A Five-Plane Reference Architecture for Runtime Governance of Production AI Agents
生产AI代理运行时治理的五平面参考架构
发表机构 * Kamiwaza
AI总结 针对生产AI代理打破传统数据边界治理假设的问题,提出由推理平面和四个执行平面组成的五平面参考架构,通过可组合原语实现运行时治理,阻断七种威胁并验证四个正确性不变式。
生产AI代理运行时治理的五平面参考架构
Krti Tallam
发表机构 * Kamiwaza
AI总结 针对生产AI代理打破传统数据边界治理假设的问题,提出由推理平面和四个执行平面组成的五平面参考架构,通过可组合原语实现运行时治理,阻断七种威胁并验证四个正确性不变式。
企业安全旨在治理数据边界:受保护表面是静态和传输中的数据,控制措施——访问控制、数据丢失防护、边界检查——治理该边界的穿越。生产AI代理瓦解了这一假设。代理代表企业读取上下文、调用工具、调用连接器并修改记录系统,因此风险转移到工作流内部,进入一系列单独允许但可能转变未经授权业务流程的动作序列。现有策略引擎无法扩展到这种机制:它们根据原子主体评估请求时决策,而代理系统需要对复合主体进行状态化评估,这些主体的权限通过委托链衰减。我们提出了一种用于生产代理运行时治理的参考架构,由四个可组合原语构建:五平面分解(一个裁决意图的推理平面,以及四个执行平面——网络、身份、端点、数据——实现决策)、任意停止中介、具有能力衰减的复合主体,以及作为结构化证据基础的审计。我们定义了六种中断原语的分类,这些原语泛化了允许和拒绝,陈述并论证了四个正确性不变式,并展示了在五个具体工作流中阻断七种生产代理威胁。策略引擎核心的参考实现提供了测量证据:衰减正确性和证据可重构性在每次试验中成立,裁决运行在个位数微秒内,审计基础的防篡改行为完全符合设计。我们明确范围:该架构治理委托行为,而非模型行为,针对实时代理基准的全系统评估是下一步工作。
Enterprise security was built to govern data boundaries: the protected surface was data at rest and in transit, and the controls -- access control, data-loss prevention, perimeter inspection -- governed crossings of that boundary. Production AI agents dissolve this assumption. An agent reads context, calls tools, invokes connectors, and modifies systems of record on an enterprise's behalf, so risk moves inside the workflow, into sequences of individually-permitted actions that may transform a business process no one authorized. Existing policy engines do not extend to this regime: they evaluate request-time decisions against atomic principals, where agentic systems require stateful evaluation against composite principals whose authority attenuates through delegation chains. We present a reference architecture for the runtime governance of production agents, built from four composable primitives: a five-plane decomposition (a reasoning plane that adjudicates intent, and four enforcement planes -- network, identity, endpoint, data -- that realize the decision), stop-anywhere mediation, composite principals with capability attenuation, and audit as a structured evidence substrate. We define a taxonomy of six interruption primitives that generalize allow and deny, state and argue for four correctness invariants, and demonstrate the foreclosure of seven production-agent threats across five concrete workflows. A reference implementation of the policy-engine core supplies measured evidence: attenuation correctness and evidence reconstructability hold on every trial, adjudication runs in single-digit microseconds, and the audit substrate's tamper-evidence behaves exactly as designed. We are explicit about scope: the architecture governs delegated action, not model behavior, and a full-system evaluation against a live agent benchmark is the invited next step.
输出敏感的稀疏多项式最大公因子在有限域上是NP难的
Ruichen Qiu, Yichuan Cao, Qiao-Long Huang, Ruyong Feng, Xiao-Shan Gao
AI总结 证明在有限域上计算两个稀疏单变元多项式的最大公因子(输出敏感)是NP难的,除非NP⊆BPP。
在本文中,我们证明在有限域上输出敏感的稀疏多项式最大公因子计算在BPP多一归约下是NP难的。更精确地说,对于两个系数在有限域上的稀疏单变元多项式$f,g$,在标准复杂度假设$\mathrm{NP}\nsubseteq\mathrm{BPP}$下,不存在随机算法能够在$f,g,\gcd(f,g)$的大小的多项式时间内计算$\mathrm{gcd}(f,g)$。这解决了有限域背景下Sparsity Challenges中挑战5提出的开放问题。此外,我们证明有限域上的单位根检测问题是NP难的;即,确定一个稀疏单变元多项式与$x^n - 1$的最大公因子是否有非零度是NP难的。
In this paper, we prove that output-sensitive sparse polynomial GCD computation over finite fields is NP-hard under BPP many-one reduction. More precisely, for two sparse univariate polynomials $f,g$ with finite field coefficients, there exists no randomized algorithm to compute $\mathrm{gcd}(f,g)$, which is polynomial-time in the sizes of $f,g,\gcd(f,g)$ under the standard complexity assumption $\mathrm{NP}\nsubseteq\mathrm{BPP}$. This settles the open problem posed as Challenge 5 in The Sparsity Challenges in the finite field setting. Furthermore, we show that the Roots of Unity Detection problem over finite fields is NP-hard; that is, determining whether the GCD of a sparse univariate polynomial and $x^n - 1$ has nonzero degree is NP-hard.
有限域上稀疏多项式整除性测试是CoNP难的
Yichuan Cao, Ruichen Qiu, Qiao-Long Huang, Ruyong Feng, Xiao-Shan Gao
AI总结 本文证明在BPP多一归约下,判定稀疏多项式在有限域上是否不整除另一个稀疏多项式是NP难的,即稀疏多项式整除性测试是CoNP难的,解决了长期悬而未决的复杂度问题。
在本文中,我们证明在BPP多一归约下,判定一个稀疏多项式是否不整除另一个稀疏多项式(在有限域上精确整除)是NP难的。等价地,有限域上的稀疏多项式整除性测试是CoNP难的。这解决了关于有限域上稀疏多项式整除性测试的计算复杂性的长期未决问题。
In this paper, we show that deciding whether a sparse polynomial does not divide another sparse polynomial exactly over finite fields is NP-hard under BPP many-one reductions. Equivalently, the sparse polynomial divisibility test over finite fields is CoNP-hard. This resolves the long-standing open problem concerning the computational complexity of the divisibility test for sparse polynomials in the setting of finite fields.
整数系数稀疏多项式的拟线性时间乘法
Qiao-Long Huang, Yichuan Cao, Ruichen Qiu, Xiao-Shan Gao
AI总结 针对整数系数稀疏多项式乘法,通过模块化黑盒插值算法实现拟线性位复杂度,并反驳了此前声称的解决方案。
稀疏多项式乘法是计算机代数和计算理论中的一个基本问题,开发拟线性时间输出敏感的乘法算法一直是一个公开挑战。本文针对整数系数情况,为先前声称的该公开问题的解决方案提供了一个反例。通过采用现有的拟线性模块化黑盒插值算法,我们能够为整数系数设置提供具有拟线性位复杂度的算法。此外,在系数属于有限域的情况下,我们获得了一个位复杂度与项数、度数的对数以及有限域大小的对数成线性关系的算法。
Sparse polynomial multiplication is a fundamental problem in computer algebra and the theory of computation, and the development of a quasi-linear time output-sensitive multiplication algorithm has been posed as an open challenge. In this paper, a counterexample is provided to a previously claimed solution to this open problem for integer coefficients. By employing the existing quasi-linear modular-black-box interpolation algorithm, we are able to provide an algorithm with quasi-linear bit complexity for the integer coefficients setting. Furthermore, in the case of coefficients over a finite field, we obtain an algorithm whose bit complexity is linear in the number of terms, the logarithm of the degree, and the logarithm of the size of the finite field.
神经关系程序:统一结构化数据上的查询与神经计算
Arie Soeteman, Balder ten Cate, Maurice Funk, Benny Kimelfeld, Carsten Lutz, Moritz Schönherr
AI总结 提出神经关系程序(NRP),一种扩展Datalog规则的声明式查询语言,通过嵌入操作融合关系推理与可学习神经组件,实现关系数据上的通用神经计算。
在关系数据库上进行深度学习的传统方法是将图神经网络(GNN)等神经模型应用于数据库的图表示。最近的方法则直接操作数据库,将元组与嵌入关联,并扩展查询机制以联合处理嵌入和关系内容。受这些发展的启发,我们引入了神经关系程序(NRP),这是一种针对关系数据库的声明式查询语言,其事实携带数值向量嵌入。NRP扩展了Datalog风格的规则,增加了组合、聚合和转换嵌入的操作,从而在单一形式主义中交错关系推理和可学习神经组件。这产生了一种对关系数据进行神经计算的通用方法:NRP既可以看作带有可训练组件的查询计划,也可以看作内置关系结构的神经架构。NRP的自然语法片段恢复了现有架构和查询形式主义。零元NRP对应于非自适应查询算法;一元NRP推广了GNN风格的消息传递,并精确捕捉了深度同态网络,我们将这一联系扩展到带有行ID的数据库上的前沿保护NRP。我们通过FOCQ(一阶逻辑在实权重结构上的计数扩展)刻画了带有ReLU-FFN变换的无限制NRP的表达能力,从而建立了与有序数据库上的均匀TC$^0$的精确联系。这些结果共同确立了NRP作为关系数据上查询和神经计算的广泛声明式框架。
The conventional approach to deep learning over relational databases applies neural models, such as Graph Neural Networks (GNNs), to a graph representation of the database. Recent approaches instead operate on databases directly, associating tuples with embeddings and extending query mechanisms to jointly process embeddings and relational content. Inspired by these developments, we introduce Neuro-Relational Programs (NRPs), a declarative query language for relational databases whose facts carry numeric vector embeddings. NRPs extend Datalog-style rules with operations that combine, aggregate, and transform embeddings, thereby interleaving relational reasoning and learnable neural components within a single formalism. This yields a general approach to neural computation over relational data: an NRP can be read both as a query plan with trainable components and as a neural architecture with relational structure built in. Natural syntactic fragments of NRPs recover existing architectures and query formalisms. Zero-ary NRPs correspond to non-adaptive query algorithms; monadic NRPs generalize GNN-style message passing and precisely capture Deep Homomorphism Networks, a connection that we extend to frontier-guarded NRPs over databases with row-ids. We characterize the expressive power of unrestricted NRPs with ReLU-FFN transformations by FOCQ, an extension of first-order logic with counting interpreted over real-weighted structures, yielding a precise connection with uniform TC$^0$ over ordered databases. Together, these results establish NRPs as a broad declarative framework for querying and neural computation over relational data.
无向三终端可达性保持最小边割的多项式时间 $O(\sqrt n)$ 近似算法
Qi Duan
AI总结 针对无向三终端可达性保持最小边割问题,提出首个多项式时间 $O(\sqrt n)$ 近似算法,平衡分离与连通性保持。
我们研究无向三终端可达性保持最小边割问题。输入是一个无向图 $G=(V,E)$,边具有非负代价,两个受保护终端 $s_1,s_2$ 和一个目标终端 $t$。目标是移除一个最小代价边集,使得 $t$ 与受保护终端不连通,而 $s_1$ 和 $s_2$ 保持连通。该问题体现了分离与连通性保持之间的基本张力。先前关于连通性保持割的工作建立了某些特殊情况(如平面边割实例)的多项式时间可解性,以及节点割变体的强难解性,但无向三终端边割版本的一般图近似保证似乎尚未可知。本文给出了一个多项式时间 $O(\sqrt n)$ 近似算法。这是该问题的首个已知近似算法。
We study the undirected three-terminal reachability-preserving minimum edge cut problem. The input is an undirected graph $G=(V,E)$ with nonnegative edge costs, two protected terminals $s_1,s_2$, and a target terminal $t$. The goal is to remove a minimum-cost edge set so that $t$ is disconnected from the protected terminals while $s_1$ and $s_2$ remain connected. This problem captures a basic tension between separation and connectivity preservation. Prior work on connectivity-preserving cuts established polynomial-time solvability for some special cases, such as planar edge-cut instances, and strong hardness for node-cut variants, but a general-graph approximation guarantee for the undirected three-terminal edge-cut version does not appear to have been known. We give a polynomial-time $O(\sqrt n)$-approximation algorithm in this paper. This is the first known approximation algorithm for the problem
布尔函数噪声查询复杂度的统一下界
Yuzhou Gu, Xin Li, Yinzhan Xu
AI总结 针对噪声查询模型,基于布尔超立方体子图的度统计,提出了布尔函数噪声查询复杂度的通用下界,统一并改进了现有结果,并解决了Gu、Li和Xu提出的开放问题。
我们研究了Feige、Raghavan、Peleg和Upfal [SICOMP 1994] 引入的噪声查询模型中布尔函数 $f: \{0, 1\}^n \rightarrow \{0, 1\}$ 的查询复杂度。在该模型中,算法可以自适应地查询输入向量的比特,但每个查询结果以恒定概率 $p \in (0, 1/2)$ 独立翻转;允许重复查询。函数 $f$ 的噪声查询复杂度 $\mathsf{N}_p(f)$ 定义为在最坏情况输入 $x$ 下,以不超过 $1/3$ 的错误概率计算 $f(x)$ 所需的最小期望查询次数。我们基于布尔超立方体某些子图的度统计,证明了 $\mathsf{N}_p(f)$ 的一个通用下界。这是除了由简单观察 $\mathsf{N}_p(f)$ 不低于随机化查询复杂度所蕴含的下界之外的第一个通用下界。我们表明,该下界恢复了(在常数因子内)大多数先前已知的布尔函数噪声查询复杂度下界,为理解这些结果提供了一个统一框架,并在若干情况下简化了证明。此外,这肯定地回答了Gu、Li和Xu [COLT 2025] 的一个开放问题:$\mathsf{N}_p(f) = \Omega(\mathsf{I}(f) \log \mathsf{I}(f))$,其中 $\mathsf{I}(f)$ 表示 $f$ 的总影响。我们还应用我们的通用下界,为若干新函数获得了噪声查询复杂度的紧界。
We study the query complexity of Boolean functions $f: \{0, 1\}^n \rightarrow \{0, 1\}$ in the noisy query model introduced by Feige, Raghavan, Peleg and Upfal [SICOMP 1994]. In this model, an algorithm can adaptively query the bits of an input vector, but each query result is independently flipped with constant probability $p \in (0, 1/2)$; repeated queries are allowed. The noisy query complexity $\mathsf{N}_p(f)$ of a function $f$ is defined as the minimum expected number of queries needed to compute $f(x)$ with error probability at most $1/3$, for the worst case input $x$. We prove a general lower bound on $\mathsf{N}_p(f)$ based on degree statistics of certain subgraphs of the Boolean hypercube. This is the first general lower bound beyond those implied by the simple observation that $\mathsf{N}_p(f)$ is lower bounded by the randomized query complexity. We show that this recovers (up to a constant factor) most previously known lower bounds on the noisy query complexity of Boolean functions, providing a unified framework for understanding these results and simplifying the proofs in several cases. Furthermore, this resolves in the affirmative an open problem of Gu, Li and Xu [COLT 2025] that $\mathsf{N}_p(f) = \Omega(\mathsf{I}(f) \log \mathsf{I}(f))$, where $\mathsf{I}(f)$ denotes the total influence of $f$. We also apply our general lower bound to obtain tight bounds on the noisy query complexity for several new functions.
再论路径宽度上的一阶逻辑
Michael Lampis
AI总结 研究有界路径宽度图上一阶逻辑可表达性质的可判定性,证明其具有初等依赖,与树宽度情况形成对比。
Courcelle 著名定理指出,所有 MSO 可表达的性质可以在有界树宽的图上在线性时间内判定。不幸的是,该定理隐含的常数是一个指数塔,其高度随公式中的量词交替次数增加。更糟糕的是,在标准假设下,即使考虑在树上判定 FO 可表达性质这个更受限的问题,也无法改进。本文重新审视这个被广泛研究的主题,并识别出一个自然特例,其中 Courcelle 定理的依赖关系实际上可以改进。具体来说,我们证明,如果输入图具有有界路径宽度(而非树宽度),则所有 FO 可表达的性质都可以用关于输入公式的初等依赖来判定。这是树宽度和路径宽度具有不同复杂度行为的一个罕见例子。我们的结果也与有界路径宽度图上的 MSO 逻辑形成鲜明对比,因为在标准假设下,已知后者的依赖必须是非初等的。我们的工作建立在 Gajarský 和 Hliněný 针对更受限的有界树深图类的相应元定理之上,并对其进行了推广。
Courcelle's celebrated theorem states that all MSO-expressible properties can be decided in linear time on graphs of bounded treewidth. Unfortunately, the hidden constant implied by this theorem is a tower of exponentials whose height increases with each quantifier alternation in the formula. More devastatingly, this cannot be improved, under standard assumptions, even if we consider the much more restricted problem of deciding FO-expressible properties on trees. In this paper we revisit this well-studied topic and identify a natural special case where the dependence of Courcelle's theorem can, in fact, be improved. Specifically, we show that all FO-expressible properties can be decided with an elementary dependence on the input formula, if the input graph has bounded pathwidth (rather than treewidth). This is a rare example of treewidth and pathwidth having different complexity behaviors. Our result is also in sharp contrast with MSO logic on graphs of bounded pathwidth, where it is known that the dependence has to be non-elementary, under standard assumptions. Our work builds upon, and generalizes, a corresponding meta-theorem by Gajarský and Hliněný for the more restricted class of graphs of bounded tree-depth.
QAOA在约束问题上的基本限制及指数增强的路径
Chinonso Onah, Kristel Michielsen
AI总结 研究通用QAOA在约束问题上的基本限制,通过约束嵌入实现指数级改进,并针对排列约束问题提出最小约束增强核(CE QAOA),证明其可行质量比随深度指数增长。
我们研究了通用量子近似优化算法(QAOA)在约束问题上的基本限制,其中有效解在布尔超立方体内形成一个低维流形,并提出了通过约束嵌入实现指数级改进的可证明路径。聚焦于排列约束目标,我们表明标准的通用QAOA ansatz(具有横向场混合器和对角r局部代价)面临固有的可行性瓶颈:即使在角度优化后,深度最多随n次线性增长的电路无法将可行流形上的总概率质量提高到远高于由整个希尔伯特空间大小抑制的均匀基线。针对这一限制,我们引入了一个最小约束增强核(CE QAOA),它直接在一个乘积独热子空间内操作,并使用块局部XY哈密顿量进行混合。对于排列约束问题,我们证明了一个角度鲁棒、深度匹配的指数增强,其中来自CE QAOA和通用QAOA的可行质量之比在$n^2$中指数增长,对于所有深度达到n的线性分数,在相互作用超图上满足温和的多项式增长条件。由于核构造中的问题-算法协同设计,这些技术和保证从排列扩展到一类广泛的NP难约束优化问题。
We study fundamental limitations of the generic Quantum Approximate Optimization Algorithm (QAOA) on constrained problems where valid solutions form a low dimensional manifold inside the Boolean hypercube, and we present a provable route to exponential improvements via constraint embedding. Focusing on permutation constrained objectives, we show that the standard generic QAOA ansatz, with a transverse field mixer and diagonal r local cost, faces an intrinsic feasibility bottleneck: even after angle optimization, circuits whose depth grows at most sublinearly with n cannot raise the total probability mass on the feasible manifold much above the uniform baseline suppressed by the size of the full Hilber space. Against this envelope we introduce a minimal constraint enhanced kernel (CE QAOA) that operates directly inside a product one hot subspace and mixes with a block local XY Hamiltonian. For permutation constrained problems, we prove an angle robust, depth matched exponential enhancement where the ratio between the feasible mass from CE QAOA and generic QAOA grows exponentially in $n^2$ for all depths up to a linear fraction of n, under a mild polynomial growth condition on the interaction hypergraph. Thanks to the problem algorithm co design in the kernel construction, the techniques and guarantees extend beyond permutations to a broad class of NP-Hard constrained optimization problems.
通过子空间设计实现折叠Reed-Solomon码的最优邻近间隙
Fernando Granha Jeronimo, Lenny Liu, Pranav Rajpal
AI总结 利用子空间设计证明折叠Reed-Solomon码在容量范围内具有(δ,ε)-邻近间隙,达到最优列表解码半径。
一个集合族关于某个性质满足(δ,ε)-邻近间隙,如果对于族中的每个集合,要么(i)该集合的所有成员在(相对)汉明距离上δ-接近该性质,要么(ii)只有很小的ε-比例成员δ-接近该性质。在一项开创性工作中,Ben-Sasson等人表明仿射子空间族关于Reed-Solomon(RS)码字性质具有(δ,ε)-邻近间隙,其中δ可达列表解码的所谓Johnson界。他们的技术依赖于RS码的Guruswami--Sudan列表解码算法,该算法保证在Johnson界范围内工作。已知折叠Reed-Solomon(FRS)码达到最优列表解码半径δ,即容量区域。此外,针对FRS码开发了丰富的列表解码算法。自然要问,FRS码是否能被证明具有类似的(δ,ε)-邻近间隙,但可达所谓的最优容量区域。我们对此问题给出肯定回答(该框架自然更普遍地适用于合适的子空间设计码)。理解FRS码邻近间隙的另一个动机是最近的结果[BCDZ'25],表明它们表现出类似于随机线性码的性质,而后者先前在[LMS'25]中被证明与具有随机评估点的RS码的性质相关,以及基于AEL的常数大小字母表上的码[JS'25]。
A collection of sets satisfies a $(\delta,\varepsilon)$-proximity gap with respect to some property if for every set in the collection, either (i) all members of the set are $\delta$-close to the property in (relative) Hamming distance, or (ii) only a small $\varepsilon$-fraction of members are $\delta$-close to the property. In a seminal work, Ben-Sasson \textit{et al.}\ showed that the collection of affine subspaces exhibits a $(\delta,\varepsilon)$-proximity gap with respect to the property of being Reed--Solomon (RS) codewords with $\delta$ up to the so-called Johnson bound for list decoding. Their technique relies on the Guruswami--Sudan list decoding algorithm for RS codes, which is guaranteed to work in the Johnson bound regime. Folded Reed--Solomon (FRS) codes are known to achieve the optimal list decoding radius $\delta$, a regime known as capacity. Moreover, a rich line of list decoding algorithms was developed for FRS codes. It is then natural to ask if FRS codes can be shown to exhibit an analogous $(\delta,\varepsilon)$-proximity gap, but up to the so-called optimal capacity regime. We answer this question in the affirmative (and the framework naturally applies more generally to suitable subspace-design codes). An additional motivation to understand proximity gaps for FRS codes is the recent results [BCDZ'25] showing that they exhibit properties similar to random linear codes, which were previously shown to be related to properties of RS codes with random evaluation points in [LMS'25], as well as codes over constant-size alphabet based on AEL [JS'25].
量子相位估计及相关问题的紧界
Nikhil S. Mande, Ronald de Wolf
AI总结 针对量子相位估计及其变体,在给定不同辅助信息(如本征态、重叠度γ)下,刻画算法代价的紧界,并证明误差概率降低的代价下界为Ω(1/δ log(1/ε))。
相位估计,由 Kitaev [arXiv'95] 提出,是量子计算中最基本的子程序之一。在基本场景中,给定对酉算子 $U$ 的黑盒访问,以及 $U$ 的一个本征态 $\lvert \psi \rangle$,其未知本征值为 $e^{i\theta}$,任务是以高概率估计本征相位 $\theta$ 在 $\pm\delta$ 范围内。对我们而言,算法的代价是 $U$ 和 $U^{-1}$ 的应用次数。我们严格刻画了相位估计的几个变体的代价,在这些变体中,我们不再被给予本征态,而是需要估计 $U$ 的最大本征相位,并辅以状态(或制备这些状态的酉算子)形式的建议,这些状态被承诺与最大本征空间至少有某个重叠 $\gamma$。我们给出了所有参数范围内的算法和几乎匹配的下界。我们表明,少量副本的建议状态(或制备建议的酉算子)并不比没有建议好多少。我们还表明,大量建议(应用制备建议的酉算子)并不会显著降低代价,了解 $U$ 的本征基也不会。我们立即得到了酉递归时间问题复杂性的下界,解决了 She 和 Yuen [ITCS'23] 的一个开放问题。最后,我们研究了在基本相位估计场景中如何有效地降低错误概率。我们表明,精度为 $\delta$、错误概率为 $\epsilon$ 的相位估计算法具有代价 $\Omega\left(\frac{1}{\delta}\log\frac{1}{\epsilon}\right)$,与一个简单的上界匹配。这与量子计算中的其他一些场景(例如搜索)形成对比,在这些场景中,错误概率降低仅需因子 $O(\sqrt{\log(1/\epsilon)})$。我们的下界使用了带三角多项式的多项式方法的一个变体。
Phase estimation, due to Kitaev [arXiv'95], is one of the most fundamental subroutines in quantum computing. In the basic scenario, one is given black-box access to a unitary $U$, and an eigenstate $\lvert \psi \rangle$ of $U$ with unknown eigenvalue $e^{i\theta}$, and the task is to estimate the eigenphase $\theta$ within $\pm\delta$, with high probability. The cost of an algorithm for us is the number of applications of $U$ and $U^{-1}$. We tightly characterize the cost of several variants of phase estimation where we are no longer given an eigenstate, but are required to estimate the maximum eigenphase of $U$, aided by advice in the form of states (or a unitary preparing those states) which are promised to have at least a certain overlap $\gamma$ with the top eigenspace. We give algorithms and nearly matching lower bounds for all ranges of parameters. We show that a small number of copies of the advice state (or of an advice-preparing unitary) are not significantly better than having no advice at all. We also show that having lots of advice (applications of the advice-preparing unitary) does not significantly reduce cost, and neither does knowledge of the eigenbasis of $U$. We immediately obtain a lower bound on the complexity of the Unitary recurrence time problem, resolving an open question of She and Yuen~[ITCS'23]. Lastly, we study how efficiently one can reduce the error probability in the basic phase-estimation scenario. We show that a phase-estimation algorithm with precision $\delta$ and error probability $\epsilon$ has cost $\Omega\left(\frac{1}{\delta}\log\frac{1}{\epsilon}\right)$, matching an easy upper bound. This contrasts with some other scenarios in quantum computing (e.g., search) where error-probability reduction costs only a factor $O(\sqrt{\log(1/\epsilon)})$. Our lower bound uses a variant of the polynomial method with trigonometric polynomials.
关于固定维数下双层线性与二次规划问题的复杂性
Sergey S. Ketkov, Oleg A. Prokopyev
AI总结 本文填补了双层线性规划在决策者变量或约束固定时的复杂性分类空白,证明悲观模型在跟随者变量固定时是强NP难的,而乐观模型多项式可解;同时发现线性与凸二次双层规划之间存在严格复杂性差距。
众所周知,一般的双层线性规划(BLP)是强NP难的,即使领导者和跟随者的目标函数完全相反。然而,当其中一个决策者具有固定数量的变量或约束时,BLP的复杂性分类仍不完整。本文填补了这一复杂性图景中的剩余空白。因此,虽然乐观BLP在跟随者变量数量固定时已知是多项式可解的,但我们证明相应的悲观问题是强NP难的。据我们所知,这是第一个表明在可比假设下悲观公式可能比乐观公式计算上更困难的结果。此外,我们证明当跟随者约束数量固定时,BLP在乐观和悲观设置下都保持多项式可解。我们进一步研究了这些多项式时间可解性结果是否适用于双层凸二次规划。虽然乐观公式在跟随者变量数量固定时保持多项式可解,但我们证明跟随者约束数量固定的悲观公式变为NP难的。换句话说,除非P=NP,否则线性目标函数和凸二次目标函数的双层规划之间存在严格的复杂性差距。最后,我们表明将凸二次跟随者目标替换为非凸二次目标会使乐观问题变为NP难的,即使跟随者的两个维度都固定。
It is well-known that general bilevel linear programs (BLPs) are strongly $NP$-hard, even when the leader's and the follower's objective functions are exact opposites. However, the complexity classification of BLPs remains incomplete when one of the decision-makers has a fixed number of variables or constraints. In this paper, we close the remaining gap in this complexity landscape. Thus, while optimistic BLPs are known to be polynomially solvable when the number of follower variables is fixed, we prove that the corresponding pessimistic problem is strongly $NP$-hard. To the best of our knowledge, this is the first result demonstrating that, under comparable assumptions, the pessimistic formulation can be computationally harder than its optimistic counterpart. In addition, we prove that BLPs remain polynomially solvable in both the optimistic and the pessimistic settings when the number of follower constraints is fixed. We further investigate whether these polynomial-time solvability results persist for bilevel convex quadratic programs. While the optimistic formulation remains polynomially solvable when the number of follower variables is fixed, we prove that the pessimistic formulation with a fixed number of follower constraints becomes $NP$-hard. In other words, unless $P = NP$, there is a strict complexity gap between bilevel programs with linear and convex quadratic objective functions. Finally, we show that replacing a convex quadratic follower objective with a nonconvex quadratic one renders the optimistic problem $NP$-hard, even when both follower dimensions are fixed.
代数复杂度类在因式分解下封闭性的入门指南
C. S. Bhargav, Prateek Dwivedi, Nitin Saxena
AI总结 本文综述多项式因式分解中Hensel提升、牛顿迭代和拉格朗日反演等关键技术,分析VP、VNP等代数复杂度类在因式分解下的封闭性,并指出未解决问题。
多项式因式分解是计算代数中的一个基本问题。在过去的半个世纪里,人们开发了多种算法技术来处理该问题的不同变体。与此同时,代数复杂度理论根据计算难度将多项式分类为不同的复杂度类。这引出了一个自然的问题:这些复杂度类在因式分解下是否封闭?在本综述中,我们重新审视多项式因式分解中的关键技巧:Hensel提升、牛顿迭代和拉格朗日反演。这些技巧在半个多世纪以来解决代数复杂度中关键的因式分解问题中发挥了重要作用。我们通过这些技巧的视角审视和整理已知结果,讨论它们潜在的数学等价性,同时反思其应用如何因问题背景而异。我们关注主要的代数复杂度类,包括VP(多项式大小和次数的电路)、其闭包$\overline{\text{VP}}$、VNP(多项式大小和次数的验证电路)、VBP(多项式大小的分支程序)、VF(多项式大小的公式)和$\text{VP}_{\text{nb}}$(多项式大小和指数次数的电路)。我们还讨论了有界深度电路和稀疏多项式。在此过程中,我们强调了几个未解决的开放问题。
Polynomial factorisation is a fundamental problem in computational algebra. Over the past half century, a variety of algorithmic techniques have been developed to tackle different variants of this problem. In parallel, algebraic complexity theory classifies polynomials into complexity classes based on their computational hardness. This raises a natural question: Are these complexity classes closed under factorisation? In this survey, we revisit pivotal techniques in polynomial factorisation: Hensel lifting, Newton iteration, and Lagrange inversion. These techniques have played an essential role in resolving key factoring questions in algebraic complexity for more than half a century. We examine and organise the known results through the lens of these techniques, discussing their underlying mathematical equivalence while reflecting on how their applications vary depending on the problem context. We focus on prominent algebraic complexity classes, including $\text{VP}$ (circuits of polynomial size and degree), its closure $\overline{\text{VP}}$, the class $\text{VNP}$ (verifier circuits of polynomial size and degree), $\text{VBP}$ (polynomial-size branching programs), $\text{VF}$ (polynomial-size formulas), and $\text{VP}_{\text{nb}}$ (circuits of polynomial size and exponential degree). We also discuss bounded-depth circuits and sparse polynomials. Along the way, we highlight several unresolved open problems.
网格范数的更高效筛选及其在多路通信复杂度中的应用
Zander Kelley, Xin Lyu
AI总结 通过改进二分图网格范数的筛选论证,将Kelley-Lovett-Meka构造的3方NOF通信复杂度下界从Ω(log^{1/3} N)提升至Ω(log^{1/2} N),并放宽了所需伪随机条件。
基于近期在3项算术级数问题上的进展所发展的技术 \cite{KelleyM2023strong},Kelley、Lovett和Meka \cite{KelleyLM2024-nof} 构造了第一个显式的3方函数 $f:[N]^3 \rightarrow \{0,1\}$,该函数展示了随机化与(非)确定性NOF通信复杂度之间的强分离。具体而言,他们的困难函数可以通过发送 $O(1)$ 比特的随机化协议求解,但确定性(或非确定性)协议需要 $\Omega(\log^{1/3}(N))$ 比特的通信。我们对其构造证明了更强的 $\Omega(\log^{1/2}(N))$ 下界。为实现这一目标,关键的技术进步是对(某种稠密)二分图网格范数的筛选论证进行了改进。除了定量改进外,我们还通过放宽困难条件,在定性上优于 \cite{KelleyLM2024-nof}:虽然 \cite{KelleyLM2024-nof} 对任何满足强双侧伪随机条件的函数 $f$ 证明了其下界,但我们证明弱单侧条件就足够了。这是通过一个关于柱面交集(在图论语言中,即由三分图诱导的三角形集合)的新结构结果实现的,该结果表明任何小的柱面交集都可以被有效地覆盖为简单“切片”函数的和。
Building on the techniques behind the recent progress on the 3-term arithmetic progression problem \cite{KelleyM2023strong}, Kelley, Lovett, and Meka \cite{KelleyLM2024-nof} constructed the first explicit 3-player function $f:[N]^3 \rightarrow \{0,1\}$ that demonstrates a strong separation between randomized and (non-)deterministic NOF communication complexity. Specifically, their hard function can be solved by a randomized protocol sending $O(1)$ bits, but requires $\Omega(\log^{1/3}(N))$ bits of communication with a deterministic (or non-deterministic) protocol. We show a stronger $\Omega(\log^{1/2}(N))$ lower bound for their construction. To achieve this, the key technical advancement is an improvement to the sifting argument for grid norms of (somewhat dense) bipartite graphs. In addition to quantitative improvement, we qualitatively improve over \cite{KelleyLM2024-nof} by relaxing the hardness condition: while \cite{KelleyLM2024-nof} proved their lower bound for any function $f$ that satisfies a strong two-sided pseudorandom condition, we show that a weak one-sided condition suffices. This is achieved by a new structural result for cylinder intersections (or, in graph-theoretic language, the set of triangles induced from a tripartite graph), showing that any small cylinder intersection can be efficiently covered by a sum of simple ``slice'' functions.