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2606.11334 2026-06-11 math.QA math-ph math.CT math.OA 新提交

The many faces of higher Hilbert spaces

更高希尔伯特空间的多面性

Giovanni Ferrer, Lukas Müller, David Penneys, Luuk Stehouwer

AI总结 本文通过G- dagger范畴统一了有限维算子代数作为C*, W*, H*代数时的模范畴与对应2-范畴差异,引入G- Hermitian 2-向量空间并定义正性条件,为高维希尔伯特空间提供归纳定义框架。

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22 pages
AI中文摘要

有限维算子代数可以被视为$\mathrm{C}^*$、$\mathrm{W}^*$或$\mathrm{H}^*$代数,这导致了其模范畴和对应2-范畴的不同概念。在本文中,我们展示了如何利用arXiv:2403.01651中针对不同子群$G\leq O(2)$的$G$-dagger范畴概念来系统地理解这些差异。为此,我们首先通过$2\mathsf{Vect}$上某个$O(2)$作用的不动点引入$G$-Hermitian $2$-向量空间。然后,我们提出了此类配对何时是“正”的判据,推广了从Hermitian向量空间到希尔伯特空间的过渡。最后,我们概述了在任意维度上定义更高希尔伯特空间的归纳方法,建议将这些思想扩展到2-范畴设置之外。

英文摘要

Finite-dimensional operator algebras can be viewed as $\mathrm{C}^*$, $\mathrm{W}^*$, or $\mathrm{H}^*$-algebras, leading to different notions for their categories of modules and correspondence 2-categories. In this article, we show how these differences can be understood systematically using the notion of $G$-dagger category from arXiv:2403.01651 for different subgroups $G\leq O(2)$. To do so, we first introduce $G$-Hermitian $2$-vector spaces using fixed points of a certain $O(2)$-action on $2\mathsf{Vect}$. We then propose criteria for when such pairings are `positive', generalizing the passage from Hermitian vector spaces to Hilbert spaces. Finally, we outline an inductive approach to defining higher Hilbert spaces in arbitrary dimension, suggesting an extension of these ideas beyond the 2-categorical setting.

2606.11325 2026-06-11 math.CV 新提交

Logarithmic Inverse Coefficients and Moduli Differences of Janowski Class

Janowski类的对数逆系数与模差

Chayani Dhara, Nirupam Ghosh

AI总结 本文研究Janowski凸类C(A,B)中前三个对数逆系数的精确界,推导了|γ2|-|γ1|和|Γ2|-|Γ1|的精确上下界,并得到了与对数逆系数相关的第二Hankel行列式的精确估计。

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Preliminary version
AI中文摘要

本文研究了Janowski凸类$\mathcal{C}(A, B)$中前三个对数逆系数的精确界。我们还推导了类$\mathcal{C}(A, B)$中函数的$\bigl|\\,\gamma_2 \\,\bigr|-\bigl|\\,\gamma_1\\,\bigr|$和$\bigl|\\,\Gamma_2 \\,\bigr|-\bigl|\\,\Gamma_1\\,\bigr|$的精确上下界。此外,得到了类$\mathcal{C}(A, B)$中函数与对数逆系数相关的第二Hankel行列式的精确估计。

英文摘要

In this paper, we study the sharp bounds of the first three logarithmic inverse coefficients for Janowski convex class $\mathcal{C}(A, B)$. We also derive sharp upper and lower bounds of $\bigl|\,\gamma_2 \,\bigr|-\bigl|\,\gamma_1\,\bigr|$ and $\bigl|\,\Gamma_2 \,\bigr|-\bigl|\,\Gamma_1\,\bigr|$ for functions in the class $\mathcal{C}(A, B)$. Furthermore, a sharp estimate for the second Hankel determinant associated with the logarithmic inverse coefficients for functions in $\mathcal{C}(A, B)$ is obtained.

2606.11321 2026-06-11 math.CO math.RT 新提交

On Terwilliger $\mathbb{F}$-algebras of factorial association schemes II

关于阶乘结合方案的Terwilliger $\mathbb{F}$-代数 II

Yu Jiang

AI总结 本文继续研究阶乘结合方案的Terwilliger $\mathbb{F}$-代数,得到了其所有块幂等元,并计算了块代数的$\mathbb{F}$-维数、中心和Jacobson根。

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22 pages
AI中文摘要

任意域$\mathbb{F}$上结合方案的Terwilliger代数在[10]中被称为结合方案的Terwilliger $\mathbb{F}$-代数。在[7]中,He和Jiang研究了阶乘结合方案的Terwilliger $\mathbb{F}$-代数。本文继续研究阶乘结合方案的Terwilliger $\mathbb{F}$-代数。我们得到了阶乘结合方案的Terwilliger $\mathbb{F}$-代数的所有块幂等元。我们得到了阶乘结合方案的Terwilliger $\mathbb{F}$-代数的块代数的$\mathbb{F}$-维数、中心和Jacobson根。

英文摘要

The Terwilliger algebras of association schemes over an arbitrary field $\mathbb{F}$ were called the Terwilliger $\mathbb{F}$-algebras of association schemes in [10]. In [7], He and Jiang studied the Terwilliger $\mathbb{F}$-algebras of factorial association schemes. In this paper, we continue studying the Terwilliger $\mathbb{F}$-algebras of factorial association schemes. We get all block idempotents of the Terwilliger $\mathbb{F}$-algebras of factorial association schemes. We get the $\mathbb{F}$-dimensions, the centers, the Jacobson radicals of the block algebras of the Terwilliger $\mathbb{F}$-algebras of factorial association schemes.

2606.11301 2026-06-11 math.GT 新提交

Spectral Factorization and Hypergeometric Representations of the Alexander Polynomials of $Th(4,2n+1)$

$Th(4,2n+1)$ 的亚历山大多项式的谱分解与超几何表示

Suman Saurabh

AI总结 研究4股土耳其头结$Th(4,2n+1)$的亚历山大多项式,通过Burau表示导出递推关系和生成函数,利用Chebyshev多项式分解得到超几何级数表示,并分析渐近性质。

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13 pages & appendices
AI中文摘要

我们研究了4股土耳其头结$Th(4,2n+1)$(定义为辫$(\sigma_1\sigma_2^{-1}\sigma_3)^{2n+1}$的闭包)的亚历山大多项式。利用约化Burau表示,我们导出了一个阶数至多为8的湮灭递推关系和一个有理生成函数,用于生成多项式序列。通过在互逆约束上执行多变量结式消元,我们得到了归一化亚历山大多项式关于Chebyshev多项式的精确分解。该分解给出了一个关联系数序列的二项式卷积公式,以及一个由终止的${}_4F_3$超几何级数表示的表示。我们使用鞍点法评估了该表示的连续近似,证明了渐近主项中的负曲率。最后,我们描述了通过该方法提取全局离散误差界的解析障碍,从而将Fox梯形猜想在这一族上的形式证明留作开放问题。

英文摘要

We study the Alexander polynomials of the 4-strand Turk's head knots $Th(4,2n+1)$, defined as the closures of the braid $(\sigma_1\sigma_2^{-1}\sigma_3)^{2n+1}$. Using the reduced Burau representation, we derive an annihilating recurrence of order at most 8 and a rational generating function for the resulting polynomial sequence. By executing a multivariable resultant elimination over the reciprocal constraint, we obtain an exact factorization of the normalized Alexander polynomial in terms of Chebyshev polynomials. This factorization produces a binomial convolution formula for an associated coefficient sequence and a representation by a terminating ${}_4F_3$ hypergeometric series. We evaluate the continuous approximation of this representation using the saddle-point method, demonstrating negative curvature in the asymptotic main term. Finally, we describe analytic obstructions to extracting global discrete error bounds via this method, leaving the formal proof of Fox's Trapezoidal Conjecture for this family open.

2606.11282 2026-06-11 stat.AP math.PR math.ST 新提交

The Statistical Compass

统计罗盘

Eliuvish Han Cui

AI总结 将概率与随机过程思想作为统计学的翻译语言,从设计观测到数据对象、目标、稳定性、推断与应用,通过实例连接抽象对象与记录、机制和决策。

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669 pages, 23 figures; textbook/monograph working manuscript
AI中文摘要

本专著将概率和随机过程思想发展为统计学的翻译语言:从设计观测和数据对象到目标、稳定性陈述、推断和应用。各章节从激励性示例和随机化出发,涵盖概率测度、核、似然、数据对象、弱收敛、经验场、函数型数据、M-和Z-估计、检验、局部逼近、事件时间过程和预测。使用历史和生物医学示例,将抽象对象与记录、机制和决策联系起来。目的是为读者提供经典概率、现代数据结构和统计实践的通用语法。

英文摘要

This monograph develops probability and stochastic-process ideas as a translation language for statistics: from designed observations and data objects to targets, stability statements, inference, and use. The chapters move from motivating examples and randomization through probability measures, kernels, likelihoods, data objects, weak convergence, empirical fields, functional data, M- and Z-estimation, testing, local approximations, event-time processes, and prediction. Historical and biomedical examples are used to keep abstract objects tied to records, mechanisms, and decisions. The aim is to give readers a common grammar for classical probability, modern data structures, and statistical practice.

2606.11281 2026-06-11 math.GM 新提交

Existence of Lebesgue Measurable Functions Outside the Mauldin Hierarchy

莫尔丁层级之外的勒贝格可测函数的存在性

Senan Sekhon

AI总结 本文在假设选择公理下,证明了从几乎处处连续函数出发的层级不能生成所有勒贝格可测函数,回答了豪斯多夫提出的一个未解决问题。

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4 pages
AI中文摘要

1916年,豪斯多夫证明了从连续函数出发的$\mathbb{R}$上的贝尔层级生成了$\mathbb{R}$上的所有波雷尔函数。但一个未解决的问题是:从几乎处处连续函数出发的相应层级是否生成了$\mathbb{R}$上的所有勒贝格可测函数。我们证明,在假设选择公理下,答案是否定的。

英文摘要

In 1916, Hausdorff proved that the Baire hierarchy on $\mathbb{R}$, starting with the continuous functions, generates all Borel functions on $\mathbb{R}$. It remained open whether, starting with the a.e. continuous functions, the corresponding hierarchy generates all Lebesgue measurable functions on $\mathbb{R}$. We prove that, assuming the Axiom of Choice, the answer is negative.

2606.11273 2026-06-11 math.NA physics.flu-dyn 新提交

Preconditioning for near-contacts in large 2D Stokes flows: a locally compressed method of fundamental solutions

大规模二维斯托克斯流中近接触的预处理:一种局部压缩基本解法

Anna Broms, Anna-Karin Tornberg, Alex H. Barnett

AI总结 针对密集刚性粒子悬浮液模拟中迭代收敛慢和润滑驱动流离散精度需求高的问题,提出基于局部基本解法的两体预处理策略,通过细网格局部边界值问题预计算基函数并压缩,实现快速GMRES收敛。

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32 pages, 8 figures
AI中文摘要

我们解决了大密度刚性粒子集合的粘性流体动力学模拟中的两个关键困难:(i) 随着粒子间隙缩小,离散线性系统迭代解法的收敛速度变差,以及(ii) 准确离散由此产生的润滑驱动流所需的大量未知数。我们的重点是近接触圆盘的二维斯托克斯阻力和移动性边值问题。为了应对这两个挑战,我们引入了一种通用的两体预处理策略,并使用基本解法实现。对于每个紧密粒子对,难以解析的相互作用在一个通过求解细网格上的局部边值问题预计算的基中表示。在迭代求解中,得到的流场修正了从所有粒子的粗表示中获得的结果。局部细网格修正甚至可以压缩,使得除该对本身外的所有粒子都受到一组等效粗源的影响。数值实验表明,在具有挑战性的多粒子设置中,GMRES收敛迅速,即使在密集堆积的悬浮液中迭代次数也保持较低。例如,对于面积分数$\phi = 0.65$、$P = 10000$个单分散圆盘、最小间距$10^{-3}$的随机密堆积,移动性问题仅需47次GMRES迭代,每个物体72个向量未知数即可达到五位精度。

英文摘要

We tackle two key difficulties in the simulation of the viscous hydrodynamics of a large dense collection of rigid particles: (i) the poor convergence rate of an iterative solution of the discretized linear system as particle gaps shrink, and (ii) the large number of unknowns needed to accurately discretize the resulting lubrication-driven flows. Our focus is the 2D Stokes resistance and mobility boundary value problems for nearly-touching disks. To address both challenges, we introduce a general two-body preconditioning strategy, and implement it with the method of fundamental solutions. For each close particle pair, the hard-to-resolve interaction is represented in a basis precomputed by solving a local boundary value problem on a fine grid. In an iterative solve, the resulting flow field corrects that obtained from a coarse representation of all particles. The local fine-grid correction can even be compressed so that all particles except the pair itself are affected by an equivalent set of coarse sources. Numerical experiments demonstrate rapid GMRES convergence in challenging multi-particle settings, with iteration counts remaining low even in densely packed suspensions. For example, the mobility problem is solved for a random close packing with area fraction $\phi = 0.65$, $P = 10000$ monodisperse disks, and minimum separation $10^{-3}$, in just 47 GMRES iterations, achieving five digits of accuracy with 72 vector unknowns per body.

2606.11271 2026-06-11 math.PR 新提交

The $K$-th nearest neighbor random walk on a Poisson point process gets trapped

泊松点过程上的第$K$近邻随机游走陷入困境

Anne-Laure Basdevant (LPSM (UMR\_8001)), David Coupier (IMT Nord Europe), Jean-Baptiste Gouéré (IDP), Marie Théret (FP2M, MODAL'X)

AI总结 研究同质泊松点过程上第$K$近邻随机游走的访问点数,证明当$K$有界支撑时指数衰减,并给出反例。

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AI中文摘要

在$\R^d$($d\geq 1$)上的齐次泊松点过程$\chi$上,第$K$近邻随机游走$(X_n)_{n \geq 0}$从原点出发,每一步根据与$K$同分布的独立同分布标签,在其最近邻中选取下一个泊松点。我们的主要结果(定理1)指出,当随机变量$K$具有有界支撑(BS)时,$(X_n)_{n \geq 0}$访问的泊松点数量呈指数衰减。特别地,第$K$近邻随机游走访问有限多个泊松点当且仅当$K$满足假设(BS)。为证明这一点,我们引入了先驱点的关键概念,用以处理$(X_n)_{n \geq 0}$已探索的$\R^d$区域。仍在假设(BS)下,我们还证明了$(X_n)_{n \geq 0}$轨迹的欧几里得长度的指数衰减(定理2)。最后,令人惊讶的是,我们展示了一个具有有界支撑的标签分布的例子,其中第$K$近邻随机游走经过若干步后发现新泊松点,其尾部分布至少是多项式的(定理3)。

英文摘要

The $K$-th nearest neighbor random walk $(X_n)_{n \geq 0}$ on a homogeneous Poisson point process $\chi$ on $\R^d$ ($d\geq 1$), starts at the origin and at each step picks its next Poisson point among its closest neighbors according to i.i.d. labels having the same distribution as $K$. Our main result (Theorem 1) states that the number of Poisson points visited by $(X_n)_{n \geq 0}$ admits an exponential decay whenever the random variable $K$ has a bounded support (BS). In particular, the $K$-th nearest neighbor random walk visits finitely many Poisson points if and only if $K$ satisfies Assumption (BS). To prove it, we introduce the key notion of pioneer point which allows us to deal with the region of $\R^d$ already explored by $(X_n)_{n \geq 0}$. Still under Assumption (BS), we also prove an exponential decay for the Euclidean length of the trajectory performed by $(X_n)_{n \geq 0}$ (Theorem 2). Finally, and quite surprisingly, we exhibit an example of label distribution with bounded support for which the $K$-th nearest neighbor random walk discovers new Poisson points after a number of steps whose tail distribution is at least polynomial (Theorem 3).

2606.11263 2026-06-11 math.ST cs.LG math.NA math.PR 新提交

Geometric bias in eigenspace perturbation under random heterogeneous noise

随机异质噪声下特征空间扰动的几何偏差

Fengkai Liu, Ke Wang, Wanjie Wang

AI总结 针对稀疏、异质方差噪声下的信号加噪声矩阵,研究发现经验特征向量存在经典扰动界无法捕捉的系统性几何偏差,并通过二次向量方程和精细各向同性局部律推导了最优非渐近扰动界。

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104 pages, 1 figure
AI中文摘要

谱方法从根本上依赖于主特征空间在随机扰动下的稳定性。经典上,这种稳定性由 Davis-Kahan 和 Wedin 定理量化,这些定理利用噪声的算子范数和相关谱间隙来界定特征空间误差。虽然这些最坏情况界对于任意确定性扰动是紧的,但在低秩信号加随机噪声的设置中可能造成浪费,因为它们未能捕捉信号几何与噪声分布之间的细粒度相互作用。在本文中,我们研究了被具有任意非齐次方差剖面的稀疏随机噪声破坏的信号加噪声矩阵的谱扰动。我们证明,在异质噪声方差下,经验特征向量遭受系统性的、确定性的几何偏差,这种偏差完全不为经典扰动界所见。通过利用二次向量方程并建立精细的各向同性局部律,我们推导了在算子范数和 $2\to\infty$ 范数下前导特征空间的近最优、非渐近扰动界。这些界将通常的信噪比贡献、随机波动和由信号特征空间与行方差剖面对齐决定的结构化几何偏差项分离开来。

英文摘要

Spectral methods rely fundamentally on the stability of principal eigenspaces under random perturbations. Classically, this stability is quantified by the Davis-Kahan and Wedin theorems, which bound the eigenspace error using the operator norm of the noise and the relevant spectral gaps. While these worst-case bounds are sharp for arbitrary deterministic perturbations, they can be wasteful in the low-rank signal-plus-random-noise setting, as they fail to capture the fine-grained interaction between the signal geometry and the noise distribution. In this paper, we study the spectral perturbation of signal-plus-noise matrices corrupted by sparse, random noise with an arbitrary, inhomogeneous variance profile. We demonstrate that under heterogeneous noise variances, the empirical eigenvectors suffer a systematic, deterministic geometric bias that is entirely invisible to classical perturbation bounds. By leveraging the Quadratic Vector Equation (QVE) and establishing fine-grained isotropic local laws, we derive near-optimal, non-asymptotic perturbation bounds for the leading eigenspaces in the operator and $2\to\infty$ norms. The bounds separate the usual signal-to-noise contribution, stochastic fluctuations, and structured geometric bias terms determined by the alignment between the signal eigenspaces and the row-wise variance profile.

2606.11259 2026-06-11 nlin.AO cond-mat.stat-mech cs.SI math.DS q-bio.PE 新提交

Stabilizing Role of Uninformed Participants in Collective Decision Making

无信息参与者在集体决策中的稳定作用

Leonardo Colombo, Marıa Emma Eyrea Irazu, Laura P. Schaposnik, James Unwin

AI总结 通过耗散哈密顿量建模,发现无信息参与者通过方向无关的耗散延迟极化转变,稳定集体决策。

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23 pages, 6 images
AI中文摘要

对于没有严格等级制度的群体,集体决策通常通过妥协产生。我们使用耗散哈密顿量公式开发了一个集体决策的二阶网络模型,其中知情代理引入偏好方向,而无信息参与者仅贡献方向无关的耗散。我们表明,在低冲突下,该模型允许一个局部唯一、指数稳定的妥协状态。使用结构化模块网络,我们进一步表明,随着冲突增加,局部妥协分支通过鞍节点折叠终止,而不是通过平滑的平均场对称破缺转变。模块化极化状态在局部与妥协分支分离的分支上持续存在。方向无关的耗散不会改变静态结构阈值,但会延迟从鞍节点幽灵的逃逸,并将极化的可观察起始点推向更大的冲突。我们的工作确定了一种耗散介导的机制,与基于连通性的解释互补,通过该机制,无信息参与者稳定了生物和工程群体中的集体行为。

英文摘要

For groups without strict hierarchy, collective decisions often emerge through compromise. We develop a second-order network model of collective decision-making using a dissipative Hamiltonian formulation, in which informed agents introduce preferred directions while uninformed participants contribute only direction-free dissipation. We show that under low conflict, the model admits a locally unique, exponentially stable compromise state. Using a structured modular network we further show that as conflict increases the local compromise branch terminates through a saddle-node fold rather than through a smooth mean-field symmetry-breaking transition. Modular polarized states persist on branches that are locally separated from the compromise branch. Direction-free dissipation does not shift the static structural threshold, but it delays escape from the saddle-node ghost and pushes the observable onset of polarization to larger conflicts. Our work identifies a dissipation-mediated mechanism, complementary to connectivity-based accounts, through which uninformed participants stabilize collective behavior in biological and engineered swarms.

2606.11254 2026-06-11 cond-mat.stat-mech math.NA math.PR 新提交

Numerical simulations of the spread from the mean of the SLE and Multiple SLE dynamics

SLE与多重SLE动力学均值偏离的数值模拟

Phillip Kim, Vlad Margarint

AI总结 通过欧拉方法数值模拟SLE和多重SLE的Loewner微分方程,研究固定时刻动力学与均值偏离的分布,发现SLE在起点近原点时呈双峰分布,远原点时呈钟形分布,而多重SLE始终呈钟形分布。

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Note that an updated version of this paper is officially published in the Journal Research in Statistics (2026 Vol 4 Issue 1) that has more updated experiments and discussions. That version is also open access under the Creative Commons Attribution License. It is availabe at this https URL
AI中文摘要

Schramm-Loewner演化(SLE)描述了在众多平面统计物理模型标度极限研究中出现的一族分形曲线。这些曲线通过带有布朗运动驱动项的Loewner微分方程对共形映射$g_t(z)$进行建模。本文使用欧拉方法进行数值实验,研究固定时刻的量$|g_t(z) - \overline{g_t(z)}|$和$Re(g_t(z)) - Re(\overline{g_t(z)})$,其中$Re$表示实部,$\overline{g_t(z)}$表示样本平均值。这些随机变量衡量动力学在固定时刻与平均行为的偏离程度。本文的目的之一是为这些量的未来理论研究提供数值预测。在SLE情况下,实验预测当动力学从靠近原点开始时分布呈双峰,若从远离原点开始则可能变为钟形。第二部分中,我们对驱动项为Dyson布朗运动的多重SLE模型进行实验。由于驱动项动力学的奇异性以及所需数据点众多,这部分在计算上具有挑战性。在多重SLE情况下,实验预测所有情形下分布均为钟形。此外,我们检查了SLE情况下参数$\kappa$和多重SLE情况下参数$\beta$变化时分布的变化。

英文摘要

The Schramm-Loewner Evolution (SLE) describes a family of fractal curves that arise in the study of the scaling limits of many planar Statistical Physics models. These curves are modeled using the Loewner Differential Equation for the conformal maps $g_t(z)$ with a Brownian motion driver. Using Euler's Method, in the current work we performed numerical experiments to study at a fixed time the quantities $|g_t(z) - \overline{g_t(z)}|$ and $Re(g_t(z)) - Re(\overline{g_t(z)})$, where $Re$ denotes the real part and $\overline{g_t(z)}$ refers to the sample average. These random variables measure the 'spread' of the dynamics from the average behavior at fixed time. One of the scopes of this work is to give numerical predictions for future theoretical investigations on these quantities. When investigating these quantities in the SLE case our experiments predict that the distribution is bimodal when the dynamics started close to the origin, and it can become bell-shaped if the dynamics is started further from the origin. In the second part, we performed experiments for a Multiple SLE model whose driver is Dyson Brownian Motion. Due to singularity in the dynamics of the drivers and the many data points needed, this part is challenging from a computational perspective. In the multiple SLE case, our experiments predict that the distribution is bell-shaped in all cases. In addition, we check the changes in the distributions as we vary the parameter $\kappa$ in the SLE case and $\beta$ in the Multiple SLE case.

2606.11252 2026-06-11 math.GM 新提交

Binomial Transform of Sequences Counting $N$-ary Convexities

计数$N$元凸结构的二项式变换

Aidar Dulliev, Daniil Naumikhin

AI总结 本文通过二项式变换建立了有限集上$N$元凸结构总数与有根凸结构序列的关系,并给出了$|X|\leq 5$时的精确数值,识别出已知和新序列。

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Comments
Total: 19 pages (original Russian text: 6 pages, translated English text: 13 pages)
AI中文摘要

我们考虑有限集上$N$元凸结构的计数。主要结果表明,凸结构的总数表示为有根凸结构序列的二项式变换。我们给出了$|X|\leqslant 5$时所有$N$元和所有有根$N$元凸结构的精确数量。得到的整数序列已与OEIS交叉引用。结果,我们识别了已知序列(如A000798)和之前未列出的新序列。

英文摘要

We consider the enumeration of $N$-ary convex structures on finite sets. Our main result shows that the total number of convexities is expressed as the binomial transform of the sequence of numbers of grounded convexities. We present the exact numbers of all $N$-ary and grounded $N$-ary convexities for $|X|\leqslant 5$. The obtained integer sequences have been cross-referenced with the OEIS. As a result, we identified both known sequences (such as A000798) and new ones not previously listed.

2606.11250 2026-06-11 math.GM 新提交

Does 2026 AI exhibit intelligence, or can Claude outsmart Pierre or Catherine ?

2026年的人工智能是否展现出智能?或者Claude能否胜过Pierre或Catherine?

Robert C. Dalang

AI总结 通过一组网上不可得的高中数学问题,比较AI软件Claude与人类Pierre和Catherine的表现,发现Claude对未见过的微积分预备问题理解有限,缺乏智能关联能力。

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Comments
14 pages, 10 figures
AI中文摘要

使用一组网上不可得的高中数学问题,我们将流行AI软件Claude的表现与我的朋友及人类同伴Pierre和Catherine进行比较。Pierre年轻时接受过扎实的科学训练,而Catherine学习文学。三人均接受了一次模拟的微积分预备口试,包括主要问题和追问。比较他们的表现,并找出表现最佳和最差者。结果是,当前版本的Claude虽然是一个极其有用的工具,可能记录了几乎所有网上可得的微积分问题的解法,但它对所遇到的微积分预备数学问题的不同特征仅表现出非常有限的理解,并且未能展现出做出智能关联的能力。

英文摘要

Using a sequence of high-school level mathematics questions that were not available on the Internet, we compare the performance of the popular AI software Claude with that of my friends and fellow human beings Pierre and Catherine. Pierre had solid scientific training as a young man, while Catherine studied literature. All three were subjected to a simulated pre-calculus oral exam with main questions and follow-up questions. Their performances are compared and the ones with the best and worst performances are identified. The outcome is that the current version of Claude, even though it is an extremely useful tool that has probably recorded the solution to nearly all calculus questions that are available on the Internet, {\em exhibits only a very limited understanding of the subject} and {\em does not exhibit the ability to make intelligent connections} between different features of a pre-calculus mathematics problem that it has never seen before.

2606.11248 2026-06-11 math.PR 新提交

Persistent Homology of the Planar Wiener Sausage: Brownian Scaling and a Logarithmic Expectation Law

平面Wiener香肠的持续同调:布朗缩放与对数期望律

Tristan Guillaume (CYU)

AI总结 研究无漂移标准布朗运动生成的平面Wiener香肠过滤的1阶持续同调,利用布朗自相似性将大时间问题转化为小半径问题,证明平滑Betti曲线观测量的对数期望律。

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AI中文摘要

我们研究无漂移标准布朗运动生成的平面Wiener香肠过滤的1阶持续同调。在有漂移情况下,沿漂移方向的再生导致持续同调观测量的线性时间律。在递归零漂移情况下,这种更新结构消失,取而代之的是布朗自相似性:时间$T$的持续图在分布上等于单位时间图在空间上缩放$\sqrt T$后的像。因此,固定半径窗口上的大时间问题转化为单位时间布朗迹的小半径问题。设$B$为标准平面布朗运动,$K_T=B\left(\left[0,T\right]\right)$,$K_T^{\left(r\right)}$为半径$r$的Wiener香肠。由于$K_T^{\left(r\right)}$是连通的,其第一Betti数$\beta_1^T\left(r\right)$是$K_T^{\left(r\right)}$的有界补分支数。对于支撑在紧区间$\left[a,b\right]\subset\left(0,\infty\right)$上的有界非负Borel函数$\psi$,考虑平滑Betti曲线观测量$\left[r_0,r_1\right] \mathrm{\Phi}_\psi \left(T\right) = \int_{r_0}^{r_1} \beta_1^T \left( r \right) \psi \left( r \right) dr$。我们证明存在绝对常数$0<c_1<c_2<\infty$使得对所有$T\ge 1$,有$c_1 \log T \le \mathbb{E}\left[\mathrm{\Phi}_\psi\left(T\right)\right] \le c_2 \log T$。

英文摘要

We study degree-one persistent homology of the planar Wiener-sausage filtration generated by standard Brownian motion without drift. In the drifted case, regeneration along the drift direction leads to linear-in-time laws for persistent-homological observables. In the recurrent zero-drift case, this renewal structure disappears. The organizing mechanism is instead Brownian self-similarity: the persistence diagram at time $T$ is equal in law to the image of the unit-time diagram under spatial dilation by $\sqrt T$. Consequently, large-time questions on fixed radius windows are transformed into small-radius questions for the unit-time Brownian trace. Let $B$ be standard planar Brownian motion, let $K_T=B\left(\left[0,T\right]\right)$, and let $K_T^{\left(r\right)}$ be the radius-$r$ Wiener sausage. Since $K_T^{\left(r\right)}$ is connected, its first Betti number $\beta_1^T\left(r\right)$ is the number of bounded complementary components of $K_T^{\left(r\right)}$. For a bounded nonnegative Borel function $\psi$ supported in a compact interval $\left[a,b\right]\subset\left(0,\infty\right)$, we consider the smoothed Betti-curve observable $\left[r_0,r_1\right] \mathrm{\Phi}_\psi \left(T\right) = \int_{r_0}^{r_1} \beta_1^T \left( r \right) \psi \left( r \right) dr$. We prove that there exist absolute constants 0

2606.11246 2026-06-11 math.GM 新提交

Nineteen to the Dozen: Embedding the Neo-Riemannian Tonnetz into a Cyclic 19_3 Symmetric Configuration

十九打一打:将新里曼Tonnetz嵌入循环19_3对称构型

Pawel Nurowski

AI总结 本文通过组合几何与音乐理论,证明在19-TET中嵌入经典和声时,36个新里曼连接中恰好32个可保留,并发现唯一规范实现与历史等音差拓扑疤痕,设计了分键键盘。

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AI中文摘要

本文桥接了组合几何与音乐理论,解决了将经典西方和声嵌入微音19音等程(19-TET)的基本挑战。受Roger Penrose关于19-TET数学优雅性的观察启发,我们为正在建造的物理19-TET原声钢琴提供了理论基础。然而,在此乐器上演奏经典12-TET音乐带来了拓扑问题:将经典欧拉-里曼Tonnetz嵌入19-TET宇宙不可避免地会扭曲结构和弦,产生不和谐的“狼音”。通过将这些和声空间形式化为关联构型(12_3和19_3图),并在优化模型中使用整数割,我们穷尽地证明36个新里曼和声连接中恰好32个可以被保留。我们展示了该最优解的严格5重简并性:存在恰好5个数学上等价的狼音局部填充。其中,我们识别出一个唯一的规范实现,其中14个切除的顶点沿主哈密顿环形成一个完全连续的几何空洞。我们揭示了4个必然断裂的边代表了历史等音差的确切拓扑疤痕,并提出了关于16世纪微音作曲的Vicentino假设。最后,为使这一理论几何可物理演奏,我们设计了一种新颖的19-TET分键键盘,通过优化演奏者手跨的生物力学代价函数进行形式化。这项工作为下一代微音原声乐器提供了完整的理论、历史和人体工程学蓝图。

英文摘要

This paper bridges combinatorial geometry and music theory to solve the fundamental challenge of embedding classical Western harmony into the microtonal 19-tone equal temperament (19-TET). Inspired by Roger Penrose's observations on the mathematical elegance of 19-TET, we provide the theoretical foundation for a physical 19-TET acoustic piano currently under construction. However, playing classical 12-TET music on such an instrument poses a topological problem: emvedding the classical Euler-Riemann Tonnetz into the 19-TET universe inevitably distorts structural chords, creating dissonant ``wolves.'' By formalizing these harmonic spaces as incidence configurations (the 12_3 and 19_3 graphs) and utilizing integer cuts in our optimization model, we exhaustively prove that exactly 32 out of 36 Neo-Riemannian harmonic connections can be preserved. We demonstrate a strict 5-fold degeneracy of this optimum: there exist exactly 5 mathematically equivalent local packings for the wolf chords. Among these, we identify a unique canonical realization in which the 14 excised vertices form a perfectly contiguous geometric void along the primary Hamiltonian cycle. We reveal that the 4 inevitably broken edges represent the exact topological scars of the historical enharmonic diesis, and we formulate the Vicentino Hypothesis regarding 16th-century microtonal composition. Finally, to make this theoretical geometry physically playable, we design a novel 19-TET split-key keyboard, formalized through a biomechanical cost function that optimizes the performer's hand span. This work provides the complete theoretical, historical, and ergonomic blueprint for the next generation of microtonal acoustic instruments.

2606.11237 2026-06-11 q-fin.PR math.PR 新提交

A Hybrid LSMC-PDE Method for Bermudan Option Pricing under the Gatheral Double Mean-Reverting Model

Gatheral双均值回复模型下百慕大期权定价的混合LSMC-PDE方法

Mara Kalicanin Dimitrov, Ying Ni

AI总结 针对Gatheral双均值回复随机波动率模型,提出混合最小二乘蒙特卡洛-偏微分方程方法,通过条件模拟和傅里叶变换降维,实现百慕大期权高效定价。

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AI中文摘要

我们研究了Gatheral双均值回复(GDMR)随机波动率模型下的百慕大期权定价。该模型包含一个方差过程以及一个随机长期均值方差过程,并在扩散系数中允许常弹性方差(CEV)型指数。该模型具有吸引力,因为它为波动率动态提供了灵活的规范。然而,文献中关于GDMR模型下早期行权衍生品定价的研究仍基本空白。为应对这一挑战,我们将混合最小二乘蒙特卡洛-偏微分方程(LSMC-PDE)框架应用于GDMR模型,并提供了详细的模型特定实现。在模拟方差路径的条件下,定价问题简化为资产价格的一维问题,通过基于傅里叶的方法求解,而对方差变量的剩余依赖通过最小二乘回归近似。我们的数值实验表明,混合LSMC-PDE方法能产生准确的定价估计,并且通常比普通LSMC具有更低的定价误差,特别是在低和中等模拟路径数下,显示了在早期行权期权定价中利用模型结构的好处。

英文摘要

We study Bermudan option pricing under the Gatheral Double Mean-Reverting (GDMR) stochastic volatility model. The model features a variance process together with a stochastic long-run mean variance process and allows Constant Elasticity of Variance (CEV)-type exponents in the diffusion coefficients. This model is attractive since it provides a flexible specification for volatility dynamics. However, the pricing of early-exercise derivatives under the GDMR model remains largely unexplored in the literature. To address this challenge, we adapt a Hybrid Least-Squares Monte Carlo-Partial Differential Equation (LSMC-PDE) framework to the GDMR model and provide a detailed model-specific implementation. Conditioning on simulated variance paths, the pricing problem reduces to a one-dimensional problem in the asset price, which is solved by a Fourier-based approach, while the remaining dependence on the variance variables is approximated by least-squares regression. Our numerical experiments demonstrate that the Hybrid LSMC-PDE approach yields accurate pricing estimates and often lower pricing errors than plain LSMC, particularly for low and moderate numbers of simulation paths, showing the benefit of using the model structure in early-exercise option pricing.

2606.11226 2026-06-11 math.NA eess.SY 新提交

A Scalable Approach for Transient Thermal Modeling of Automotive Power Electronics

汽车电力电子瞬态热建模的可扩展方法

Neelakantan Padmanabhan

AI总结 提出一种结合集总参数与线性叠加的LPLSP方法,用于汽车逆变器模块的瞬态热仿真,误差小于5%,支持快速设计迭代和长任务剖面模拟。

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This arXiv version corresponds to the author accepted manuscript published in SAE Technical Papers. The final version of record is available at this https URL
AI中文摘要

高效热管理对于汽车应用中电力电子系统的可靠性和性能至关重要。本文提出了一种计算高效的建模方法,用于电力电子系统的瞬态热仿真,重点关注使用多个MOSFET安装在印刷电路板组件(PCBA)上的逆变器模块。考虑了一个逆变器模块的案例研究,该模块包含六个MOSFET,排列为三相系统的高边和低边对,安装在PCBA上并连接到散热器。在Ansys Icepak中进行了计算流体动力学(CFD)仿真,考虑了不同的传热机制,包括自然对流、恒定速度强制对流和变流速强制对流。使用集总参数线性叠加(LPLSP)方法开发了瞬态热模型,这是一种混合方法,结合了集总参数建模与线性叠加原理,以高效捕获瞬态热行为。将仿真得到的组件温度与LPLSP模型的温度以及为此系统开发的基于线性时不变(LTI)的降阶模型(ROM)的温度进行了比较。观察到LPLSP模型能够非常准确地模拟广泛的使用场景,误差小于5%。该方法能够快速评估电力电子系统的热性能,这些系统在组件级功耗和环境条件方面具有非常快的瞬态变化,特别适用于早期设计迭代和长持续时间任务剖面仿真。该方法为缩短汽车电力电子设计开发周期提供了一条实用途径。

英文摘要

Efficient thermal management is critical for the reliability and performance of power electronics systems in automotive applications. This work presents a computationally efficient modeling approach for transient thermal simulation of power electronic systems, with a focus on inverter modules using multiple MOSFETs mounted on a printed circuit board assembly (PCBA). A case study of an inverter module comprising six MOSFETs arranged as high-side and low-side pairs for a three phases system mounted on a PCBA, attached to a heat sink is considered. Computational fluid dynamic (CFD) simulations in Ansys Icepak are performed considering different heat transfer mechanisms, including natural convection, forced convection at constant velocity, and forced convection with varying flow velocity. A transient thermal model is developed using the Lumped Parameter Linear Superposition (LPLSP) method, a hybrid approach that combines lumped parameter modeling with the principle of linear superposition to capture transient thermal behavior efficiently. Temperatures of the components from the simulations are compared with temperatures from the LPLSP model and temperatures from a Linear Time Invariant (LTI) based reduced order model (ROM) developed for this system. It is observed that the LPLSP model is able to model a wide range of use cases very accurately with error of less than 5 %. This method enables rapid thermal performance evaluation of power electronics systems that have very fast transients in component level power dissipation and variations in ambient conditions, making it particularly well-suited for early-stage design iterations and long-duration mission profile simulations. The approach offers a practical path to reducing development cycles for automotive power electronics design.

2606.11194 2026-06-11 math.CO math.OC 新提交

The SOS Rank of a $5 \times 4$ Biquadratic Form via Orthogonality

通过正交性研究 $5 \times 4$ 双二次型的 SOS 秩

Yannan Chen

AI总结 本文通过引入退化2-边构造显式 $5 \times 4$ 双二次型,利用正交性方法证明其 SOS 秩为12,将下界改进为 $\operatorname{BSR}(5,4) \ge 12$。

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AI中文摘要

双二次型自然出现在多项式优化、张量分析和量子信息理论中。一个关键问题是确定这种形式的平方和(SOS)表示所需的最小平方数,即其 SOS 秩。对于固定维度 $(m,n)$,所有 $m$ 和 $n$ 变量双二次型中可能的最大 SOS 秩记为 $\operatorname{BSR}(m,n)$。最近的进展通过涉及二部图和正交性方法的组合构造建立了 $\operatorname{BSR}(m,n)$ 的下界。特别地,对于 $(m,n)=(5,4)$ 的情况,仅使用非退化2-边已证明 $\operatorname{BSR}(5,4) \ge 11$。在本文中,我们通过引入一个退化2-边扩展了这一框架,该边引入了一个交叉项,其中两个 $y$ 指标重合。我们构造了一个显式的 $5 \times 4$ 双二次型,并应用正交性方法证明其 SOS 秩为12,从而将下界改进为 $\operatorname{BSR}(5,4) \ge 12$。这一结果表明,退化2-边在纯组合界限之外提供了额外的代数灵活性,并将正交性方法的适用范围扩展到包含相同 $y$ 指标交叉项的形式。

英文摘要

Biquadratic forms arise naturally in polynomial optimization, tensor analysis, and quantum information theory. A key problem is determining the minimal number of squares needed in a sum-of-squares (SOS) representation of such a form, known as its SOS rank. For fixed dimensions $(m,n)$, the maximum possible SOS rank over all biquadratic forms in $m$ and $n$ variables is denoted $\operatorname{BSR}(m,n)$. Recent advances have established lower bounds on $\operatorname{BSR}(m,n)$ via combinatorial constructions involving bipartite graphs and the orthogonality method. In particular, for the case $(m,n)=(5,4)$, it was shown that $\operatorname{BSR}(5,4)\ge 11$ using only nondegenerate 2-edges. In this paper, we extend this framework by incorporating a degenerate $2$-edge, which introduces a cross term where the two $y$-indices coincide. We construct an explicit $5\times 4$ biquadratic form and apply the orthogonality method to prove that its SOS rank is $12$, thereby improving the lower bound to $\operatorname{BSR}(5,4)\ge12$. This result demonstrates that degenerate $2$-edges yield additional algebraic flexibility beyond purely combinatorial bounds and extends the applicability of the orthogonality method to forms with cross terms involving identical $y$-indices.

2606.11193 2026-06-11 cs.GT math.PR 新提交

Approximation Properties of Evolutionary Dynamics in Continuous-Time Finite State Space Games

连续时间有限状态空间博弈中进化动力学的逼近性质

Pietro Grassi

AI总结 研究连续时间有限状态空间博弈中有限种群随机进化动力学向确定性平均场极限的收敛性,证明了平均场模型解的存在唯一性、Nash均衡的逼近以及经验分布的概率收敛,数值模拟验证了O(N^{-1/2})收敛率。

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Bachelor's project
AI中文摘要

本论文研究连续时间有限状态空间博弈中有限种群随机进化动力学向确定性平均场极限的收敛性。我们首先为具有单个正递归类的马尔可夫链发展了精细的遍历定理,保证了唯一不变分布的存在以及时间平均的几乎必然收敛。接下来,我们证明由Lipschitz连续常微分方程组描述的平均场模型存在唯一解,该解连续依赖于初始条件,并且构成固定策略下经验分布的几乎必然极限。此外,我们证明平均场博弈的每个混合平稳纳什均衡都能被相应的$N$人博弈的纳什均衡在误差$\epsilon$内逼近,只要$N$足够大。最后,通过Kurtz定理,我们证明经验状态-策略分布依概率收敛到平均场轨迹。在MATLAB中进行的数值模拟验证了两种模型在不同种群规模下理论上的$\mathcal{O}(N^{-1/2})$收敛率。

英文摘要

This thesis studies the convergence of finite-population stochastic evolutionary dynamics to their deterministic mean-field limit in continuous-time finite state space games. We first develop refined ergodic theorems for Markov chains with a single positive-recurrent class, guaranteeing the existence of a unique invariant distribution and almost-sure convergence of time averages. Next, we prove that the mean-field model, described by a system of Lipschitz-continuous ordinary differential equations, admits a unique solution that depends continuously on its initial condition and that constitutes the almost-sure limit for the empirical distributions with fixed policy. Furthermore, we show that every Mixed Stationary Nash Equilibrium of the mean-field game is approximated by a Nash equilibrium of the corresponding $N$-player game within an error $\epsilon$ for sufficiently large $N$. We finally demonstrate, by Kurtz's theorem, that the empirical state-policy distribution converges in probability to the mean-field trajectory. Numerical simulations conducted in MATLAB confirm the theoretical $\mathcal{O}(N^{-1/2})$ convergence rate in both models across a range of population sizes.

2606.11192 2026-06-11 cs.LG math.OC 新提交

Restless bandits with imperfect binary feedback: PCL-indexability analysis and computation

具有不完美二元反馈的 restless bandits: PCL-indexability 分析与计算

José Niño-Mora

发表机构 * Universidad Carlos III de Madrid(马德里卡洛斯三世大学)

AI总结 针对具有二元隐状态和不完美二元反馈的 restless bandits,提出基于部分守恒律(PCL)的分析与计算框架,通过验证定理、确定性骨架和组合词方法建立可索引性并计算 Whittle 指数,实验表明 MP 指数策略优于基准策略。

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59 pages, 12 figures, submitted 27/3/2026
AI中文摘要

我们研究具有二元隐状态和不完美二元反馈的 restless bandits,受具有感知错误的机会频谱接入启发。对于相关的信念状态模型,我们开发了一个基于部分守恒律(PCL)的分析与计算框架,用于建立可索引性和评估 Whittle 指数,该框架建立在实状态折扣 restless bandits 的验证定理之上。该框架通过相关的确定性骨架、更新分解和组合词分析随机动力学。它在几个阈值区域中为折扣奖励和资源度量提供了易处理的表达式,从而能够在那里完全验证 PCL 可索引性条件。对于本文中未实现完整分析验证的剩余区域,我们推导了用于计算相关边际度量和边际生产率(MP)指数的有效数值方案,当这些条件成立时,MP 指数等于 Whittle 指数。广泛的计算实验提供了强有力的证据,表明这些条件也在该区域中成立,跨越广泛的参数范围,且没有先前工作中施加的严格参数限制。实验进一步表明,MP 指数策略通常优于标准基准策略,且往往有显著优势。

英文摘要

We study restless bandits with binary latent states and imperfect binary feedback, motivated by opportunistic spectrum access with sensing errors. For the associated belief-state model, we develop a partial conservation laws (PCL)-based analytical and computational framework for establishing indexability and evaluating the Whittle index, building on a verification theorem for real-state discounted restless bandits. The framework analyzes the stochastic dynamics via an associated deterministic skeleton, renewal decompositions, and combinatorics on words. It yields tractable expressions for discounted reward and resource metrics in several threshold regimes, enabling full verification of the PCL-indexability conditions there. For the remaining regime, where a complete analytic verification is not achieved in this paper, we derive efficient numerical schemes for computing the relevant marginal metrics and the marginal productivity (MP) index, which equals the Whittle index when those conditions hold. Extensive computational experiments provide strong evidence that these conditions also hold in that regime across broad parameter ranges and without the stringent parameter restrictions imposed in prior work. The experiments further show that theMP index policy typically outperforms standard benchmark policies, often by a substantial margin.

2606.11191 2026-06-11 math.OC math.PR 新提交

The Geometry of Admissible Short Selling in Discrete-Time Stochastic Portfolio Theory

离散时间随机投资组合理论中允许卖空的几何结构

Jilong Xu, Xiaojun Cui

AI总结 将函数生成几何框架扩展到允许破产的做多-做空投资组合,证明伪套利由生成函数凹性刻画,并揭示卖空等价于生成势的最大凹扩展为负,通过重心缩放变换构造允许策略。

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43 pages, 14 figures
AI中文摘要

尽管离散时间随机投资组合理论(SPT)为市场分析提供了稳健的框架,但现有关于函数生成的工作主要集中在定义在整个单位单纯形上的纯多头投资组合。本文将函数生成的几何框架扩展到定义在局部市场状态空间上的更广泛的破产证明型多空投资组合。我们证明,在这个允许的设定下,伪套利完全由生成函数在市场状态空间上的凹性刻画,从而放宽了通常的全局域要求。本工作的一个核心贡献是对卖空机制的几何刻画。我们证明,卖空的存在等价于生成势的最大凹扩展为负。这一现象与市场接近嵌套在单纯形内的零边界时对数梯度的陡峭程度有关。为了系统地利用这一机制,我们引入了重心缩放变换,这是一种构造性方法,将经典的多头生成函数映射到受限域上,以设计具有可控卖空暴露的允许策略。最后,通过分析特定的收缩投资组合,我们识别出一个几何相变:在适当的边界条件下,允许策略在定性意义上表现出多头核心和卖空区域(而不断言状态空间的精确划分)。这为超越多头约束的相对套利提供了统一的几何视角。

英文摘要

While discrete-time Stochastic Portfolio Theory (SPT) provides a robust framework for market analysis, existing work on functional generation has predominantly focused on long-only portfolios defined on the entire unit simplex. This paper extends the geometric framework of functional generation to the broader class of bankruptcy-proof long-short portfolios defined on local market state spaces. We establish that, within this admissible setting, pseudo-arbitrage is fully characterized by the concavity of the generating function on the market state space, thereby relaxing the usual global domain requirement. A central contribution of this work is a geometric characterization of the short-selling mechanism. We prove that the presence of short selling is equivalent to the negativity of the maximal concave extension of the generating potential. This phenomenon is linked to the steepness of the logarithmic gradient as the market approaches a zero boundary nested inside the simplex. To systematically exploit this mechanism, we introduce the barycentric scaling transformation, a constructive methodology that maps classical long-only generating functions onto restricted domains to engineer admissible strategies with controlled short-selling exposure. Finally, through the analysis of specific shrunken portfolios, we identify a geometric phase transition: under suitable boundary conditions, admissible strategies exhibit a long-only core and a short-selling region in a qualitative sense (without asserting an exact partition of the state space). This provides a unified geometric perspective on relative arbitrage beyond the long-only constraint.

2606.09521 2026-06-11 hep-th cond-mat.stat-mech math-ph math.CO math.RT 交叉投稿

Negative heat capacities in spherically symmetric sectors of $d$-matrix quantum mechanics

$d$矩阵量子力学球对称扇区中的负热容

Denjoe O'Connor, Sanjaye Ramgoolam

AI总结 研究U(N)规范对称的玻色d矩阵谐振子的SO(d)和O(d)不变扇区,通过配对公式计算微正则简并度,发现大N和k≤k_crit时热容为负,在k_crit处变正,形成热容折叠,并推导出k_crit ~ N^2/4。

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52 pages plus appendices
AI中文摘要

我们考虑具有$U(N)$规范对称性的玻色$d$矩阵谐振子的$SO(d)$和$O(d)$不变扇区。固定能量$k$的微正则简并度$\mathcal{Z}( N , d , k )$表示为整数$k$的分划空间上的$N$依赖向量与$d$依赖向量之间的配对。该配对公式通过计数多矩阵变量$X^i_{j,a}$中的不变词推导得出,利用了对称群$S_k$的Clebsch-Gordan重数(Kronecker系数)、Schur-Weyl对偶性以及齐次空间$U(d)/SO(d)$上的调和分析。对于$k \le N$的大$N$和$k$,使用$U(N)$和$SO(d)$(或$O(d)$)上的群积分获得解析公式。该区域中的微正则热容为负,并在临界值$k_{\rm crit}$处变为正,这是由于有限$N$对计数的修正,从而在$E$ vs $T$曲线中形成我们称之为特征热容折叠的结构。对于较小的$d$值,配对公式的数据很好地拟合为$k_{\rm crit} \sim { N^2 \over 4 }$。利用矩阵模型近似和特征值密度的半经典分析,给出了该大$N$公式的推导。简并度的大$N,d$极限揭示了带状图组合学的关键作用。热容折叠也是反德西特空间中黑洞热力学的一个显著性质。我们提出$d$矩阵量子力学的球对称$SO(d)$和$O(d)$不变扇区作为可处理的矩阵系统,用于捕捉黑洞热力学对偶描述的关键特征。

英文摘要

We consider the $SO(d)$ and $O(d)$ invariant sectors of the bosonic $d$-matrix harmonic oscillator with $U(N)$ gauge symmetry. The micro-canonical degeneracy $\mathcal{Z}( N, d, k )$ for fixed energy $k$ is expressed as a pairing between an $N$-dependent vector and a $d$-dependent vector in the space of partitions of the integer $k$. This pairing formula is derived by counting invariant words in multi-matrix variables $X^i_{j,a}$, using properties of Clebsch-Gordan multiplicities (Kronecker coefficients) for the symmetric group $S_k$, Schur-Weyl duality and harmonic analysis on the homogeneous space $U(d)/SO(d)$. Analytic formulae for large $N$ and $k$ with $ k \le N $ are obtained using group integrals over $U(N)$ and $SO(d)$ (or $ O(d)$). The micro-canonical heat capacity in this regime is negative and turns positive, at a critical value $k_{\rm crit}$, due to finite $N$ modifications to the counting, thus forming what we denote as a characteristic caloric fold in the $ E $ versus $T$ curve. Data from the pairing formula is well fitted by $k_{\rm crit} \sim { N^2 \over 4 }$ for small values of $d$. A derivation of this large $N$ formula is given using a matrix model approximation and semi-classical analysis of the eigenvalue density. The large $N,d$ limit of the degeneracies reveals a key role for ribbon graph combinatorics. The caloric fold is also notably a property of black hole thermodynamics in anti-de-Sitter spaces. We propose the spherically symmetric \(SO(d)\) and \(O(d)\) invariant sectors of \(d\)-matrix quantum mechanics as tractable matrix systems for capturing key features of dual descriptions of black-hole thermodynamics.

2606.07832 2026-06-11 cs.CR cs.DM hep-th math-ph math.RA 交叉投稿

Ternary public-key cryptosystem

三元公钥密码系统

Steven Duplij, Qiang Guo, Na Fu

AI总结 将公钥密码系统推广到三元代数结构,基于ElGamal协议提出三元类比,利用矩阵三元化方法提高代数复杂度和信息密度。

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28 pages, revtex4.2
AI中文摘要

公钥密码系统通过使用公钥加密和对应的私钥解密,消除了预先共享密钥的需求。本文将公钥密码系统推广到三元代数结构,特别关注ElGamal作为代表性家族。我们介绍了非导出三元结构所需的代数背景,包括特殊元素、三元群环以及将二元环和群环映射到在三元乘法下封闭的反斜对角符号矩阵的矩阵三元化过程。在这些基础上,我们制定了ElGamal三步协议(密钥生成、临时加密和通过拟元素解密)的三元类比,并推导了显式的三元幂和拟元素公式,从而实现正确的解密。在三元分数域、矩阵三元化有限群环和有限(6,3)-环(域)上的具体实例和数值例子验证了该构造,并说明了三元幂的可接受字长量化和循环行为。三元框架突出了两个实际优势:更丰富的代数结构(拟元素取代二元逆)增加了攻击者的代数复杂性,以及更高的信息密度(矩阵三元化传输配对/明文向量)。形式化的困难假设、优化的参数选择以及全面的安全性和性能分析仍是必要的未来工作。

英文摘要

Public-key cryptosystems eliminate the requirement for pre-shared secret keys by enabling encryption with a publicly disclosed key and decryption with a corresponding private key. In this article we generalize the public-key cryptosystems to ternary algebraic structures, with particular attention to ElGamal as a representative family. We introduce the necessary algebraic background for nonderived ternary structures, including special elements, ternary group rings, and a matrix ternarization procedure that maps binary rings and group rings to antidiagonal symbolic matrices closed under ternary multiplication. Building on these foundations, we formulate a ternary analogue of the ElGamal three-step protocol (key generation, ephemeral encryption, and decryption via querelements) and derive explicit ternary power and querelement formulas that enable correct decryption. Concrete instantiations and numerical examples over a ternary fraction field, a matrix-ternarized finite group ring, and a finite \((6,3)\)-ring (field) validate the construction and illustrate admissible word-length quantization and cycle behaviour of ternary powers. The ternary framework highlights two practical advantages: richer algebraic structure (querelements replace binary inverses) that increases algebraic complexity for attackers, and higher information density (matrix ternarization transfers paired/plaintext vectors). Formal hardness assumptions, optimized parameter choices, and comprehensive security and performance analyses remain necessary future work.

2606.07735 2026-06-11 math.NT hep-ph hep-th math-ph 交叉投稿

Arithmetic Symmetry in Ideal Prouhet-Tarry-Escott Solutions

理想Prouhet-Tarry-Escott解中的算术对称性

Yu-Dai Tsai, Junseok Lee, Fuminobu Takahashi

AI总结 研究手征规范理论中积分电荷谱的异常抵消,将理想三次Prouhet-Tarry-Escott问题简化为两平方和方程,并证明了对称解的数量渐近为(4log2)/(3π^2)H^3 log H + O(H^3)。

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34 pages, 3 figures
AI中文摘要

部分受手征规范理论中积分电荷谱的异常抵消的启发,我们研究了理想三次Prouhet-Tarry-Escott问题中的对称轨迹。对称整数解是指其条目关于公共中心$c\in \frac12\mathbb Z$成对出现的解。这种对称性将问题简化为整数变量中的两平方和方程$x^2+y^2=u^2+v^2$,并受适当的奇偶性条件约束。因此,该问题由表示为两平方和的形式所支配。对于完整的对称轨迹,令$N_{\mathrm{sym}}(H)$表示高度至多为$H$的非平凡对称整数解的数量,按无序多重集约定计数并求和所有允许的中心。那么\begin{align*} N_{\mathrm{sym}}(H) = \frac{4\log 2}{3π^2}H^3\log H+O(H^3). \end{align*}对数增强来自两平方和表示函数的二阶矩。特别地,对称轨迹比仅从朴素$H^3$度加权盒计数尺度所预期的大。该渐近式识别出理想三次解空间的一个大的算术结构子族,并表明成对的无异常积分电荷谱反映了基本的数论结构。

英文摘要

Motivated in part by anomaly cancellation for integral charge spectra in chiral gauge theory, we study the symmetric locus in the ideal degree-three Prouhet-Tarry-Escott problem. A symmetric integer solution is one whose entries are paired about a common center $c\in \frac12\mathbb Z$. This symmetry reduces the problem to a sum-of-two-squares equation, $x^2+y^2=u^2+v^2$, in integer variables, subject to the appropriate parity conditions. Thus the problem is governed by representations as sums of two squares. For the full symmetric locus, let $N_{\mathrm{sym}}(H)$ denote the number of nontrivial symmetric integer solutions of height at most $H$, counted with unordered multiset conventions and summed over the admissible centers. Then \begin{align*} N_{\mathrm{sym}}(H) = \frac{4\log 2}{3\pi^2}H^3\log H+O(H^3). \end{align*} The logarithmic enhancement comes from the second moment of the sum-of-two-squares representation function. In particular, the symmetric locus is larger than one would expect from the naive $H^3$ degree-weighted box-counting scale alone. This asymptotic identifies a large arithmetically structured subfamily of the ideal degree-three solution space, and suggests that paired anomaly-free integral charge spectra reflect a fundamental number-theoretic structure.

2606.11118 2026-06-11 cs.LG math.OC math.PR stat.AP stat.ML 版本更新

Data-Driven Dynamic Assortment in Online Platforms: Learning about Two Sides

在线平台中的数据驱动动态分类:学习双边信息

Rahul Roy, Nur Sunar, Jayashankar M. Swaminathan

AI总结 针对双边服务平台,提出一种数据驱动算法,在未知顾客和卖家选择参数的情况下动态优化商品分类,并证明其遗憾值随时间呈多对数增长且达到最优速率。

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AI中文摘要

我们研究了一个在离散时间环境下,具有不完全信息和异质顾客的双边服务平台上的动态分类问题。在每个周期,一位顾客到达寻求服务,平台选择一组卖家进行展示。顾客根据多项逻辑选择模型,最多向分类中的一个卖家提出交易。经过固定数量的周期后,卖家审查收到的提议,并根据另一个多项逻辑选择模型,每位卖家最多选择一个顾客,然后循环重复。一个关键挑战是平台事先不知道顾客或卖家的选择模型参数。据我们所知,这是首次研究双边选择参数均未知的动态分类问题。我们开发了一种数据驱动算法,该算法在优化平台目标的同时学习这些参数。我们使用遗憾值来评估性能,该遗憾值衡量相对于一个预知所有参数和顾客到达时间的先知基准的收入损失。我们证明该算法的最坏情况遗憾值随时间呈多对数增长,并推导出匹配的下界,从而确定其速率最优性。

英文摘要

We study a dynamic assortment problem on a two-sided service platform with incomplete information and heterogeneous customers in a discrete-time setting. In each period, a customer arrives seeking service, and the platform chooses an assortment of sellers to display. The customer then proposes a transaction to at most one seller in the assortment according to a multinomial logit choice model. After a fixed number of periods, sellers review the proposals they have received and each chooses at most one customer according to another multinomial logit choice model, after which the cycle repeats. A key challenge is that the platform does not know the choice-model parameters of either customers or sellers in advance. To our knowledge, this is the first study of a dynamic assortment problem in which both sides' choice parameters are unknown. We develop a data-driven algorithm that learns these parameters while optimizing the platform's objective over time. We evaluate performance using regret, which measures revenue loss relative to a clairvoyant benchmark that knows all parameters and customer arrivals in advance. We show that the algorithm's worst-case regret grows polylogarithmically over time, and we derive a matching lower bound, establishing its rate optimality.

2606.10966 2026-06-11 math.OC math.CO 版本更新

Dominance and symmetry-breaking rules for the Graph Burning Problem

图燃烧问题的支配性和对称性破缺规则

Nice Prado (LIMOS), Rafael Colares (LIMOS)

AI总结 针对NP难的图燃烧问题,通过研究其与支配集问题的相似性,提出新整数线性规划公式,应用支配规则和对称性破缺技术缩减搜索空间,并引入目标函数扰动和剪枝规则加速求解。

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AI中文摘要

图燃烧问题(GBP)是一个NP难组合优化问题,模拟网络中影响力或传染病的传播。传播通过火在图顶点间蔓延的隐喻来表示。燃烧过程在一系列离散时间步中进行。在每个时间步,燃烧过程由传播(已燃烧节点将火传播给其邻居)和点火(选择一个额外的未燃烧节点使其燃烧)两个阶段组成。燃烧所有顶点所需的最小步数定义了图的燃烧数。文献中提供了整数线性规划公式来求解该问题,但不出所料,随着图规模的增大,这些方法难以收敛。因此,减少这些公式所探索的搜索空间成为提高性能的关键。在这项工作中,我们研究了图燃烧问题与著名的支配集问题的相似性。我们基于此研究提出了一个新的公式,并应用支配规则和对称性破缺技术来缩减搜索空间,从而加速求解时间。我们还引入了对目标函数的扰动,以及扰动模型的剪枝规则,以进一步加速其求解。

英文摘要

The Graph Burning Problem (GBP) is a NP-Hard combinatorial optimization problem that models the propagation of influence or contagion in a network. The propagation is represented through the metaphor of a fire spreading through the vertices of a graph. A burning process takes place in a series of discrete time-steps. At each time step, the burning process is characterized by a propagation (where burned nodes spread the fire to their neighbors), and an ignition (where one additional unburned node is chosen to become burned). The minimum number of steps required to burn all vertices of a graph defines its burning number. Literature provides integer linear programming formulations to solve the problem, but with no surprise, such approaches struggle to converge as the graph size increases. Therefore, reducing the search space explored by these formulations becomes a key point to improve performances. In this work, we study the similarities of the Graph Burning Problem with the well-known Dominating Set Problem. We propose a new formulation based on this study and apply dominance rules and symmetry-breaking techniques to reduce the search space and consequently speed up resolution time. We also introduce a perturbation of the proposed objective function, as well as a pruning rule for the perturbed model in order to further accelerate its resolution.

2606.10962 2026-06-11 math.DG 版本更新

On the First Eigenvalue of Embedded Minimal Hypersurfaces in the Unit Sphere

单位球面中嵌入极小超曲面的第一特征值

Jinhong Yu

AI总结 针对单位球面中闭嵌入极小超曲面,改进了其Laplace-Beltrami算子第一非零特征值的下界,结果略优于Duncan-Sire-Spruck的界。

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AI中文摘要

设 $\Sigma$ 是 $\mathbb{S}^{n+1}$ 中的闭嵌入极小超曲面。我们改进了 $\Sigma$ 上诱导的 Laplace-Beltrami 算子的第一非零特征值的下界。该结果略优于 Duncan-Sire-Spruck 的界。

英文摘要

Let $\Sigma$ be a closed embedded minimal hypersurface in $\mathbb{S}^{n+1}$. We establish an improved lower bound for the first non-zero eigenvalue of the induced Laplace-Beltrami operator on $\Sigma$. It is slightly better than the bound of Duncan-Sire-Spruck.

2606.10946 2026-06-11 math.QA math.RA math.RT 版本更新

A quiver approach to quasi-quantum groups with the Chevalley property

具有Chevalley性质的拟量子群的箭图方法

Jing Yu

AI总结 本文通过引入修正广义路余代数,给出具有对偶Chevalley性质的余拟Hopf代数的箭图刻画,并分类了有限表示型的Chevalley性质积分张量范畴。

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60pages,comments welcome
AI中文摘要

在本文中,我们发展了一种箭图方法来处理具有对偶Chevalley性质的余拟Hopf代数。我们引入了一个与给定箭图Q和由顶点索引的简单余代数族S={C_i|i∈Q_0}相关联的修正广义路余代数k(Q,S),使得其连接箭图与Q一致。我们证明了这样的余代数具有带对偶Chevalley性质的分次余拟Hopf代数结构当且仅当Q是一个广义Hopf箭图且⊕_{i∈Q_0}C_i构成一个余半单余拟Hopf代数。此外,我们给出了这些余拟Hopf代数结构的分类。然后我们研究了具有对偶Chevalley性质的余拟Hopf代数的连接不可分解分量,并给出了这类余拟Hopf代数的广义对偶Gabriel定理。作为应用,我们应用箭图方法分类了有限表示型的具有Chevalley性质的有限积分张量范畴。我们还给出了 tame 余表示型的余根分次余拟Hopf代数的结构刻画。进一步地,我们通过箭图方法研究了具有Chevalley性质的有限辫积分张量范畴。

英文摘要

In this paper, we develop a quiver approach to coquasi-Hopf algebras with the dual Chevalley property. We introduce a modified generalized path coalgebra $\Bbbk(\mathrm{Q},\mathcal{S})$ associated with a given quiver $\mathrm{Q}$ and a collection of simple coalgebras $\mathcal{S}=\{C_i\mid i\in \mathrm{Q}_0\}$ indexed by the vertices of $\mathrm{Q}$, such that its link quiver coincides with $\mathrm{Q}$. We prove that such a coalgebra admits a graded coquasi-Hopf algebra structure with the dual Chevalley property if and only if $\mathrm{Q}$ is a generalized Hopf quiver and $\bigoplus_{i\in \mathrm{Q}_0}C_i$ forms a cosemisimple coquasi-Hopf algebra. Moreover, we provide a classification of these coquasi-Hopf algebra structures. We then study the link-indecomposable components of a coquasi-Hopf algebra with the dual Chevalley property, and give the generalized dual Gabriel's theorem for such coquasi-Hopf algebras. As an application, we apply the quiver method to classify finite integral tensor categories with the Chevalley property of finite representation type. We also give structural characterizations of coradically graded coquasi-Hopf algebras of tame corepresentation type. Furthermore, we investigate finite braided integral tensor categories with the Chevalley property via the quiver approach.

2606.10622 2026-06-11 math.RT 版本更新

Spin characters of symmetric and alternating groups which are proportional in characteristic 3

对称群与交错群在特征3下成比例的旋量特征

Matthew Fayers, Eoghan McDowell

AI总结 研究有限群G的p-模约化中,两个不可约表示何时成比例的问题,特别针对p=3时双覆盖群的旋量特征,给出了完整分类。

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20 pages (updated references)
AI中文摘要

设$G$为有限群,$p$为素数。确定$G$的两个普通不可约表示何时具有相同的$p$-模约化是有趣的;这等价于说分解矩阵的对应行相等,或两个表示的特征标在$p$-正则共轭类上一致。实际上,我们考虑更一般的问题:询问分解矩阵的两行何时成比例。当$G$是交错群或对称群的双覆盖时,除了$p=3$的情况,该问题已被解决。这里我们解决了旋量特征(即不从被覆盖群提升的特征)的缺失情况,从而完全解决了对称群双覆盖的问题。我们的解与$p=2$时相应问题的解有惊人的相似之处。

英文摘要

Let $G$ be a finite group and $p$ a prime. It is interesting to determine when two ordinary irreducible representations of $G$ have the same $p$-modular reduction; this is the same as saying that the corresponding rows of the decomposition matrix are equal, or that the characters of the two representations agree on $p$-regular conjugacy classes. In fact we consider the more general problem of asking when two rows of the decomposition matrix are proportional. In the case where $G$ is a double cover of the alternating or symmetric group, this problem has been solved except when $p=3$. Here we resolve the missing case for spin characters (i.e. characters which are not lifted from the covered group), which completely solves the problem for the double cover of the symmetric group. There are surprising parallels to our solution to the corresponding problem for $p=2$.

2606.10609 2026-06-11 math.RT 版本更新

Spin characters of the alternating group which are proportional to linear characters in characteristic 2

交错群在特征2中与线性特征成比例的旋量特征

Eoghan McDowell

AI总结 分类了交错群的旋量与非旋量不可约特征在2模约化下成比例的情况,等价于在奇阶元上成比例的情况。

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4 pages (updated references)
AI中文摘要

我们分类了交错群的旋量与非旋量不可约特征何时具有成比例的2模约化。等价地,我们分类了这样一对特征何时在奇阶元上成比例。

英文摘要

We classify when a spin and a non-spin irreducible character of the alternating group have proportional 2-modular reductions. Equivalently, we classify when such a pair of characters are proportional on elements of odd order.