoring therefore requires assessing how many additional events are expected to accrue by scheduled future analysis dates. Quantifying uncertainty around these counts is essential for assessing whether planned information levels are likely to be reached, anticipating delays or event overrunning, and supporting operational decisions while the trial is ongoing. This is especially relevant in pediatric oncology trials, where event accrual is often uncertain. Although methods for predicting time to endpoint maturation are well established, interval prediction for event counts at fixed calendar times remains less developed. We propose a patient-level framework for constructing such intervals at interim analyses of time-to-event trials. Conditionally on the interim data, the future count follows a Poisson--binomial law with patient-specific event probabilities; we estimate this law using a conditional parametric bootstrap. Under standard regularity conditions, the bootstrap is consistent and yields asymptotically calibrated prediction intervals. The framework accommodates staggered entry, patient-level covariates, administrative censoring, random loss to follow-up, and possible dependence between entry dates and loss to follow-up before conditioning on the realised interim data. We study its operating characteristics in simulation studies and illustrate it using a real-world phase III trial in childhood acute lymphoblastic leukaemia.

2512.13651 2026-06-12 gr-qc hep-th quant-ph 版本更新

Schrödinger Symmetry in Spherically-symmetric Static Mini-superspaces with Matter Fields

含物质场的球对称静态极小超空间中的薛定谔对称性

Taishi Sano, Yuki Yokokura

AI总结 通过正则变换方法,在含Maxwell场或标量场的球对称静态极小超空间模型中发现了薛定谔对称性,并给出了相应的时空解。

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Comments
28 pages, 3 figures. The accepted version in Phys. Rev. D. Modified abstract, made several clarifications, and added appendixes, footnotes and references
AI中文摘要

薛定谔对称性已被证明在从全超空间到几个极小超空间模型的“流体极限”中出现。为了研究这种涌现对称性的鲁棒性,我们在经典层面上考虑了两个含物质场的球对称静态极小超空间模型:(i) 带宇宙学常数的Maxwell场和(ii) n个无质量标量场。通过发展一种基于正则变换的方法,我们证明对于模型(i),出现3D薛定谔对称性,解是(反)德西特Reissner-Nordström时空;对于模型(ii),出现(2+n)D薛定谔对称性,解是广义Janis-Newman-Winicour时空及其“内部”——一种Kantowski-Sachs型闭宇宙。此外,对于真空模型,我们发现2D薛定谔对称性在不同lapse函数和极小超空间坐标下成立,暗示了该对称性潜在的但尚未被证实的协变性。最后,我们提出了哈密顿约束H下对称性的物理解释:与H对易的对称生成元将一个解映射到另一个解,而与H不对易的生成元生成一个具有薛定谔对称性的新理论,变换后的构型是新理论的解。这些结果加强了涌现薛定谔对称性的鲁棒性,并为探索物质与引力的动力学开辟了新前沿。

英文摘要

Schrödinger symmetry has been shown to emerge in a ``fluid limit" from the full superspace to several mini-superspace models. To investigate one aspect of the robustness of this emergent symmetry, we consider two spherically-symmetric static mini-superspace models with matter fields at the classical level: (i) a Maxwell field with a cosmological constant and (ii) $n$ massless scalar fields. By developing a method based on canonical transformations, we demonstrate that for model (i), 3D Schrödinger symmetry emerges, and the solution is the (anti-)de Sitter Reissner-Nordström spacetime, and for model (ii), $(2+n)$D Schrödinger symmetry appears, and the solution is a generalized Janis-Newman-Winicour spacetime and its ``interior", a Kantowski-Sachs type closed universe. Furthermore, for the vacuum model, we find that 2D Schrödinger symmetry holds with different lapse functions and mini-superspace coordinates, suggesting the potential, yet unconfirmed, covariance of the symmetry. Finally, we propose a physical interpretation of the symmetry under the Hamiltonian constraint $H$: symmetry generators commuting with $H$ map a solution to another one, while those non-commuting with $H$ generate a new theory with the Schrödinger symmetry and the transformed configuration is a solution to the new theory. These results reinforce the robustness of the emergent Schrödinger symmetry and open new frontiers for exploring dynamics of matter and gravity.

2601.08716 2026-06-12 physics.atom-ph physics.app-ph 版本更新

Portable Single-Beam Atomic Total-Field Magnetometer for Stand-off Magnetic Sensing

便携式单光束原子总场磁力计用于远距离磁感应

Heonsik Lee, Hyunbeen Lee, Minseok Choi, Yoontae Hwang, Deok-Young Lee

AI总结 本文报道一种手持式单光束标量铷原子磁力计,采用全光学Bell-Bloom配置和数字锁定跟踪,在无屏蔽地磁场中实现约21 pT/√Hz灵敏度,并成功检测10米距离内的电梯运动磁信号。

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11 pages, 8 figures
AI中文摘要

光泵浦原子磁力计(OPAMs)在室温下提供高灵敏度,并越来越多地被考虑用于地磁场环境中的便携式磁感应。本文报道一种手持式、单光束标量$^{87}$Rb OPAM,传感器头体积约110 mL。该器件工作在全光学Bell-Bloom配置中,使用数字锁定、色散跟踪$^{87}$Rb拉莫尔共振,通过结合内部控制硬件与商业模块的混合电子堆栈实现。单个频率调制激光束同时进行泵浦和探测,无需射频线圈。所有信号处理在单板计算机上使用Python实现,配合商用现成(COTS)数据采集模块,无需专用信号处理硬件即可立即部署。该磁力计在0.1–30 Hz闭环带内区域具有约21 pT/$\sqrt{\mathrm{Hz}}$的固有带内场灵敏度(根据锁定色散斜率估计),数字输出速率为200样本/秒。在无屏蔽地磁场部署中,我们检测到来自受控电梯运动序列的可重复瞬态磁信号,并量化了1.25 m至10 m传感器-电梯距离上的远距离可观测性。这些结果表明,紧凑型标量OPAMs可以提供适用于实际地磁场环境中可部署磁异常检测和基础设施监测的带宽和距离分辨事件灵敏度。

英文摘要

Optically pumped atomic magnetometers (OPAMs) offer high sensitivity at room temperature and are increasingly considered for portable magnetic sensing in geomagnetic-field environments. Here we report a handheld-scale, single-beam scalar $^{87}$Rb OPAM with a sensor-head volume of approximately 110~mL. The device operates in an all-optical Bell-Bloom configuration and uses digital lock-in, dispersive tracking of the $^{87}$Rb Larmor resonance, implemented with a hybrid electronics stack that combines in-house control hardware with commercial modules. A single frequency-modulated laser beam performs both pumping and probing without RF coils. All signal processing is realized in Python on a single-board computer paired with a commercial off-the-shelf (COTS) data-acquisition module, enabling immediate deployment without dedicated signal-processing hardware. The magnetometer has an intrinsic in-band field sensitivity of approximately 21~pT/$\sqrt{\mathrm{Hz}}$, estimated from the lock-in dispersion slope, over a 0.1--30~Hz closed-loop in-band region with a digital-output rate of 200~samples/s. In an unshielded Earth-field deployment, we detect repeatable transient magnetic signatures from a controlled elevator motion sequence and quantify standoff observability over sensor-elevator distances from 1.25~m to 10~m. These results show that compact scalar OPAMs can provide bandwidth and range-resolved event sensitivity suitable for field-deployable magnetic anomaly detection and infrastructure monitoring in realistic geomagnetic environments.

2601.07563 2026-06-12 cs.DL 版本更新

The Issue with Special Issues: when Guest Editors Publish in Support of Self

特刊的问题:当客座编辑为支持自己而发表文章时

Paolo Crosetto, Pablo Gómez Barreiro, Mark Austin Hanson

AI总结 本研究首次系统分析特刊中的“内生性”现象(客座编辑在自己特刊中发表文章),发现超过33%内生性的特刊定义为“SI-hacked”,并基于五大出版商2015-2025年超10万特刊数据揭示其普遍性,提出通过执行现有政策可解决该问题。

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Comments
12 pages plus references, 2 figures, 5 tables, supplementary files available via FigShare
AI中文摘要

近年来特刊的异常增长导致了科学出版史上最大的编辑权力下放。这种权力是否被负责任地使用?我们首次系统分析了内生性,即在自己特刊中发表文章的做法。虽然适度的内生性很常见,但过度的内生性构成科学不端行为,因为它源于明显的利益冲突。我们将内生性超过33%的特刊定义为SI-hacked。我们构建了一个包含2015-2025年五大出版商发表的超过10万期特刊的数据集。绝大多数客座编辑如果参与内生性,也是负责任地进行的。尽管如此,尽管出版商和索引机构制定了内生性政策,SI-hacking仍然普遍存在。所有严重依赖特刊的期刊都存在SI-hacking;每年发表超过1000期被hacked的特刊,包含数万篇内生性文章。严重的SI-hacking很少见,编辑超过内生性阈值大多在出版商允许的范围内。这不是好消息,因为它反映了客座编辑利益冲突的广泛正常化。幸运的是,通过执行现有的常识性政策可以解决SI-hacking问题。我们提供了索引机构和监管机构所需的数据和分析。

英文摘要

The recent exceptional growth in special issues has led to the largest delegation of editorial power in the history of scientific publishing. Has this power been used responsibly? We provide the first systematic analysis of endogeny, the practice of publishing articles in ones own special issue. While moderate levels of endogeny are common, excessive endogeny constitutes scientific misconduct, as it stems from a clear conflict of interest. We define special issues containing more than 33% endogeny as SI-hacked. We build a dataset of over 100,000 special issues published in 2015-2025 by five leading publishers. The large majority of guest editors engage in endogeny responsibly, if at all. Nonetheless, despite endogeny policies by publishers and indexers, SI-hacking is endemic. All journals heavily relying on special issues host SI-hacking; more than 1,000 hacked SIs are published each year, hosting tens of thousands of endogenous articles. Egregious SI-hacking is rare, editors exceeding endogeny thresholds mostly to the extent that publishers allow them to. This is not good news, as it reflects a widespread normalisation of guest editor conflicts of interests. Fortunately, SI-hacking can be solved by enforcing existing common sense policies. We provide data and analyses needed for indexers and regulators to act.

2512.02106 2026-06-12 astro-ph.EP astro-ph.GA 版本更新

JCMT Constraints on the Early-Time HCN and CO Emission and HCN Temporal Evolution of 3I/ATLAS

JCMT对3I/ATLAS早期HCN和CO发射以及HCN时间演化的约束

Jason T. Hinkle, Bin Yang, Karen J. Meech, Andrew Hoffman, Benjamin J. Shappee, W. B. Hoogendam, James J. Wray

AI总结 利用JCMT望远镜对星际彗星3I/ATLAS进行亚毫米波段观测,未检测到HCN和CO发射,给出了产率上限,并基于HCN探测数据约束其时间演化,发现产率下降斜率比典型太阳系彗星更陡。

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Published in the Open Journal of Astrophysics
AI中文摘要

星际天体(ISO),特别是那些具有彗星活动的天体,为研究其起源行星系统形成时的原始物理和化学条件提供了独特视角。亚毫米波段的观测可以直接测量从彗核释放到彗发中的若干母分子。本文展示了使用詹姆斯·克拉克·麦克斯韦望远镜(JCMT)上的Ūū外差接收器对第三个ISO——3I/ATLAS的观测,目标为HCN($J = 3 - 2$)和CO($J = 2 - 1$)的发射。我们的观测于2025年7月16日至21日(世界时)进行,当时3I/ATLAS的日心距离在4.01至3.84天文单位之间,提供了对其活动最早的亚毫米波段约束。在这些时段内,我们未探测到HCN或CO,在$r_h = 4.01 - 3.97$ au处,HCN产率的3$\sigma$上限为$Q(HCN) < 1.7 \times 10^{24}$ s$^{-1}$;在$r_h = 3.94 - 3.84$ au处,CO产率的3$\sigma$上限为$Q(CO) < 1.1 \times 10^{27}$ s$^{-1}$。我们将此HCN上限与后来的JCMT HCN观测相结合,以约束其时间演化。使用$Q(HCN) \propto r_h^{-n}$模型拟合HCN探测结果并考虑上限,得到$n = 12.7^{+6.9}_{-2.5}$。该斜率比典型太阳系彗星更陡,但与3I/ATLAS彗发中其他物种的产率斜率测量结果一致。

英文摘要

Interstellar objects (ISOs), particularly those with cometary activity, provide unique insight into the primordial physical and chemical conditions present during the formation of the planetary system in which they originated. Observations in the sub-mm regime allow for direct measurements of several parent molecules released from the comet nucleus into the coma. Here we present observations of the third ISO, 3I/ATLAS, with the `Ū`ū heterodyne receiver on the James Clerk Maxwell Telescope (JCMT), which targeted emission from HCN($J = 3 - 2$) and CO($J = 2 - 1$). Our observations, taken between 16 July 2025 and 21 July 2025 (UT), when 3I/ATLAS was at a heliocentric distance between 4.01 and 3.84 au, provide the earliest sub-mm constraints on its activity. We do not detect HCN or CO in these epochs, with 3$σ$ upper-limits on the production rates of $Q(HCN) < 1.7 \times 10^{24}$ s$^{-1}$ at $r_h = 4.01 - 3.97$ au and $Q(CO) < 1.1 \times 10^{27}$ s$^{-1}$ at $r_h = 3.94 - 3.84$ au, respectively. We combine this HCN limit with later JCMT observations of HCN to constrain its temporal evolution. Fitting the HCN detections with a $Q(HCN) \propto r_h^{-n}$ model and accounting for the upper-limits yields $n = 12.7^{+6.9}_{-2.5}$. This slope is steeper than those of typical Solar System comets, but consistent with the production rate slopes measured for other species in the coma of 3I/ATLAS.

2511.04417 2026-06-12 q-bio.PE 版本更新

The evolutionary advantage of replacers in the Moran process

Moran过程中替代者的进化优势

Michal Pecho, Josef Tkadlec, Martin A. Nowak

AI总结 研究在Moran过程中引入“替代者”表型,通过分析其固定概率和突变选择平衡,发现替代者能显著提高中性及有害突变体的固定概率,并在固定后有效抵御入侵。

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AI中文摘要

进化发生在繁殖个体的群体中。在进化动力学的随机描述中,如Moran过程,个体被随机选择进行出生和死亡。如果同一类型被选中进行两个步骤,那么繁殖事件就被浪费了,因为群体的组成保持不变。这里我们引入一种新的表型,我们称之为替代者。替代者是高效的竞争者。当一个替代者被选择繁殖时,后代将总是替换另一个类型的个体(如果有的话)。我们确定了替代者在充分混合群体和一维格子上的选择优势。我们发现,作为替代者显著提高了中性和有害突变体的固定概率。特别地,一个入侵大小为$N$的充分混合群体的单一中性替代者的固定概率的量级为$1/\sqrt N$,而不是标准的$1/N$。更重要的是,替代者在固定后能更好地抵御入侵。因此,即使作为替代者的表型带来相当大的代价,替代者也能主导突变选择平衡:奇怪的是,对于大群体大小和小突变率,一个成功的替代者的相对繁殖率可以低至$1/e$。

英文摘要

Evolution occurs in populations of reproducing individuals. In stochastic descriptions of evolutionary dynamics, such as the Moran process, individuals are chosen randomly for birth and for death. If the same type is chosen for both steps, then the reproductive event is wasted, because the composition of the population remains unchanged. Here we introduce a new phenotype, which we call a replacer. Replacers are efficient competitors. When a replacer is chosen for reproduction, the offspring will always replace an individual of another type (if available). We determine the selective advantage of replacers in well-mixed populations and on one-dimensional lattices. We find that being a replacer substantially boosts the fixation probability of neutral and deleterious mutants. In particular, fixation probability of a single neutral replacer who invades a well-mixed population of size $N$ is of the order of $1/\sqrt N$ rather than the standard $1/N$. Even more importantly, replacers are much better protected against invasions once they have reached fixation. Therefore, replacers dominate the mutation selection equilibrium even if the phenotype of being a replacer comes at a substantial cost: curiously, for large population size and small mutation rate the relative reproductive rate of a successful replacer can be as low as $1/e$.

2601.06850 2026-06-12 math.PR 版本更新

Explosion and non-explosion in pure birth Crump--Mode--Jagers branching processes

纯生Crump-Mode-Jagers分支过程中的爆炸与非爆炸

Oleksii Galganov, Andrii Ilienko

AI总结 本文给出了纯生Crump-Mode-Jagers分支过程非爆炸的显式充分条件,表明出生率倒数级数收敛的爆炸条件在无过度振荡时接近必要,并构造反例回答了一个关于偏好连接树的开问题。

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9 pages
AI中文摘要

在这篇短文中,我们给出了纯生繁殖的Crump-Mode-Jagers分支过程非爆炸的显式充分条件。它表明,爆炸的标准充分条件——即出生率倒数级数的收敛——在出生率序列没有过度振荡的情况下,惊人地接近必要性。同时,它在完全一般性下并非必要:我们构造了一个反例,该反例也产生了一个没有适应度的一般偏好连接树,具有无限路径且没有无限度顶点,从而回答了文献中先前提出的一个开放问题。

英文摘要

In this short note, we provide an explicit sufficient condition for non-explosion of Crump--Mode--Jagers branching processes with pure birth reproduction. It shows that the standard sufficient condition for explosion, namely the convergence of the series of reciprocals of the birth rates, is -- at least for rate sequences without excessive oscillations -- remarkably close to being necessary. At the same time, it is not necessary in full generality: we construct a counterexample which also yields a general preferential attachment tree without fitness with an infinite path and no vertices of infinite degree, thereby answering an open question previously raised in the literature.

2601.06363 2026-06-12 econ.TH cs.MA 版本更新

The Replicator-Optimization Mechanism: A Scale-Relative Formalism for Persistence-Conditioned Dynamics with Application to Consent-Based Metaethics

复制者-优化机制:一种面向持久条件动力学的尺度相对形式化及其在基于同意的元伦理学中的应用

Murad Farzulla

AI总结 本文提出一种尺度相对的形式化框架,统一复制者-突变动力学与价格选择-传输模型,通过摩擦、合法性和信念传递三个核心概念,从社会契约论独立推导出与生物学相同的结构,并建立描述性动力学与工具性规范性的桥梁,避免实然-应然谬误。

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67 pages, 1 table, Lean 4 verification appendix (machine-checked). v2: substantially expanded from v1; adds formal-verification and identifiability sections and corrects references
AI中文摘要

本文形式化了一类广泛使用的动力学——复制者-突变动力学和价格式选择与传输——并明确了决定该类动力学跨领域实例化的建模选择(尺度、原子单位、交互拓扑、传输核)。其主干是已知的;我们不声称发现了选择。新颖贡献有三方面:(i)一种尺度相对的核参数化,其中原子单位本身是参数,使得在物理学、生物学、经济学、认知和社会组织中系统实例化成为可能;(ii)一种用于政治哲学的同意-摩擦实例化,其中摩擦是原始量,合法性作为生存概率,信念传递作为突变核;(iii)一条从社会契约论而非生物学或物理学出发的推导路径,通过独立途径到达相同的正式结构。我们提供了一个连接描述性动力学与工具性规范性的桥梁原则:如果主体偏好更低的预期摩擦,那么“应当”主张就是减少指定动力学下预期摩擦的策略的简写。这种条件结构避免了实然-应然谬误,同时将规范性话语建立在经验上可处理的动力学基础上。我们通过显式建模潜在摩擦与观察摩擦来处理病态情况(威权稳定性、被抑制的摩擦)。该框架通过摩擦、合法性和信念传递动力学的操作化产生可检验的预测,并且在测量装置层面而非正式结构层面是可证伪的。

英文摘要

This paper formalizes a widely used dynamical class--replicator-mutator dynamics and Price-style selection-and-transmission--and makes explicit the modeling choices (scale, atomic unit, interaction topology, transmission kernel) that determine how this class instantiates across domains. The backbone is known; we do not claim to have discovered selection. The novel contributions are threefold: (i) a scale-relative kernel parameterization where atomic units are themselves parameters, enabling systematic instantiation across physics, biology, economics, cognition, and social organization; (ii) a consent-friction instantiation for political philosophy, where friction is the primitive, legitimacy functions as survival probability, and belief-transfer functions as mutation kernel; and (iii) a derivation path from social contract theory rather than from biology or physics, arriving at the same formal structure via an independent route. We provide a bridge principle connecting descriptive dynamics to instrumental normativity: if agents prefer lower expected friction, then "ought" claims are shorthand for policies that reduce expected friction under the specified dynamics. This conditional structure avoids the is-ought fallacy while grounding normative discourse in empirically tractable dynamics. We address pathological cases (authoritarian stability, suppressed friction) through explicit modeling of latent versus observed friction. The framework generates testable predictions through operationalization of friction, legitimacy, and belief-transfer dynamics, and is falsifiable at the level of measurement apparatus rather than formal structure.