arXivDaily arXiv每日学术速递 周一至周五更新
2606.18752 2026-06-19 math-ph cond-mat.dis-nn math.MP 新提交

Self-averaging of replica overlaps in the random field Edwards-Anderson model

随机场Edwards-Anderson模型中复制重叠的自平均性

C. Itoi, Y. Sakamoto

AI总结 证明任意维度随机场Edwards-Anderson模型中复制重叠在耦合常数空间几乎处处自平均,通过自由能密度对随机场强度的导数表示序参量,并利用Tasaki不等式证明方差消失。

Comments 12 pages, 2 figures

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AI中文摘要

在任意维度的随机场Edwards-Anderson (EA)模型中,几乎处处在耦合常数空间中证明了复制重叠的自平均性。EA序参量用自由能密度对随机场强度的导数表示,与边界条件无关。Tasaki关于有限维自旋玻璃模型的相关不等式表明,平方复制重叠的期望被平方EA序参量所界定。这些简单的评估使我们能够证明复制重叠的方差在无限体积极限下消失。此外,在没有随机场的高斯交换相互作用的EA模型中,也证明了复制键重叠的自平均性。短程自旋玻璃模型已被证明与具有RSB相的均值场自旋玻璃模型行为不同。

英文摘要

The self-averaging of the replica overlap is proven in the Edwards-Anderson (EA) model under random field almost everywhere in the coupling constant space in any dimension. The EA order parameter is represented in terms of the derivative of the free energy density with respect to the random field strength, regardless of boundary conditions. Tasaki's correlation inequality for finite-dimensional spin glass models shows that the expectation of the squared replica overlap is bounded by the squared EA order parameter. These simple evaluations enable us to prove that the variance of the replica overlap vanishes in the infinite-volume limit. The self-averaging of the replica bond overlap is proven also in the EA model with Gaussian exchange interaction without random field. Short-range spin glass models have been shown to behave differently from mean-field spin glass models with RSB phase.

2606.17165 2026-06-19 stat.ME cs.AI econ.EM math.ST stat.TH 新提交

Statistical Foundations of LLM-based A/B Testing: A Surrogacy Framework for Human Causal Inference

基于LLM的A/B测试的统计基础:用于人类因果推断的替代指标框架

Joel Persson, Mårten Schultzberg, Sebastian Ankargren

发表机构 * Spotify USA, Inc.(Spotify美国公司)

AI总结 提出替代指标理论框架,证明在弱于分布等价条件下,校准LLM输出可识别平均处理效应,并分析随机性带来的偏差与方差。

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AI中文摘要

组织和研究者越来越有兴趣在A/B测试中使用大型语言模型(LLM)代替人类参与者,以期更快、更低成本地进行实验。我们研究当在LLM结果上估计的处理效应何时能够恢复在感兴趣的人类群体上测量的效应。LLM与人类结果之间的分布等价性会使任何标准估计量有效,但这不现实。因此,我们开发了一个统计框架,将替代终点理论适配到LLM。该框架表明,将LLM结果校准到人类结果,在替代性和可比性条件(联合弱于分布等价性)下,可以识别平均处理效应。当这些条件不成立时,感兴趣的效应仅部分可识别,我们提供了诊断方法,可以在历史实验上证伪替代性,并给出有限重叠下最坏情况偏差的界限。我们进一步证明,LLM固有的随机性会引入偏差和方差,但使用多次抽取的平均值作为替代指标可以同时缓解两者。我们在模拟和Upworthy标题的A/B测试应用中展示了方法和理论。我们工作的一个核心结论是,LLM结果作为替代指标的有效性只能对过去的处理被证伪,而无法对新处理被验证,因此对于新颖干预,人类实验仍然不可或缺。我们讨论了LLM选择、提示和温度作为设计变量的作用,以及如何确定人类实验的规模以进行验证。

英文摘要

Organizations and researchers show increasing interest in using large language models (LLMs) in place of human participants in A/B tests, in the hope of experimenting faster and at lower cost. We study when a treatment effect estimated on LLM outcomes can recover the effect that would have been measured on the human population of interest. Distributional equivalence between LLM and human outcomes would make any standard estimator valid but is unrealistic. We therefore develop a statistical framework that adapts surrogate endpoint theory to LLMs, showing that calibrating LLM outcomes to human outcomes identifies the average treatment effect under surrogacy and comparability conditions that are jointly weaker than distributional equivalence. We present a falsification test for surrogacy and a bound on the worst-case bias from limited overlap between the LLM and human samples. We further show that the stochasticity inherent to LLMs can weaken surrogacy for identification while also introducing bias and variance during estimation, but that using an average over multiple LLM draws per unit as the surrogate mitigates these issues. Simulations validate the results, and an empirical application to A/B tests on Upworthy headlines shows that raw LLM predictions recover only 39\% of the human treatment effect while nonparametric calibration closes the gap. A central takeaway is that A/B testing on LLMs yields correct results only by assumption, whereas A/B testing on humans is correct by design, and that the required assumptions are hardest to justify precisely where A/B testing on LLMs promises the greatest benefit. We discuss the role of LLM choice, prompting, and temperature as design variables, the compounded challenge posed by long-term outcomes, and how to size human pilot studies for validation.

2606.18234 2026-06-19 math.NT math.CO 新提交

On zero-sum problems of two new types

关于两种新类型的零和问题

Zhi-Wei Sun

AI总结 研究模n整数环上两种新零和问题,给出s1(n)和t1(n)的上下界,并猜想其精确值为2n+1和2n-(-1)^n。

Comments 10 pages, refined version with more general results

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AI中文摘要

本文主要研究模$\mathbb Z/n\mathbb Z$(其中$n>1$)上两种新类型的零和问题。设$s_1(n)$(相应地$t_1(n)$)是最小正整数$k$,使得对于任意不被$n$整除(相应地,与$n$互素)的整数$a_1,\ldots,a_k$,存在子集$I\subseteq\{1,\ldots,k\}$满足$|I|=n$且和$\sum_{i\in I}a_i$被$n$整除但不被$n^2$整除。对于$n\geqslant 4$,我们证明$2n+1\leqslant s_1(n)\leqslant n^2-2n+2$和$2n-(-1)^n\leqslant t_1(n)\leqslant (n-1)\varphi(n)+1$。我们猜想对任意整数$n>2$,有$s_1(n)=2n+1$和$t_1(n)=2n-(-1)^n$。

英文摘要

In this paper, we mainly investigate zero-sum problems over $(\mathbb Z/n\mathbb Z)^r$ (with $n>1$ and $r>0$) of two new types. Let $s_r(n)$ (resp. $t_r(n)$) be the least positive integer $k$ such that for any ${\bf a}_1,\ldots,{\bf a}_k\in\mathbb Z^r$ not congruent to ${\bf 0}=(0,\ldots,0)$ modulo $n$ (resp., with all the coordinates relatively prime to $n$), there is an $I\subseteq\{1,\ldots,k\}$ with $|I|=n$ for which $\sum_{i\in I}{\bf a}_i\equiv{\bf 0}\pmod n$ but $\sum_{i\in I}{\bf a}_i\not\equiv{\bf 0}\pmod {n^2}$. We study lower and upper bounds for $s_r(n)$ and $t_r(n)$. For $n>2$, we conjecture that $$s_1(n)=2n+1, \ t_1(n)=2n-(-1)^n,\ s_2(n)=4n+1,$$ and $$t_2(n)=\begin{cases}4n-3&\text{if}\ 2\nmid n,\\3n-3&\text{if}\ 2\mid n. \end{cases}$$.

2606.17729 2026-06-19 quant-ph math.OA 新提交

Dimension-Free Approximate Tensorization of Quantum Hypercontractivity for Qudit Depolarizing Semigroups

量子超收缩性的无维近似张量化:针对Qudit去极化半群

Yangjing Dong, Li Gao, Fengning Ou, Penghui Yao, Haigang Zhou

AI总结 针对满足正非对角缩放性质的可逆量子马尔可夫半群,证明了超收缩性和对数Sobolev常数的几乎张量化,且常数与维数无关。

Comments Typos corrected, minor improvements to presentation

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AI中文摘要

我们证明了对于一类满足正非对角缩放(PODS)性质的可逆量子马尔可夫半群,其超收缩性和对数Sobolev常数具有几乎张量化性质。该类包括qubit例子和关于任意有限维满秩态的广义去极化半群。对于任何这样的半群$(\Phi_t)_{t\ge 0}$和任意张量幂$n$,我们证明乘积半群$\Phi_t^{\otimes n}$的对数Sobolev常数至少是单点半群$\Phi_t$的对数Sobolev常数的$2/(3\ln 2)$倍(约0.96倍),且与$n$和局部维度$d$无关。证明首先建立了整数$q$(特别是$q=3$)的$(q,2)$-超收缩性不等式的精确张量化,然后通过复插值将估计扩展到所有实数$q>2$;从超收缩性到对数Sobolev不等式的标准蕴含关系给出了所述的几乎张量化结果。作为同一方法的应用,我们还获得了qubit去极化信道的尖锐$(q,2)$-超收缩性估计。

英文摘要

We prove approximate tensorization for hypercontractivity and logarithmic-Sobolev constants for a class of reversible quantum Markov semigroups satisfying the positive off-diagonal scaling (PODS) condition. This class includes qubit examples and generalized depolarizing semigroups with respect to full-rank states in arbitrary finite dimensions. For any such semigroup \((Φ_t)_{t\ge 0}\) and every tensor power \(n\), we show that the log-Sobolev constant of the product semigroup \(Φ_t^{\otimes n}\) is at least \(2/(3\ln 2)\approx 0.96\) times the log-Sobolev constant of the single-site semigroup \(Φ_t\), independently of \(n\) and the local dimension \(d\). The proof first establishes an exact tensorization of the \((q,2)\)-hypercontractive inequality for integer \(q\), in particular \(q=3\), and then extends the estimate to all real \(q>2\) by complex interpolation; the standard implication from hypercontractivity to logarithmic-Sobolev inequalities yields the stated almost tensorization result. As an application of the same method, we also obtain sharp \((q,2)\)-hypercontractivity estimates for qubit depolarizing channels.

2606.16760 2026-06-19 math.CV math.CA 新提交

On the Bloch and $\mathcal Q_p$--Carleson measure problems

关于Bloch-Carleson测度问题

Bingyang Hu, Xiaojing Zhou

AI总结 本文通过二进容量条件完整刻画了单位圆盘上的Bloch-Carleson测度,给出了嵌入有界性与紧性的特征,证明基于Bergman投影表示与核算子的二进离散化。

Comments 30 pages, 1 figure. Add a new section on the Qp Carleson measure problem. Comments welcome!

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AI中文摘要

在本文中,我们给出了单位圆盘上Bloch-Carleson测度的完整刻画。更精确地说,对于$\mathbb D$上的有限正Borel测度$\mu$,我们根据与$\mu$相关的二进容量条件,刻画了嵌入$$ \operatorname{id}:\mathcal B \longrightarrow L^2(\mu) $$的有界性和紧性。证明基于Bloch函数的Bergman投影表示以及相应核算子的二进离散化。这项工作进一步发展了我们在$\mathcal Q_p$空间上复合算子的近期工作中引入的二进方法,但处于不同的设定,其中嵌入涉及从导数信息恢复函数值。

英文摘要

In this paper, we study the Bloch and $\mathcal Q_p$--Carleson measure problems on the unit disc $\mathbb D$. In the Bloch case, for a positive Borel measure $μ$ on $\mathbb D$, we give a complete characterization of the boundedness and compactness of the embedding $$ \operatorname{id}:\mathcal B \longrightarrow L^2(μ) $$ in terms of the Bloch capacity $\mathfrak B_{\mathcal R}(μ)$ associated with an admissible dyadic resolution $\mathcal R$ of $\mathbb D$. The proof is based on the Bergman projection representation of Bloch functions, conditional expectations on admissible dyadic resolutions, and a finite-dimensional semidefinite programming argument. We also adapt this dyadic framework to the more general $\mathcal Q_p$--Carleson measure problem and obtain a corresponding complete boundedness and compactness characterization for $$ \operatorname{id}:\mathcal Q_p \longrightarrow L^2(μ), \qquad 0<p\le1. $$ This work further develops the dyadic approach introduced in our recent work on composition operators on $\mathcal Q_p$ spaces, but in a different setting where the embedding involves recovering function values from derivative information.

2606.16575 2026-06-19 cs.LG math-ph math.MP 新提交

RepNN: Tackling spectral bias in deep neural networks via parameter reparameterization

RepNet:通过参数重参数化解决深度神经网络中的谱偏差

Yong Wang, Tao Zhou, Xuhui Meng

发表机构 * Institute of Interdisciplinary Research for Mathematics and Applied Science, School of Mathematics and Statistics, Huazhong University of Science and Technology(华中科技大学数学与统计学院交叉科学与应用数学研究所) Institute of Computational Mathematics, Academy of Mathematics and Systems Science, Chinese Academy of Sciences(中国科学院数学与系统科学研究院计算数学研究所)

AI总结 针对深度神经网络在捕捉振荡和多尺度行为时的谱偏差问题,提出RepNet模型,通过重参数化第一隐藏层的权重和偏置,有效控制初始斜率尺度和分区点分布,实现自适应频率缩放,在函数逼近、PDE求解和算子学习中显著提升精度。

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AI中文摘要

深度神经网络(DNN)在科学计算中取得了显著成功,但在捕捉振荡和多尺度行为时常常受到谱偏差的影响。在本研究中,我们通过考察浅层ReLU神经网络在高频函数拟合中的失败来探究这一局限性。这一观察识别出解决快速振荡的两个重要因素:初始斜率尺度和网络诱导的分区点分布。受此分析启发,我们提出了RepNet,一种针对ReLU和tanh网络的重参数化DNN模型,专为高频和多尺度问题设计。关键思想是重参数化第一隐藏层的权重和偏置,从而能够有效控制初始斜率尺度并提供合适的初始分区点分布。此外,将重参数化的权重和偏置视为可训练参数,使得DNN在训练过程中实现自适应频率缩放。我们还推导了重参数化DNN的输出和斜率幅度的定量估计,以指导所提方法的初始化。数值实验,包括多尺度一维和四维函数逼近、结合物理信息神经网络(PINN)的正向和逆向PDE问题以及算子学习,表明RepNet在略微增加计算成本的情况下,提高了普通DNN在捕捉高度振荡特征时的预测精度。这些结果表明,RepNet为克服谱偏差并将DNN应用于多尺度问题提供了一种有效且灵活的方法。

英文摘要

Deep neural networks (DNNs) have achieved remarkable success in scientific computing, yet they often suffer from spectral bias in capturing oscillatory and multiscale behaviors. In this study, we investigate this limitation by examining the failure of shallow ReLU neural networks in fitting high-frequency functions. This observation identifies two important factors in resolving rapid oscillations: the initial slope scale and the distribution of partition points induced by the networks. Motivated by this analysis, we propose RepNN, a reparameterized neural network model with activation ReLU or tanh designed for high-frequency and multiscale problems. The key idea is to reparameterize the weights and biases in the first hidden layer, which enables effective control of the initial slope scale and provides an appropriate distribution of the initial partition points. Furthermore, treating the reparameterized weights and biases as trainable parameters allows the DNN to achieve adaptive frequency scaling during training. In addition, we derive quantitative estimates for the output and slope magnitudes of the reparameterized DNN to guide the initialization of the proposed method. Numerical experiments, including multiscale one- and four-dimensional function approximations, forward and inverse PDE problems in combination with physics-informed neural networks (PINNs), and operator learning for an earthquake problem using real data, demonstrate that RepNN improves the predicted accuracy of vanilla DNNs in capturing highly oscillatory features with slightly additional computational cost. These results indicate that RepNN provides an effective and flexible approach for overcoming spectral bias and applying DNNs to multiscale problems.

2606.16001 2026-06-19 math.CO 新提交

Ornaments and Difference Distance Magic Oriented Graphs

装饰与差距离幻定向图

Roza Aceska, McKailyn Lort, Allison Ripperger

AI总结 通过引入装饰概念,研究加权和构造差距离幻定向图的方法,给出s-节点装饰的构造结果,并列出开放问题。

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AI中文摘要

构造差距离幻定向图(DDMOG)的一种方法是通过最近引入的称为加权和的技术。我们通过引入装饰的概念进一步探索所述构造的质量。装饰是一种定向图,当与现有的DDMOG在加权和中使用时,会创建一个新的DDMOG。我们提供了关于一种特定类型的装饰(称为s-节点装饰)的构造结果。最后,我们列出了与DDMOG和装饰相关的开放问题列表。

英文摘要

One way to construct Difference Distance Magic Oriented Graphs (DDMOGs) is via a recently introduced technique called weighted sum. We explore the quality of said construction further by introducing the notion of an ornament. An ornament is an oriented graph that, when used in a weighted sum with an existing DDMOG, creates a new DDMOG. We provide results on the construction of a specific type of ornaments, called s-nodes ornaments. We conclude the paper with a list of open questions related to DDMOGs and ornaments.

2606.15843 2026-06-19 math.PR cs.NA math.NA 新提交

Long-time Behaviour of DLRA for SDEs

随机微分方程动态低秩近似的指数收敛性

Jianhai Bao, Haitao Wang, Yue Wu

AI总结 研究随机微分方程的动态正交近似,证明强DO系统的适定性,分析不变概率测度的存在性,为长期统计性质的低秩近似提供严格基础。

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AI中文摘要

我们研究随机微分方程的动态正交(DO)近似并考察其长期行为。DO公式通过低秩分解表示解,导出一个由Stiefel流形上的演化方程和约化随机过程组成的耦合系统。我们建立了强DO系统的适定性,并在Wasserstein距离下推导了原始随机微分方程与其低秩近似之间的定量误差估计。\n我们的主要贡献是对DO动力学不变概率测度的分析。在系数满足适当耗散性、Lipschitz连续性和非退化假设下,我们证明了强DO系统存在不变概率测度。证明结合了均匀矩估计、关联冻结系统的Krylov--Bogoliubov论证以及Kakutani-Fan-Glicksberg不动点定理以恢复自洽动力学。我们进一步证明了诱导的低秩过程存在不变概率测度,并通过几个说明性例子讨论了不变测度的结构。这些结果为在随机动力系统长期统计性质近似中使用动态低秩近似提供了严格基础。

英文摘要

We study dynamical orthogonal (DO) approximations of stochastic differential equations and investigate their long-time behaviour. The DO formulation represents the solution by a low-rank decomposition and leads to a coupled system consisting of an evolution equation on the Stiefel manifold and a reduced stochastic process. We establish the well-posedness of the strong DO system and derive quantitative error estimates between the original stochastic differential equation and its low-rank approximation in the Wasserstein distance. Our main contribution is the analysis of invariant probability measures for the DO dynamics. Under suitable dissipativity, Lipschitz continuity, and non-degeneracy assumptions on the coefficients, we prove the existence of an invariant probability measure for the strong DO system. The proof combines uniform moment estimates, a Krylov--Bogoliubov argument for an associated frozen system, and a Kakutani-Fan-Glicksberg fixed-point theorem to recover the self-consistent dynamics. We further show that the induced low-rank process admits an invariant probability measure and discuss the structure of invariant measures through several illustrative examples. These results provide a rigorous foundation for the use of dynamical low-rank approximations in the approximation of long-time statistical properties of stochastic dynamical systems.

2606.15832 2026-06-19 cs.LG math.OC 新提交

SILAGE: Memory-Efficient, Full-Gradient-Free Nonconvex Optimization for Nested Finite Sums

SILAGE: 针对嵌套有限和的内存高效、完全无全梯度的非凸优化

Igor Sokolov, Laurent Condat, Peter Richtárik

发表机构 * Center of Excellence for Generative AI, King Abdullah University of Science and Technology (KAUST)(生成人工智能卓越中心,国王阿卜杜勒-阿齐兹大学科学与技术学院)

AI总结 针对大规模数据中嵌套双有限和结构的非凸优化,提出SILAGE算法,通过利用双和结构避免全局全梯度刷新,仅需O(n)内存,并基于组间和组内异质性实现自适应收敛分析。

Comments 81 pages, 3 algorithms, 4 theorems, 2 corollaries, 11 lemmas, 2 figures, 12 tables

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AI中文摘要

大规模数据集上的经验风险最小化自然呈现出嵌套的双有限和结构,其中 $N=nm$ 个总样本被逻辑或物理地划分为 $n$ 个大小为 $m$ 的块(例如,在池化数据孤岛、核外学习或有意分层中)。虽然方差缩减方法对非凸目标实现了最优的 oracle 复杂度,但在此集中式场景中它们遭受严重的扩展瓶颈。递归估计器(如 PAGE)需要定期对所有 $nm$ 个样本进行全局全梯度刷新,这在计算上代价高昂。相反,单循环方法(如 SILVER)避免了此类刷新,但需要不切实际的 $\mathcal{O}(nm)$ 内存来存储每个样本的控制变量。在本文中,我们提出了 SILAGE,一种解决此权衡的方差缩减算法。通过主动利用双和结构,SILAGE 消除了对所有 $nm$ 组件的周期性全局全梯度刷新(每次迭代最多评估一个局部组梯度),同时仅需 $\mathcal{O}(n)$ 内存。此外,我们提供了严格的收敛分析,避免了悲观的 worst-case Lipschitz 常数。相反,SILAGE 的复杂度通过嵌套的函数相似性(组间异质性 $δ_1$ 和组内异质性 $δ_2$)自然地适应底层数据几何。我们的结果在几个实际相关场景中改进了现有的最先进界限。

英文摘要

Empirical risk minimization on massive datasets naturally exhibits a nested double finite-sum structure, where $N=nm$ total samples are logically or physically partitioned into $n$ blocks of size $m$ (e.g., in pooled data silos, out-of-core learning, or deliberate stratification). While variance-reduced methods achieve optimal oracle complexities for nonconvex objectives, they suffer from severe scaling bottlenecks in this centralized regime. Recursive estimators, such as PAGE, require periodic global full-gradient refreshes over all $nm$ samples, which are computationally expensive. Conversely, single-loop methods, such as SILVER, avoid such refreshes but require an impractical $\mathcal{O}(nm)$ memory footprint to store a control variate for every sample. In this paper, we propose SILAGE, a variance-reduced algorithm that addresses this trade-off. By actively exploiting the double-sum structure, SILAGE eliminates periodic global full-gradient refreshes over all $nm$ components (evaluating at most one local group gradient per iteration) while requiring only $\mathcal{O}(n)$ memory. Furthermore, we provide a tight convergence analysis that avoids pessimistic worst-case Lipschitz constants. Instead, SILAGE's complexity natively adapts to the underlying data geometry via nested functional similarities: across-group ($δ_1$) and within-group ($δ_2$) heterogeneity. Our results improve existing state-of-the-art bounds in several practically relevant regimes.

2606.15761 2026-06-19 math.CO cs.DM 新提交

Sharp bounds between the saturation number and the harmonic index

饱和数不受调和指标限制

Chakshu Gupta

AI总结 本文通过反例和广义风车图族证明,饱和数μ*与调和指标H的比值可以任意大,否定了TxGraffiti关于μ*(G)≤H(G)的猜想。

Comments 10 pages, 4 figures. Studies Conjecture 4 of arXiv:2507.17780 (a TxGraffiti conjecture, μ^*(G)<=H(G), first refuted by T. Bıyıkoğlu, MATCH Commun. Math. Comput. Chem. 96 (2026) 1097-1099; this paper gives the order-9 smallest counterexample and sharp two-sided bounds between the saturation number μ^* and the harmonic index H. Code: https://github.com/ChakshuGupta13/lab

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AI中文摘要

TxGraffiti在2023年猜想,每个非平凡连通图$G$满足$μ^*(G) \le H(G)$,其中$μ^*(G)$是饱和数,$H(G)$是调和指标。该猜想是错误的:友谊图$F_4$满足$μ^*(F_4) = 4 > 18/5 = H(F_4)$,穷举枚举证实九个顶点是出现反例的最小阶数。广义风车图族表明$μ^*/H$的比值可以任意大。该猜想对于所有顶点度数相同的图成立,此时$H(G) = n/2$。

英文摘要

The saturation number $μ^*(G)$ of a graph $G$ is the minimum cardinality of a maximal matching, and $H(G)$ is its harmonic index. TxGraffiti conjectured in 2023 that $μ^*(G) \le H(G)$ for every nontrivial connected graph $G$, and Bıyıkoğlu refuted this by showing that the ratio $μ^*(G)/H(G)$ can be made arbitrarily large. Restricting to trees bounds the ratio sharply. Every nontrivial tree $T$ satisfies $μ^*(T) < \frac{3}{2} H(T)$, with the constant $3/2$ best possible. A complementary bound $H(G) < 4μ^*(G)$ holds for every graph with an edge, so on a nontrivial tree the saturation number is pinned to $\frac{1}{4} H(T) < μ^*(T) < \frac{3}{2} H(T)$, both constants best possible. The friendship graph $F_4$ is a smallest counterexample to the conjecture, on nine vertices, and the smallest tree counterexample is the subdivided star on eleven vertices. For each positive integer $m$ a family of graphs with $m$ hubs has ratio approaching $m+1$, while the conjecture holds whenever all vertices have equal degree. Both invariants arise in applications, the harmonic index as a molecular descriptor and the saturation number as a measure of adsorption inefficiency, and the bounds estimate the latter, which is NP-hard to compute, by the former, which is computable in linear time.

2606.15657 2026-06-19 math.AP 新提交

Semi-wave and sharp estimates of propagation for monostable free boundary problems in time-periodic environment

时间周期环境下单稳自由边界问题的半波及传播的精确估计

Yihong Du, Zhuo Ma

AI总结 研究时间周期单稳自由边界问题中正解的传播轮廓,通过证明半波的存在唯一性及解收敛到半波,将结果从KPP条件推广到一般单稳非线性。

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AI中文摘要

我们研究以下方程的正解的传播轮廓:\n\begin{equation*}\nu_t-du_{xx}=f(t,u) \mbox{ for } t>0,\\ x\in(g(t),h(t)),\n\end{equation*}\n其中 $f(t,u)$ 关于 $u$ 是单稳的且关于 $t$ 是 $T$-周期的,自由边界 $x=g(t),\\ x=h(t)$ 由 Stefan 条件 $g'(t)=-\mu u_x(t, g(t)),\\ h'(t)=-\mu u_x(t,h(t))$ 决定,并满足 $u(t, g(t))=u(t, h(t))=0$。对于满足强 KPP 条件的特殊非线性,Du、Guo 和 Peng \cite{DGP} 考虑了该问题的长时间行为和渐近传播速度。在本文中,通过采用新技术,我们将 \cite{DGP} 的结果推广到 KPP 框架之外的一般单稳非线性,同时获得了传播轮廓的更精确描述:我们证明了半波的存在唯一性,并表明当时间趋于无穷时,传播解收敛到该半波。

英文摘要

We investigate the propagation profile of positive solutions to \begin{equation*} u_t-du_{xx}=f(t,u) \mbox{ for } t>0,\ x\in(g(t),h(t)), \end{equation*} where $f(t,u)$ is monostable in $u$ and $T$-periodic in $t$, and the free boundaries $x=g(t), \ x=h(t)$ are determined by the Stefan condition $g'(t)=-μu_x(t, g(t)),\ h'(t)=-μu_x(t,h(t))$, coupled with $u(t, g(t))=u(t, h(t))=0$. For a special nonlinearity satisfying the strong KPP condition, the long-time behavior and asymptotic spreading speed of this problem were considered by Du, Guo and Peng \cite{DGP}. In this paper, by employing new techniques, we extend the results of \cite{DGP} to general monostable nonlinearities beyond the KPP framework and at the same time we obtain more precise description of the propagation profile: we prove the existence and uniqueness of a semi-wave and show that the spreading solution converges to this semi-wave as time goes to infinity.

2606.15624 2026-06-19 math.FA 新提交

Averages over matrix unitary orbits and spectral order

矩阵酉轨道上的平均与谱序

Jean-Christophe Bourin, Eun-Young Lee

AI总结 建立了复数序列ℓ^p范数比较的矩阵版本,并应用于Olson谱序及对称模与二次对称模的比较,证明了正矩阵之和次优于其Kato上确界。

Comments Corrected version; 17 pages

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AI中文摘要

我们建立了复数序列的ℓ^p范数或拟范数之间比较的矩阵版本。例如,给定$1\ge q>0$,以及一族$m$个正规$d\times d$矩阵$A_1,\ldots, A_m$,我们证明存在酉矩阵$V_1,\ldots, V_d$使得$$ \left|\sum_{k=1}^m A_k\right| \le \frac{1}{d}\sum_{i=1}^d V_i\left\{\sum_{k=1}^m |A_k|^{q}\right\}^{1/q}\\!\\!\\!\\!V_i^* $$。我们还给出了在Olson谱序以及对称模与二次对称模比较中的应用。特别地,我们证明两个正矩阵的和$A+B$次优于它们的Kato上确界$A\vee B$,从而完善了Ando的优超结果。

英文摘要

We establish matrix versions of the comparisons between the $\ell^p$-norms or quasi-norms for sequences of complex numbers. For instance, given $1\ge q>0$, and a family of $m$ normal $d\times d$ matrices $A_1,\ldots, A_m$, we show that $$ \left|\sum_{k=1}^m A_k\right| \le \frac{1}{d}\sum_{i=1}^d V_i\left\{\sum_{k=1}^m |A_k|^{q}\right\}^{1/q}\!\!\!\!V_i^* $$ for some unitary $d\times d$ matrices $V_1,\ldots, V_d$. We also give applications to Olson's spectral order and to the comparison between the symmetric modulus and the quadratic symmetric modulus. In particular we show that the sum $A+B$ of two positive matrices submajorizes their Kato supremum $A\vee B$, thereby completing majorization results due to Ando.

2606.15394 2026-06-19 math.CO math.NT 新提交

Dominant Zeros of Nekrasov--Okounkov Polynomials

Nekrasov-Okounkov多项式的支配零点

Bernhard Heim, Markus Neuhauser, with an appendix by Ken Ono

AI总结 通过非负矩阵的Perron-Frobenius理论,证明了Nekrasov-Okounkov多项式有唯一的模最大零点,该零点为负实数且单根。

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AI中文摘要

我们给出了Nekrasov-Okounkov多项式 $\nop _n(z)$ 的支配零点的精确有限维Perron-Frobenius实现。对于归一化的正序列 $h=(h(n))_{n\ge 1}$ 且 $h(1)=1$,定义 $\pol _0^h(z)=1$,且对于 $n\ge 1$,\\[ \pol _n^h(z)=\frac{z}{h(n)}\sum_{k=1}^n \sigma(k)\pol _{n-k}^h(z),\\] 其中 $\sigma(k)$ 表示 $k$ 的除数之和。Nekrasov-Okounkov多项式由特殊化 $h(n)=n$ 通过平移 $\nop _n(z)=\pol _n^h(z+1)$ 得到。我们推导了 $\pol _n^h(z)$ 的Hessenberg行列式表示。在分离出原点处的平凡零点后,$\pol _n^h(-z)$ 的其余零点被识别为一个显式的 $(n-1)\times(n-1)$ 非负矩阵 $M_n^h$ 的特征值。我们证明了 $M_n^h$ 是本原的,并应用Perron-Frobenius理论表明 $\pol _n^h(z)$ 有唯一的模最大零点;该零点是实数、负且单根。因此,Nekrasov-Okounkov多项式也具有相同的性质。我们还证明了相关谱半径的严格单调性。

英文摘要

We give an exact finite-dimensional Perron--Frobenius realization of the dominant zero of the Nekrasov--Okounkov polynomials $\nop _n(z)$. For a normalized positive sequence $h=(h(n))_{n\ge 1}$ with $h(1)=1$, define $\pol _0^h(z)=1$ and, for $n\ge 1$, \[ \pol _n^h(z)=\frac{z}{h(n)}\sum_{k=1}^n σ(k)\pol _{n-k}^h(z),\] where $σ(k)$ denotes the sum of divisors of $k$. The Nekrasov--Okounkov polynomials are obtained from the specialization $h(n)=n$ by the shift $\nop _n(z)=\pol _n^h(z+1)$. We derive a Hessenberg determinant representation for $\pol _n^h(z)$. After separating the trivial zero at the origin, the remaining zeros of $\pol _n^h(-z)$ are identified with the eigenvalues of an explicit $(n-1)\times(n-1)$ nonnegative matrix $M_n^h$. We prove that $M_n^h$ is primitive and apply Perron--Frobenius theory to show that $\pol _n^h(z)$ has a unique zero of maximal modulus; this zero is real, negative, and simple. As a consequence, the same property holds for the Nekrasov--Okounkov polynomials. We also prove strict monotonicity of the associated spectral radii.

2606.14913 2026-06-19 math-ph math.MP 新提交

Structure-Informed Neural Operators for Long-Time Prediction of Parametric Hamiltonian PDEs

结构信息神经算子用于参数化哈密顿偏微分方程的长时间预测

Victory C. Obieke, Christopher Chukwuemeka, Emmanuel E. Oguadimma

AI总结 提出能量投影傅里叶神经算子(EP-FNO),结合残差FNO时间步进与不变量投影,实现参数化哈密顿PDE的长时间稳定预测,数值实验验证其在Zakharov-Kuznetsov等方程上优于标准FNO。

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AI中文摘要

哈密顿偏微分方程通常表现出由守恒量(如质量、动量和哈密顿能量)支配的长时间动力学。标准傅里叶神经算子提供了解算子的高效数据驱动近似,但在自回归展开过程中可能不保持这些不变量,并可能导致守恒量漂移、相位误差和定性精度损失。我们提出了一种能量投影傅里叶神经算子,这是一种结构信息算子学习架构,将残差FNO时间步进更新与不变量投影相结合,用于参数化哈密顿PDE的长时间预测。我们还提供了理论分析,表明EP-FNO能够高效逼近与PDE相关的算子,并提出了稳定性估计。我们在Zakharov-Kuznetsov、Kadomtsev-Petviashvili和sine-Gordon方程上评估了该方法。数值实验表明,与标准FNO基线相比,投影模型提高了长时间稳定性,并更准确地传播孤子和相干波结构。我们的结果表明,不变量投影提高了学习代理在长时间哈密顿PDE模拟中的可靠性。

英文摘要

Hamiltonian partial differential equations (PDEs) often exhibit long-time dynamics governed by conserved quantities such as mass, momentum, and Hamiltonian energy. Standard Fourier neural operators (FNOs) provide efficient data-driven approximations of solution operators, but may not preserve these invariants during autoregressive rollout, and can develop drift in conserved quantities, phase error, and loss of qualitative accuracy. We propose an energy-projection Fourier neural operator (EP-FNO), a structure-informed operator learning architecture that combines a residual FNO time-stepping update with an invariant projection for long-time prediction of parametric Hamiltonian PDEs. We also provide a theoretical analysis showing that EP-FNO can approximate operators associated with PDEs efficiently, we also suggest a stability estimate. We evaluate the approach on the Zakharov--Kuznetsov, Kadomtsev--Petviashvili, and sine--Gordon equations. Numerical experiments show that the projected model improves long-time stability, and gives more accurate propagation of soliton and coherent wave structures compared with a standard FNO baseline. Our results demonstrate that invariant projection improves the reliability of learned surrogates for long-time Hamiltonian PDE simulation.

2606.14435 2026-06-19 math.DS math.GN 新提交

Shadowing in Dynamical Systems: Zero-dimensional Extensions and Inverse Limits

动力系统中的跟踪性:零维扩张与逆极限

Dekui Peng

AI总结 本文证明每个紧致豪斯多夫动力系统都是有限型转移的逆极限的因子,并识别了度量情形下跟踪性提供的额外稳定性,即具有跟踪性的紧致度量系统是满射粘合映射的有限型转移逆极限的因子。

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AI中文摘要

Good和Meddaugh证明了每个具有跟踪性的紧致度量动力系统都是有限型转移的逆序列的逆极限的因子。我们首先证明,仅就这一因子表示而言,这两个假设都是不必要的:每个紧致豪斯多夫动力系统都是有限型转移的逆系统的逆极限的因子。特别地,这种符号逆极限表示的存在性并非跟踪性所特有。本文的主要贡献在于识别了度量情形下跟踪性所提供的额外稳定性。我们证明每个具有跟踪性的紧致度量系统都是粘合映射为满射的有限型转移逆序列的逆极限的因子。因此,该逆序列满足Mittag-Leffler条件,并且相应的零维扩张仍具有跟踪性。这加强了Good和Meddaugh的度量表示定理,并完成了他们关于有限型转移的Mittag-Leffler逆序列的ALP因子的刻画。最后,对于任意紧致豪斯多夫空间,我们证明每个紧致跟踪系统共轭于具有因子粘合映射的可度量跟踪系统的逆极限。在此意义上,紧致跟踪系统是由有限型转移通过最多三次应用两个保持跟踪性的操作(取Mittag-Leffler逆极限和过渡到ALP因子)生成的。

英文摘要

Good and Meddaugh proved that every compact metric dynamical system with shadowing is a factor of the inverse limit of an inverse sequence of shifts of finite type. We show first that, for this factor representation alone, both assumptions are unnecessary: every compact Hausdorff dynamical system is a factor of the inverse limit of an inverse system of shifts of finite type. In particular, the mere existence of such a symbolic inverse-limit representation is not specific to shadowing. The main contribution of the paper is to identify the additional stability which shadowing provides in the metric case. We prove that every compact metric system with shadowing is a factor of the inverse limit of an inverse sequence of shifts of finite type whose bonding maps are surjective. Hence the inverse sequence satisfies the Mittag-Leffler condition, and the corresponding zero-dimensional extension still has shadowing. This strengthens the metric representation theorem of Good and Meddaugh and completes their characterization in terms of ALP factors of Mittag-Leffler inverse sequences of shifts of finite type. Finally, for arbitrary compact Hausdorff spaces, we show that every compact shadowing system is conjugate to the inverse limit of metrizable shadowing systems with factor bonding maps. In this sense, compact shadowing systems are generated from shifts of finite type by applying, at most three times, the two shadowing-preserving operations of taking Mittag-Leffler inverse limits and passing to ALP factors.

2606.14148 2026-06-19 math.GR 新提交

Virtual inheritance properties of graph products

图积的虚拟继承性质

Xiaoming Huang, Xiaolei Wu, Shengkui Ye

AI总结 本文证明多种虚拟性质在图积下封闭,包括虚拟RFRS、虚拟(紧)特殊、虚拟CAT(0)立方体及虚拟正规多自由,并通过初等证明简化了Januszkiewicz和Świątkowski的强可公度定理。

Comments 13 pages. Comments are welcome! v2: Updated references and a few small changes

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AI中文摘要

我们证明许多虚拟性质在图积下是封闭的,包括:虚拟RFRS、虚拟(紧)特殊、虚拟CAT(0)立方体以及虚拟正规多自由。我们的证明使用了Januszkiewicz和Świątkowski关于图积的强可公度定理,并为此提供了一个初等证明。

英文摘要

We prove that many virtual properties are closed under taking graph products, including: virtually RFRS, virtually (compact) special, virtually CAT(0) cube, and virtually normally poly-free. Our proof uses Januszkiewicz and Świątkowski's strong commensurability theorem for graph products, for which we provide an elementary proof.

2606.13481 2026-06-19 math.OC 新提交

Towards a Control interpretation of Quantum Advantage

走向量子优势的控制解释

Dario Pighin

AI总结 提出控制论框架解释量子优势,通过双线性受控薛定谔方程将量子计算转化为算子可控性问题,并证明量子傅里叶变换和最大独立集问题的可控性及时间上界。

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AI中文摘要

我们开发了一个控制论框架来理解量子优势(QA),提供了一条系统化的途径来刻画量子优势何时以及如何产生。双线性受控薛定谔方程是共同主线:目标量子计算被重新表述为特殊酉群 $SU(N)$ 上的算子可控性问题,而量子优势则与相关最小时间函数的 $n$ 的多项式上界相关联。我们在两个典型问题上说明了该框架:a) 超导数字量子处理器(如 IBM 的 ibm_brisbane)上的量子傅里叶变换(QFT),通过李代数论证证明了算子可控性,并利用门串联引理结合标准 QFT 电路分解推导出最小时间的 $O(n^2)$ 上界;b) 中性原子模拟量子处理器(如 Pasqal 的硬件)上的最大独立集(MIS)问题,将里德伯封锁哈密顿量分析为双线性控制系统,并将量子近似优化算法(QAOA)重新表述为连续时间最优控制问题。通过可控性结果,我们展示了该问题如何在 Pasqal 量子计算机上求解,并引入了基于控制的 MIS 量子优势定义。最后,我们概述了几个开放问题,为控制理论与量子计算交叉领域的未来研究指明了方向。

英文摘要

We develop a control-theoretic framework for understanding Quantum Advantage (QA), providing a systematic route to characterize when and how QA can arise. The bilinear controlled Schrödinger equation is the common thread: the target quantum computation is recast as an operator controllability problem on the special unitary group $SU(N)$, and QA is identified with a polynomial-in-$n$ upper bound on the associated minimal-time function. We illustrate the framework on two paradigmatic problems: a) the Quantum Fourier Transform (QFT) on superconducting digital quantum processors (such as IBM's ibm_brisbane), for which we prove operator controllability by a Lie-algebraic argument and derive an $O(n^2)$ upper bound on the minimal time via a gate-concatenation lemma combined with the standard QFT circuit decomposition; b) the Maximum Independent Set (MIS) problem on neutral-atom analog quantum processors (such as Pasqal's hardware), for which we analyze the Rydberg-blockade Hamiltonian as a bilinear control system and reformulate the Quantum Approximate Optimization Algorithm (QAOA) as a continuous-time optimal control problem. By a controllability result, we show how the problem can be solved on Pasqal Quantum Computers and we introduce a control-based definition of Quantum Advantage for MIS. We conclude by outlining several open problems that chart directions for future research at the intersection of Control Theory and Quantum Computing.

2606.13271 2026-06-19 math.MG 新提交

Euclidean vs Graph Metric: The Fixed-Source Problem

欧几里得度量与图度量:固定源问题

Itai Benjamini

AI总结 本文证明欧几里得平面上的两个固定源可在10-网的平面单位边图上实现,图距离与欧几里得距离相差一个通用常数,并探讨三个非共线源的情形。

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AI中文摘要

我们证明欧几里得平面上的两个固定源可以被一个10-网上的有界度平面单位边图实现,且从每个源出发的图距离与欧几里得距离相差一个通用加法常数。我们{\bf 提问}:对于三个非共线源,以及更一般地对于哪些有限源集,类似的结论成立。

英文摘要

We prove that two fixed sources in the Euclidean plane can be realized by a bounded-degree planar unit-edge graph on a 10-net, with graph distance from each source agreeing with Euclidean distance up to a universal additive constant. We ask whether the analogous statement holds for three non-collinear sources, and prove a logarithmic obstruction for large ordered source sets in the coordinate-planar setting.

2606.12926 2026-06-19 math.AP 新提交

Low-regularity Schrödinger map flow on high-dimensional periodic domains

高维周期域上的低正则薛定谔映射流

Li Tu, Yi Zhou

AI总结 研究从平坦环面到紧致凯勒流形的薛定谔映射流初值问题,在d≥3且目标为球面时得到H^σ(σ>d/2+1/2)局部适定性,对一般凯勒目标得到σ>d/2+5/6的局部适定性,分别提升了1/2和1/6阶导数正则性。

Comments 48 pages, all comments are welcome

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AI中文摘要

我们研究从平坦环面 $\mathbb{T}^d$ 到紧致凯勒流形 $\mathcal{N}$ 的薛定谔映射流的初值问题。当 $d \geq 3$ 且 $\mathcal{N} = \mathbb{S}^2$ 时,我们在 $H^{\sigma}_x$ 中建立了局部适定性,其中 $\sigma > d/2 + 1/2$。在这种情况下,解梯度的演化方程在正交标架下归结为某个半线性非线性薛定谔方程(也称为修正薛定谔映射流)。对于一般紧致凯勒目标,由于流的拟线性性质,我们仅在 $H^{\sigma}_x$ 中得到局部适定性,其中 $\sigma > d/2 + 5/6$,但适用于所有维数 $d \geq 2$。据我们所知,这是周期情形下薛定谔映射流的首个低正则局部适定性结果,与经典结果 \cite{DW,M} 相比,对于 $\mathbb{S}^2$ 目标获得了 $1/2$ 阶导数的提升,对于一般凯勒目标获得了 $1/6$ 阶导数的提升。我们方法的关键要素是第一种情况下的 $L_{t, x}^2$ 双线性估计和第二种情况下的先验 $L_t^6L_x^{\infty}$ 估计,两者均通过将方程的质量/能量和动量守恒律与第二作者引入的新型散度-旋度引理相结合而得到。

英文摘要

We study the initial-value problem for the Schrödinger map flow from flat torus $\mathbb{T}^d$ into compact Kähler manifold $\mathcal{N}$. When $d \geq 3$ and $\mathcal{N} = \mathbb{S}^2$, we establish local well-posedness in $H^σ_x$ with $σ> d/2 + 1/2$. In this case, the evolution equation for the gradient of the solution reduces to a certain semilinear nonlinear Schrödinger equation (also known as modified Schrödinger map flow) when formulated in orthonormal frames. For general compact Kähler targets, we only obtain local well-posedness in $H^σ_x$ with $ σ> d/2 + 5/6$ due to the quasilinear nature of the flow, but in all dimensions $d \geq 2$. To the best of our knowledge, this is the first low-regularity local well-posedness result for Schrödinger map flow in the periodic setting, which yields a gain of $1/2$ derivatives for $\mathbb{S}^2$ targets and $1/6$ derivatives for general Kähler targets compared to the classical results \cite{DW,M}. The key ingredients of our method are an $L_{t, x}^2$ bilinear estimate for the first case and an \emph{a priori} $L_t^6L_x^{\infty}$ estimate for the second case, which are both achieved by combining the mass/energy and momentum balance laws of the equation with a new type of div-curl lemma introduced by the second author.

2606.12660 2026-06-19 math.NT math.AC math.GR 新提交

Root Clusters and Multiclusters over Imperfect Hilbertian Fields

根簇与多簇在不完美希尔伯特域上的推广

Shubham Jaiswal

AI总结 将根簇理论从完美域推广到一般域,引入根簇大小、多簇大小等概念,并在希尔伯特域上建立了这些广义概念的逆问题结果。

Comments 37 pages. Updated version

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AI中文摘要

我们将根簇理论从完美域推广到不一定完美的一般域。对于任意基域上的域扩张,我们引入了以下概念并研究了它们的性质:根簇大小、多簇大小及其推广根容量、多根容量;上升指数、上升正规指数及其推广交指数、交正规指数;复合指数和复合正规指数。我们在希尔伯特域上建立了这些广义概念的逆问题的结果,这推广了我们先前在数域上的结果。特别地,我们证明在给定的希尔伯特域上,存在给定次数、簇大小和多簇大小的多项式,以及存在给定根容量和多根容量的扩张(相对于该多项式)。

英文摘要

We extend the theory of root clusters from perfect fields to general fields which are not necessarily perfect. We introduce the following notions for field extensions over any given base field and study their interesting properties: root cluster size, multicluster size and their generalizations root capacity, multiroot capacity; ascending index, ascending normal index and their generalizations intersection indicium, intersection normal indicium; compositum indicium and compositum normal indicium. We establish our results on the Inverse problems for these generalized notions over Hilbertian fields which generalizes our earlier results which were over number fields. In particular, we show over a given Hilbertian field, the existence of a polynomial for given degree, cluster size and multicluster size and existence of an extension for given root capacity and multiroot capacity with respect to that polynomial.

2606.12194 2026-06-19 math.CO math.NT 新提交

Beating Product Constructions for Linear Equations Over Finite Fields

击败有限域上线性方程组的乘积构造

Paul Hametner, Fred Tyrrell

AI总结 本文证明,对于任何避免非平凡解的亏格一平移不变线性方程的子集A,存在更高维度的子集B也避免非平凡解,且其密度大于A的密度,从而说明仅通过直接乘积无法得到渐近最优下界。

Comments 10 pages

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AI中文摘要

我们证明,对于任何 $A\subseteq \mathbb{F}_q^n$,如果它缺乏亏格一的平移不变线性方程的非平凡解(即系数的任何非空真子集之和不为 $0$),那么存在某个更高维度的集合 $B\subseteq \mathbb{F}_q^m$,它也缺乏非平凡解,并且满足 \\[|B|^{1/m}>|A|^{1/n}.\\] 特别地,这意味着在 $\mathbb{F}_3^n$ 中,没有固定的帽集能通过直接乘积单独给出渐近最优下界。

英文摘要

We show that for any $A\subseteq \mathbb{F}_q^n$ lacking non-trivial solutions to a translation-invariant linear equation of genus one, meaning that no nonempty proper subset of the coefficients sums to $0$, there is a set $B\subseteq \mathbb{F}_q^m$ in some higher dimension which also lacks non-trivial solutions, such that \[|B|^{1/m}>|A|^{1/n}.\] In particular, this implies that no fixed cap set in $\mathbb{F}_3^n$ gives an asymptotically optimal lower bound by direct products alone.

2606.10266 2026-06-19 quant-ph math-ph math.MP 新提交

The Quantum Transition State

量子力学中无再交叉分割面

Pouya Khazaei

AI总结 本文证明量子流可存在稳定与不稳定不变流形,其交线定义唯一有界轨迹,锚定一个移动分割面,使量子特征线恰好穿过一次,产生标准量子概率流的单向通量,从而将经典反应动力学的几何框架推广到量子情形。

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AI中文摘要

近一个世纪以来,量子力学中无再交叉分割面一直被认为是不可能的。单向反应通量似乎需要同时具备位置和动量的轨迹级知识——这与不确定性原理明显冲突。我们表明这一障碍并非根本性的。精确量子流可以存在稳定和不稳定不变流形,它们的交线定义了一个唯一的有界轨迹。该轨迹锚定了一个移动的分割面,反应量子特征线恰好穿过该面一次,产生标准量子概率流的单向通量。因此,经典反应动力学背后的几何框架以根本性的量子形式延续到了精确量子流中。

英文摘要

For nearly a century, the transition state has been thought to lack an exact quantum counterpart: recrossing-free, one-way flux seems to require simultaneous knowledge of position and momentum. We show that this obstruction is illusory. The exact quantum flow contains a transition-state geometry: stable and unstable manifolds meeting in a unique bounded quantum transition-state trajectory that anchors a dividing surface carrying one-way quantum probability flux. The geometric framework of classical reaction dynamics survives in exact quantum mechanics, in a fundamentally quantum form.

2606.09969 2026-06-19 hep-th cs.IT gr-qc hep-ph math.IT 新提交

Calling the Brane Next Door: The Kaluza-Klein Tower as a Gravitational Information Channel

呼唤隔壁的膜:卡鲁扎-克莱因塔作为引力信息通道

Karim Benakli

AI总结 研究邻近膜世界通过引力通信的可能性,提出将卡鲁扎-克莱因塔视为多输入多输出通信信道,分析其信道矩阵和信息论特性。

Comments 17 pages, 1 figure

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AI中文摘要

两个局域在相邻膜上的世界能否仅通过引力进行通信?我们在一个最小的高维框架中研究这个问题,其中标准模型场被限制在我们的膜上,而引力在体空间中传播。从膜到膜的引力子传播子,我们推导出膜间链路的延迟传递核,并识别从倏逝到传播的卡鲁扎-克莱因模式的转变。核心思想是赋予卡鲁扎-克莱因塔一个新的角色:不仅作为一组有质量的引力态,而且作为一组通信载波。在第一个KK阈值以下,通道实际上是四维的,仅由无质量引力子介导。在阈值以上,有质量KK模式作为额外的传播子通道打开,信息可以编码在其占据模式、相对相位、到达时间结构以及普通信号变量中。紧致化决定了KK质量、波函数、膜重叠因子和传播相位,这些共同定义了多输入多输出(MIMO)信道矩阵。在分辨模式极限下,塔提供了近似平行的子通道,适用于标准信息论概念,如容量界、注水原理、有效秩和稀疏占用码。此类信号的产生和检测高度依赖于模型,并且不假设现有技术可行。尽管如此,信道结构是明确定义的:一个邻近的膜世界可能在紧致空间中与我们相隔微观距离,但由于唯一的共享相互作用是引力,它仍然隐藏。第一个可观测的特征可能不是有意的信息,而是卡鲁扎-克莱因塔本身的谱和模式结构,揭示了附近隐藏世界几何的部分信息。

英文摘要

Could two worlds localised on neighbouring branes communicate through gravity alone? We investigate this question in a minimal higher-dimensional framework in which Standard Model fields are confined to our brane while gravity propagates through the bulk. From the brane-to-brane graviton propagator we derive the retarded transfer kernel of the inter-brane link and identify the transition from evanescent to propagating Kaluza-Klein modes. The central idea is to give the Kaluza-Klein tower a new role: not only as a spectrum of massive gravitational states, but as a set of communication carriers. Below the first KK threshold the channel is effectively four-dimensional and is mediated only by the massless graviton. Above threshold, massive KK modes open as additional propagating subchannels, and information may be encoded in their occupation pattern, relative phases, and arrival-time structure as well as in ordinary signal variables. The compactification determines the KK masses, wavefunctions, brane overlap factors, and propagation phases, which together define a multi-input multi-output (MIMO) channel matrix. In the resolved-mode limit, the tower yields approximate parallel subchannels, to which standard information-theoretic notions such as capacity bounds, water-filling, effective rank, and sparse occupancy codes apply. The production and detection of such signals are highly model-dependent and not assumed to be feasible with known technology. Nevertheless, the channel structure is well defined: a neighbouring brane-world could be separated from us by a microscopic distance in the compact space while remaining hidden because the only shared interaction is gravity. The first observable signature may not be a deliberate message, but the spectral and modal structure of the Kaluza-Klein tower itself, revealing partial information about the geometry of a nearby hidden world.

2606.11171 2026-06-19 cs.LG cond-mat.stat-mech cs.IT math.IT math.OC math.ST stat.TH 新提交

Indexed Bellman Information Complexity

核赌博机中的算法与极小极大复杂度

Yunbei Xu

AI总结 本文通过统一MAIR框架,将GP-UCB与MAMS算法置于共同语言下,提出结合两者优势的安全主算法,并证明在过参数化模型中算法复杂度比类宽极小极大或DEC证书更具信息性。

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AI中文摘要

高斯过程上置信界(GP-UCB)和决策估计系数(DEC)方法乍看之下可能属于不同的理论。本文将这两种观点置于一个共同的算法信息语言中,用于频率学派RKHS赌博机。GP-UCB固定了一个算法性的(而非真实的)高斯过程先验,并利用实现轨迹的复杂度以及计算可处理性,而MAMS优化了一个鲁棒的类宽MAIR/DEC包络。通过统一的MAIR框架和异质半正定算法先验,我们推广了GP-UCB分析和MAMS算法,提出了一种结合两者优势的安全主算法,并提供了一个核赌博机构造,表明在过参数化模型中算法复杂度可以比类宽极小极大或DEC证书更具信息性。由此得出的信息是:算法信息和类宽极小极大系数回答不同的问题,并可能导致不同的差距;核赌博机提供了一个干净的环境,使得这种区别在数学上变得可见。

英文摘要

We develop indexed Bellman information complexity, a representation-level theory of interactive decision making centered on information indices and reference histories. The representation strips away problem-specific syntax and retains only the ingredients needed for dynamic programming and information accounting, thereby unifying the earlier framework of indexed algorithmic information ratios (AIR). On the upper-bound side, regret is controlled by Bellman supersolutions or potential identities whose gradient bracket is paid for by indexed information. Upper-confidence-bound (UCB), estimation-to-decision/decision-estimation-coefficient (E2D/DEC), and adaptive-minimax-sampling or exploration-by-optimization (AMS/EBO) methods appear as three relaxations of this same identity. On the lower-bound side, the posterior-reference trajectory supplies both the information telescope and the ghost quantile of small-regret trajectories. The resulting critical radius in the lower bound is an effective-dimension-scale quantity, as in Fano and local-prior-mass lower bounds, rather than the constant radius of a two-point Le Cam argument. The examples show that DEC is best viewed as a one-step relaxation of indexed Bellman information complexity, not as a universally tight conversion mechanism. We illustrate the framework through several applications, with particular emphasis on kernel bandits. In this setting, the active action marginal provides a concrete basis for comparing UCB, E2D, and AMS/EBO.

2606.09545 2026-06-19 math.NT 新提交

On the Smallest Counterexample to the Log-Concavity of the D'Arcais Polynomials

关于 D'Arcais 多项式对数凹性的最小反例

Steven Charlton, Bernhard Heim, Johann Stumpenhusen

AI总结 通过改进渐近方法,确定了 D'Arcais 多项式对数凹性猜想的最小反例为 λ=65,214,507,758,400,并研究了反例的渐近密度。

Comments 17 pages; minor typos corrected

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AI中文摘要

最近,Starr 使用渐近方法反驳了 Heim--Neuhauser 和 Abdesselam 关于 D'Arcais 多项式对数凹性的猜想,但没有给出具体的反例。我们改进了渐近方法,给出了关于 $σ_{-1}$ 卷积的必要估计,并确定了第一个反例为 $λ=65\,214\,507\,758\,400$。我们还考虑了此类反例的渐近密度。

英文摘要

Recently, Starr used asymptotic methods to disprove a conjecture by Heim--Neuhauser and Abdesselam about the log-concavity of the D'Arcais polynomials, without giving an explicit counterexample. We refine the asymptotics, to give the necessary estimates on convolutions of $σ_{-1}$, and identify the first counterexample at $λ= 65\,214\,507\,758\,400$. We also consider the asymptotic density of such counterexamples.

2606.09524 2026-06-19 math.GR 新提交

On the Quartic-free A-groups

关于四次自由A-群

Prashun Kumar

AI总结 研究四次自由A-群的结构,并确定可解四次自由A-群的导长。

Comments 7 pages

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AI中文摘要

一个有限群被称为四次自由的,如果它的阶不被任何素数$p$的$p^4$整除。一个有限群被称为$A$-群,如果它的所有Sylow子群都是阿贝尔群。本文的目的是提供四次自由$A$-群的显式结构。此外,在提供显式结构的过程中,我们还确定了可解四次自由$A$-群的导长。

英文摘要

A finite group is said to be quartic-free if its order is not divisible by $p^4$ of any prime $p$. A finite group is called an $A$-group if all of its Sylow subgroups are abelian. Objective of this paper is to provide explicit structure of a quartic-free $A$-group. Further in the process of providing the explicit structure we also determine the derived length of a solvable quartic-free $A$-group.

2601.03885 2026-06-19 math.NA cs.GR cs.NA quant-ph 交叉投稿

Efficient upsampling for tensor-network and quantum-state encoded functions

张量网络与量子态编码函数的高效上采样

Siddhartha E. Guzman, Egor Tiunov, Leandro Aolita

AI总结 提出统一框架,通过低秩收缩或量子电路实现张量列与量子态编码数据的高效上采样,支持插值、准插值等操作,误差可控且复杂度对数级。

Comments 19 pages, 9 figures

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AI中文摘要

张量列(TT)和量子态都提供了网格结构数据的压缩表示,具有潜在的指数级压缩能力。我们提出了一个统一框架,用于对编码在向量振幅中的数据进行上采样,并在经典TT和量子设置中实现了高效实现。从粗网格上的 \(n\) 核TT或 \(n\) 量子比特态(具有 \(2^n\) 个点)出发,该构造在更细网格上生成 \((n+m)\) 核TT或 \((n+m)\) 量子比特态(具有 \(2^{n+m}\) 个点)。在TT设置中,它通过高效的低秩收缩支持插值、准插值、增广和合成,且添加的 \(m\) 个核保持恒定秩。对于函数值编码,所得插值满足与添加网格点数无关的 \(\ell^2\) 误差界,在固定精度下实现指数级压缩,且复杂度关于网格点数呈对数级。在量子设置中,精化态由大小为 \(\mathrm{poly}(n,m)\) 的电路使用 \(\log(p+1)\) 个辅助比特制备,其中 \(p\) 控制准插值的光滑性;相应误差与初始网格间距成二次方关系。我们在一维、二维和三维示例中验证了张量网络的框架,包括函数、导数、翼型掩模以及合成随机场(如三维湍流)。特别地,分形场可以直接以TT格式生成,具有对数级内存和运行时间。这些结果为在张量网络和量子平台上实现多尺度求解器、生成模型和几何感知算法开辟了实用途径,并在科学模拟、成像和实时图形学中具有潜在应用。

英文摘要

Both tensor trains (TTs) and quantum states provide compressed representations of grid-structured data with potentially exponential compression power. We present a unified framework for upsampling data encoded in vector amplitudes, with efficient realizations in both classical TT and quantum settings. Starting from an \(n\)-core TT or an \(n\)-qubit state on a coarse grid with \(2^n\) points, the construction produces an \((n+m)\)-core TT or \((n+m)\)-qubit state on a finer grid with \(2^{n+m}\) points. In the TT setting, it supports interpolation, quasi-interpolation, augmentation, and synthesis through efficient low-rank contractions, with the added \(m\) cores retaining constant rank. For function-value encodings, the resulting interpolation satisfies an \(\ell^2\)-error bound independent of the number of added grid points, achieves exponential compression at fixed accuracy, and has a logarithmic complexity in the number of grid points. In the quantum setting, the refined state is prepared by a \(\mathrm{poly}(n,m)\)-size circuit using \(\log(p+1)\) ancillas, where \(p\) controls the smoothness of the quasi-interpolant; the corresponding error scales quadratically with the initial grid spacing. We validate our framework for tensor networks in one-, two-, and three-dimensional examples, including functions, derivatives, airfoil masks, and synthetic random fields such as three-dimensional turbulence. In particular, fractal fields can be generated directly in TT format with logarithmic memory and runtime. These results open a practical route to multiscale solvers, generative models, and geometry-aware algorithms on tensor-network and quantum platforms, with potential applications in scientific simulation, imaging, and real-time graphics.

2605.02989 2026-06-19 cs.IT eess.SP math.IT stat.ML 版本更新

Information Theory and Statistical Learning

信息论与统计学习

Abbas El Gamal

AI总结 本文是Cover & Thomas《信息论基础》第三版的章节预印本,系统介绍了散度度量在模型训练中的作用,涵盖线性回归、生成扩散模型等,并给出了扩散模型更系统的推导。

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AI中文摘要

本手稿包含即将出版的《Cover and Thomas信息论基础》第三版中一章的预印本,经Wiley许可发布。新版的目录EIT-3 ToC可在此https URL找到。反馈请联系abbas@ee. this http URL。学习与信息论在模型训练和基本性能极限的表征中均有交叉。本手稿对第一个交叉点进行了简洁易懂的处理,仅需高年级本科生或一年级研究生水平的信息论和统计学基础知识。章末习题使材料既适合课堂使用也适合自学。本章重点讨论散度度量在模型训练中的作用,示例涵盖从线性回归、逻辑回归到自回归模型、变分自编码器、扩散模型、生成对抗网络和基于分数的模型。介绍了证据下界(ELBO)、f-散度和Fisher散度。特别是,对生成扩散模型的处理提供了比文献中更系统、更明确的推导。

英文摘要

This manuscript contains preprint of a chapter under consideration for inclusion in the forthcoming third edition of {\em Cover and Thomas's Elements of Information Theory}, posted with permission from Wiley. The table of contents EIT-3 ToC of the new edition can be found at: https://docs.google.com/document/d/1L-m4oQEJw1PJhoxBeMwrrBD8S_HmvzMEkPbYvS24980/edit?usp=sharing . For feedback, please contact abbas@ee.stanford.edu Learning and information theory intersect in both model training and the characterization of fundamental performance limits. This manuscript provides a concise and accessible treatment of the first intersection, requiring only basic background in information theory and statistics at the senior undergraduate or first-year graduate level. End-of-chapter exercises make the material well suited for classroom use as well as self-study. The chapter focuses on the role of divergence measures in model training, with examples ranging from linear and logistic regression to autoregressive models, variational autoencoders, diffusion models, generative adversarial networks, and score-based models. It introduces the evidence lower bound (ELBO), f-divergences, and the Fisher divergence. In particular, the treatment of the generative diffusion model provides a more systematic and explicit derivation than is typical in the literature.

2605.03894 2026-06-19 math.AT math.CO 版本更新

Quasimonophobic graphs and degree spectral sequences in discrete cubical homology

拟单恐惧图与离散立方同调中的度谱序列

Samira Sahar Jamil, Mark Behrens

AI总结 引入图的离散立方链复形上的度过滤,定义基于奇异n-立方体面的最大内射维数,研究由此产生的度谱序列,该序列插值离散立方同调与内射同调,并引入拟单恐惧性条件证明谱序列消失及内射同调同构于填充子立方后的CW复形同调,应用于计算Greene球面图的H_2。

Comments v3: corrected minor typos

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AI中文摘要

我们在图的离散立方链复形上引入度过滤,该过滤由奇异$n$-立方体面的最大内射维数定义,并研究由此过滤产生的度谱序列。该谱序列在图的离散立方同调$H_n(G)$与内射同调$H_n^{inj}(G)$之间插值,后者是基于内射奇异立方体的离散立方同调的一个变体。基于Babson等人的工作,我们引入了图的拟单恐惧性组合条件,并证明拟单恐惧性意味着度谱序列在某些双次数下消失,并且$H_n^{inj}(G)$同构于通过“填充”图的子立方体得到的CW复形的同调。这些结果应用于计算Greene球面图$G^{sph}_n$的$H_2(G_n^{sph})$。

英文摘要

We introduce the degree filtration on the discrete cubical chain complex of a graph, defined in terms of the maximal injective dimension of the facets of singular $n$-cubes, and study the degree spectral sequence which arises from this filtration. This spectral sequence interpolates between the discrete cubical homology of a graph $H_n(G)$ and the injective homology $H_n^{inj}(G)$, a variant of the discrete cubical homology based on injective singular cubes. Building on the work of Babson et al. we introduce the combinatorial condition of quasimonophobicity on graphs, and show quasimonophobicity implies both the vanishing of the degree spectral sequence in certain bidegrees, and implies $H_n^{inj}(G)$ is isomorphic to the homology of the CW complex obtained by ``filling in'' subcubes of the graph. These results are applied to compute $H_2(G_n^{sph})$ for the Greene sphere graphs $G^{sph}_n$.

2606.01505 2026-06-19 math.OC 版本更新

Inexactly Smooth Performance Estimation and New Optimized Gradient Methods

非精确光滑性能估计与新的优化梯度方法

Aaron Zoll, Benjamin Grimmer

AI总结 针对非精确光滑凸函数类,提出插值定理并利用性能估计问题(PEP)分析一阶方法,进而设计出最优或最优已知的梯度方法。

Comments 29 pages, 3 figures

详情
AI中文摘要

我们考虑一类广义的“非精确光滑”凸函数,提供了一个通用模型,将$L$-光滑、$M$-Lipschitz和Hölder光滑函数及其任意组合作为特例。这类函数具有与光滑函数密切相关的微积分性质。我们的主要结果为非精确光滑函数提供了插值定理,这些定理在适度的通用常数范围内是必要且充分的。这使得通过求解凸性能估计问题(PEP)可以分析任何非精确光滑凸问题类的一阶方法。此外,这些结果使得Drori和Taylor的构造性算法设计方法得以扩展。由此,我们推导出针对$(β,0)$-Hölder光滑问题的精确极小极大最优方法,针对任何$(β,p)$-Hölder光滑凸最小化问题具有已知最佳收敛保证(常数范围内)的方法,以及针对任何非精确光滑凸问题的一种新的通用快速回溯方法。

英文摘要

We consider a general class of ``inexactly smooth'' convex functions, providing a universal model capturing as special cases $L$-smooth, $M$-Lipschitz, and Hölder smooth functions, and any combination thereof. Such functions possess a calculus closely following that of smooth functions. Our main results provide inexactly smooth functions with interpolation theorems that are necessary and sufficient up to modest universal constants. These enable analysis of first-order methods for any inexactly smooth convex problem class via solving convex Performance Estimation Problems (PEPs). Further, these enable the extension of Drori and Taylor's constructive approach to algorithm design. From this, we derive an exactly minimax optimal method for $(β,0)$-Hölder smooth problems, methods with the best-known convergence guarantees up to constants for any $(β,p)$-Hölder smooth convex minimization, and a new universal fast backtracking method for any inexactly smooth convex problem.