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2605.16703 2026-06-12 econ.EM 版本更新

Designing Persuasive Experiments

设计说服性实验

Karun Adusumilli, Abhi Vemulapati

AI总结 本文提出了解决实验设计中激励不一致问题的框架,通过设定社会福利阈值约束实验者优化设计,减少样本量并提升社会福利。

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AI中文摘要

在实验设计中,激励通常不一致:实验者设计并资助实验以寻求监管批准,而监管者寻求最大化社会福利。我们提出一个框架来解决这一冲突,其中监管者设定一个最小预期福利阈值,而实验者在该约束下优化设计。该框架不需要了解实验者的私人偏好或成本,并减轻了战略贝叶斯说服。在正常先验下,按照奈曼分配抽样总是最优的,无论具体目标如何。此外,我们还刻画了最优停止规则。在一项校准到历史临床试验数据的数值研究中,我们的框架将预期样本量比达到相同社会福利的古典设计减少了超过48%。

英文摘要

Incentives in experimental design are often misaligned: experimenters design and finance experiments to seek regulatory approval, while regulators seek to maximize social-welfare. We propose a framework to resolve this conflict, wherein regulators set a minimum welfare threshold, and experimenters optimize designs subject to this constraint. It requires no knowledge of experimenters' private preferences or costs and mitigates strategic Bayesian persuasion. Under normal priors, Neyman-allocation is always the optimal-sampling strategy, regardless of specific objectives. We also characterize the optimal stopping-rule. A numerical study calibrated to clinical-trial data shows sample-size reductions of over 48% relative to classical designs attaining the same social-welfare.

2605.06721 2026-06-12 cs.GT econ.TH 版本更新

A Simple Method for School Choice Lotteries

学校选择抽签的一种简单方法

Yasunori Okumura

AI总结 提出一种多项式时间方法构建事前稳定且满足同等对待的学校选择抽签,并证明其最优性。

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AI中文摘要

本文提出一种简单的多项式时间方法,用于构建满足同等对待(ETE)的事前稳定学校选择抽签。我们证明,任何约束有效稳定匹配的ETE重新分配都是事前稳定的,满足ETE,并且不被任何其他事前稳定抽签序数支配。我们进一步证明,存在一个约束有效稳定匹配,其ETE重新分配不被任何事后稳定抽签序数支配。

英文摘要

This note proposes a simple polynomial-time method for constructing an ex ante stable school-choice lottery satisfying equal treatment of equals (ETE). We show that the ETE reassignment of any constrained efficient stable matching is ex ante stable, satisfies ETE, and is not ordinally dominated by any other ex ante stable lottery. We further show that there exists a constrained efficient stable matching whose ETE reassignment is not ordinally dominated by any ex post stable lottery.

2511.03142 2026-06-12 econ.TH math.OC 版本更新

A Theory of Saving under Risk Preference Dynamics

风险偏好动态下的储蓄理论

Qingyin Ma, Xinxi Song, Alexis Akira Toda

AI总结 本文通过引入风险偏好冲击,提出了一种最优储蓄理论,揭示了风险偏好随机变化导致高财富家庭储蓄率趋于100%且边际消费倾向趋于零的机制。

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Comments
52 pages, 3 tables, 3 figures
AI中文摘要

实证证据表明,富裕家庭比其他群体具有更高的储蓄率和显著更低的边际消费倾向(MPC)。现有理论无法在不联合施加关于回报、贴现和偏好的限制性假设的情况下解释这一模式。在本文中,我们发展了一个具有偏好冲击的最优储蓄的一般理论,并识别了一种新的机制,通过该机制,随机风险偏好重塑了渐近消费和储蓄行为。具体而言,仅仅是下一期变得不那么风险厌恶的可能性就提高了将财富向前转移的价值,因为未来的自我可能更愿意将财富转化为消费。与经典的预防性储蓄动机(通常源于资源风险并随财富增加而减弱)不同,这种力量即使在任意高的财富水平下仍然有效,产生了延迟消费的持续激励,并推动渐近MPC降至零(即100%的渐近储蓄率)。因此,消失的MPC成为风险偏好动态的一般含义,而非限制性假设的产物,为富裕家庭中观察到的持续高储蓄率和低MPC提供了一个理论上稳健且经验上一致的解释。

英文摘要

Empirical evidence shows that wealthy households have substantially higher saving rates and markedly lower marginal propensity to consume (MPC) than other groups. Existing theory cannot account for this pattern without jointly imposing restrictive assumptions on returns, discounting, and preferences. In this paper, we develop a general theory of optimal savings with preference shocks and identify a novel mechanism through which stochastic risk preferences reshape the asymptotic consumption and saving behavior. Specifically, the mere possibility of becoming less risk averse next period raises the value of carrying wealth forward, since future selves may be more willing to convert wealth into consumption. Unlike the classical precautionary saving motive, which typically arises from resource risks and weakens as wealth increases, this force remains operative even at arbitrarily high wealth levels, generating a persistent incentive to defer consumption and driving the asymptotic MPC to zero (i.e., a 100% asymptotic saving rate). As a result, vanishing MPCs emerge as a generic implication of risk preference dynamics, rather than an artifact of restrictive assumptions, offering a theoretically robust and empirically consistent account of the persistently high saving rates and low MPCs observed among wealthy households.

2601.06363 2026-06-12 econ.TH cs.MA 版本更新

The Replicator-Optimization Mechanism: A Scale-Relative Formalism for Persistence-Conditioned Dynamics with Application to Consent-Based Metaethics

复制者-优化机制:一种面向持久条件动力学的尺度相对形式化及其在基于同意的元伦理学中的应用

Murad Farzulla

AI总结 本文提出一种尺度相对的形式化框架,统一复制者-突变动力学与价格选择-传输模型,通过摩擦、合法性和信念传递三个核心概念,从社会契约论独立推导出与生物学相同的结构,并建立描述性动力学与工具性规范性的桥梁,避免实然-应然谬误。

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Comments
67 pages, 1 table, Lean 4 verification appendix (machine-checked). v2: substantially expanded from v1; adds formal-verification and identifiability sections and corrects references
AI中文摘要

本文形式化了一类广泛使用的动力学——复制者-突变动力学和价格式选择与传输——并明确了决定该类动力学跨领域实例化的建模选择(尺度、原子单位、交互拓扑、传输核)。其主干是已知的;我们不声称发现了选择。新颖贡献有三方面:(i)一种尺度相对的核参数化,其中原子单位本身是参数,使得在物理学、生物学、经济学、认知和社会组织中系统实例化成为可能;(ii)一种用于政治哲学的同意-摩擦实例化,其中摩擦是原始量,合法性作为生存概率,信念传递作为突变核;(iii)一条从社会契约论而非生物学或物理学出发的推导路径,通过独立途径到达相同的正式结构。我们提供了一个连接描述性动力学与工具性规范性的桥梁原则:如果主体偏好更低的预期摩擦,那么“应当”主张就是减少指定动力学下预期摩擦的策略的简写。这种条件结构避免了实然-应然谬误,同时将规范性话语建立在经验上可处理的动力学基础上。我们通过显式建模潜在摩擦与观察摩擦来处理病态情况(威权稳定性、被抑制的摩擦)。该框架通过摩擦、合法性和信念传递动力学的操作化产生可检验的预测,并且在测量装置层面而非正式结构层面是可证伪的。

英文摘要

This paper formalizes a widely used dynamical class--replicator-mutator dynamics and Price-style selection-and-transmission--and makes explicit the modeling choices (scale, atomic unit, interaction topology, transmission kernel) that determine how this class instantiates across domains. The backbone is known; we do not claim to have discovered selection. The novel contributions are threefold: (i) a scale-relative kernel parameterization where atomic units are themselves parameters, enabling systematic instantiation across physics, biology, economics, cognition, and social organization; (ii) a consent-friction instantiation for political philosophy, where friction is the primitive, legitimacy functions as survival probability, and belief-transfer functions as mutation kernel; and (iii) a derivation path from social contract theory rather than from biology or physics, arriving at the same formal structure via an independent route. We provide a bridge principle connecting descriptive dynamics to instrumental normativity: if agents prefer lower expected friction, then "ought" claims are shorthand for policies that reduce expected friction under the specified dynamics. This conditional structure avoids the is-ought fallacy while grounding normative discourse in empirically tractable dynamics. We address pathological cases (authoritarian stability, suppressed friction) through explicit modeling of latent versus observed friction. The framework generates testable predictions through operationalization of friction, legitimacy, and belief-transfer dynamics, and is falsifiable at the level of measurement apparatus rather than formal structure.

2509.23554 2026-06-12 econ.GN 版本更新

When Clear Skies Cloud Trust: Environmental Cues and the Paradox of Confidence in Government

当晴空万里反而侵蚀信任:环境线索与政府信心的悖论

Xiangzhe Xu, Ran Wu

AI总结 利用世界价值观调查与NASA气象数据,发现晴朗天气通过增强环境意识和负面归因,反而降低政府信任,并识别出主观幸福感等中介路径。

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Comments
Realized that parts of the analysis substantially overlap with our ongoing follow-up project. We prefer to withdraw this version and will submit a substantially revised and extended version later
AI中文摘要

政府信任作为政治经济学和公共政策研究的核心概念,是民主合法性和国家能力的基本基石。本文研究环境条件(尤其是日照效率)如何通过情感和认知机制影响报告的政府信任。利用世界价值观调查第7波数据与NASA POWER高频气象数据,我们提出并验证了一种新的“显著性与归因”机制:更晴朗的天空可能通过提高环境意识和引发负面归因,反而降低政府信任。我们进一步识别出潜在的中介路径,包括主观幸福感、政治兴趣、政治讨论和健康感知,并证明环境条件会在基于调查的信任指标中引入测量误差。我们的研究结果为环境心理学、行为政治经济学和调查方法学提供了理论贡献,并对治理、政策设计和调查实践具有实际意义。

英文摘要

Government trust, as a core concept in political economy and public policy research, serves as a fundamental cornerstone of democratic legitimacy and state capacity. This paper examines how environmental conditions, particularly sunlight efficiency, influence reported government trust through both affective and cognitive mechanisms. Leveraging World Values Survey Wave 7 data merged with NASA POWER high-frequency weather data, we propose and validate a novel ``salience and attribution'' mechanism: clearer skies may paradoxically reduce government trust by heightening environmental awareness and triggering negative attributions. We further identify potential mediating pathways, including subjective well-being, political interest, political discussion, and health perception, and demonstrate that environmental conditions introduce measurement error in survey-based trust indicators. Our findings provide theoretical contributions to environmental psychology, behavioral political economy, and survey methodology, and yield practical implications for governance, policy design, and survey

2503.20092 2026-06-12 econ.TH 版本更新

Entry and disclosure in group contests

群体竞赛中的进入与信息披露

Luke Boosey, Philip Brookins, Dmitry Ryvkin

AI总结 研究群体竞赛中的信息披露政策,发现群体内信息披露明确提高总投入,而完全披露效果不确定,与个体竞赛中信息披露降低总投入的结论不同。

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AI中文摘要

我们研究群体竞赛的信息披露政策。每个参与者内生地决定是否作为其群体成员参与竞争。群体内努力的聚合采用最佳射击方式,即每个群体的表现由其成员中的最高投资决定。我们考虑一个广义的全支付拍卖设置,其中表现最高的群体确定性地赢得竞赛。参与者在进入阶段对获胜的价值是私人信息,但在竞争阶段可能被披露。我们比较三种披露政策:(i)不披露,当进入者数量未知且其价值私有时;(ii)群体内披露,当此信息在每个群体内披露但不在群体间披露时;(iii)完全披露,当关于进入者的信息在群体间披露时。对于个体间竞赛的基准情况,信息披露总是降低预期的总投入。然而,这在群体竞赛中不再成立:群体内披露明确提高总投入,而完全披露的效果是不确定的。

英文摘要

We study information disclosure policies for contests among groups. Each player endogenously decides whether or not to participate in competition as a member of their group. Within-group aggregation of effort is best-shot, i.e., each group's performance is determined by the highest investment among its members. We consider a generalized all-pay auction setting, in which the group with the highest performance wins the contest with certainty. Players' values for winning are private information at the entry stage, but may be disclosed at the competition stage. We compare three disclosure policies: (i) no disclosure, when the number of entrants remains unknown and their values private; (ii) within-group disclosure, when this information is disclosed within each group but not across groups; and (iii) full disclosure, when the information about entrants is disclosed across groups. For the benchmark case of contests between individuals, information disclosure always reduces expected aggregate investment. However, this is no longer true in group contests: Within-group disclosure unambiguously raises aggregate investment, while the effect of full disclosure is ambiguous.

2111.08157 2026-06-12 econ.EM math.ST stat.ME 版本更新

Fine Stratification of Survey Experiments

调查实验的精细分层

Max Cytrynbaum

AI总结 本文提出两阶段实验模型,通过匹配k元组随机化实现精细分层,开发快速匹配算法,证明可减少处理效应估计方差,并提供充分利用设计效率的推断方法。

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AI中文摘要

本文研究了一个两阶段实验模型,其中研究者首先从符合条件的池中抽样具有代表性的实验参与者,然后使用匹配的$k$元组随机化将每个抽样单元分配到处理组或对照组。为了实现这种设计,我们开发了一种快速的新算法,用于将单元匹配成$k$元组,适用于任意$k \ge 2$和任意维度的协变量。通过调查200篇近期实验工作论文,我们估计该算法新近实现了多变量精细分层,并为经济学中约44%的实验提供了可证明的匹配质量保证。我们表明,精细分层抽样和分配都非参数地降低了处理效应估计的方差,其中分层抽样的收益随着合格池的大小以及协变量预测处理效应异质性的程度而增加。我们开发了新的推断方法,充分利用两个设计阶段的效率提升,允许研究者报告更小的标准误,如果他们设计了代表性实验。对九个已发表实验的应用量化了效率提升。

英文摘要

This paper studies a two-stage model of experimentation, where the researcher first samples representative experimental participants from an eligible pool, then assigns each sampled unit to treatment or control, using matched $k$-tuples randomization at both stages. To implement such designs, we develop a fast new algorithm for matching units into $k$-tuples for any $k \ge 2$ and any dimension of covariates. By surveying 200 recent experimental working papers, we estimate that our algorithm newly enables multivariate fine stratification with provable match quality guarantees for about 44\% of experiments in economics. We show that finely stratified sampling and assignment both nonparametrically reduce the variance of treatment effect estimation, with the gains from stratified sampling increasing in the size of the eligible pool and how well covariates predict treatment effect heterogeneity. We develop new inference methods that fully exploit the efficiency gains from both design stages, allowing researchers to report smaller standard errors if they designed a representative experiment. An application to nine published experiments quantifies the efficiency gains.