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2510.25740 2026-06-12 cs.IT math.PR q-fin.MF q-fin.PM 版本更新

A mathematical study of the excess growth rate

超额增长率的数学研究

Steven Campbell, Ting-Kam Leonard Wong

AI总结 本文从信息论角度研究超额增长率,建立其性质并给出三个公理刻画定理,同时探讨最大化问题及其与增长最优组合的关系。

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54 pages, 2 figures
AI中文摘要

超额增长率定义为对数詹森不等式中的间隙,是投资组合理论中的一个基本泛函。在本文中,我们提出了一项受信息论启发的数学研究。我们首先建立其性质,并展示它与信息论概念(如亥姆霍兹自由能、L. Campbell的平均码长测度和大偏差)有丰富的联系。我们的主要结果包括三个超额增长率的公理化刻画定理,分别基于(i)相对熵,(ii)詹森不等式中的间隙,以及(iii)推广了Bregman散度的对数散度。此外,我们研究了超额增长率的最大化,并将其与增长最优组合进行比较。我们的结果不仅为超额增长率的重要性提供了理论依据,而且建立了信息论与定量金融之间的新联系。

英文摘要

The excess growth rate, defined as the gap in Jensen's inequality for the logarithm, is a fundamental functional in portfolio theory. In this paper, we present a mathematical study motivated by information theory. We begin by establishing its properties and showing that it has rich connections with information theoretic concepts such as the Helmholtz free energy, L. Campbell's measure of average code length and large deviations. Our main results consist of three axiomatic characterization theorems of the excess growth rate, in terms of (i) the relative entropy, (ii) the gap in Jensen's inequality, and (iii) the logarithmic divergence that generalizes the Bregman divergence. Furthermore, we study maximization of the excess growth rate and compare it with the growth optimal portfolio. Our results not only provide theoretical justifications of the significance of the excess growth rate, but also establish new connections between information theory and quantitative finance.

2510.23722 2026-06-12 hep-th math.AG 版本更新

Revisiting the Quantum Geometry of Torus-fibered Calabi-Yau Threefolds

重温环面纤维化的Calabi-Yau三维流形的量子几何

Boris Pioline, Thorsten Schimannek

AI总结 本文证明拓扑弦振幅的模性质等价于相对锥形单值下的波函数性质,并引入全纯模协变版本,揭示GV不变量与DT指数的拟模关系,分析大量新例子。

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58 pages + 67 pages appendix
AI中文摘要

大约十年前,Katz、Klemm和Huang猜想,在固定基度下,紧致椭圆纤维化Calabi-Yau三维流形上的拓扑弦振幅可以用$SL(2,\mathbb{Z})$的亚纯Jacobi形式表示,从而给出任意亏格的Gromov-Witten不变量。后来这被推广到具有$N$截面的环面纤维化CY三维流形,其中拓扑弦振幅猜想由同余子群$\Gamma_1(N)$下的亚纯Jacobi形式支配。在这项工作中,我们证明这些模性质源于(并等价于)拓扑弦配分函数$Z_{\rm top}$在相对锥形单值下的波函数性质,该单值实现了导出范畴上的特定Fourier-Mukai变换。特别地,我们引入了$Z_{\rm top}$的一个变体,它既是全纯的又是模协变的。在相同的相对锥形单值下,固定基度下亏格0的Gopakumar-Vafa不变量的生成级数被映射为秩0的Donaldson-Thomas指标的生成级数,后者计数缠绕在环面纤维上的D4-D2-D0-膜束缚态。我们证明,尽管具有不同的多重覆盖贡献,GV不变量生成级数的拟模性质与D4-D2-D0指标生成级数预期的拟模行为相匹配。我们分析并列举了大量以del Pezzo曲面为纤维、具有$N\leq 5$截面的CY三维流形,包括若干超出环面几何范围的新例子。

英文摘要

About ten years ago, Katz, Klemm and Huang conjectured that topological string amplitudes on compact, elliptically fibered Calabi-Yau threefolds at fixed base degree could be expressed in terms of meromorphic Jacobi forms for $SL(2,\mathbb{Z})$, giving access to Gromov-Witten invariants at arbitrary genus. This was later generalized to torus-fibered CY threefolds with $N$-sections, where topological string amplitudes are conjecturally governed by meromorphic Jacobi forms under the congruence subgroup $\Gamma_1(N)$. In this work, we show that these modularity properties follow from (and are equivalent to) the wave-function property of the topological string partition function $Z_{\rm top}$ under a relative conifold monodromy, implementing a particular Fourier-Mukai transformation on the derived category of coherent sheaves. In particular, we introduce a variant of $Z_{\rm top}$ which is both holomorphic and modular covariant. Under the same relative conifold monodromy, the generating series of genus 0 Gopakumar-Vafa invariants at fixed base degree is mapped to the generating series of rank 0 Donaldson-Thomas indices counting D4-D2-D0-brane bound states wrapped on the torus fiber. We show that the quasimodularity of the generating series of GV invariants matches the expected mock-modular behavior of the generating series of D4-D2-D0 indices, despite having different multi-cover contributions. We analyze and tabulate a large number of CY threefolds fibered over del Pezzo surfaces, with an $N$-section for $N\leq 5$, including several new examples beyond the realm of toric geometry.

2510.19416 2026-06-12 math.OC 版本更新

Stability and performance of stochastic economic MPC -- Stochastic characterization of the closed-loop asymptotics

随机经济MPC的稳定性与性能——闭环渐近行为的随机刻画

Jonas Schießl, Hannah Selder, Ruchuan Ou, Michael Heinrich Baumann, Timm Faulwasser, Lars Grüne

AI总结 针对无终端约束的随机经济模型预测控制,利用随机耗散性和转捩特性构建闭环Lyapunov函数,证明最优平稳过程的P-实用渐近稳定性,并给出近最优性能界。

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AI中文摘要

模型预测控制(MPC)在确定性设置中已被充分理解,但随机MPC的严格稳定性和性能保证仍局限于终端约束和惩罚的考虑。相比之下,本文分析了具有期望成本准则的随机经济MPC,并在无终端条件的情况下建立了闭环保证。基于随机耗散性和转捩特性,我们构建了闭环Lyapunov函数,确保在随机收敛的不同概念下(如依分布或p阶平均)特定最优平稳过程的$P$-实用渐近稳定性。此外,我们推导了平均和非平均性能的紧致近最优界,从而将经典确定性结果扩展到随机领域。最后,我们表明需要分布知识的抽象随机MPC方案与仅基于采样状态信息的实际可实现算法具有相同的闭环性质,确保了我们的发现的可应用性。通过数值算例说明了我们的结果。

英文摘要

Model Predictive Control (MPC) is well understood in the deterministic setting, yet rigorous stability and performance guarantees for stochastic MPC remain limited to the consideration of terminal constraints and penalties. In contrast, this work analyzes stochastic economic MPC with an expected cost criterion and establishes closed-loop guarantees without terminal conditions. Relying on stochastic dissipativity and turnpike properties, we construct closed-loop Lyapunov functions that ensure $P$-practical asymptotic stability of a particular optimal stationary process under different notions of stochastic convergence, such as in distribution or in the $p$-th mean. In addition, we derive tight near-optimal bounds for both averaged and non-averaged performance, thereby extending classical deterministic results to the stochastic domain. Finally, we show that the abstract stochastic MPC scheme requiring distributional knowledge shares the same closed-loop properties as a practically implementable algorithm based only on sampled state information, ensuring applicability of our findings. Our findings are illustrated by a numerical example.

2410.17463 2026-06-12 cs.LO math.LO 版本更新

Simply-typed constant-domain modal lambda calculus I: distanced beta reduction and combinatory logic

简单类型常域模态λ演算 I:距离β归约与组合逻辑

Sean Walsh

AI总结 本文提出结合模态逻辑与简单类型λ演算的参数化系统λ_θ,通过组合逻辑给出其模型刻画,并证明λ_θ与最大系统λ_ω之间的语义守恒与可表达性结果。

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AI中文摘要

开发了一个系统$\boldsymbol\lambda_{\theta}$,它结合了模态逻辑和简单类型λ演算,并推广了Montague和Gallin研究的系统。Montague和Gallin使用Church的简单类型论,而系统$\boldsymbol\lambda_{\theta}$是在当今最常用的有类型基础理论——即简单类型λ演算中开发的。此外,系统$\boldsymbol\lambda_{\theta}$由参数$\theta$控制,该参数比Montague和Gallin的系统提供了更多关于状态类型和状态变量的选项。本文的主要目标是建立$\boldsymbol\lambda_{\theta}$的一些基本元理论:(i) 给出了其模型在组合逻辑方面的Andrews式刻画,该组合逻辑涉及类似$\mathsf{BCKW}$的基础而非类似$\mathsf{SKI}$的基础;(ii) 证明了将$\boldsymbol\lambda_{\theta}$与最大系统$\boldsymbol\lambda_{\omega}$联系起来的语义守恒和可表达性结果。对于$\boldsymbol\lambda_{\omega}$与相应的普通简单类型λ演算$\boldsymbol\lambda$之间的关系,也证明了类似结果。这回答了Zimmermann在简单类型设定语义学中的一个问题。在配套论文中,这被推广到Church的简单类型论。我们进一步发展了以类似$\mathsf{BCKW}$的基础为中心的纯组合逻辑与$\boldsymbol\lambda_{\omega}$的弱演绎系统之间的部分对应关系,其中在λ抽象下不允许β归约,并利用这一点证明了最大系统$\boldsymbol\lambda_{\omega}$与中间系统$\boldsymbol\lambda_{\theta}$之间的部分演绎守恒性。

英文摘要

A system $\boldsymbol\lambda_{\theta}$ is developed that combines modal logic and simply-typed lambda calculus, and that generalizes the system studied by Montague and Gallin. Whereas Montague and Gallin worked with Church's simple theory of types, the system $\boldsymbol\lambda_{\theta}$ is developed in the typed base theory most commonly used today, namely the simply-typed lambda calculus. Further, the system $\boldsymbol\lambda_{\theta}$ is controlled by a parameter $\theta$ which allows more options for state types and state variables than is present in Montague and Gallin. A main goal of the paper is to establish some basic metatheory of $\boldsymbol\lambda_{\theta}$: (i) an Andrews-like characterization of its models in terms of combinatory logic is given, and this combinatory logic involves a $\mathsf{BCKW}$-like basis rather than an $\mathsf{SKI}$-like basis and (ii) semantic conservation and expressibility results relating $\boldsymbol\lambda_{\theta}$ to the maximal system $\boldsymbol\lambda_{\omega}$ are proven. Similar results are proven for the relation between $\boldsymbol\lambda_{\omega}$ and$\boldsymbol\lambda$, the corresponding ordinary simply-typed lambda calculus. This answers a question of Zimmermann in the semantics of the simply typed setting. In a companion paper this is extended to Church's simple theory of types. We further develop a partial correspondence between a pure combinatory logic centered on the $\mathsf{BCKW}$-like basis and the weak deductive system for $\boldsymbol\lambda_{\omega}$ wherein $\beta$-reduction is not allowed under a lambda abstract, and we use this to show partial deductive conservation between the maximal system $\boldsymbol\lambda_{\omega}$ and the intermediary systems $\boldsymbol\lambda_{\theta}$.

2510.11846 2026-06-12 math.PR math-ph 版本更新

Quenched and Annealed CLTs for the one-periodic Aztec diamond in random environment

随机环境中单周期阿兹特克钻石的淬火与退火中心极限定理

Panagiotis Zografos

AI总结 研究随机环境中单周期阿兹特克钻石随机二聚体覆盖的渐近行为,通过分析带随机参数的Schur过程,证明了淬火涨落收敛到高斯自由场,并推广了退火中心极限定理。

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39 pages. New theorems added
AI中文摘要

我们研究了随机环境中单周期阿兹特克钻石的随机二聚体覆盖的渐近行为。我们研究了高度函数的淬火极限定理,并推广了最近在[ arXiv:2507.08560 ]中研究的退火极限定理。我们考虑了更一般的随机边权选择(不假设独立性),并区分了随机边权在不同缩放下满足中心极限定理(CLT)的两种情况。对于这两种情况,我们证明了淬火涨落收敛到高斯自由场。对于退火版本,[ arXiv:2507.08560 ]已表明高斯自由场涨落可能被随机环境的更大涨落所主导。为了研究淬火涨落,我们分析了带随机参数的Schur过程,从而能够证明非独立同分布权重下高度函数的退火CLT。我们考虑了具体例子,并确定了渐近涨落。

英文摘要

We study the asymptotic behavior of random dimer coverings of the one-periodic Aztec diamond in random environment. We investigate quenched limit theorems for the height function and we extend annealed limit theorems that were recently studied in [ arXiv:2507.08560 ]. We consider more general choices of random edge weights (independence is not assumed) and we distinguish two cases where the random edge weights satisfy the Central Limit Theorem (CLT) under different scalings. For both cases, we prove convergence to the Gaussian Free Field for the quenched fluctuations. For the annealed version, it had been shown in [ arXiv:2507.08560 ], that Gaussian Free Field fluctuations can be dominated by the much larger fluctuations of the random environment. To access quenched fluctuations we analyze the Schur process with random parameters in a way that allows to prove the annealed CLT for the height function for non i.i.d. weights. We consider specific examples where we determine the asymptotic fluctuations.

2407.18150 2026-06-12 math.OC 版本更新

Block cubic Newton with greedy selection

带贪心选择的块立方牛顿法

Andrea Cristofari

AI总结 提出一种二阶块坐标下降法,通过贪心规则选择变量块并利用立方模型近似更新,证明非凸问题全局收敛并给出最坏情况迭代复杂度。

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AI中文摘要

针对具有Lipschitz连续Hessian矩阵的目标函数的无约束极小化问题,提出了一种二阶块坐标下降法。在每次迭代中,通过贪心(Gauss-Southwell)规则选择变量块,该规则考虑一阶平稳性违反程度,然后计算块更新的立方模型的近似极小值。在所提出的方案中,块不需要具有预定结构,其大小在迭代过程中可能变化。对于非凸目标函数,证明了全局收敛到稳定点,并提供了最坏情况迭代复杂度分析。特别地,给定容差$\epsilon$,我们表明最多需要${\cal O(\epsilon^{-3/2})}$次迭代即可使所选变量块的平稳性违反低于$\epsilon$,而最多需要${\cal O(\epsilon^{-2})}$次迭代即可使所有变量的平稳性违反低于$\epsilon$。最后给出了数值结果,将所提出的方法与其他二阶方法和块选择规则进行了比较。

英文摘要

A second-order block coordinate descent method is proposed for the unconstrained minimization of an objective function with a Lipschitz continuous Hessian. At each iteration, a block of variables is selected by means of a greedy (Gauss-Southwell) rule which considers the amount of first-order stationarity violation, then an approximate minimizer of a cubic model is computed for the block update. In the proposed scheme, blocks are not required to have a predetermined structure and their size may change during the iterations. For non-convex objective functions, global convergence to stationary points is proved and a worst-case iteration complexity analysis is provided. In particular, given a tolerance $\epsilon$, we show that at most ${\cal O(\epsilon^{-3/2})}$ iterations are needed to drive the stationarity violation with respect to a selected block of variables below $\epsilon$, while at most ${\cal O(\epsilon^{-2})}$ iterations are needed to drive the stationarity violation with respect to all variables below $\epsilon$. Numerical results are finally given, comparing the proposed approach with other second-order methods and block selection rules.

2510.02111 2026-06-12 math.NA 版本更新

Coarse scrambling for Sobol' and Niederreiter sequences

Sobol'和Niederreiter序列的粗粒化加扰

Kosuke Suzuki

AI总结 提出粗粒化加扰,一种对数字序列进行混合进制数字块置换的新型随机化方法,保持底层点的(0,e,d)-序列性质,对光滑被积函数达到O(n^{-3+ε})方差衰减率,且最大增益系数随维度对数增长,理论上有助于缓解加扰Sobol'序列的维数灾难。

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AI中文摘要

我们引入了粗粒化加扰,这是一种对数字序列进行混合进制表示中数字块置换的新型随机化方法。该构造旨在保留底层点的强大$(0,\mathbb{e},d)$-序列性质。对于足够光滑的被积函数,我们证明该方法达到了标准的$O(n^{-3+\epsilon})$方差衰减率,与标准Owen加扰相匹配。关键的是,我们表明其最大增益系数仅随维度对数增长,即$O(\log d)$,从而为受加扰Sobol'序列影响的维数灾难提供了理论上的鲁棒性。数值实验验证了这些发现,并展示了一个实际的权衡:对于对低维投影敏感的被积函数,Owen加扰更优;而对于有效截断维度低的函数,粗粒化加扰具有竞争力。

英文摘要

We introduce coarse scrambling, a novel randomization for digital sequences that permutes blocks of digits in a mixed-radix representation. This construction is designed to preserve the powerful $(0,\mathbb{e},d)$-sequence property of the underlying points. For sufficiently smooth integrands, we prove that this method achieves the canonical $O(n^{-3+\epsilon})$ variance decay rate, matching that of standard Owen's scrambling. Crucially, we show that its maximal gain coefficient grows only logarithmically with dimension, $O(\log d)$, thus providing theoretical robustness against the curse of dimensionality affecting scrambled Sobol' sequences. Numerical experiments validate these findings and illustrate a practical trade-off: while Owen's scrambling is superior for integrands sensitive to low-dimensional projections, coarse scrambling is competitive for functions with low effective truncation dimension.

2504.10610 2026-06-12 math.GT math.CV 版本更新

On the homology of $BΓ_n^\mathbb{C}$ and its application to complex structures on open manifolds

关于 $B\Gamma_n^\mathbb{C}$ 的同调及其在开流形复结构上的应用

Filip Samuelsen

AI总结 本文通过构造 $\mathbb{CP}^n$ 上新的 $\Gamma_n^\mathbb{C}$-结构,将任意维开流形存在复解析结构的猜想从维数2,4,6推广到维数8,并导出 Haefliger 分类空间 $B\Gamma_n^\mathbb{C}$ 的同调定理。

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Comments
This paper replaces an earlier (withdrawn) version. The paper has undergone peer review and is going to appear in the PAMS
AI中文摘要

自20世纪70年代以来,已知任何维数为2、4或6的开连通流形,只要其切丛允许复线性结构,就允许复解析结构。半个世纪以来,这一直被猜想对于任何维数的流形成立。在本文中,我们将结果推广到维数为8的流形。为了证明这一结果,我们构造了 $\mathbb{CP}^n$ 上新的 $\Gamma_n^\mathbb{C}$-结构。由此,我们推导出一个关于 Haefliger 分类空间 $B\Gamma_n^\mathbb{C}$ 的同调的定理。然后,该结果通过障碍理论得出。

英文摘要

Since the 1970s, it has been known that any open connected manifold of dimension 2, 4 or 6 admits a complex analytic structure whenever its tangent bundle admits a complex linear structure. For half a century, this has been conjectured to hold true for manifolds of any dimension. In this paper, we extend the result to manifolds of dimension 8. To prove the result new $\Gamma_n^\mathbb{C}$-structures on $\mathbb{CP}^n$ are constructed. As a consequence we derive a theorem concerning the homology of Haefligers classifying space, $B\Gamma_n^\mathbb{C}$. The result then follows from obstruction theory.

2509.22406 2026-06-12 math.LO 版本更新

Strong Kurtz Randomness and Binary Expansions of Reordered Computable Numbers

强Kurtz随机性与重排序可计算数的二进制展开

Peter Hertling, Philip Janicki

AI总结 本文研究左可计算数的一个子集,证明实数重排序可计算当且仅当它是左可计算且非强Kurtz随机,并刻画了强Kurtz随机性、二进制展开的免疫性质及有效维数。

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AI中文摘要

一个实数称为左可计算的,如果存在一个收敛到它的可计算递增有理数列。本文研究左可计算数中一个非常特定子集的Kolmogorov复杂性和二进制展开。我们的主要结果表明,一个实数是重排序可计算的当且仅当它是左可计算且不是强Kurtz随机的。为此,我们通过合适的随机性测试概念刻画了强Kurtz随机性。我们还考察了重排序可计算数的二进制展开,并澄清它们是否可以是免疫的、超免疫的、超超免疫的、强超超免疫的或凝聚的。然后,我们研究了重排序可计算数的有效Hausdorff维数和填充维数。最后,我们简要考察了在免疫性质、Kolmogorov复杂性和(强)Kurtz随机性背景下的正则实数。

英文摘要

A real number is called left-computable if there exists a computable increasing sequence of rational numbers converging to it. In this article we investigate the Kolmogorov complexity and the binary expansions of a very specific subset of the left-computable numbers. We show in our main result that a real number is reordered computable if, and only if, it is left-computable and not strongly Kurtz random. In preparation of this, we characterize strong Kurtz randomness by a suitable notion of randomness tests. We also look at the binary expansions of reordered computable numbers and clarify whether they can be immune, hyperimmune, hyperhyperimmune, strongly hyperhyperimmune, or cohesive. Then, we investigate the effective Hausdorff and packing dimensions of reordered computable numbers. Finally, we have a short look at regular reals in the context of immunity properties, Kolmogorov complexity and (strong) Kurtz randomness.

2509.22037 2026-06-12 math.OA math.FA math.PR 版本更新

Non-commutative Law of iterated logarithm

迭代对数律的非交换形式

Sourav Panja, Éric Ricard, Diptesh Saha

AI总结 本文证明了鞅和独立随机变量序列的经典迭代对数律的最优非交换类比,通过改进的指数不等式导出非交换Stout型LIL,并由此得到非交换Hartman-Wintner型LIL。

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Comments
16 pages; Minor linguistic change, Comments are welcome
AI中文摘要

我们证明了鞅和独立(非交换)随机变量序列的经典迭代对数律(LIL)的最优非交换类比。经典的鞅版本由Stout [Sto70b]建立,独立情形由Hartman-Wintner [HW41]建立。我们的方法依赖于一个关键的指数不等式,该不等式本质上归功于Randrianantoanina [Ran24],改进了Junge和Zeng [JZ15]的结果。它允许推导出如[Zen15]中的最优非交换Stout型LIL,然后从该鞅结果我们推导出独立随机变量序列的非交换Hartman-Wintner型LIL。

英文摘要

We prove optimal non-commutative analogues of the classical Law of Iterated Logarithm (LIL) for both martingales and sequences of independent (non-commutative) random variables. The classical martingale version was established by Stout [Sto70b] and the independent case by Hartman-Wintner [HW41]. Our approach relies on a key exponential inequality essentially due to Randrianantoanina [Ran24] that improves that from Junge and Zeng [JZ15]. It allows to derive an optimal non-commutative Stout-type LIL just as in [Zen15], from that martingale result we then deduce a non-commutative Hartman-Wintner type LIL for independent sequences of random variables.

2509.16667 2026-06-12 math.CO 版本更新

On Ternary Trees and Fighting Fish

关于三元树与斗鱼

Sen-Peng Eu, Tung-Shan Fu, Yu-Ren Pan

AI总结 提出一种基于干细胞的树结构构造斗鱼的方法,建立三元树与带标记条带的斗鱼之间的双射,并利用该双射给出大小为n的斗鱼的组合计数。

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29 pages, 14 figures. Author name correction, article revision
AI中文摘要

斗鱼是由Duchi、Guerrini、Rinaldi和Schaeffer引入的一种组合结构,作为分支曲面的新模型,推广了有向凸多联骨牌。我们提出了一种斗鱼的替代构造,使用基于所谓斗鱼干细胞构建的树结构。从这个角度,我们建立了三元树与带标记细胞条的斗鱼之间的双射,该双射特化为左三元树与斗鱼之间的直接双射。利用这些结果,我们通过建立与具有n个节点的三元树的(n+1)-to-2双射,得到了大小为n的斗鱼的组合计数。我们给出了一些额外的计数结果,包括带标记尾巴的斗鱼和水平对称的斗鱼与具有给定总节点数的有序三元树对数量相等。

英文摘要

Fighting fish is a combinatorial configuration introduced by Duchi, Guerrini, Rinaldi and Schaeffer as a new model of branching surfaces that generalizes directed convex polyominoes. We come up with an alternative construction of fighting fish, using a tree structure built on the so-called stem cells of fighting fish. From this perspective, we establish a bijection between ternary trees and fighting fish with a marked strip of cells, which specializes to a direct bijection between left ternary trees and fighting fish. Using these results, we obtain a combinatorial enumeration of the fighting fish of size $n$ by establishing an $(n+1)$-to-2 bijection with the ternary trees with $n$ nodes. We present some additional enumerative results including that fighting fish with a marked tail and horizontally symmetric fighting fish are equinumerous with ordered pairs of ternary trees having a total of a given number of nodes.

2404.12073 2026-06-12 nlin.CD math-ph math.DS 版本更新

Van Hove singularities in the density of states of a chaotic dynamical system

混沌动力系统态密度中的范霍夫奇点

Bryn Davies

AI总结 通过构造周期微分算子序列并计算其态密度,预测混沌系统的统计特性,以斐波那契铺砌规则生成的周期算子为例,推导出混沌系统极限统计的显式公式,并证明临界值附近的聚类等价于算子态密度中的范霍夫奇点。

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AI中文摘要

我们展示了混沌系统的统计特性可以通过构造一个相关的周期微分算子序列并计算它们的态密度来预测。对于这样的算子,态密度已被充分理解,并且可以直接计算,通常能得到显式公式。作为案例研究,我们研究了一个非线性递归关系,该关系自然地映射到由斐波那契铺砌规则生成的一族周期算子。这种对应关系使我们能够推导出混沌系统极限统计的显式公式,并证明临界值附近的聚类等价于算子态密度中的范霍夫奇点。

英文摘要

We show that the statistics of chaotic systems can be predicted by constructing an associated sequence of periodic differential operators and computing their densities of states. For such operators, the density of states is well understood and can be computed straightforwardly, often yielding explicit formulas. As a case study, we investigate a nonlinear recursion relation that maps naturally onto a family of periodic operators generated by a Fibonacci tiling rule. This correspondence enables us to derive an explicit formula for the limiting statistics of the chaotic system and to demonstrate that the clustering near to critical values is equivalent to the van Hove singularities in the operators' densities of states.

2509.17639 2026-06-12 math.DS 版本更新

Multidimensional contracted rotations

多维收缩旋转

Jose Pedro Gaivao, Benito Pires

AI总结 研究多维收缩旋转的动力学,证明对于几乎所有的平移向量,映射是渐近周期的,并给出不能化为一维情况的例子。

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10 pages, 2 figures
AI中文摘要

我们研究多维收缩旋转的动力学,并解决Y. Bugeaud和J-P. Conze在1999年《Acta Arithmetica》中提出的一个问题。更精确地说,我们证明如果$A$是$\mathbb{R}^d$上的可逆线性收缩,那么由$f(x) = Ax +b\,\,(\textrm{mod}\,\mathbb{Z}^d)$定义的映射$f: [0,1)^d\to [0,1)^d$对于Lebesgue几乎所有的$b\in\mathbb{R}^d$是渐近周期的。我们还包含一个多维收缩旋转$(d>1)$族的例子,它不与一维收缩旋转$(d=1)$的乘积共轭,表明我们的结果不能简化为或由Bugeaud和Conze的一维结果推导出来。

英文摘要

We study the dynamics of multidimensional contracted rotations and address a problem posed by Y. Bugeaud and J-P. Conze in \textit{Acta Arithmetica} in 1999. More precisely, we show that if $A$ is an invertible linear contraction of $\mathbb{R}^d$, then the map $f: [0,1)^d\to [0,1)^d$ defined by $f(x) = Ax +b\,\,(\textrm{mod}\,\mathbb{Z}^d)$ is asymptotically periodic for Lebesgue almost all $b\in\mathbb{R}^d$. We also include an example of a family of multidimensional contracted rotations $(d>1)$ not conjugate to the product of one-dimensional contracted rotations $(d=1)$, showing that our result cannot be reduced to or derived from the one-dimensional result of Bugeaud and Conze.

2504.14291 2026-06-12 math.NT 版本更新

The first moment of central value of primitive quartic $L$-functions with fixed genus

固定亏格的原始四次$L$-函数中心值的第一个矩

Ziwei Hong

AI总结 在非Kummer设定下,利用双Dirichlet级数研究$\mathbb{F}_q(T)$上原始四次$L$-函数第一个矩的均值,得到误差项$q^{(\frac{3}{5}+\varepsilon)g}$。

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AI中文摘要

我们研究了在非Kummer设定下,$\mathbb{F}_q(T)$上原始四次$L$-函数第一个矩的均值。具体地,我们考虑和式 \begin{equation*} \sum_{\substack{\chi\ 原始四次\\ \chi^2\ 原始\\ genus(\chi)=g}}L_q(\frac{1}{2}, \chi), \end{equation*} 其中$L_q(s,\chi)$表示与原始四次特征$\chi$相关的$L$-函数。利用双Dirichlet级数,我们推导出大小为$q^{(\frac{3}{5}+\varepsilon)g}$的误差项。

英文摘要

We investigate the mean value of the first moment of primitive quartic $L$-functions over $\mathbb{F}_q(T)$ in the non-Kummer setting. Specifically, we study the sum \begin{equation*} \sum_{\substack{\chi\ primitive\ quartic\\ \chi^2 primitive\\ genus(\chi)=g}}L_q(\frac{1}{2}, \chi), \end{equation*} where $L_q(s,\chi)$ denotes the $L$-function associated with primitive quartic character $\chi$. Using double Dirichlet series, we derive an error term of size $q^{(\frac{3}{5}+\varepsilon)g}$.

2509.03688 2026-06-12 math.LO 版本更新

The reverse mathematics of bounded Ramsey's theorem for pairs

有界Ramsey定理对二元对的逆数学研究

Quentin Le Houérou, Ludovic Patey

AI总结 研究退化版Ramsey定理对二元对和两色(BRT²₂)的逆数学强度,证明其可由Erdős-Moser定理推出但不蕴含升降序列原理,且其可计算真版本等价于IΣ₂⁰。

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31 pages
AI中文摘要

本文研究Ramsey定理对二元对和两色($\mathsf{RT}^2_2$)的一个退化版本,其中颜色1的同质集大小有界。根据$\mathsf{RT}^2_2$,每个这样的着色都承认一个颜色0的无限同质集。这个称为$\mathsf{BRT}^2_2$的陈述已知是可计算真的,即每个可计算实例都有可计算解,但已知证明使用$\Sigma^0_2$-归纳($\mathsf{I}\Sigma_2^0$)。我们证明$\mathsf{BRT}^2_2$可由Erdős-Moser定理推出但不蕴含升降序列原理,并且其可计算真版本在$\mathsf{RCA}_0$上等价于$\mathsf{I}\Sigma_2^0$。

英文摘要

In this article, we study a degenerate version of Ramsey's theorem for pairs and two colors ($\mathsf{RT}^2_2$), in which the homogeneous sets for color 1 are of bounded size. By $\mathsf{RT}^2_2$, it follows that every such coloring admits an infinite homogeneous set for color 0. This statement, called $\mathsf{BRT}^2_2$, is known to be computably true, that is, every computable instance admits a computable solution, but the known proofs use $\Sigma^0_2$-induction ($\mathsf{I}\Sigma_2^0$). We prove that $\mathsf{BRT}^2_2$ follows from the Erdős-Moser theorem but not from the Ascending Descending sequence principle, and that its computably true version is equivalent to $\mathsf{I}\Sigma_2^0$ over $\mathsf{RCA}_0$.

2509.02002 2026-06-12 math.DG math.AG math.RA 版本更新

Symmetric spaces for groups over involutive algebras and applications to Higgs bundles

对合代数上群的对称空间及其在Higgs丛中的应用

Pengfei Huang, Georgios Kydonakis, Eugen Rogozinnikov, Anna Wienhard

AI总结 研究对合代数上的辛群和不定正交群,识别其极大紧子群并构造黎曼对称空间的几何模型,进而应用于Higgs丛模空间的计数和Hitchin态射的分解。

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95 pages
AI中文摘要

我们研究对合(可能非交换)代数$(A, \sigma)$上的辛群和不定正交群。当代数$(A, \sigma)$是Hermite的,或是Hermite对合代数的复化$(A_{\mathbb C}, \sigma_{\mathbb C})$时,可以识别这些群的极大紧子群,并考虑其相关的黎曼对称空间。这一新视角使得对称空间的各种几何模型得以实现。我们显式描述了每个模型的复化切空间,以及它们之间的微分同胚及其微分。在文章的第二部分,我们给出了该理论的一些应用。第一部分描述的黎曼对称空间的几何实现为Higgs丛数据提供了新的几何解释,这些数据可用于研究Hermite对合代数上辛群或不定正交群的基本群表示。我们利用相应极大紧子群的拓扑而非Morse-Bott理论技术,给出了$\rm{Sp}_2(A_{\mathbb C}, \sigma_{\mathbb C})$-Higgs丛和$\rm O(A_{\mathbb C}, \sigma_{\mathbb C})$-Higgs丛模空间的精确分量计数。此外,我们利用非交换对称空间模型构造了$\rm{Sp}_2(A_{\mathbb C},\sigma_{\mathbb C})$-Higgs丛的Hitchin态射的分解,以及实群$\rm{Sp}_2(A,\sigma)$和$\rm O_{(1,1)}(A,\sigma)$的类似分解。这些分解由从相应切模型到Jordan代数目标的二次范数映射诱导,并通过中间仿射GIT商。因此,它们降低了显式刻画Hitchin基所需的代数复杂度。

英文摘要

We study symplectic groups and indefinite orthogonal groups over involutive, possibly noncommutative, algebras $(A, \sigma)$. In the case when the algebra $(A, \sigma)$ is Hermitian, or the complexification $(A_{\mathbb C}, \sigma_{\mathbb C})$ of a Hermitian involutive algebra, one can identify maximal compact subgroups of such groups, and consider their associated Riemannian symmetric spaces. This new perspective allows for the realization of various geometric models for the symmetric space. We describe explicitly the complexified tangent space for each of the models, as well as the diffeomorphisms between them and their differentials. In the second part of the article, we give a number of applications of this theory. The geometric realizations of the Riemannian symmetric spaces described in the first part provide new geometric interpretations of Higgs bundle data that can be used for the study of fundamental group representations into symplectic or into indefinite orthogonal groups over Hermitian involutive algebras. We give an exact component count for the moduli spaces of $\rm{Sp}_2(A_{\mathbb C}, \sigma_{\mathbb C})$-Higgs bundles and of $\rm O(A_{\mathbb C}, \sigma_{\mathbb C})$-Higgs bundles, using the topology of the corresponding maximal compact subgroups rather than Morse-Bott theory techniques. Furthermore, we use the noncommutative symmetric-space models to construct a factorization of the Hitchin morphism for $\rm{Sp}_2(A_{\mathbb C},\sigma_{\mathbb C})$-Higgs bundles, together with analogous factorizations for the real groups $\rm{Sp}_2(A,\sigma)$ and $\rm O_{(1,1)}(A,\sigma)$. These factorizations are induced by quadratic norm maps from the corresponding tangent models to Jordan-algebraic targets and pass through intermediate affine GIT quotients. As a consequence, they reduce the algebraic complexity required in order to characterize the Hitchin base explicitly.

2509.00667 2026-06-12 math.NT 版本更新

On Triple Quadratic Residue Symbols in Real Quadratic Fields

实二次域中的三次二次剩余符号

Atsuki Kuramoto

AI总结 针对窄类群平凡的实二次域,引入三次二次剩余符号,通过模2算术三重Milnor不变量定义,并刻画其在8次二面体扩张中的分解律,推广了Rédei的三次符号。

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18 pages
AI中文摘要

我们为窄类群平凡的实二次域$k$的某些有限素数$\mathfrak{p}_i$引入三次二次剩余符号$[\mathfrak{p}_1, \mathfrak{p}_2, \mathfrak{p}_3]$。为此,我们确定了$k$上在$\mathfrak{p}_1, \mathfrak{p}_2, \mathfrak{p}_3$和无限素数之外非分歧的最大pro-2伽罗瓦扩张的伽罗瓦群的表示,由此导出模2算术三重Milnor不变量$\mu_2(123)$,从而得到三次符号$[\mathfrak{p}_1, \mathfrak{p}_2, \mathfrak{p}_3] = (-1)^{\mu_2(123)}$。我们的符号$[\mathfrak{p}_1, \mathfrak{p}_2, \mathfrak{p}_3]$描述了$\mathfrak{p}_3$在由$\mathfrak{p}_1, \mathfrak{p}_2$确定的$k$的某8次二面体扩张$K$中的分解律。域$K$和我们的符号$[\mathfrak{p}_1, \mathfrak{p}_2, \mathfrak{p}_3]$是Rédei在$\mathbb{Q}$上的二面体扩张和有理素数Rédei三次符号在实二次域上的推广。我们给出了实二次域上Rédei型扩张$K$的例子。我们还给出了我们的符号在Massey积方面的上同调解释。

英文摘要

We introduce triple quadratic residue symbols $[\mathfrak{p}_1, \mathfrak{p}_2, \mathfrak{p}_3]$ for certain finite primes $\mathfrak{p}_i$'s of a real quadratic field $k$ with trivial narrow class group. For this, we determine a presentation of the Galois group of the maximal pro-2 Galois extension over $k$ unramified outside $\mathfrak{p}_1, \mathfrak{p}_2, \mathfrak{p}_3$ and infinite primes, from which we derive mod 2 arithmetic triple Milnor invariants $\mu_2(123)$ yielding the triple symbol $[\mathfrak{p}_1, \mathfrak{p}_2, \mathfrak{p}_3] = (-1)^{\mu_2(123)}$. Our symbols $[\mathfrak{p}_1, \mathfrak{p}_2, \mathfrak{p}_3]$ describes the decomposition law of $\mathfrak{p}_3$ in a certain dihedral extension $K$ over $k$ of degree 8, determined by $\mathfrak{p}_1, \mathfrak{p}_2$. The field $K$ and our symbols $[\mathfrak{p}_1, \mathfrak{p}_2, \mathfrak{p}_3]$ are generalizations over real quadratic fields of Rédei's dihedral extension of $\mathbb{Q}$ and Rédei's triple symbol of rational primes. We give examples of Rédei type extensions $K$ over real quadratic fields. We also give a cohomological interpretation of our symbols in terms of Massey products.

2508.21237 2026-06-12 math.NT math.CV 版本更新

The Carlitz module and a differential Ax-Lindemann-Weierstrass theorem for the Euler gamma function

Carlitz 模与 Euler gamma 函数的微分 Ax-Lindemann-Weierstrass 定理

Lucia Di Vizio, Federico Pellarin

AI总结 本文证明了 Euler gamma 函数的 Ax-Lindemann-Weierstrass 型微分超越结果:对于模 Z 两两不同且代数于亚纯 1-周期函数域 k 的亚纯函数 ζ_i,函数 Γ(ν-ζ_i(ν)) 在 k(ν) 上微分独立。

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32 pages
AI中文摘要

我们证明了 Euler gamma 函数的一个“Ax-Lindemann-Weierstrass”型微分超越结果。给定复变量 ν 的亚纯函数 ζ_1,…,ζ_n,它们模 Z 两两不同且代数于亚纯 1-周期函数域 k,则函数 Γ(ν-ζ_1(ν)),…,Γ(ν-ζ_n(ν)) 在域 k(ν) 上微分独立。我们确定了与亚纯函数上 Carlitz 模的某个化身之挠相关的某些差域扩张的结构。这些扩张是阿贝尔的和纯超越的,后一性质对我们的主要结果至关重要,并且是通过应用 Hardouin 和 Singer 的微分代数性准则得到的。

英文摘要

We prove a differential transcendence result of type "Ax-Lindemann-Weierstrass" for Euler's gamma function. Given meromorphic functions $\zeta_1,\dots,\zeta_n$ of a complex variable $\nu$ that are pairwise distinct modulo $\mathbb Z$ and algebraic over the field $k$ of meromorphic $1$-periodic functions, the functions $ \Gamma(\nu-\zeta_1(\nu)),\dots,\Gamma(\nu-\zeta_n(\nu))$ are differentially independent over the field $k(\nu)$. We determine the structure of certain difference field extensions related to the torsion of an avatar of the Carlitz module over meromorphic functions. These extensions are abelian and purely transcendental, the latter property being crucial in our main result, and obtained applying a criterion of differential algebraicity of Hardouin and Singer.

2508.05854 2026-06-12 quant-ph math.OC 版本更新

First-order and interior-point methods for entanglement detection

用于纠缠检测的一阶方法和内点方法

Javier Pena, Vikesh Siddhu, Sridhar Tayur

AI总结 提出一种新的SDP层次结构PST,介于EXT和DPS之间,平衡近似精度与计算开销;构造EXT和PST的多项式规模描述;设计基于最小二乘的一阶方法和基于锥规划的内点方法,实现高效稳定的纠缠检测。

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32 pages, 15 figures
AI中文摘要

量子纠缠是量子信息科学的核心,但在高维或噪声系统中可靠检测纠缠仍然是一个基本的计算挑战。半定规划(SDP)层次结构,如Doherty-Parrilo-Spedalieri(DPS)和Extension(EXT)层次结构,为纠缠检测提供了完整的方法,但众所周知,如果直接实现,问题规模呈指数增长,限制了其实际应用。我们做出三项贡献。首先,我们引入一个新的SDP层次结构PST,它介于EXT和DP之间——比EXT更紧密地逼近可分离态集合,同时计算开销远低于DPS。其次,我们利用分区映射和算子显式构造了EXT和PST的紧凑、多项式可扩展的描述。这些描述进而产生了满足Slater条件等理想性质的公式,并且非常适合一阶方法(FOM)和内点方法(IPM)。第三,我们设计了一套纠缠检测算法:基于最小二乘公式的三种FOM(Frank-Wolfe、投影梯度和快速投影梯度),以及基于锥规划公式的自定义原始-对偶IPM。这些方法数值稳定,即使在态靠近可分离性边界的情况下,也能生成纠缠见证或邻近度量。在基准量子态上的数值实验表明,我们的算法提高了求解更深层次SDP层次结构的能力。

英文摘要

Quantum entanglement lies at the heart of quantum information science, yet its reliable detection in high-dimensional or noisy systems remains a fundamental computational challenge. Semidefinite programming (SDP) hierarchies, such as the Doherty-Parrilo-Spedalieri (DPS) and Extension (EXT) hierarchies, offer complete methods for entanglement detection, but it is well known that their practical use is limited by exponential growth in problem size if implemented naively. We make three contributions. First, we introduce a new SDP hierarchy, PST, that is sandwiched between EXT and DP -- offering a tighter approximation to the set of separable states than EXT, while incurring significantly lower computational overhead than DPS. Second, we explicitly construct compact, polynomially-scalable descriptions of EXT and PST using partition mappings and operators. These descriptions in turn yield formulations that satisfy desirable properties such as the Slater condition and are well-suited to both first-order methods (FOMs) and interior-point methods (IPMs). Third, we design a suite of entanglement detection algorithms: three FOMs (Frank-Wolfe, projected gradient, and fast projected gradient) based on a least-squares formulation, and a custom primal-dual IPM based on a conic programming formulation. These methods are numerically stable and capable of producing entanglement witnesses or proximity measures, even in cases where states lie near the boundary of separability. Numerical experiments on benchmark quantum states demonstrate that our algorithms improve the ability to solve deeper levels of the SDP hierarchy.

2508.08395 2026-06-12 math.AG 版本更新

Profiles, linear spaces, and unirationality of complete intersections

完全交的轮廓、线性空间和单有理性

Raymond Cheng

AI总结 通过推广低次完全交的两个经典结果,证明具有小轮廓的完全交包含许多线性空间且在一定条件下是单有理的。

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36 pages, comments very welcome! v2: Correct minor misprints
AI中文摘要

在正特征域上,完全交可能出乎意料地简单:例如,尽管是一般类型,它们可能是单有理的。一个解释由轮廓(profile)给出,这是一种追踪多项式特殊形状、细化次数的结构。本文的目的是通过推广关于低次完全交的两个经典结果,表明具有小轮廓的完全交应被视为简单的:首先,与完全交相关联的Fano方案的基本几何仅取决于轮廓,因此具有小轮廓的完全交包含许多线性空间。其次,一旦完全交的维数相对于其轮廓足够大,一般的完全交就是单有理的。

英文摘要

Complete intersections may be unexpectedly simple over fields of positive characteristic: for instance, they may be unirational despite being of general type. One explanation is given by profiles, structure that tracks the special shape of polynomials, refining the degree. The aim of this work is to show that complete intersections with small profile should be considered simple by generalizing two classical results on low degree complete intersections: First, the basic geometry of Fano schemes associated with complete intersections depends only on the profile, so that complete intersections with small profile contain many linear spaces. Second, a general complete intersection is unirational once its dimension is sufficiently large compared to its profile.

2508.07332 2026-06-12 math.CO 版本更新

On the characterizations of $\mathcal{D}_{k} \backslash \mathcal{D}_{k-2}$

关于 $\mathcal{D}_{k} \backslash \mathcal{D}_{k-2}$ 的刻画

Jing Zeng, Lihua You, Xinghui Zhao, Hong-Jian Lai

AI总结 本文引入CR锦标赛、基本锦标赛和Z矩阵,刻画了包含基本强CR子锦标赛的$\mathcal{D}_{k} \backslash \mathcal{D}_{k-2}$中锦标赛的结构,推广了已有结果并解决了公开问题。

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38 pages, 1 figure
AI中文摘要

锦标赛 $T$ 的行列式,记作 $\det(T)$,定义为 $T$ 的斜邻接矩阵的行列式。众所周知,若 $n$ 为奇数则 $\det(T)=0$,若 $n$ 为偶数则 $\det(T)$ 是奇整数的平方。对于正奇数 $k$,令 $\mathcal{D}_k$ 表示所有子锦标赛的行列式不超过 $k^2$ 的锦标赛的集合。先前研究表明,对于 $k \in \{1,3,5\}$,锦标赛 $T \in \mathcal{D}_k \backslash \mathcal{D}_{k-2}$(当 $k=1$ 时 $T \in \mathcal{D}_1$)当且仅当 $T$ 开关等价于 $L_{k+1}$ 的传递爆炸,其中 $L_{k+1}$ 是一个具有特定结构的 $k+1$ 阶锦标赛。对于 $k \geq 7$,尚无刻画结果。一个自然的问题是刻画 $\mathcal{D}_{k} \backslash \mathcal{D}_{k-2}$ 中那些可以开关等价于 $L_{k+1}$ 的传递爆炸的锦标赛($k \geq 7$)。为了解决这个问题并进一步探索 $\mathcal{D}_{k}$ 中锦标赛的结构性质,我们引入了 CR 锦标赛、强 CR 锦标赛、基本锦标赛和 $Z$-矩阵,并研究了它们的性质。利用这些性质,我们刻画了那些包含开关同构于 $\mathcal{D}_{k} \backslash \mathcal{D}_{k-2}$ 中基本强 CR 锦标赛的子锦标赛的锦标赛 $T \in \mathcal{D}_{k} \backslash \mathcal{D}_{k-2}$。这一结果蕴含了先前对 $\mathcal{D}_3\backslash \mathcal{D}_1$ 和 $\mathcal{D}_5 \backslash \mathcal{D}_3$ 的刻画。利用 $Z$-矩阵,我们还证明了对于偶数 $n$,$L_{n}$ 是基本强 CR 锦标赛,从而解决了 [Discrete Math. 349 (2) (2026) 114766] 中提出的公开问题。

英文摘要

The determinant of a tournament $T$, denoted by $\det(T)$, is defined as the determinant of the skew-adjacency matrix of $T$. It is well-known that $\det(T)$ is equal to $0$ if $n$ is odd, and $\det(T)$ is the square of an odd integer if $n$ is even. For a positive odd integer $k$, let $\mathcal{D}_k$ be the set of tournaments whose all subtournaments have determinant at most $k^2$. Former studies showed that for $k \in \{1,3,5\}$, a tournament $T \in \mathcal{D}_k \backslash \mathcal{D}_{k-2}$ ($T \in \mathcal{D}_1$ when $k=1$) if and only if $T$ is switching equivalent to a transitive blowup of $L_{k+1}$, where $L_{k+1}$ is a tournament of order $k+1$ with a specific structure. For $k \geq 7$, no characterization results are known. A natural problem is to characterize tournaments in $\mathcal{D}_{k} \backslash \mathcal{D}_{k-2}$ that can be switching equivalent to a transitive blowup of $L_{k+1}$ for $k \geq 7$. To address this problem and to further explore the structural properties of tournaments in $\mathcal{D}_{k}$, we introduce CR tournaments, strong CR tournaments, basic tournaments and $Z$-matrices, and investigate their properties. We use these properties to characterize those tournaments $T \in \mathcal{D}_{k} \backslash \mathcal{D}_{k-2}$ where $T$ contains a subtournament switching isomorphic to a basic strong CR tournament in $\mathcal{D}_{k} \backslash \mathcal{D}_{k-2}$. This result implies former characterizations of $\mathcal{D}_3\backslash \mathcal{D}_1$ and $\mathcal{D}_5 \backslash \mathcal{D}_3$. Using $Z$-matrices, we also show that for even $n$, $L_{n}$ is a basic strong CR tournament, and thus solve the open problem posed in [Discrete Math. 349 (2) (2026) 114766].

2507.19735 2026-06-12 math.FA math.CV 版本更新

Difference of weighted composition operators between some spaces of analytic function spaces

解析函数空间之间加权复合算子的差

Jiaoye Du, Cezhong Tong, Zicong Yang

AI总结 本文简化了不同Bergman空间间加权复合算子差有界与紧性的证明,刻画了Schatten类中两个加权复合算子差的特征,并研究了Hardy-Hilbert空间上加权复合算子差的紧性。

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AI中文摘要

我们首先对[IEOT, {\bf 93}(2021), 17]中的主要结果给出了一个更简单的证明,该结果刻画了作用在不同Bergman空间之间的两个加权复合算子$C_{u,\varphi}-C_{v,\psi}$的有界差和紧差。更重要的是,我们得到了属于Schatten类的两个加权复合算子差的一些刻画。此外,还研究了作用在Hardy-Hilbert空间上的两个加权复合算子差的紧性。

英文摘要

We first obtain a simpler proof of the main results in [IEOT, {\bf 93}(2021), 17], which characterized the bounded and compact differences $C_{u,\varphi}-C_{v,\psi}$ of two weighted composition operators acting between different Bergman spaces. More importantly, we get some characterizations for the difference of two weighted composition operators belonging to Schatten class. Futhermore, the compact difference of two weighted composition operators acting on Hardy-Hilbert spaces is also studied.

2407.18572 2026-06-12 stat.AP math.ST stat.OT 版本更新

Bernoulli amputation

伯努利缺失生成

Marius Hofert, James Jackson, Niels Hagenbuch

AI总结 提出一种基于伯努利分布和copula的随机缺失生成方法,通过指定缺失指示变量的分布而非手动模式,灵活生成多种缺失模式,包括结构化缺失。

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AI中文摘要

提出了一种新颖的随机缺失生成方法,即向完整数据集中引入缺失值的过程。该方法只需指定缺失指示变量的分布,而无需手动指定每个缺失模式,即可构建多种缺失模式。通过copula和伯努利边际以原则性方式建模缺失指示变量,从而能够纳入缺失模式中的依赖性。除了经典的缺失机制如完全随机缺失、随机缺失和非随机缺失外,该方法还能建模结构化缺失,如块缺失,以及通过混合模型建模单调缺失,这些是现实数据集中常见的缺失数据模式。数学上推导了联合缺失概率和缺失相关性等性质。通过数学示例和基于一个样本量足够小、可视觉识别每个缺失数据点的知名示例数据集的经验说明,展示了该方法在仅需指定缺失指示变量的分布假设下捕捉不同缺失模式的灵活性。最后,提供了一个应用于多元金融时间序列的示例。

英文摘要

A novel, stochastic approach to amputation, the process of introducing missing values to a complete dataset, is presented. It allows one to construct a wide variety of missingness patterns by only having to specify distributions of missingness indicators as opposed to specifying each missingness pattern manually. Missingness indicators are modeled in a principled way via copulas and Bernoulli margins, thus allowing one to incorporate dependence in missingness patterns. Besides more classical missingness mechanisms such as missing completely at random, missing at random, and missing not at random, the approach is able to model structured missingness such as block missingness and, via mixtures, monotone missingness, which are patterns of missing data frequently found in real-life datasets. Properties such as joint missingness probabilities or missingness correlation are derived mathematically. The flexibility of the approach in capturing different missingness patterns while only requiring to specify distributional assumptions on missingness indicators is demonstrated with mathematical examples and empirical illustrations in terms of a well-known example dataset of sufficiently small sample size that allows to identify each missing data point visually. Finally, an example application to multivariate financial time series is provided.

2507.14589 2026-06-12 math.FA math.CV math.OA 版本更新

Operators associated with a domain in $\mathbb C^4$ and applications

与 $\mathbb C^4$ 中区域相关的算子及其应用

Sourav Pal, Nitin Tomar

AI总结 研究以六块域为谱集的交换算子元组($\mathbb H$-压缩),刻画其酉算子和等距,获得两种不同形式的膨胀结果,并揭示与对称双圆盘和四面体块域算子理论的联系。

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Comments
32 pages, Submitted to journal
AI中文摘要

六块域是由 $\mu$-综合问题的一个特例产生的区域。我们研究以六块域为谱集的交换算子元组。这样的元组称为六块域-压缩或简称为 $\mathbb H$-压缩。我们刻画了与 $\mathbb H$-压缩相关的酉算子和等距。获得了 $\mathbb H$-压缩的两种不同类型的膨胀结果。我们发现了这一理论与对称双圆盘和四面体块(另外两个与 $\mu$-综合问题相关的区域)相关的算子之间的联系。

英文摘要

The hexablock is a domain arising from a special case of the $\mu$-synthesis problem. We study the commuting operator tuples having the hexablock as a spectral set. Such a tuple is called a hexablock-contraction or simply $\mathbb H$-contraction. We characterize the unitaries and isometries associated with $\mathbb H$-contractions. Two different types of dilation results for $\mathbb H$-contractions are obtained. We find connection of this theory with the operators associated with the symmetrized bidisc and tetrablock, two other domains related to the $\mu$-synthesis problem.

2507.13215 2026-06-12 math.SG math.DS 版本更新

From Barcode Entropy to Metric Entropy

从条形码熵到度量熵

Erman Cineli, Viktor L. Ginzburg, Basak Z. Gurel

AI总结 本文建立了条形码熵与度量熵之间的联系,证明对于与拉格朗日子流形或勒让德子流形对相关的特定不变测度(伪弦测度),条形码熵是度量熵的下界。

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Comments
19 pages; final version (containing minor revisions); published in J. Fixed Point Theory Appl
AI中文摘要

我们在条形码熵和度量熵之间建立了一种联系。具体而言,我们证明,对于与一对拉格朗日子流形或勒让德子流形相关联的一类特定不变测度(我们称之为伪弦测度),条形码熵从下方限制了度量熵。通过变分原理,这一不等式改进了先前已知的条形码熵被拓扑熵上界的结果。

英文摘要

We establish a connection between barcode entropy and metric entropy. Namely, we show that the barcode entropy bounds the metric entropy from below for a measure from a specific class of invariant measures associated with a pair of Lagrangian or Legendrian submanifolds, which we call pseudo-chord measures. This inequality refines, via the variational principle, the previously known upper bound of barcode entropy by topological entropy.

2405.19881 2026-06-12 math.PR 版本更新

(Non)-hyperuniformity of perturbed lattices

扰动晶格的(非)超均匀性

David Dereudre, Daniela Flimmel, Martin Huesmann, Thomas Leblé

AI总结 研究扰动晶格在何种条件下保持超均匀性,发现一维和二维中扰动具有有限d阶矩时成立且条件最优,三维以上存在任意小扰动破坏超均匀性。

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Comments
Revised version with a major simplification
AI中文摘要

我们提出一个问题:在维度$d$中,一个静止晶格的点被同分布但可能相关的扰动移位后,是否仍然保持超均匀性。当$d = 1$或$2$时,我们证明如果扰动具有有限的$d$阶矩,则超均匀性成立,并且这个条件是紧的。当$d \geq 3$时,我们构造任意小的扰动,使得所得点过程不是超均匀的。作为一个独立的附带评论,我们展示了具有任意慢速衰减数方差的超均匀过程。

英文摘要

We ask whether a stationary lattice in dimension $d$ whose points are shifted by identically distributed but possibly dependent perturbations remains hyperuniform. When $d = 1$ or $2$, we show that it is the case when the perturbations have a finite $d$-moment, and that this condition is sharp. When $d \geq 3$, we construct arbitrarily small perturbations such that the resulting point process is not hyperuniform. As a side remark of independent interest, we exhibit hyperuniform processes with arbitrarily slow decay of their number variance.

2507.05326 2026-06-12 math.AG 版本更新

Residues and Gorenstein Contractions of Genus One Curves

余数与亏格为一曲线的格森收缩

Adrian Neff, Jonathan Wise

AI总结 本文研究了局部艺术代数环上亏格为一的节点曲线的余数及其在热带数据下的推广,进而构造出将子曲线收缩为格森亏格为一奇点的收缩映射。

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Comments
Updated version accepted for publication. 29 pages, 7 figures. Main text by Adrian Neff. Appendix by Adrian Neff and Jonathan Wise
AI中文摘要

设C为一个局部艺术代数环上的亏格为一的节点曲线,E为一个亏格为一的子曲线。我们定义了局部艺术代数环上的曲线余数,然后定义了以该环上的线束为值的广义余数,这些余数来源于曲线上的热带数据。我们随后利用这些余数来构造一个将C收缩,使得E被压缩为一个格森亏格为一的奇点。

英文摘要

Let $C$ be a genus one nodal curve over a local artinian base and let $E$ be a proper subcurve of genus one. We define residues for curves over local artinian rings, then define generalized residues with values in line bundles over the local artinian ring that arise from tropical data on the curve. We then use these residues to construct a contraction of $C$ that collapses $E$ to a Gorenstein genus one singularity.

2506.14283 2026-06-12 math.CA 版本更新

On the almost everywhere convergence of two-parameter ergodic averages along directional rectangles

关于沿方向矩形的双参数遍历平均的几乎处处收敛性

Bastien Lecluse

AI总结 研究平面矩形上的双参数遍历平均的几乎处处收敛性,证明了当矩形边斜率属于有限缺项集时平均在L^p中几乎处处收敛,并构造了非缺项方向集上平均不收敛的例子。

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AI中文摘要

本文研究了平面矩形上的双参数遍历平均序列的几乎处处收敛性。一方面,我们证明如果所考虑的矩形边斜率属于有限缺项集,则这些平均在所有$L^p$空间($1 < p < \infty$)中几乎处处收敛。另一方面,给定一些非缺项方向集,我们构造了沿这些方向定向的矩形序列,使得相关的遍历平均在任何$L^p$空间($1 < p < \infty$)中都不几乎处处收敛。

英文摘要

In this paper, we study the almost everywhere convergence of sequences of two-parameter ergodic averages over rectangles in the plane. On the one hand, we show that if the rectangles we consider have their sides with slopes in a finitely lacunary set, then the averages converge almost everywhere in all $L^p$ spaces, $1 < p < \infty$. On the other hand, given some non-lacunary sets of directions, we construct sequences of rectangles oriented along these directions for which the associated ergodic averages fail to converge almost everywhere in any $L^p$ space, $1 < p < \infty$.

2506.02913 2026-06-12 math.CV math.FA 版本更新

Dual realizations of Bergman spaces on strongly convex domains

强凸域上Bergman空间的对偶实现

Agniva Chatterjee

AI总结 研究强凸域上Bergman空间作为闭包上解析泛函子空间时,Fantappiè变换和Laplace变换限制的像,建立与平面情形类似的对偶结果,并给出反例说明平面结果不能推广到高维所有凸域。

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Comments
Improved the counterexample in Section 6; Added Section 7 with further remarks; to appear in Math.Z
AI中文摘要

Fantappiè变换和Laplace变换实现了支撑在凸紧集$K\subset{\mathbb C}^n$上的解析泛函与$K$相关的某些全纯函数空间之间的同构。将${\mathbb C}^n$中有界域的Bergman空间视为其闭包上解析泛函的子空间,这些变换限制的像已在平面情形中研究过。对于Fantappiè变换,已在单连通域上完成(Napalkov Jr--Yulumukhamtov, 1995);对于Laplace变换,已在凸域上完成(Napalkov Jr--Yulumukhamtov, 2004)。本文研究高维强凸域上的这一问题,并建立与平面情形类似的对偶结果。我们还给出例子表明平面结果不能推广到高维的所有凸域。

英文摘要

The Fantappiè and Laplace transforms realize isomorphisms between analytic functionals supported on a convex compact set $K\subset{\mathbb C}^n$ and certain spaces of holomorphic functions associated with $K$. Viewing the Bergman space of a bounded domain in ${\mathbb C}^n$ as a subspace of the space of analytic functionals supported on its closure, the images of the restrictions of these transforms have been studied in the planar setting. For the Fantappiè transform, this was done for simply connected domains (Napalkov Jr--Yulumukhamtov, 1995), and for the Laplace transform, this was done for convex domains (Napalkov Jr--Yulumukhamtov, 2004). In this paper, we study this problem in higher dimensions for strongly convex domains, and establish duality results analogous to the planar case. We also produce examples to show that the planar results cannot be generalized to all convex domains in higher dimensions.

2505.16345 2026-06-12 math.NA 版本更新

Convergence analysis of GMRES applied to Helmholtz problems near resonances

GMRES应用于共振附近亥姆霍兹问题的收敛性分析

Victorita Dolean, Pierre Marchand, Axel Modave, Timothée Raynaud

AI总结 针对共振或准共振频率附近亥姆霍兹问题有限元求解中迭代求解器收敛退化现象,基于调和Ritz值推导GMRES收敛估计,分析紧缩策略与复位移拉普拉斯预条件子的相互作用,实验验证理论并展示紧缩策略有效性。

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AI中文摘要

共振或准共振频率附近的亥姆霍兹问题的有限元求解面临重大挑战,因为迭代求解器通常遭受严重的收敛退化。我们分析了应用于此类配置产生的线性系统的GMRES的收敛行为。基于调和Ritz值推导了理论收敛估计,强调它们与小特征值的接近程度是关键决定因素。我们进一步研究了紧缩策略及其与预条件技术的相互作用,以复位移拉普拉斯预条件子作为案例研究。在共振和准共振测试案例上的数值实验验证了理论框架,并展示了紧缩策略的有效性。本研究为分析和改进共振附近时谐问题的迭代求解器提供了新的见解和实用指导。

英文摘要

The finite element solution of Helmholtz problems near resonant or quasi-resonant frequencies poses significant challenges, as iterative solvers typically suffer from severely degraded convergence. We analyze the convergence behavior of GMRES applied to linear systems arising from such configurations. Theoretical convergence estimates are derived based on harmonic Ritz values, highlighting their proximity to small eigenvalues as a key determining factor. We further examine deflation strategies and their interplay with preconditioning techniques, using the Complex Shifted Laplacian preconditioner as a case study. Numerical experiments on resonant and quasi-resonant test cases validate the theoretical framework and demonstrate the effectiveness of deflation strategies. This study provides new insights and practical guidance for analyzing and improving iterative solvers for time-harmonic problems near resonances.