arXivDaily arXiv每日学术速递 周一至周五更新
2409.06512 2026-06-19 math.FA 版本更新

Manifolds of absolutely continuous functions with values in an infinite-dimensional manifold and regularity properties of half-Lie groups

取值于无限维流形的绝对连续函数流形与半李群的正则性性质

Matthieu F. Pinaud

AI总结 本文为取值于无限维流形的绝对连续函数定义了光滑流形结构,并证明了右半李群Diff_K^r(R)和Diff^r(M)是L^p-半正则的,其演化映射连续。

Comments Minor errors, redaction and references corrected

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AI中文摘要

对于$p\in [1,\infty]$,我们为所有实数$a<b$和每个具有局部加法的、建模在序列完备局部凸拓扑向量空间上的光滑流形$N$,在绝对连续函数$\gamma\colon [a,b]\to N$(具有$L^p$导数)的集合$AC_{L^p}([a,b],N)$上定义了一个光滑流形结构。讨论了绝对连续函数空间之间的自然映射的光滑性,例如对于光滑映射$f\colon N_1\to N_2$,叠加算子$AC_{L^p}([a,b],N_1)\to AC_{L^p}([a,b],N_2)$,$\eta\mapsto f\circ \eta$。对于$1\leq p <\infty$和$r\in \mathbb{N}$,我们证明了右半李群$\text{Diff}_K^r(\mathbb{R})$和$\text{Diff}^r(M)$是$L^p$-半正则的。这里$K$是$\mathbb{R}$的紧子集,$M$是紧致光滑流形。一个$L^p$-半正则半李群$G$允许一个演化映射$\text{Evol}:L^p([0,1],T_e G)\to AC_{L^p}([0,1],G)$,其中$e$是$G$的单位元。对于前面的例子,演化映射$\text{Evol}$是连续的。

英文摘要

For $p\in [1,\infty]$, we define a smooth manifold structure on the set $AC_{L^p}([a,b],N)$ of absolutely continuous functions $γ\colon [a,b]\to N$ with $L^p$-derivatives for all real numbers $a<b$ and each smooth manifold $N$ modeled on a sequentially complete locally convex topological vector space, such that $N$ admits a local addition. Smoothness of natural mappings between spaces of absolutely continuous functions is discussed, like superposition operators $AC_{L^p}([a,b],N_1)\to AC_{L^p}([a,b],N_2)$, $η\mapsto f\circ η$, for a smooth map $f\colon N_1\to N_2$. For $1\leq p <\infty$ and $r\in \mathbb{N}$ we show that the right half-Lie groups $\text{Diff}_K^r(\mathbb{R})$ and $\text{Diff}^r(M)$ are $L^p$-semiregular. Here $K$ is a compact subset of $\mathbb{R}$ and $M$ is a compact smooth manifold. An $L^p$-semiregular half-Lie group $G$ admits an evolution map $\text{Evol}:L^p([0,1],T_e G)\to AC_{L^p}([0,1],G)$, where $e$ is the neutral element of $G$. For the preceding examples, the evolution map $\text{Evol}$ is continuous.

2502.10382 2026-06-19 math.MG math.PR 版本更新

On creating convexity in high dimensions

关于在高维中创建凸性

Samuel G. G. Johnston

AI总结 本文证明存在一个高斯测度接近1的集合A,使得其k-凸组合(k=O(√log log n))不包含任何测度≥ε的凸集,补充了Talagrand凸性猜想的结果。

Comments 30 pages, revised following the recent resolution of Talagrand's convexity conjecture by Hua, Song and Tudose

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AI中文摘要

给定$\mathbb{R}^n$的子集$A$,定义\begin{align*} \mathrm{conv}_k(A):= \left\{ \lambda_1 s_1 + \cdots + \lambda_k s_k: \lambda_i \in [0,1], \sum_{i=1}^k \lambda_i = 1, s_i \in A \right\} \end{align*}为$\mathbb{R}^n$中可表示为$A$中向量的$k$重凸组合的向量集合。令$\gamma_n$表示$\mathbb{R}^n$上的标准高斯测度。我们证明:对任意$\varepsilon > 0$,存在$\mathbb{R}^n$的子集$A$,其高斯测度$\gamma_n(A) \geq 1- \varepsilon$,使得对所有$k = O_\varepsilon(\sqrt{\log \log(n)})$,$\mathrm{conv}_k(A)$不包含任何高斯测度$\gamma_n(K) \geq \varepsilon$的凸集$K$。该结果补充了Hua、Song和Tudose近期对Talagrand凸性猜想的肯定解决,该猜想指出:大集合$A$的三重Minkowski和$A+A+A$的通用膨胀保证存在大的凸子集。我们的方法利用了随机copula的集中性质以及最优传输技术在高维向量经验坐标测度上的应用。

英文摘要

Given a subset $A$ of $\mathbb{R}^n$, we define \begin{align*} \mathrm{conv}_k(A) := \left\{ λ_1 s_1 + \cdots + λ_k s_k : λ_i \in [0,1], \sum_{i=1}^k λ_i = 1 , s_i \in A \right\} \end{align*} to be the set of vectors in $\mathbb{R}^n$ that can be written as a $k$-fold convex combination of vectors in $A$. Let $γ_n$ denote the standard Gaussian measure on $\mathbb{R}^n$. We show that for every $\varepsilon > 0$, there exists a subset $A$ of $\mathbb{R}^n$ with Gaussian measure $γ_n(A) \geq 1- \varepsilon$ such that for all $k = O_\varepsilon(\sqrt{\log \log(n)})$, $\mathrm{conv}_k(A)$ contains no convex set $K$ of Gaussian measure $γ_n(K) \geq \varepsilon$. This result acts as a complement to the recent affirmative resolution of Talagrand's convexity conjecture by Hua, Song, and Tudose, which states that a universal dilation of the threefold Minkowski sum $A+A+A$ of a large set $A$ guarantees a large convex subset. Our approach utilises concentration properties of random copulas and the application of optimal transport techniques to the empirical coordinate measures of vectors in high dimensions.

2503.12599 2026-06-19 math.AP gr-qc math.DG 版本更新

Well-posed geometric boundary data in General Relativity, III: Conformal-mean curvature boundary data

广义相对论中适定的几何边界数据,III:共形平均曲率边界数据

Zhongshan An, Michael T. Anderson

AI总结 研究真空爱因斯坦方程初边值问题在共形平均曲率边界条件下的局部适定性,通过线性化分析和Holmgren型唯一性定理,证明解空间在光滑函数中稠密。

Comments Substantial revision of previous version, v1, due to a gap in the proof of the main linearized existence theorem of v1. Statement of main linearized existence theorem weakened. This version is now Part III of the series, in place of prior Part I. 27 pages

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AI中文摘要

这是关于广义相对论中真空爱因斯坦方程具有几何边界条件的初边值问题(局部时间)适定性的系列工作的第三部分。这里我们研究共形平均曲率边界条件,包括边界度量的共形类和边界的平均曲率。我们证明,在具有一致有界几何到所有阶的度量处,线性化问题的解空间在$C^{\infty}$中具有稠密范围,并建立了一个适用于一般光滑线性化解的Holmgren型唯一性定理。这些结果需要在柯西面与类时边界相交处添加一个任意的角点项。

英文摘要

This is the third work in a series on the (local in time) well-posedness of the initial boundary value problem (IBVP) for the vacuum Einstein equations in general relativity with geometric boundary conditions. Here we study the conformal-mean curvature boundary conditions, consisting of the conformal class of the boundary metric and mean curvature of the boundary. We prove that at metrics of uniformly bounded geometry to all orders, the linearized problem has a solution space with dense range in $C^{\infty}$ and establish a Holmgren-type uniqueness theorem valid for general smooth linearized solutions. These results require the addition of an arbitrary corner angle term at the intersection of the Cauchy surface and the timelike boundary.

1905.06571 2026-06-19 math.OC 版本更新

Morrey's conjecture: rank-one convexity implies quasi-convexity for two-dimensional, two-component maps

Morrey猜想:二维双分量映射的秩一凸性蕴含拟凸性

Pablo Pedregal

AI总结 本文通过不动点论证证明,对于二维双分量映射,秩一凸性等价于拟凸性,核心在于利用集值映射保持分解方向与体积分数,从而所有梯度均可通过层压达到。

Comments 25 pages, 1 figure

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AI中文摘要

我们证明对于二维双分量映射,秩一凸性等价于拟凸性。证明的关键工具是针对从一个分量到另一个分量的合适集值映射的不动点论证,该映射在$(H_n)$-条件形式下保持分解方向。不动点的存在确保除了保持分解方向外,联合体积分数也得到尊重,从而得出基本事实:每个二维双分量梯度都可以通过层压达到。当映射具有多于两个分量时,每两个分量的组合都存在不动点,但通常它们不匹配。更高维度需要进一步洞察如何组织和处理分段仿射映射的三角剖分。

英文摘要

We prove that for two-component maps in dimension two, rank-one convexity is equivalent to quasiconvexity. The essential tool for the proof is a fixed-point argument for a suitable set-valued map going from one component to the other that preserves decomposition directions within the $(H_n)$-condition formalism. The existence of a fixed point ensures that, in addition to keeping decomposition directions, joint volume fractions are respected as well, leading to the fundamental fact that every two-dimensional, two-component gradient can be reached by lamination. When maps have more than two components, fixed points exist for every combination of two components, but they do not match in general. Higher dimension would require further insight on how to organize and deal with triangulations for piece-wise affine maps.

2505.06866 2026-06-19 math.NA cs.NA 版本更新

Quantum preconditioning method for finite difference discretizations of the Poisson equation via Schrödingerization

基于薛定谔化的泊松方程有限差分离散量子预处理方法

Shi Jin, Nana Liu, Chuwen Ma, Yue Yu

AI总结 提出结合薛定谔化技术与BPX多水平预条件子的量子预处理框架,通过结构感知的块编码避免归一化缩放,实现近最优复杂度求解泊松方程线性系统。

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AI中文摘要

我们提出了一个量子预处理框架,用于求解由泊松方程有限差分离散产生的线性系统。它基于薛定谔化技术\cite{JLY22b,JLYPRL24}与BPX多水平预条件子的结合,以实现近最优复杂度。薛定谔化技术将线性偏微分和常微分方程转化为高一维空间中具有酉演化的薛定谔型系统,使其适用于量子模拟。一个关键贡献是对对称预处理矩阵$A_S = S^\top A S$的块编码进行结构感知的构造,其中$A$是刚度矩阵,$S$以分解形式编码BPX预条件子。通过建立一个新的交换恒等式,我们避免了因朴素地乘块编码而产生的不利归一化缩放。这得到了$A_S$的精确块编码,归一化因子为$\mathcal{O}(d^2(L+1))$,其中$d$是空间维度,$L$是水平数。结合基于薛定谔化的哈密顿模拟,整个量子算法在估计解的线性泛函到给定容差$\varepsilon$时,查询复杂度为$\mathcal{O}\big(\mathrm{poly}(d)\varepsilon^{-1} \mathrm{polylog}(\varepsilon^{-1}) \big)$。

英文摘要

We present a quantum preconditioning framework for solving linear systems arising from a finite difference discretization of the Poisson equation. It is based on the combination of the Schrödingerization technique \cite{JLY22b,JLYPRL24} and the BPX multilevel preconditioner in order to achieve near-optimal complexity. The Schrödingerization technique transforms linear partial and ordinary differential equations into Schrödinger-type systems with unitary evolution in one higher dimension, making them suitable for quantum simulation. A key contribution is a structure-aware construction of the block-encoding for the symmetrically preconditioned matrix $A_S = S^\top A S$, where $A$ is the stiffness matrix and $S$ encodes the BPX preconditioner in factored form. By establishing a novel commuting identity, we avoid the unfavorable normalization scaling that would otherwise arise from naive multiplication of block-encodings. This yields an exact block-encoding of $A_S$ with normalization $\mathcal{O}(d^2(L+1))$, where $d$ is the spatial dimension and $L$ is the number of levels. Combined with the Schrödingerization-based Hamiltonian simulation, the overall quantum algorithm achieves a query complexity of $\mathcal{O}\big(\mathrm{poly}(d)\varepsilon^{-1} \mathrm{polylog}(\varepsilon^{-1}) \big)$ for estimating linear functionals of the solution to a given tolerance $\varepsilon$.

2505.03056 2026-06-19 math.MG cs.NA math.NA 版本更新

Asymptotically short generalizations of $t$-design curves

渐近短的 $t$-设计曲线推广

Ayodeji Lindblad

AI总结 研究球面上渐近最优弧长的近似和加权t-设计曲线,证明在近似和加权设置下存在达到渐近弧长的曲线,并给出低维公式。

Comments 20 pages, 5 figures. Fixed typos, reduced scope for brevity

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AI中文摘要

Ehler 和 Gröchenig 定义了球面 $t$-设计曲线,其关联的线积分恰好平均所有次数至多 $t$ 的多项式。这些作者提出了寻找 $S^d$ 上渐近最优弧长 $\ell(\gamma_t)\asymp t^{d-1}$(当 $t\to\infty$)的球面 $t$-设计曲线 $\gamma_t$ 的问题。本文研究了 $\textit{$\varepsilon_t$-近似}$ 和 $\textit{加权 $t$-设计曲线}$ 的类似问题,证明了在近似设置中(其中 $\varepsilon_t\asymp1/t$ 当 $t\to\infty$)对于奇数 $d\in\Bbb N_+$,以及在加权设置中(其中这些曲线的权重函数在除有限点外所有点处严格为正)对于所有 $d\in\Bbb N_+$,在 $S^d$ 上存在达到此渐近弧长的曲线。给出了 $d\in\{2,3\}$ 时此类加权 $t$-设计曲线的公式。

英文摘要

Ehler and Gröchenig defined spherical $t$-design curves to be curves whose associated line integrals exactly average all degree at most $t$ polynomials. These authors posed the question of finding spherical $t$-design curves $γ_t$ on $S^d$ of asymptotically optimal arc length $\ell(γ_t)\asymp t^{d-1}$ as $t\to\infty$. This work investigates analogues of this question for $\textit{$\varepsilon_t$-approximate}$ and $\textit{weighted $t$-design curves}$, proving existence of such curves on $S^d$ achieving this asymptotic arc length for odd $d\in\Bbb N_+$ in the approximate setting (where $\varepsilon_t\asymp1/t$ as $t\to\infty$) and all $d\in\Bbb N_+$ in the weighted setting (where these curves have weight functions which are strictly positive at all but finitely many points). Formulas for such weighted $t$-design curves for $d\in\{2,3\}$ are presented.

2410.09969 2026-06-19 math.AG math.NT 版本更新

p-Primary Torsion of the Brauer Group in Characteristic p

特征p下Brauer群的p-主挠

Yuan Yang

AI总结 研究特征p>0的代数闭域上光滑完备簇的Brauer群的p-主分量,利用平展上同调与de Rham-Witt复形建立计算框架。

Comments 160 pages

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AI中文摘要

设X是特征p>0的代数闭域k上的光滑完备簇。本文研究X的Brauer群的p-主分量。

英文摘要

Let X be a proper smooth variety over an algebraically closed field k of characteristic p>0. This thesis studies the p-primary component of the Brauer group of X.

2504.05406 2026-06-19 math.CO 版本更新

Erdős-Ko-Rado Theorems for Paths in Graphs

图中路径的 Erdős-Ko-Rado 定理

Neal Bushaw, James Danielsson, Glenn Hurlbert

AI总结 本文研究图中长度-r路径族的1-相交和s-相交性质,证明太阳图和theta图满足EKR性质,并给出Hilton-Milner型结果和横贯数结论。

Comments 26 pages, revised

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AI中文摘要

一个集合族称为$s$-相交的,如果其中任意两个集合至少有$s$个公共元素。如果族中所有成员都包含某$s$个公共元素,则称为$s$-星。一个集合族称为$s$-EKR,如果它的所有$s$-相交子族的大小都不超过某个$s$-星的大小。例如,经典的1961年Erdős-Ko-Rado定理本质上表明,当$n$是$r$和$s$的足够大函数时,$\{1,2,\ldots,n\}$的所有$r$元子集族是$s$-EKR的,而1967年Hilton-Milner定理给出了这类集合中最大的非星相交族的近星结构。随后出现了两个重要猜想:1974年Chvátal猜想每个子集封闭的集合族是1-EKR的,以及2005年Holroyd和Talbot猜想,对于每个图,当每个极大独立集的大小至少为$2r$时,图的所有$r$元独立集族是1-EKR的。在本文中,我们给出了图中长度为$r$的路径族的类似1-EKR结果,特别是对于太阳图(即带有均匀悬挂边的环)和theta图(即共享相同两个端点的两两内部不相交路径的集合)。我们还证明了太阳图中此类路径的$s$-EKR结果,并给出了它们的Hilton-Milner型结果。一个集合称为集合族的横贯,如果它与族中每个成员相交,族的横贯数是最小横贯的大小。例如,星的横贯数为1,Hilton-Milner族的横贯数为2。我们以一些涉及所谓三角族的横贯结果结束本文,包括一些关于射影平面的结果。

英文摘要

A family of sets is $s$-intersecting if every pair of its sets has at least $s$ elements in common. It is an $s$-star if all its members have some $s$ elements in common. A family of sets is called $s$-EKR if all its $s$-intersecting subfamilies have size at most that of some $s$-star. For example, the classic 1961 Erdős-Ko-Rado theorem states essentially that the family of $r$-sized subsets of $\{1,2,\ldots,n\}$ is $s$-EKR when $n$ is a large enough function of $r$ and $s$, and the 1967 Hilton-Milner theorem provides the near-star structure of the largest non-star intersecting family of such sets. Two important conjectures along these lines followed: by Chvátal in 1974, that every subset-closed family of sets is 1-EKR, and by Holroyd and Talbot in 2005, that, for every graph, the family of all its $r$-sized independent sets is 1-EKR when every maximal independent set has size at least $2r$. In this paper we present similar 1-EKR results for families of length-$r$ paths in graphs, specifically for sun graphs, which are cycles with pendant edges attached in a uniform way, and theta graphs, which are collections of pairwise internally disjoint paths sharing the same two endpoints. We also prove $s$-EKR results for such paths in suns, and give a Hilton-Milner type result for them as well. A set is a transversal of a family of sets if it intersects each member of the family, and the transversal number of the family is the size of its smallest transversal. For example, stars have transversal number 1, and the Hilton-Milner family has transversal number 2. We conclude the paper with some transversal results involving what we call triangular families, including a few results for projective planes.

2408.14452 2026-06-19 math.OC 版本更新

Taxicab distance based best-worst method for multi-criteria decision-making: An analytical approach

基于出租车距离的最优最劣多准则决策方法:一种解析方法

Harshit Ratandhara, Mohit Kumar

AI总结 本文对基于出租车距离的最优最劣方法进行解析分析,证明该模型可能导致多个最优权重集,并提出混合整数线性规划计算一致性指标及决策者辅助选择策略,显著提升计算效率。

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AI中文摘要

最优最劣方法是一种著名的基于距离的多准则决策方法,用于计算决策准则的权重。本文对该方法的出租车距离模型进行了全面的解析研究,旨在探讨这些解的唯一性,并进行严格的一致性分析。为此,首先构建了一个与原始问题等价的最优修正优化问题。然后解析求解该重构问题,并从其解中推导出最优权重集。与基于出租车模型数值实验的普遍理解相反,我们的解析框架证明该模型实际上可能导致多个最优权重集,并正式建立了这种情况发生的条件。随后采用混合整数线性规划模型计算一致性指标。还提出了一种决策者辅助的选择策略,以解决最优权重集的非唯一性问题。此外,建立了评估给定偏好可接受性的一致性比率阈值。该框架提供了坚实的数学基础,增强了对模型的理解,并消除了对优化软件的需求。通过显著提高模型的计算效率,使其能够应用于大规模、动态的现实场景,例如电力市场竞价策略和市场波动下的投资组合再平衡。通过数值示例展示了所提框架的有效性,并通过智能手机选择问题说明了其实用适用性。

英文摘要

The best-worst method is a well-known distance based multi-criteria decision-making method used for computing the weights of decision criteria. This article provides a comprehensive analytical examination of the taxicab distance based model of the method, with the objectives of investigating the uniqueness of these solutions, and performing a rigorous consistency analysis. To achieve this, an optimal modification based optimization problem, equivalent to the original one, is first formulated. This reformulated problem is then solved analytically, and the optimal weight sets are derived from its solutions. Contrary to the prevailing understanding derived from numerical experiments with the taxicab model, our analytical framework proves that the model can, in fact, lead to multiple optimal weight sets, and we formally establish the conditions for this occurrence. A mixed-integer linear programming model is then employed to compute the consistency index. A decision-maker-aided selection strategy is also proposed for addressing non-uniqueness of optimal weight sets. In addition, threshold values of the consistency ratio to assess the admissibility of given preferences are also established. This framework provides a solid mathematical foundation that enhances the understanding of the model and eliminates the requirement for optimization software. By significantly improving the model's computational efficiency, it enables implementation in large-scale, dynamic real-world applications such as electricity market bidding strategies and portfolio rebalancing under market volatility. The effectiveness of the proposed framework is demonstrated through numerical examples, and its practical applicability is illustrated via a smartphone selection problem.

2410.02248 2026-06-19 math.LO math.GR 版本更新

Oligomorphic groups, their automorphism groups, and the complexity of their isomorphism

寡态群、其自同构群及其同构的复杂性

Gianluca Paolini, Andre Nies

AI总结 本文研究Roelcke预紧的置换群子群,证明其内自同构群在自同构群中闭,且在外自同构群完全不连通局部紧;并给出方法证明两类寡态群的同构关系光滑,且其自同构群拓扑同构于寡态群,外自同构群为profinite。

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AI中文摘要

本文沿两个相互关联的方向建立了结果。1. 设$G$是自然数置换群$\mathrm{Sym}(\omega)$的Roelcke预紧闭子群。设$\mathrm{Aut}(G)$表示$G$的连续自同构群。则$\mathrm{Inn}(G)$在$\mathrm{Aut}(G)$中闭,其中$\mathrm{Aut}(G)$带有其(忠实)作用在开子群的陪集上的逐点收敛拓扑。在更强的假设$G$是寡态的条件下,$\+ N_G/G$是profinite的,其中$\+ N_G$表示$G$在$\mathrm{Sym}(\omega)$中的正规化子,且拓扑群$\mathrm{Out}(G)= \mathrm{Aut}(G)/\mathrm{Inn}(G)$是完全不连通、局部紧的。2a. 我们提供了一种一般方法,用于证明适当Borel类中寡态群的同构关系的光滑性。我们将其应用于两个这样的类:无代数性的寡态群,以及至多有限个本质子群共轭类的寡态群。2b. 利用该方法,我们还证明了如果$G$属于这样的Borel类,则$\mathrm{Aut}(G)$拓扑同构于一个寡态群,且$\mathrm{Out}(G)$是profinite的。

英文摘要

The paper establishes results following two interconnected directions. 1. Let $G$ be a Roelcke precompact closed subgroup of the group $\mathrm{Sym}(ω)$ of permutations of the natural numbers. Let $\mathrm{Aut}(G)$ denote the group of continuous automorphisms of $G$. Then $\mathrm{Inn}(G)$ is closed in $\mathrm{Aut}(G)$, where $\mathrm{Aut}(G)$ carries the topology of pointwise convergence for its (faithful) action on the cosets of open subgroups. Under the stronger hypothesis that~$G$ is oligomorphic, $\+ N_G/G$ is profinite, where $\+ N_G$ denotes the normaliser of~$G$ in $\mathrm{Sym}(ω)$, and the topological group $\mathrm{Out}(G)= \mathrm{Aut}(G)/\mathrm{Inn}(G)$ is totally disconnected, locally compact. 2a. We provide a general method to show smoothness of the isomorphism relation for appropriate Borel classes of oligomorphic groups. We apply it to two such classes: the oligomorphic groups with no algebraicity, and the oligomorphic groups with finitely many {essential} subgroups up to conjugacy. 2b. Using this method we also show that if $G$ is in such a Borel class, then $\mathrm{Aut}(G)$ is topologically isomorphic to an oligomorphic group, and $\mathrm{Out}(G)$ is profinite.

2503.13328 2026-06-19 q-fin.MF math.PR 版本更新

Model-independent upper bounds for the prices of Bermudan options with convex payoffs

凸收益百慕大期权价格的无模型上界

David Hobson, Dominykas Norgilas

AI总结 研究在给定欧式期权价格下,寻找具有凸收益的百慕大期权价格的无套利上界,通过刻画对偶问题并假设测度满足分散性条件完全求解,发现标准设定不足以定义最优模型,需要额外随机化。

Comments 55 pages, 6 figures. In the new version we work with arbitrary convex payoffs and marginal distributions that satisfy the Dispersion Assumption

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AI中文摘要

假设 $\mu$ 和 $\nu$ 是 $\mathbb{R}$ 上的概率测度,满足 $\mu \leq_{cx} \nu$。设 $a$ 和 $b$ 是 $\mathbb{R}$ 上的凸函数,且 $a \geq b \geq 0$。我们感兴趣的是寻找 $$\sup_{\mathbf{M}} \sup_{\tau} \mathbb{E}^{\mathbf{M}} \left[ a(X) I_{ \{ \tau = 1 \} } + b(Y) I_{ \{ \tau = 2 \} } \right] $$ 其中第一个上确界取遍所有一致模型 $\mathbf{M}$(即过滤概率空间 $(\Omega, \mathbf{F}, \mathbb{F}, \mathbb{P})$,使得 $Z=(z,Z_1,Z_2)=(\int_{\mathbb{R}} x \mu(dx) = \int_{\mathbb{R}} y \nu(dy), X, Y)$ 是一个 $(\mathbb{F},\mathbb{P})$ 鞅,且在 $\mathbb{P}$ 下 $X$ 服从分布 $\mu$,$Y$ 服从分布 $\nu$),第二个上确界中的 $\tau$ 是取值于 $\{1,2\}$ 的 $(\mathbb{F},\mathbb{P})$ 停时。我们的贡献首先是刻画并简化对偶问题,其次是在对测度 $\mu$ 和 $\nu$ 的一些结构假设(即 $\mu$ 和 $\nu$ 是绝对连续的概率测度且满足分散性假设)下完全求解该问题。一个关键发现是,由 $Z$ 生成的过滤的标准设定不足以定义最优模型,需要额外的随机化。即使边际分布 $\mu$ 和 $\nu$ 是无原子的,这一结论仍然成立。该问题可解释为:在给定同时到期的欧式期权价格的情况下,寻找具有两个可能行权日的百慕大期权价格的稳健或无模型无套利上界。

英文摘要

Suppose $μ$ and $ν$ are probability measures on $\mathbb{R}$ satisfying $μ\leq_{cx} ν$. Let $a$ and $b$ be convex functions on $\mathbb{R}$ with $a \geq b \geq 0$. We are interested in finding $$\sup_{\mathbf{M}} \sup_τ \mathbb{E}^{\mathbf{M}} \left[ a(X) I_{ \{ τ= 1 \} } + b(Y) I_{ \{ τ= 2 \} } \right] $$ where the first supremum is taken over consistent models $\mathbf{M}$ (i.e., filtered probability spaces $(Ω, \mathbf{F}, \mathbb{F}, \mathbb{P})$ such that $Z=(z,Z_1,Z_2)=(\int_{\mathbb{R}} x μ(dx) = \int_{\mathbb{R}} y ν(dy), X, Y)$ is a $(\mathbb{F},\mathbb{P})$ martingale, where $X$ has law $μ$ and $Y$ has law $ν$ under $\mathbb{P}$) and $τ$ in the second supremum is a $(\mathbb{F},\mathbb{P})$-stopping time taking values in $\{1,2\}$. Our contributions are first to characterise and simplify the dual problem, and second to completely solve the problem under some structural assumptions on the measures $μ$ and $ν$ (namely that $μ$ and $ν$ are absolutely continuous probability measures that satisfy the Dispersion Assumption). A key finding is that the canonical set-up in which the filtration is that generated by $Z$ is not rich enough to define an optimal model and additional randomisation is required. This holds even though the marginal laws $μ$ and $ν$ are atom-free. The problem has an interpretation of finding the robust, or model-free, no-arbitrage bound on the price of a Bermudan option with two possible exercise dates, given the prices of co-maturing European options.

2503.11479 2026-06-19 stat.CO math.PR math.ST stat.ME stat.TH 版本更新

Towards practical PDMP sampling: Metropolis adjustments, locally adaptive step-sizes, and NUTS-based time lengths

走向实用的PDMP采样:Metropolis调整、局部自适应步长和基于NUTS的时间长度

Augustin Chevallier, Sam Power, Matthew Sutton

AI总结 针对PDMP采样需要计算模型特定界限的难题,提出Metropolis调整近似、自适应步长机制和NUTS启发的路径长度选择,集成得到双重自适应PDMP采样器,提升鲁棒性和效率。

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AI中文摘要

分段确定性马尔可夫过程(PDMP)在从复杂概率分布中采样方面具有重要前景。然而,其实践应用受到需要计算模型特定界限的限制。相反,虽然哈密顿蒙特卡洛(HMC)提供了一种普遍有效的采样方法,但其无法自适应调整步长,导致在采样漏斗形等复杂分布时性能受损。为解决这些限制,我们引入了三个创新概念:(a) 一种Metropolis调整的PDMP模拟近似,无需显式界限且不破坏不变测度;(b) 一种与Metropolis校正兼容的自适应步长机制;(c) 一种受无U型转弯采样器(NUTS)启发的方案,用于动态选择PDMP中的路径长度。这三个想法可以无缝集成到一个单一的“双重自适应”PDMP采样器中,具有良好的鲁棒性和效率特性。

英文摘要

Piecewise-Deterministic Markov Processes (PDMPs) hold significant promise for sampling from complex probability distributions. However, their practical implementation is hindered by the need to compute model-specific bounds. Conversely, while Hamiltonian Monte Carlo (HMC) offers a generally efficient approach to sampling, its inability to adaptively tune step sizes impedes its performance when sampling complex distributions like funnels. To address these limitations, we introduce three innovative concepts: (a) a Metropolis-adjusted approximation for PDMP simulation that eliminates the need for explicit bounds without compromising the invariant measure, (b) an adaptive step size mechanism compatible with the Metropolis correction, and (c) a No U-Turn Sampler (NUTS)-inspired scheme for dynamically selecting path lengths in PDMPs. These three ideas can be seamlessly integrated into a single, `doubly-adaptive' PDMP sampler with favourable robustness and efficiency properties.

2503.10236 2026-06-19 math.AG 版本更新

Liftability and vanishing theorems for Fano threefolds in positive characteristic I

正特征Fano三维流形的可提升性与消失定理I

Tatsuro Kawakami, Hiromu Tanaka

AI总结 本文证明正特征光滑Fano三维流形可提升到Witt向量环,并满足Akizuki-Nakano消失、Hodge到de Rham谱序列E1退化及晶体上同调无挠性,针对$|-K_X||$非常丰沛且Picard群由$\omega_X$生成的情形。

Comments 68 pages, v2: minor revisions

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AI中文摘要

在我们的系列论文中,我们证明了正特征光滑Fano三维流形可提升到Witt向量环。此外,我们证明了它们满足Akizuki-Nakano消失、Hodge到de Rham谱序列的$E_1$-退化以及晶体上同调的无挠性。在本文中,我们针对$|-K_X|$非常丰沛且Picard群由$\omega_X$生成的情形建立了这些结果。

英文摘要

In our series of papers, we prove that smooth Fano threefolds in positive characteristic lift to the ring of Witt vectors. Moreover, we show that they satisfy Akizuki-Nakano vanishing, $E_1$-degeneration of the Hodge to de Rham spectral sequence, and torsion-freeness of Crystalline cohomologies. In this paper, we establish these results for the case when $|-K_X|$ is very ample and the Picard group is generated by $ω_X$.

2404.02116 2026-06-19 math.FA 版本更新

The lattice structure of negative Sobolev and extrapolation spaces

负Sobolev空间与外推空间的格结构

Sahiba Arora, Jochen Glück, Felix L. Schwenninger

AI总结 本文研究负指数Sobolev空间$W^{k,p}(\mathbb R^d)$中正锥的生成空间是向量格,并证明Banach格上正$C_0$-半群的外推空间中正锥生成空间也是向量格。

Comments 16 pages. This is version 4, contains minor corrections

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AI中文摘要

众所周知,若$k \in \{0,1\}$,则Sobolev空间$W^{k,p}(\mathbb R^d)$关于逐点几乎处处序是向量格,但若$k \ge 2$则不是。在本文中,我们考虑负$k$,并证明在这种情况下$W^{k,p}(\mathbb R^d)$中正锥的生成空间是向量格。我们还证明了一个相关的抽象结果:若$(T(t))_{t \in [0,\infty)}$是Banach格$X$上具有序连续范数的正$C_0$-半群,则外推空间$X_{-1}$中锥$X_{-1,+}$的生成空间是向量格。这补充了Bátkai、Jacob、Wintermayr和Voigt在扰动理论背景下得到的结果,并为无穷维正系统理论提供了额外背景。

英文摘要

It is well-known that the Sobolev spaces $W^{k,p}(\mathbb R^d)$ are vector lattices with respect to the pointwise almost everywhere order if $k \in \{0,1\}$, but not if $k \ge 2$. In this note, we consider negative $k$ and show that the span of the positive cone in $W^{k,p}(\mathbb R^d)$ is a vector lattice in this case. We also prove a related abstract result: if $(T(t))_{t \in [0,\infty)}$ is a positive $C_0$-semigroup on a Banach lattice $X$ with order continuous norm, then the span of the cone $X_{-1,+}$ in the extrapolation space $X_{-1}$ is a vector lattice. This complements results obtained by Bátkai, Jacob, Wintermayr, and Voigt in the context of perturbation theory and provides additional context for the theory of infinite-dimensional positive systems.

2503.01647 2026-06-19 math.CO math.AC 版本更新

Volume Rigidity of Simplicial Manifolds

单纯流形的体积刚性

James Cruickshank, Bill Jackson, Shin-ichi Tanigawa

AI总结 本文证明对于所有d≥4和1≤k≤d-3,单纯(d-1)-流形的k-骨架在R^d中的一般实现是体积刚性的,并猜想k=d-2时结论成立,验证了d=4,5,6的情况。

Comments 21 pages. Updated to match version published in Combinatorica DOI: https://doi-org.nuigalway.idm.oclc.org/10.1007/s00493-026-00218-x

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AI中文摘要

Cauchy和Dehn的经典结果意味着凸单纯多面体$P$的1-骨架是刚性的,即$P$的顶点在$\mathbb R^3$中保持边长不变的连续运动产生的多面体与$P$全等。Whiteley将此结果推广到$\mathbb R^d$($d\geq 3$)中的凸单纯多胞体,Kalai($d\geq 4$)和Fogelsanger($d\geq 3$)将其推广到单纯$(d-1)$-流形的1-骨架在$\mathbb R^{d}$中的一般实现。我们将推广Kalai的结果,证明对于所有$d\geq 4$和任意固定的$1\leq k\leq d-3$,单纯$(d-1)$-流形的$k$-骨架在$\mathbb R^{d}$中的每个一般实现都是体积刚性的,即其顶点在$\mathbb R^d$中保持$k$-面体积不变的连续运动产生的实现与原实现全等。此外,我们猜想该结果对$k=d-2$也成立,并验证了$d=4,5,6$时的情况。

英文摘要

Classical results of Cauchy and Dehn imply that the 1-skeleton of a convex simplicial polyhedron $P$ is rigid i.e. every continuous motion of the vertices of $P$ in $\mathbb R^3$ which preserves its edge lengths results in a polyhedron which is congruent to $P$. This result was extended to convex smplicial polytopes in $\mathbb R^d$ for all $d\geq 3$ by Whiteley, and to generic realisations of 1-skeletons of simplicial $(d-1)$-manifolds in $\mathbb R^{d}$ by Kalai for $d\geq 4$ and Fogelsanger for $d\geq 3$. We will generalise Kalai's result by showing that, for all $d\geq 4$ and any fixed $1\leq k\leq d-3$, every generic realisation of the $k$-skeleton of a simplicial $(d-1)$-manifold in $\mathbb R^{d}$ is volume rigid, i.e. every continuous motion of its vertices in $\mathbb R^d$ which preserves the volumes of its $k$-faces results in a congruent realisation. In addition, we conjecture that our result remains true for $k=d-2$ and verify this conjecture when $d=4,5,6$.

2501.08796 2026-06-19 math.CO 版本更新

The Jacobian of a regular orthogonal matroid and torsor structures on spanning quasi-trees of ribbon graphs

正则正交拟阵的雅可比矩阵及带状图中生成拟树的托尔结构

Matthew Baker, Changxin Ding, Donggyu Kim

AI总结 将平面图中生成树构成雅可比群托尔的结构推广到任意亏格可定向曲面上的图(带状图),用生成拟树替代生成树,用正则正交拟阵的雅可比群替代原雅可比群。

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AI中文摘要

Chan--Church--Grochow 和 Baker--Wang 的前期工作表明,平面图 $G$ 中生成树的集合自然构成 $G$ 的雅可比群的一个托尔。非正式地说,这意味着 $G$ 的生成树集合自然形成一个群,只是没有指定的单位元。我们将这一事实推广到嵌入在任意亏格可定向曲面上的图,这些图可以等同于带状图。在此推广中,$G$ 的生成树集合被替换为带状图的生成拟树集合,而 $G$ 的雅可比群被替换为关联的正则正交拟阵 $M$(连同 $M$ 的一个关联正则表示)的雅可比群。我们的证明更一般地表明,由 Backman--Baker--Yuen 构造并后来由 Ding 推广的“BBY 托尔”族在正则正交拟阵(的正则表示)上具有自然的推广。除了揭示平面性在上述早期工作中的作用外,我们的结果还代表了正交拟阵(也称为“偶 delta-拟阵”或“拉格朗日正交拟阵”)在图的自然组合问题上的首批重要应用之一。

英文摘要

Previous work of Chan--Church--Grochow and Baker--Wang shows that the set of spanning trees in a plane graph $G$ is naturally a torsor for the Jacobian group of $G$. Informally, this means that the set of spanning trees of $G$ naturally forms a group, except that there is no distinguished identity element. We generalize this fact to graphs embedded on orientable surfaces of arbitrary genus, which can be identified with ribbon graphs. In this generalization, the set of spanning trees of $G$ is replaced by the set of spanning quasi-trees of the ribbon graph, and the Jacobian group of $G$ is replaced by the Jacobian group of the associated regular orthogonal matroid $M$ (along with an associated regular representation of $M$). Our proof shows, more generally, that the family of "BBY torsors" constructed by Backman--Baker--Yuen and later generalized by Ding admit natural generalizations to (regular representations of) regular orthogonal matroids. In addition to shedding light on the role of planarity in the earlier work mentioned above, our results represent one of the first substantial applications of orthogonal matroids (also called "even delta-matroids" or "Lagrangian orthogonal matroids") to a natural combinatorial problem about graphs.

2401.02242 2026-06-19 math.AP math.DG 版本更新

Energy Identity for Stationary Harmonic Maps

稳态调和映射的能量恒等式

Aaron Naber, Daniele Valtorta

AI总结 研究光滑流形间稳态调和映射序列的爆破行为,证明在缺陷测度支撑点处,缺陷能量密度等于所有气泡映射能量之和。

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AI中文摘要

在本文中,我们考虑光滑黎曼流形之间稳态调和映射序列 $u_j:B_2\subseteq M\to N$,其能量一致有界 $E[u_j]\equiv \int |\nabla u_j|^2\leq \Lambda$。已知在取子列后,可得到极限 $u_j\to u:B_1\to N$ 以及相应的缺陷测度 $|\nabla u_j|^2 dv_g \to |\nabla u|^2dv_g+\nu$,其中 $\nu = e(x)\, H^{m-2}_S$ 是一个 $m-2$ 维可求长测度 \cite{lin_stat}。对几乎所有的 $x\in S=\operatorname{supp}(\nu)$,通过在 $x$ 附近放大序列 $u_j$,可以产生有限个气泡映射 $b_j:S^2\to N$。本文证明了能量恒等式:在几乎所有的 $x\in S$ 处,对于这些气泡的完备集合,有 $e(x)=\sum_j E[b_j]$。即缺陷测度 $\nu$ 的能量密度恰好等于气泡映射的能量之和。

英文摘要

In this paper we consider sequences $u_j:B_2\subseteq M\to N$ of stationary harmonic maps between smooth Riemannian manifolds with uniformly bounded energy $E[u_j]\equiv \int |\nabla u_j|^2\leq Λ$ . After passing to a subsequence it is known one can limit $u_j\to u:B_1\to N$ with the associated defect measure $|\nabla u_j|^2 dv_g \to |\nabla u|^2dv_g+ν$, where $ν= e(x)\, H^{m-2}_S$ is an $m-2$ rectifiable measure \cite{lin_stat}. For a.e. $x\in S=\operatorname{supp}(ν)$ one can produce a finite number of bubble maps $b_j:S^2\to N$ by blowing up the sequence $u_j$ near $x$. We prove the energy identity in this paper. Namely, we have at a.e. $x\in S$ that $e(x)=\sum_j E[b_j]$ for a complete set of such bubbles. That is, the energy density of the defect measure $ν$ is precisely the sum of the energies of the bubbling maps.

2501.18322 2026-06-19 cs.LG math.AP 版本更新

A Unified Perspective on the Dynamics of Deep Transformers

深度Transformer动力学的统一视角

Valérie Castin, Pierre Ablin, José Antonio Carrillo, Gabriel Peyré

发表机构 * CNRS and Ecole Normale Supérieure PSL(CNRS和巴黎高等师范大学) Apple(苹果公司) Mathematical Institute, University of Oxford(牛津大学数学学院)

AI总结 提出Transformer PDE作为注意力层迭代的均场极限,证明其适定性并分析高斯初始数据下的各向异性演化与聚类现象。

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AI中文摘要

Transformer在大多数机器学习任务中是最先进的,它将数据表示为称为token的向量序列。然后通过注意力函数利用这种表示,该函数学习token之间的依赖关系,是Transformer成功的关键。然而,跨层迭代应用注意力会导致复杂的动力学,这些动力学尚未被完全理解。为了分析这些动力学,我们将每个输入序列识别为一个概率测度,并将其演化建模为称为Transformer PDE的Vlasov方程,其速度场在概率测度中是非线性的。我们的第一组贡献聚焦于紧支撑初始数据。我们证明Transformer PDE是适定的,并且是相互作用粒子系统的均场极限,从而将先前的分析推广并扩展到自注意力的几种变体:多头注意力、L2注意力、Sinkhorn注意力、Sigmoid注意力和掩码注意力——利用条件Wasserstein框架。在第二组贡献中,我们首次研究非紧支撑初始条件,聚焦于高斯初始数据。再次针对不同类型的注意力,我们证明Transformer PDE保持高斯测度空间,这使我们能够从理论上和数值上分析高斯情况以识别典型行为。这种高斯分析捕捉了通过深度Transformer的数据各向异性演化。特别地,我们强调了与先前在非归一化离散情况下的结果平行的聚类现象。

英文摘要

Transformers, which are state-of-the-art in most machine learning tasks, represent the data as sequences of vectors called tokens. This representation is then exploited by the attention function, which learns dependencies between tokens and is key to the success of Transformers. However, the iterative application of attention across layers induces complex dynamics that remain to be fully understood. To analyze these dynamics, we identify each input sequence with a probability measure and model its evolution as a Vlasov equation called Transformer PDE, whose velocity field is non-linear in the probability measure. Our first set of contributions focuses on compactly supported initial data. We show the Transformer PDE is well-posed and is the mean-field limit of an interacting particle system, thus generalizing and extending previous analysis to several variants of self-attention: multi-head attention, L2 attention, Sinkhorn attention, Sigmoid attention, and masked attention--leveraging a conditional Wasserstein framework. In a second set of contributions, we are the first to study non-compactly supported initial conditions, by focusing on Gaussian initial data. Again for different types of attention, we show that the Transformer PDE preserves the space of Gaussian measures, which allows us to analyze the Gaussian case theoretically and numerically to identify typical behaviors. This Gaussian analysis captures the evolution of data anisotropy through a deep Transformer. In particular, we highlight a clustering phenomenon that parallels previous results in the non-normalized discrete case.

2501.17263 2026-06-19 math.DS 版本更新

A dynamical proof of Matui's absorption theorem

Matui 吸收定理的一个动力系统证明

Julien Melleray

AI总结 本文给出了 Matui 吸收定理的一个相对初等的动力系统证明,并附有附录说明如何用此结果修正 Melleray–Robert 关于极小 ample 群轨道等价分类定理的动力系统证明。

Comments The appendix contains a corrigendum for arXiv:2109.04701

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AI中文摘要

我们给出了一个动力系统的、相对初等的“吸收定理”证明,该定理与 Matui 的一个著名结果密切相关。构造方法遵循作者与 S. Robert 早期合作工作的精神。在附录中,我们解释了如何使用这一结果来修正 Melleray–Robert 给出的关于 Giordano、Putnam 和 Skau 的极小 ample 群轨道等价分类定理的动力系统证明(原始论证存在漏洞)。

英文摘要

We give a dynamical, relatively elementary proof of an "absorption theorem" which is closely related to a well-known result due to Matui. The construction is in the spirit of an earlier joint work of the author and S. Robert. In an appendix we explain how to use this result to correct the dynamical proof given by Melleray--Robert of a classification theorem for orbit equivalence of minimal ample groups due to Giordano, Putnam and Skau (the original argument had a gap).

2501.08315 2026-06-19 math.AP 版本更新

Low Mach number limit for the compressible Navier-Stokes equation with a stationary force

带定常力的可压缩Navier-Stokes方程的低马赫数极限

Naoto Deguchi

AI总结 研究三维全空间中带定常力的可压缩Navier-Stokes方程在低马赫数极限下的行为,证明了定常解收敛到不可压缩流,且小扰动全局收敛。

Comments 30 pages

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AI中文摘要

本文研究三维全空间中带定常力和非良好准备初始数据的可压缩Navier-Stokes方程的低马赫数极限。当定常力足够小时,得到了定常解收敛到相应不可压缩流的结果。在定常解周围的初始扰动足够小的假设下,得到了扰动全局收敛到定常不可压缩流周围相应扰动的结果。证明关键依赖于静止状态线性化半群的Strichartz型估计,该估计不仅反映了其色散性质,还反映了线性化算子的耗散性质。

英文摘要

In this paper, we are concerned with the low Mach number limit for the compressible Navier-Stokes equation with a stationary force and ill-prepared initial data in the three-dimensional whole space. The convergence result of the stationary solutions toward the corresponding incompressible flow is obtained when the stationary force is small enough. Under the assumption that the initial perturbation around the stationary solution is small enough, the convergence result of the perturbation toward the corresponding perturbation around the stationary incompressible flow is obtained globally in time. The proof relies crucially on the Strichartz type estimate for the linearized semigroup around the motionless state which reflects not only its dispersive property but also dissipative properties of the linearized operator.

2501.01703 2026-06-19 math.CO cs.DM 版本更新

Bounds on treewidth via excluding disjoint unions of cycles

通过排除不相交的循环并集来限制树宽

Meike Hatzel, Chun-Hung Liu, Bruce Reed, Sebastian Wiederrecht

AI总结 本文研究图子式理论中树宽的上界,针对不相交循环并集作为禁止子式的情形,证明了树宽为O(|V(H)| log²|V(H)|),接近最优。

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AI中文摘要

图子式理论的基本结果之一是:对于每个平面图~$H$,存在最小整数~$f(H)$,使得不含子式同构于~$H$的图的树宽至多为~$f(H)$。对于任意平面图$H$,已知最佳界为${O(|V(H)|^9\operatorname{poly~log} |V(H)|)}$。我们证明,如果$H$是不相交循环的并集,则$f(H)$为$O(|V(H)|\log^2 |V(H)|)$,这距离最优仅差一个$\log|V(H)|$因子。

英文摘要

One of the fundamental results in graph minor theory is that for every planar graph~$H$, there is a minimum integer~$f(H)$ such that graphs with no minor isomorphic to~$H$ have treewidth at most~$f(H)$. The best known bound for an arbitrary planar $H$ is ${O(|V(H)|^9\operatorname{poly~log} |V(H)|)}$. We show that if $H$ is the disjoint union of cycles, then $f(H)$ is $O(|V(H)|\log^2 |V(H)|)$, which is a $\log|V(H)|$ factor away being optimal.

2412.04794 2026-06-19 math.AP 版本更新

Multiplicity of solutions to a class of degenerate elliptic equations in both sub-critical and critical cases

次临界和临界情形下一类退化椭圆方程的多解性

Kaushik Bal, Sanjit Biswas

AI总结 研究Grushin拉普拉斯算子驱动的半线性退化椭圆方程,在次临界和临界指数下,通过变分方法证明至少存在两个非平凡非负解。

Comments 28 pages

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AI中文摘要

给定光滑有界域 $\Omega\subset\mathbb{R}^N$,我们建立了半线性退化椭圆方程 \begin{align*} \left. \begin{array}{l} -\Delta_\lambda u=\mu g(z)|u|^{r-1}u+h(z)|u|^{s-1}u \\;\text{in}\\; \Omega \\\\ u\in H^{1,\lambda}_0(\Omega) \end{array}\right\} \end{align*} 存在两个非平凡非负解,其中 $\Delta_\lambda=\Delta_x+|x|^{2\lambda}\Delta_y$ 表示Grushin拉普拉斯算子,$z=(x,y)\in\Omega$,$N=n+m$;$n,\\, m\geq 1$,$\lambda>0$,$0\leq r<1<s<2^*_\lambda-1$,$\mu$ 是正参数。函数 $g$ 和 $h$ 可能变号,$2^*_\lambda=\frac{2Q}{Q-2}$ 是与 $\Delta_\lambda$ 的齐次维数 $Q=n+(1+\lambda)m$ 相关的临界Sobolev指数。在临界情形 $s=2^*_\lambda-1$ 下,我们进一步证明,在附加假设 $g\geq 0$ 和 $h\equiv 1$ 下,问题至少存在两个非平凡非负解。

英文摘要

Given a smooth, bounded domain $Ω\subset\mathbb{R}^N$, we establish the existence of two non-trivial, non-negative solutions to the semilinear degenerate elliptic equation \begin{align*} \left. \begin{array}{l} -Δ_λu=μg(z)|u|^{r-1}u+h(z)|u|^{s-1}u \;\text{in}\; Ω u\in H^{1,λ}_0(Ω) \end{array}\right\} \end{align*} where $Δ_λ=Δ_x+|x|^{2λ}Δ_y$ denotes the Grushin Laplacian Operator, $z=(x,y)\inΩ$, $N=n+m;\, n,\, m\geq 1$, $λ>0$, $0\leq r<1<s<2^*_λ-1$ and $μ$ is a positive parameter. The functions $g$ and $h$ may change sign and $2^*_λ=\frac{2Q}{Q-2}$ is the critical Sobolev exponent associated with the homogeneous dimension $Q=n+(1+λ)m$ of $Δ_λ$. In the critical case $s=2^*_λ-1$, we further show that the problem admits at least two non-trivial, non-negative solutions under the additional assumptions $g\geq 0$ and $h\equiv 1$.

2411.01615 2026-06-19 math.AG math-ph math.DG math.MP 版本更新

Exponential volumes of moduli spaces of hyperbolic surfaces

双曲曲面模空间的指数体积

Alexander B. Goncharov, Zhe Sun

AI总结 本文通过引入指数体积形式,解决了带尖点的双曲曲面模空间体积无限的问题,证明了指数体积有限,并建立了与Weil-Petersson体积的类比,推广了Mirzakhani递归。

Comments Version 2, 70 pages, Section 8 added. To appear in Inventiones

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AI中文摘要

装饰曲面S是一个定向拓扑曲面,其边界上有标记点,考虑模去同痕。我们考虑S上具有测地边界的双曲结构模空间,使得每个标记点附近的双曲结构是一个尖点,并配备一个horocycle。该空间带有一个体积形式。设K为相邻尖点处horocycle之间的距离集合,L为无尖点边界圆的长度集合。我们得到子空间M(S; K,L)及其诱导体积形式Vol(K,L)。然而,如果存在尖点,空间M(S; K,L)的体积是无限的。我们引入指数体积形式exp(-W)Vol(K,L),其中W是模空间上的正函数,由每个尖点处尖点与horocycle之间双曲面积之和给出。我们证明指数体积(定义为指数体积形式在模空间M(S; K,L)上的积分)总是有限的。我们提出,带有指数体积形式的模空间M(S; K,L)是经典黎曼曲面模空间(带有Weil-Petersson体积形式)的真正类似物。特别地,它们应与开弦理论相关。我们通过证明可测函数乘以指数体积形式的积分的展开公式来支持这一点。该公式将它们表示为更简单曲面的模空间上类似积分的有限和。它们推广了Mirzakhani关于双曲曲面模空间体积的递归。我们证明,基本装饰曲面的指数体积生成一个交换代数E,我们称之为PGL(2,R)的正Hecke-Whittaker代数。所有装饰曲面的指数体积和展开公式将代数E扩展到所有装饰曲面。

英文摘要

A decorated surface S is an oriented topological surface with marked points on the boundary considered modulo the isotopy. We consider the moduli space of hyperbolic structures on S with geodesic boundary, such that the hyperbolic structure near each marked point is a cusp, equipped with a horocycle. This space carries a volume form. Let us fix the set K of distances between the horocycles at the adjacent cusps, and the set L of lengths of boundary circles without cusps. We get a subspace M(S; K,L) with the induced volume form Vol(K,L). However, if the cusps are present, the volume of the space M(S; K,L) is infinite. We introduce the exponential volume form exp(-W)Vol(K,L), where W is a positive function on the moduli space, given by the sum over cusps of the hyperbolic areas enclosed between the cusp and the horocycle at the cusp. We prove that the exponential volume, defined as the integral of the exponential volume form over the moduli space M(S; K,L), is always finite. We suggest that the moduli spaces M(S; K,L) with the exponential volume forms are the true analogs of the classical moduli spaces of Riemann surfaces, with the Weil-Petersson volume forms. In particular, they should be relevant to the open string theory. We support this by proving an unfolding formula for the integrals of measurable functions multiplied by the exponential volume form. It expresses them as finite sums of similar integrals over moduli spaces for simpler surfaces. They generalise Mirzakhani's recursions for the volumes of moduli spaces of hyperbolic surfaces. We show that exponential volumes for elementary decorated surfaces give rise to a commutative algebra E, which we call the positive Hecke-Whittaker algebra for PGL(2,R). Exponential volumes for all decorated surfaces and unfolding formulas extend the algebra E to all decorated surfaces.

2307.16333 2026-06-19 math.AT 版本更新

Computation of degree-1 persistent homology on larger point-clouds using the Reduced Vietoris-Rips filtration

使用简化 Vietoris-Rips 过滤计算更大点云上的 1 次持续同调

Musashi Ayrton Koyama, Facundo Mémoli, Vanessa Robins, Katharine Turner

AI总结 提出一种算法,利用简化 Vietoris-Rips 过滤高效计算低维欧氏空间中更大点云的 1 次持续同调,降低了计算复杂度。

Comments 54 pages, 19 figures, 5 tables

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AI中文摘要

计算大点云的持续同调仍然是科学界更广泛采用持续同调的瓶颈。我们提出一种算法,可以计算低维欧氏空间中更大点云的 1 次 Vietoris-Rips 持续同调。

英文摘要

Computing Persistent Homology for large point clouds remains a bottleneck for the wider adoption of persistent homology by the scientific community. We present an algorithm which can compute the degree-1 Vietoris-Rips Persistent Homology of point clouds in low dimensional Euclidean Space for larger point clouds.

2308.13567 2026-06-19 math.SG math.AG 版本更新

The quantum connection, Fourier-Laplace transform, and families of A-infinity-categories

量子连接、Fourier-Laplace变换与A-infinity-范畴族

Daniel Pomerleano, Paul Seidel

AI总结 本文通过将上同调实现为除子补的辛上同调的形变,结合Fukaya范畴的形变、D-模的Fourier-Laplace变换的范畴解释以及非交换几何中的正则性定理,证明了单调辛流形上量子连接在无穷远点具有无分歧指数型奇点。

Comments v4: introduction expanded; added Section 6.4 with sign considerations; removed the previous Section 7.3

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AI中文摘要

取一个包含光滑反典范除子的闭单调辛流形。其上同调上的量子连接在零点与无穷远点(在量子参数中)具有奇点。由定义,零点处有一个正则奇点。我们证明无穷远点处的奇点是无分歧指数型的。论证涉及:将上同调实现为除子补的辛上同调的形变;相应的缠绕Fukaya范畴的形变;D-模的Fourier-Laplace变换的一个新的范畴解释;以及非交换几何中Petrov-Vaintrob-Vologodsky的正则性定理。

英文摘要

Take a closed monotone symplectic manifold containing a smooth anticanonical divisor. The quantum connection on its cohomology has singularities at zero and infinity (in the quantum parameter). At zero it has a regular singular point, by definition. We show that the singularity at infinity is of unramified exponential type. The argument involves: realizing cohomology as a deformation of the symplectic cohomology of the divisor complement; the corresponding deformation of the wrapped Fukaya category; a new categorical interpretation of the Fourier-Laplace transform of D-modules; and the regularity theorem of Petrov-Vaintrob-Vologodsky in noncommutative geometry.

2406.13562 2026-06-19 math.RT 版本更新

Representations of affine Nappi-Witten Lie algebras over polynomial algebras

多项式代数上的仿射Nappi-Witten李代数的表示

Priyanshu Chakraborty, Santanu Tantubay

AI总结 本文分类了Nappi-Witten李代数H4及其仿射代数上的秩一Cartan自由模,给出了不可约充要条件,并应用于仿射-Virasoro Nappi-Witten李代数。

Comments Title has been changed, added some new results and changed the introduction

Journal ref Communication in algebra, 2026

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AI中文摘要

本文研究了对应于Nappi-Witten李代数$H_4$的仿射Nappi-Witten李代数$\widehat{H_4}$的表示理论。我们完全分类了Nappi-Witten李代数$H_4$的所有秩一Cartan自由模。借助Cartan自由$H_4$模,我们分类了仿射Nappi-Witten李代数上的所有秩一Cartan自由模。我们还给出了这些模不可约的充要条件。最后,作为应用,我们分类了仿射-Virasoro Nappi-Witten李代数的秩一Cartan自由模。

英文摘要

In this paper, we study the representation theory of affine Nappi-Witten Lie algebra $\widehat{H_4}$ corresponding to the Nappi-Witten Lie algebra $H_4$. We completely classify all Cartan-free modules of rank one for the Nappi-Witten Lie algebra $H_4$. With the help of Cartan free $H_4$ modules we classify all Cartan-free modules of rank one over affine Nappi Witten Lie algebra. We also give a necessary and sufficient condition for these modules to be irreducible. Finally as an application we classify Cartan free modules of rank one for affine-Virasoro Nappi-Witten Lie algebras.

2406.13510 2026-06-19 math.AG 版本更新

Conic bundle threefolds differing by a constant Brauer class and connections to rationality

由常数Brauer类区分的锥丛三维簇及其与有理性的联系

Sarah Frei, Lena Ji, Soumya Sankar, Bianca Viray, Isabel Vogt

AI总结 研究在一般(2,2)-除子上分歧的P^1×P^2双重覆盖Y的几何标准锥丛结构,通过比较Y与两个二次曲面交的锥丛结构,用常数Brauer类刻画第一投影Y→P^1截面的存在性障碍,并应用于实域和局部域上的有理性判定。

Comments 18 pages. v2: reorganized the introduction and section 7 to highlight new results, removed sections 2.3 and 4.1 for clarity, and made further edits suggested by referees

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AI中文摘要

设$Y$是$\mathbb{P}^1 \times \mathbb{P}^2$在一般$(2,2)$-除子上的双重覆盖,通过第二投影,$Y$具有在光滑平面四次曲线$\Delta \subset \mathbb{P}^2$上分歧的几何标准锥丛结构。这些三维簇在代数闭域上是有理的;然而,在非闭域(包括$\mathbb{R}$)上,它们的有理性是一个开放问题。本文中,当$\Delta(\mathbb{R})$至少有两个连通分支时,我们刻画了$\mathbb{R}$上的有理性(推广了M. Ji和第二作者的工作),并在局部域上当第一投影的所有奇数次纤维具有非平方判别式时刻画了有理性。我们通过比较$Y$上的锥丛结构与精心选取的两个二次曲面交上的锥丛结构,证明了这些应用。这两个锥丛之间的差异由一个常数Brauer类编码,我们证明该类编码了第一投影$Y\to\mathbb{P}^1$截面存在性的障碍。

英文摘要

A double cover $Y$ of $\mathbb{P}^1 \times \mathbb{P}^2$ ramified over a general $(2,2)$-divisor will have the structure of a geometrically standard conic bundle ramified over a smooth plane quartic $Δ\subset \mathbb{P}^2$ via the second projection. These threefolds are rational over algebraically closed fields; however, over nonclosed fields, including $\mathbb{R}$, their rationality is an open problem. In this paper, we characterize rationality over $\mathbb{R}$ when $Δ(\mathbb{R})$ has at least two connected components (extending work of M. Ji and the second author) and over local fields when all odd degree fibers of the first projection have nonsquare discriminant. We obtain these applications by proving general results comparing the conic bundle structure on $Y$ with the conic bundle structure on a well-chosen intersection of two quadrics. The difference between these two conic bundles is encoded by a constant Brauer class, and we prove that this class encodes the obstruction to the existence of a section of the first projection $Y\to\mathbb{P}^1$.

2406.11783 2026-06-19 math.GT math.DG math.PR 版本更新

The systole of random hyperbolic 3-manifolds

随机双曲3-流形的 systole

Anna Roig-Sanchis

AI总结 研究Petri和Raimbault引入的随机双曲3-流形模型中systole的极限期望值,并给出闭式公式及数值近似。

Comments 26 pages, 3 figures

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AI中文摘要

我们研究了Petri和Raimbault引入的随机双曲3-流形模型中的systole,回答了该文章中提出的一个问题。这些是通过沿面随机粘合截断四面体构造的带边紧流形。我们证明了当体积趋于无穷时,其systole期望值的极限存在,并给出了它的闭式公式。此外,我们计算了该值的数值近似。

英文摘要

We study the systole of a model of random hyperbolic 3-manifolds introduced by Petri and Raimbault, answering a question posed in that same article. These are compact manifolds with boundary constructed by randomly gluing truncated tetrahedra along their faces. We prove that the limit, as the volume tends to infinity, of the expected value of their systole exists and we give a closed formula of it. Moreover, we compute a numerical approximation of this value.

2306.15519 2026-06-19 math.NT 版本更新

Central $L$-values of newforms and local polynomials

新形式的中心 $L$-值与局部多项式

Joshua Males, Andreas Mono, Larry Rolen, Ian Wagner

AI总结 本文通过Zagier引入的二次型多项式与有限个Hecke算子的作用,刻画了平方自由级新形式的扭曲中心$L$-值消失的条件,并显式描述了相关常数。

Comments Final version, to appear in Journal of Number Theory. We provide 2 ancillary files supplementing the examples in our paper

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AI中文摘要

本文中,我们利用Zagier引入的二次型多项式以及有限个Hecke算子在其上的作用,刻画了平方自由级新形式的扭曲中心$L$-值的消失。更精确地说,我们证明了一个新形式的扭曲中心$L$-值消失当且仅当某个可显式计算的多项式是常数。我们以两种不同方式显式描述了这些常数。其中一种描述涉及Pei和Wang在2003年引入的广义Hurwitz类数。我们提供了一些数值例子,并最后提出了一些未来工作的问题。

英文摘要

In this paper, we characterize the vanishing of twisted central $L$-values attached to newforms of square-free level in terms of certain polynomials of quadratic forms introduced by Zagier and the action of finitely many Hecke operators thereon. To be more precise, we establish that a twisted central $L$-value attached to a newform vanishes if and only if a certain explicitly computable polynomial is constant. We describe these constants explicitly in two different ways. One of the descriptions involves the generalized Hurwitz class numbers, which were introduced by Pei and Wang in $2003$. We provide some numerical examples and conclude by offering some questions for future work.

2309.15769 2026-06-19 math.ST cs.LG stat.ME stat.TH 版本更新

Benign overfitting beyond prediction: The ordinary least squares interpolator

超越预测的良性过拟合:普通最小二乘插值器

Dennis Shen, Dogyoon Song, Peng Ding, Jasjeet S. Sekhon

发表机构 * Department of Data Sciences & Operations, University of Southern California(数据科学与运营系,南加州大学) Department of Statistics, University of California, Davis(统计学系,加州大学戴维斯分校) Department of Statistics, University of California, Berkeley(统计学系,加州大学伯克利分校) Google DeepMind(谷歌DeepMind)

AI总结 本文研究过参数化线性模型中最小ℓ2范数OLS插值器的参数估计与推断性质,推导了留k法、遗漏变量偏误公式和Frisch-Waugh-Lovell定理的过参数化版本,并扩展了高斯-马尔可夫定理。

Comments This work is accepted for publication in Biometrika

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AI中文摘要

深度学习的最新进展突显了过参数化统计模型中良性过拟合的现象,引发了对其基础理解的浓厚兴趣。由于其简单性和实际相关性,普通最小二乘(OLS)插值器已成为从理论上理解这一现象的关键研究对象。虽然OLS在经典欠参数化设置下的性质已得到充分理解,但其在过参数化区域中的行为——与岭回归或lasso不同——仍相对较少被探索。我们通过为最小$\ell_2$范数OLS插值器推导新的代数和统计结果,为这一不断增长的文献做出贡献。与现有大部分关注预测风险的工作不同,我们的分析集中于参数估计和推断,这对于许多统计学和因果推断应用至关重要。具体地,我们建立了以下内容的过参数化类比:(i) 留$k$法公式,(ii) 遗漏变量偏误公式,以及(iii) Frisch-Waugh-Lovell定理。在高斯-马尔可夫模型下,我们进一步扩展了高斯-马尔可夫定理,并分析了过参数化设置下同方差性时的方差估计。这些结果共同为研究过参数化线性模型中的参数估计和推断提供了一个系统框架,为超越预测含义的良性过拟合提供了新视角。

英文摘要

Recent advances in deep learning have highlighted the phenomenon of benign overfitting in overparameterized statistical models, sparking significant interest in understanding its foundations. Owing to its simplicity and practical relevance, the ordinary least squares (OLS) interpolator has become a key object of study for gaining theoretical insight into this phenomenon. While the properties of OLS are well understood in classical underparameterized settings, its behavior in the overparameterized regime -- unlike that of ridge regression or the lasso -- remains comparatively less explored. We contribute to this growing literature by deriving new algebraic and statistical results for the minimum $\ell_2$-norm OLS interpolator. In contrast to much of the existing work, which focuses on prediction risk, we center our analysis on parameter estimation and inference, which are fundamental for many statistics and causal inference applications. Specifically, we establish overparameterized analogues of (i) the leave-$k$-out formulas, (ii) the omitted variable bias formula, and (iii) the Frisch-Waugh-Lovell theorem. Under the Gauss-Markov model, we further extend the Gauss-Markov theorem and analyze variance estimation under homoskedasticity in the overparameterized setting. Collectively, these results provide a systematic framework for studying parameter estimation and inference in overparameterized linear models, offering a novel perspective on benign overfitting beyond its implications for prediction.