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2606.12201 2026-06-11 econ.GN q-fin.EC 新提交

Materealistic? How European energy system models exceed raw material reserves

物质现实?欧洲能源系统模型如何超出原材料储备

Jan Mutke, Jonas Finke, Katharina Esser, Heidi Heinrichs

AI总结 通过系统回顾59项高度脱碳的欧洲能源系统建模研究,并定量评估5种关键技术和19种材料的物质需求,发现材料需求超出欧洲基于人口份额的全球储备,呼吁能源充足性措施以实现能源-物质关系的可持续性。

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AI中文摘要

脱碳能源系统减少了排放和对化石燃料的依赖,但扩大可再生能源增加了对关键原材料的需求。然而,大多数能源系统模型忽视了物质需求,使能源情景的物质可行性受到质疑。我们结合对59项高度脱碳的欧洲能源系统建模研究的系统回顾,以及对5种关键技术和19种材料的物质需求进行定量事后评估。我们发现,对于七种材料(Ga, In, Ir, Te;程度较轻的Ag, Se, V),物质需求超出了欧洲基于人口份额的当前全球储备,特别是当考虑能源系统的多个部门时。非能源需求的竞争进一步加剧了稀缺性,而技术创新既可以缓解也可以加剧这种稀缺性。我们得出结论,能源效率、回收、扩大储备和技术创新可能只能部分解决已识别的短缺问题,并呼吁采取能源充足性措施以实现能源-物质关系的可持续性。

英文摘要

Decarbonising energy systems reduces emissions and fossil fuel dependency, but expanding renewables increases demands for critical raw materials. Most energy system models, however, neglect material demands, putting the material feasibility of energy scenarios at question. We combine a systematic review of 59 highly decarbonised European energy system modelling studies with a quantitative ex-post assessment of material demands for 5 key technologies and 19 materials. We find that material demands exceed Europe's population-based shares of current global reserves for seven materials (Ga, In, Ir, Te; less pronounced for Ag, Se, V), in particular if multiple sectors of the energy system are considered. Competing non-energy demand further amplifies the scarcity, while technological innovation can either alleviate or intensify it. We conclude that energy efficiency, recycling, expanding reserves and technological innovation may only partly address the identified shortages and call for energy sufficiency measures to achieve sustainability in the energy-material nexus.

2606.12198 2026-06-11 cs.IR 新提交

LLM-Based User Personas for Recommendations at Scale

基于LLM的用户画像用于大规模推荐

Haoting Wang, Haokai Lu, Zheyun Feng, Jenny Huang, Yifat Amir, Gregory Hinkson, Ben Most, Zelong Zhao, Yixin Kelly Cui, Rein Zhang, Fabio Soldo, Yu Xia, Nihar Bhupalam, Minmin Chen, Konstantina Christakopoulou, Lichan Hong, Ed H. Chi

AI总结 提出实时生成LLM用户兴趣画像的框架,通过知识蒸馏、异步推理和语义聚类优化,平衡利用-探索权衡,提升大规模视频推荐效果。

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AI中文摘要

大型语言模型(LLM)凭借其世界知识和推理能力,为增强推荐系统提供了前所未有的潜力。然而,现有方法通常依赖结构化ID或离线处理,限制了语义丰富性、实时适应性和面向用户的解释性。在本文中,我们介绍了一种新颖的框架,能够为大规模商业视频推荐平台实时生成基于LLM的用户兴趣画像。我们的方法生成自然语言的用户兴趣画像,通过结合现有兴趣的总结和新颖主题,在服务过程中直接解决利用-探索权衡。为了克服十亿用户规模下在线LLM推理的计算挑战,我们设计了一种成本高效的架构,利用知识蒸馏、异步推理和通过语义聚类视频表示进行的输入优化。广泛的离线评估、用户研究和在线A/B测试表明,该方法显著提升了观众价值。这项工作弥合了高层语义理解与工业规模推荐之间的差距,为更动态、可解释和令人满意的个性化体验铺平了道路。

英文摘要

Large Language Models (LLMs) offer unprecedented potential for enhancing recommendation systems through their world knowledge and reasoning capabilities. However, existing approaches often rely on structured IDs or offline processing, limiting semantic richness, real-time adaptability, and user-facing interpretability. In this paper, we introduce a novel framework that enables real-time generation of LLM-based user interest personas for a large-scale commercial video recommendation platform. Our method generates natural-language user interest personas that address the exploitation-exploration trade-off by combining the summarization of existing interests with novel topics, directly during serving. To overcome the computational challenges of online LLM inference at a billion-user scale, we design a cost-efficient architecture leveraging knowledge distillation, asynchronous inference, and input optimization via semantically clustered video representations. Extensive offline evaluations, user studies, and live A/B tests demonstrate significant improvements in viewer value. This work bridges the gap between high-level semantic understanding and industrial-scale recommendation, paving the way for more dynamic, explainable, and satisfying personalized experiences.

2606.12197 2026-06-11 math.CO 新提交

On Brouwer's Laplacian conjecture

关于Brouwer的Laplacian猜想

Pravesh K. Kothari, Stefan Tudose

AI总结 本文证明了Brouwer的Laplacian猜想,该猜想断言图Laplacian的最大k个特征值之和不超过边数加C(k+1,2),并建立了该猜想与Grone-Merris-Bai定理的等价性。

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AI中文摘要

Brouwer的Laplacian猜想指出,图的Laplacian矩阵的最大$k$个特征值之和小于或等于边数加上$\binom{k+1}{2}$。我们给出了这个猜想的证明。我们的证明依赖于\emph{分裂}图的Grone--Merris--Bai定理。我们还证明了逆命题,从而建立了Brouwer猜想与Grone--Merris--Bai定理之间的等价性。

英文摘要

Brouwer's Laplacian conjecture states that the sum of the largest $k$ eigenvalues of a graph's Laplacian is less than or equal to the number of edges plus $\binom{k+1}{2}$. We give a proof of this conjecture. Our proof relies on the Grone--Merris--Bai theorem for \emph{split} graphs. We also show the converse, thereby establishing an equivalence between Brouwer's conjecture and the Grone--Merris--Bai theorem.

2606.12196 2026-06-11 math.DS 新提交

The Hausdorff dimension of the set where the Minkowski question mark function has infinite derivative

Minkowski问号函数具有无限导数的集合的Hausdorff维数

M. Pollicott

AI总结 通过分析Minkowski问号函数的导数性质,给出了该函数具有无限导数的点集的Hausdorff维数的上下界。

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AI中文摘要

我们得到了Minkowski问号函数具有无限导数的集合的Hausdorff维数的界。

英文摘要

We get bounds on the Hausdorff dimension of the set where the Minkowski question mark function has infinite derivative.

2606.12194 2026-06-11 math.CO math.NT 新提交

Beating Product Constructions for Linear Equations Over Finite Fields

击败有限域上线性方程组的乘积构造

Paul Hametner, Fred Tyrrell

AI总结 本文证明,对于任何避免非平凡解的亏格一平移不变线性方程的子集A,存在更高维度的子集B也避免非平凡解,且其密度大于A的密度,从而说明仅通过直接乘积无法得到渐近最优下界。

Comments 10 pages

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AI中文摘要

我们证明,对于任何 $A\subseteq \mathbb{F}_q^n$,如果它缺乏亏格一的平移不变线性方程的非平凡解(即系数的任何非空真子集之和不为 $0$),那么存在某个更高维度的集合 $B\subseteq \mathbb{F}_q^m$,它也缺乏非平凡解,并且满足 \\[|B|^{1/m}>|A|^{1/n}.\\] 特别地,这意味着在 $\mathbb{F}_3^n$ 中,没有固定的帽集能通过直接乘积单独给出渐近最优下界。

英文摘要

We show that for any $A\subseteq \mathbb{F}_q^n$ lacking non-trivial solutions to a translation-invariant linear equation of genus one, meaning that no nonempty proper subset of the coefficients sums to $0$, there is a set $B\subseteq \mathbb{F}_q^m$ in some higher dimension which also lacks non-trivial solutions, such that \[|B|^{1/m}>|A|^{1/n}.\] In particular, this implies that no fixed cap set in $\mathbb{F}_3^n$ gives an asymptotically optimal lower bound by direct products alone.

2606.12193 2026-06-11 math.AP 新提交

On a continuity method for Dirichlet problem of Hessian equations

关于Hessian方程Dirichlet问题的连续性方法

Rirong Yuan

AI总结 本文发展了一种用于黎曼流形上Hessian方程Dirichlet问题的连续性方法,结合Morse理论与对(f,Γ)对的刻画,在类型2情形下构造了允许函数并求解了Dirichlet问题。

Comments 18 pages, to appear in Journal of the Australian Mathematical Society

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AI中文摘要

本文中,我们为黎曼流形上Hessian方程的Dirichlet问题发展了一种连续性方法。这类由Caffarelli、Nirenberg和Spruck引入的方程,根据Hessian矩阵的特征值和给定对$(f,\Gamma)$定义,其中$f$是对称锥$\Gamma\subset\mathbb{R}^n$上的对称函数,$\Gamma$指定了解的可容许特征值集合。我们的方法将Morse理论技术与对$(f,\Gamma)$对的刻画相结合。更精确地说,在类型2情形下,我们首先利用Morse理论构造可容许函数,然后在没有对边界或子解施加额外假设的情况下求解Dirichlet问题。基于对该对的刻画,我们可以用一族类型2方程逼近类型1方程。

英文摘要

In this paper, we develop a continuity method for the Dirichlet problem of Hessian equations on Riemannian manifolds. Such equations, introduced by Caffarelli, Nirenberg and Spruck, are defined in terms of the eigenvalues of the Hessian and a given pair $(f,Γ)$, where $f$ is a symmetric function defined in a symmetric cone $Γ\subset\mathbb{R}^n$, and $Γ$ specifies the set of admissible eigenvalues for the solution. Our method combines techniques from Morse theory with a characterization of the pair $(f,Γ)$. More precisely, in the type 2 case, we first construct admissible functions using Morse theory, and then solve the Dirichlet problem without any additional assumptions on the boundary or the subsolution. Building on this characterization of the pair, we can approximate the type 1 equation by a family of type 2 equations.

2606.12192 2026-06-11 math.AP 新提交

A Generalized Framework for $L^r$ Convex Integration and its Application to Geophysical Models

$L^r$ 凸积分的广义框架及其在地球物理模型中的应用

Daniel W. Boutros, Simon Markfelder, Edriss S. Titi

AI总结 本文提出一个广义凸积分框架,用于构造满足能量不等式的弱解,并应用于多个无粘地球物理流体模型,证明存在无穷多解及新的全局存在性结果。

Comments 90 pages, 1 figure, 1 table

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AI中文摘要

本文基于[C. De Lellis and L. Székelyhidi, Arch. Ration. Mech. Anal., 195 (2010)]和[S. Markfelder, Nonlinearity, 37 (2024)]的思想,发展了一个凸积分的广义框架,用于构造Cauchy问题的弱解。该框架可应用于一大类偏微分方程,以构造$L^\infty ((0,T) \times \Omega)$(其中$\Omega$是有界区域)中的弱解,这些解在时间上关于$L^r(\Omega)$($r \in (1,\infty)$)的弱拓扑是弱连续的。这使我们能够构造满足能量不等式的解。在论文的第二部分,我们将该框架应用于地球物理流体力学中的几个无粘模型,以证明对所有初始数据弱解的存在性,并证明存在初始数据使得有无穷多个解满足能量不等式。我们首先考虑不可压缩和正压可压缩Euler方程,以恢复文献中的相应结果。此外,该框架使我们能够证明不可压缩Euler方程的一个新结果,即$L^\infty$中Cauchy问题的全局存在性。此外,我们将该框架用于静水Euler方程(也称为不可压缩无粘原始方程),这导致了第一个能够为该系统构造具有自然能量的可容许解的凸积分方法。该结果证明中的一个关键成分是计算凸包的一个大子集。最后,我们将该框架应用于可压缩无粘原始方程和无粘准地转方程,获得了这两个地球物理模型存在wild数据的首个结果。

英文摘要

In this paper a general framework for convex integration is developed, in order to construct weak solutions to the Cauchy problem, by building on ideas from [C. De Lellis and L. Székelyhidi, Arch. Ration. Mech. Anal., 195 (2010)] and [S. Markfelder, Nonlinearity, 37 (2024)]. This framework may be applied to a large family of partial differential equations in order to construct weak solutions in $L^\infty ((0,T) \times Ω)$ (for a bounded domain $Ω)$ which are weakly continuous in time with respect to the weak topology of $L^r (Ω)$ for some $r \in (1,\infty)$. This allows us to construct solutions which obey an energy inequality. In the second part of the paper we apply the framework to several inviscid models appearing in the field of geophysical fluid mechanics in order to show existence of weak solutions for all initial data, and to prove that there exist initial data for which there are infinitely many solutions which satisfy an energy inequality. We first consider the incompressible and the barotropic compressible Euler equations to recover the corresponding results from the literature. In addition, the framework allows us to prove a new result for the incompressible Euler equations, namely the global existence for the Cauchy problem in $L^\infty$. Moreover, we use the framework in the context of the hydrostatic Euler equations (also known as the incompressible inviscid primitive equations), which leads to the first convex integration approach which is able to construct admissible solutions with the natural energy for this system. A crucial ingredient in the proof of this result is the computation of a large subset of the convex hull. Finally, we apply the framework to the compressible inviscid primitive equations and to the inviscid quasi-geostrophic equations to obtain the first results on existence of wild data for these two geophysical models.

2606.12190 2026-06-11 cond-mat.dis-nn cond-mat.soft 新提交

Roughening of active nonlinear interfaces with broken tilt symmetry

具有倾斜对称性破缺的活性非线性界面的粗糙化

Ailén M. Cámara, Alejandro B. Kolton, José Luis Iguaín

AI总结 研究具有非线性弹性、受时间相关噪声驱动的界面的粗糙化,通过标度论证和自洽Hartree近似导出交叉图和稳态结构因子,识别三种标度区并得到交叉长度,数值模拟验证了全参数范围的解析预测。

Comments 12 pages, 5 figures

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AI中文摘要

我们研究具有非线性弹性、受时间相关噪声驱动的界面的粗糙化,该噪声破坏了统计倾斜对称性。利用标度论证和自洽Hartree近似,我们推导出交叉图和稳态结构因子。我们识别了与Larkin、非简谐Larkin和Edwards-Wilkinson普适类相关的三个标度区,并得到了分隔它们的交叉长度。大系统的数值模拟在全参数范围内证实了解析预测。我们的结果为最小非线性弹性Ornstein-Uhlenbeck活性界面中的有限尺寸和交叉效应提供了统一描述。

英文摘要

We study the roughening of an interface with nonlinear elasticity driven by temporally correlated noise, which breaks statistical tilt symmetry. Using scaling arguments and a self-consistent Hartree approximation, we derive the crossover diagram and the steady-state structure factor. We identify three scaling regimes associated with the Larkin, anharmonic Larkin, and Edwards--Wilkinson universality classes, and obtain the crossover lengths separating them. Numerical simulations of large systems confirm the analytical predictions over the full parameter range. Our results provide a unified description of finite-size and crossover effects in a minimal nonlinear-elastic Ornstein--Uhlenbeck active interface.

2606.12188 2026-06-11 math.OA math.KT 新提交

Schubert Calculus and uniform property $Γ$

Schubert 演算与一致性质 $\Gamma$

Andrew S. Toms

AI总结 基于 Thom-Porteous 退化轨迹理论构造了一个无一致性质 Γ 的简单可分单核 C*-代数,通过二次 Schubert 演算阻碍迹比较。

Comments 38 pages

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AI中文摘要

我们构造了一个简单、可分、单的核 C$^*$-代数,它不具有一致性质 $\Gamma$。该构造基于由 Thom-Porteous 退化轨迹理论产生的一个新的拓扑障碍。过去 30 年中,病态核 C$^*$-代数的构造使用了 Villadsen 引入的 Chern 类计算来阻碍大平凡子丛的存在。相比之下,我们使用行列式 Schur 类迫使某些等秩向量丛之间的每个丛映射在底空间某处消失。二次 Schubert 演算表明,该障碍可以在归纳系统中持续存在,并最终阻碍均匀迹完备化中迹对投影的比较。相关的 Thom-Porteous 类位于与强制秩损失平方成比例的度数中,这反过来导致我们例子中构成齐次 C$^*$-代数的相同阶的维数增长。这确定了核 C$^*$-代数结构理论中的一个新几何阈值,将一致性质 $\Gamma$ 的存在与否与二次维数增长联系起来。

英文摘要

We construct a simple, separable, unital, nuclear C$^*$-algebra without uniform property $Γ$. The construction is based on a new topological obstruction arising from the Thom-Porteous theory of degeneracy loci. Constructions of pathological nuclear C$^*$-algebras over the past 30 years have used Chern class calculations introduced by Villadsen to obstruct the existence of large trivial subbundles. Here, by contrast, we use determinantal Schur classes to force every bundle map between certain equal-rank vector bundles to vanish somewhere on the base space. A quadratic Schubert calculus computation shows that this obstruction can persist across an inductive system and ultimately obstructs the comparison of projections by traces in the uniform tracial completion. The relevant Thom-Porteous classes live in degree proportional to the square of the forced rank loss, which in turn forces dimension growth of the same order in the constituent homogeneous C$^*$-algebras of our example. This identifies a new geometric threshold in the structure theory of nuclear C$^*$-algebras, linking the presence or absence of uniform property $Γ$ to quadratic dimension growth.

2606.12187 2026-06-11 cs.GT 新提交

Strategic Facility Location with $p$-Norm Social Costs

具有 $p$-范数社会成本的战略设施选址问题

Jabari Hastings

AI总结 研究在 $\ell_q(\mathbb R^d)$ 空间中,社会成本由任意 $p$-范数定义的战略设施选址问题,分析策略证明的坐标中位数机制的近似比,并给出紧界和上界。

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AI中文摘要

我们考虑 $\ell_q(\mathbb R^d)$ 空间中的战略设施选址问题,其中社会成本由个体成本的任意 $p$-范数定义。虽然在 $d = 1$ 情况下,确定性策略证明机制的最优近似比已经很好建立,但在任意 $p$-范数下的多维空间中的保证尚不明确。在这项工作中,我们分析了经过充分研究的、策略证明的坐标中位数(CM)机制,并为这些广义社会成本提供了近似保证。对于 $d = 2$,我们建立了所有 $p, q \geq 1$ 的紧近似比。特别地,我们证明 CM 机制是一个 $2^{1 - 1/ \max(p, q)}$-近似,解决了 Goel 和 Hann-Caruthers(Social Choice and Welfare, 2023)的一个猜想。此外,对于 $d \geq 3$,我们给出了 CM 机制在任意 $p$-范数社会成本下的近似比上界,推广了 Gravin 和 Jia(STOC, 2025)关于功利主义社会成本的最新结果。值得注意的是,我们证明这个近似比永远不会超过 3,无论维度如何。

英文摘要

We consider the strategic facility location problem in $\ell_q(\mathbb R^d)$ spaces where the social cost is defined by an arbitrary $p$-norm of the individual costs. While the optimal approximation ratios for deterministic strategyproof mechanisms are well established in the $d = 1$ setting, the guarantees for multi-dimensional spaces under an arbitrary $p$-norm are less understood. In this work, we analyze the well-studied, strategyproof coordinate-wise median (CM) mechanism and provide approximation guarantees for these generalized social costs. For $d = 2$, we establish tight approximation ratios for all $p, q \geq 1$. In particular, we show that the CM mechanism is a $2^{1 - 1/ \max(p, q)}$-approximation, resolving a conjecture of Goel and Hann-Caruthers (Social Choice and Welfare, 2023). Furthermore, for $d\geq 3$, we give upper bounds on the approximation ratio of the CM mechanism for arbitrary $p$-norm social costs, generalizing the recent result of Gravin and Jia (STOC, 2025) for the utilitarian social cost. Remarkably, we show that this approximation ratio never exceeds 3, regardless of the dimension.

2606.12185 2026-06-11 econ.EM math.ST stat.TH 新提交

Pivotal and identification-robust nonparametric inference in linear IV models

线性IV模型中的关键与识别鲁棒非参数推断

Bertille Antoine, Pascal Lavergne

AI总结 针对线性工具变量模型,提出对识别强度与异方差鲁棒且第一阶段非参数的新推断方法,包括渐近关键统计量、子向量推断和设定检验。

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AI中文摘要

我们为线性IV模型开发了新的推断程序,这些程序对识别强度和未知形式的异方差具有鲁棒性,并且对第一阶段方程是非参数的。我们的第一个检验专门用于内生解释变量的参数推断。我们的新统计量修改了Antoine和Lavergne(2003)的统计量,直接考虑了未知形式的异方差。因此,它是渐近关键的,从而在实践中大大简化了推断。我们还开发了(i)一个识别鲁棒的子向量推断程序,该程序不依赖于剩余参数的识别强度知识,以及(ii)一个纯设定检验。在这两种情况下,检验是保守但有效的。我们通过模拟和实际应用表明,我们的程序计算友好且与现有方法相比具有竞争力。

英文摘要

We develop new inference procedures for a linear IV model that are robust to identification strength and heteroskedasticity of unknown form, and nonparametric with respect to the first-stage equation. Our first test is tailored for inference on parameters of endogenous explanatory variables. Our new statistic modifies that of Antoine and Lavergne (2003) to directly account for heteroskedasticity of unknown form. As a result, it is asymptotically pivotal, so that inference is greatly facilitated in practice. We also develop (i) an identification-robust subvector inference procedure that does not rely on the knowledge of identification strength for the remaining parameters, and (ii) a pure specification test. In both cases, the tests are conservative but powerful. We show that our procedures are computationally friendly and competitive with existing ones in simulations and an application.

2606.12184 2026-06-11 econ.EM 新提交

Threshold Regression for Fixed-T Panel Data with Interactive Fixed Effects

具有交互固定效应的固定T面板数据阈值回归

Jan Ditzen, Yiannis Karavias, Joakim Westerlund

AI总结 针对固定时间期数T的面板数据阈值回归模型,提出一种基于最小二乘的简单估计方法及推断工具,并应用于研究通胀对经济增长的影响。

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AI中文摘要

本文为具有交互固定效应和固定时间期数T的面板数据阈值回归模型开发了一套新的估计与推断工具箱。该工具箱设计简单、准确且计算高效,基于模型参数的简单最小二乘风格估计量,并包含多种推断程序,用于检验关于阈值及其他参数的假设。该新工具箱被应用于研究通货膨胀对经济增长的影响。

英文摘要

This paper develops a new toolbox for estimation and inference in panel data threshold regression models with interactive fixed effects and a fixed number of time periods, T. The toolbox is designed to be simple, accurate and computationally efficient. It is based on a simple least squares style estimator of the model parameters, and includes a number of inferential procedures for testing hypotheses regarding not only the threshold but also other parameters. The new toolbox is applied to study the impact of inflation on economic growth.

2606.12183 2026-06-11 math.AP 新提交

On the almost sure growth of Hölder norms for the 1d periodic fractional BBM equation

一维周期分数阶BBM方程Hölder范数的几乎必然增长

Pablo Merino

AI总结 利用Tzvetkov的拟不变性策略和Bourgain的整体化论证,将L²确定性控制几乎必然扩展到L∞框架,得到解的Hölder范数的几乎必然多项式界。

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AI中文摘要

我们给出了1维周期分数阶Benjamin-Bona-Mahony (BBM)方程解的Hölder范数的几乎必然多项式界。具体地,我们应用Tzvetkov (2015)策略中带有能量截断的某些高斯测度的定量拟不变性,以及Bourgain (1994)的整体化论证,将基于$L^2$的确定性控制几乎必然地扩展到基于$L^{\infty}$的设定。

英文摘要

We present almost sure polynomial bounds for Hölder norms of solutions of the 1d periodic fractional Benjamin-Bona-Mahony (BBM) equation. Namely, we apply quantitative quasi-invariance of certain Gaussian measures with energy cutoff using the strategy from Tzvetkov (2015) and the globalization argument from Bourgain (1994) in order to extend, almost surely, the $L^2$-based deterministic control to the $L^{\infty}$-based setting.

2606.12181 2026-06-11 math.PR math.CO math.GR math.RT 新提交

Matrix Discrepancy for Representations of Finite Groups

有限群表示的矩阵差异

Afonso S. Bandeira, Helmut Bölcskei

AI总结 本文证明对任意有限群G,存在符号ε∈{±1}^G使得左正则表示的加权和范数不超过C√|G|,其中C为普适常数,解决了BKMZ24中提出的矩阵Spencer猜想特例。

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AI中文摘要

给定有限群$G$,我们证明存在符号$\varepsilon\in\{\pm1\}^G$使得$$\left\| \sum_{g\in G} \varepsilon_g\rho(g) \right\|\leq C\, \sqrt{|G|},$$其中$\rho$是$G$的左正则表示,$C$是普适常数。这个矩阵Spencer猜想的特例在[BKMZ24]中被提出,并在其中对单群得到了证明。

英文摘要

Given a finite group $G$, we prove that there exist signs $\varepsilon\in\{\pm1\}^G$ such that $$\left\| \sum_{g\in G} \varepsilon_gρ(g) \right\|\leq C\, \sqrt{|G|},$$ where $ρ$ is the left regular representation of $G$, and $C$ is a universal constant. This special case of the Matrix Spencer conjecture was posed in [BKMZ24], where it was established for simple groups.

2606.12180 2026-06-11 cond-mat.mes-hall cond-mat.mtrl-sci cond-mat.str-el quant-ph 新提交

Experimental straintronics in nanotube quantum dots

纳米管量子点中的实验应变电子学

L. Huang, I. G. Rebollo, A. R. Champagne

AI总结 通过实验研究单壁碳纳米管量子点中的机械应变对量子输运的精确控制,展示了高达3%的可逆单轴应变下的大机械门控效应,并证实应变可定量调控能隙和掺杂。

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AI中文摘要

单壁碳纳米管(SWCNTs)是具有原子级精确边缘和单一量子输运通道的石墨烯窄带,在实验相关掺杂下,使其成为利用量子输运应变电子学(QTS)的理想系统,即利用机械应变精确控制量子输运。我们展示了来自三个单壁碳纳米管量子点(SWCNT-QD)晶体管的QTS数据,覆盖了宽范围的原位可调和可逆单轴应变($\Delta\varepsilon_\text{mech}\approx$ 0 到 3%)。我们首先介绍了悬浮SWCNT晶体管的纳米加工,其沟道长度约为30 nm。通过移动牢固夹持纳米管的金夹来施加应变。我们展示了详细的电荷输运数据,$dI/dV_{\text{B}} - V_{\text{B}} - V_{\text{G}}$ 和 $dI/dV_{\text{B}} - V_{\text{B}} - \Delta\varepsilon_\text{mech}$,显示了SWCNT-QDs的大机械门控效应。数据的精确可逆性及其与QTS理论的一致性,证实了管子受到弹性应变。我们证明,QD掺杂的机械控制并非源于电容门控效应,而是源于可定量预测的能带结构变化,包括应变可调能隙。这种对SWCNT-QDs掺杂和能隙的精确机械控制可能在量子比特、凝聚态物理和同质结分子晶体管中找到应用。

英文摘要

Single-wall carbon nanotubes (SWCNTs) are narrow ribbons of graphene with atomically precise edges and a single quantum transport channel, at experimentally-relevant dopings. This makes them ideal systems to harness quantum transport straintronics (QTS), i.e. using mechanical strain to control accurately quantum transport. We present QTS data from three single-wall carbon nanotube quantum dot (SWCNT-QD) transistors over a broad range of in-situ tunable and reversible uniaxial strain ($Δ\varepsilon_\text{mech}\approx$ 0 to 3 %). We first present the nanofabrication of the suspended SWCNT transistors whose channel lengths are $\approx$ 30 nm. The channels are strained by moving gold clamps holding firmly the nanotubes. We present detailed charge transport data, $dI/dV_{\text{B}} - V_{\text{B}} - V_{\text{G}}$ and $dI/dV_{\text{B}} - V_{\text{B}} - Δ\varepsilon_\text{mech}$, showing a large mechanical-gating effect of the SWCNT-QDs. The precise reversibility of the data, and their agreement with QTS theory, confirms that the tubes are strained elastically. We demonstrate that the mechanical control of the QD doping is not due to capacitive-gating effects, but to quantitatively predictable bandstructure changes including a strain-tunable bandgap. This precise mechanical control of the doping and bandgap of SWCNT-QDs could find applications in qubits, condensed matter physics, and homojunction molecular transistors.

2606.12179 2026-06-11 cs.DS cs.NA math.NA 新提交

Nearly Instance Optimal Sparse Matrix Approximation from Matrix-Vector Products

近乎实例最优的稀疏矩阵近似:基于矩阵-向量乘积

Christoper Musco, Indu Ramesh

AI总结 研究仅通过矩阵-向量乘积查询学习隐式矩阵的稀疏近似问题,提出基于退化度的统一框架,证明查询复杂度的紧界,并给出多项式时间算法。

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AI中文摘要

大量工作研究学习隐式矩阵 $A\in \mathbb{R}^{m\times n}$ 的近似问题,该矩阵仅能通过形如 ${x} \rightarrow {A}{x}$ 或 ${x} \rightarrow {A}^T{x}$ 的矩阵-向量乘积查询(matvec查询)隐式访问。特别关注的是学习具有固定稀疏模式的近最优近似的方法。例如,我们可能想学习隐式矩阵 $A$ 的近最优对角、带状或箭头形近似。自然,解决该问题所需的 matvec 查询次数取决于稀疏模式,该模式可编码为二元矩阵 ${S}\in \{0,1\}^{m\times n}$。先前算法的查询复杂度与 ${S}$ 中1的总数、其最大列/行稀疏度或其“冲突图”的色数等量相关。这些量不可比较:对于给定的 ${S}$,用其中一个参数化可能比另一个产生更低的查询复杂度。在这项工作中,我们通过提供稀疏矩阵近似的 matvec 查询复杂度的近乎尖锐刻画,统一并加强了这些先前结果。推广图算法中的一个定义,令退化度 ${degen}({S})$ 表示最小的数 $k$,使得如果我们迭代删除 ${S}$ 中所有具有 $\leq k$ 个1的行和列,最终得到一个空矩阵。我们证明,对于任何稀疏模式 ${S}$,可以用 $\tilde{O}({degen}({S}))$ 次矩阵-向量乘积查询学习到具有稀疏模式 $S$ 的 $A$ 的近最优近似,且 $\Omega({degen}({S}))$ 次查询是必要的。此外,与先前基于图着色的工作不同,我们的所有方法都在多项式时间内运行。

英文摘要

A large body of work studies the problem of learning an approximation to an implicit matrix $A\in \mathbb{R}^{m\times n}$ that is only accessible implicitly via matrix-vector product queries (matvec queries) of the form ${x} \rightarrow {A}{x}$ or ${x} \rightarrow {A}^T{x}$. Of particular interest are methods that learn a near-optimal approximation with a fixed sparsity pattern. For example, we might want to learn a near-optimal diagonal, banded, or arrow-head approximation to an implicit matrix $A$. Naturally, the number of matvec queries required to solve this problem depends on the sparsity pattern, which can be encoded as a binary matrix ${S}\in \{0,1\}^{m\times n}$. The query complexity of previous algorithms scales with quantities like the total number of ones in ${S}$, its maximum column/row sparsity, or the chromatic number of a its "conflict graph". These quantities are incomparable: for a given ${S}$, parameterizing by one might yield lower query complexity than another. In this work, we unify and tighten these prior results by providing a nearly sharp characterization of the matvec query complexity of sparse matrix approximation. Generalizing a definition from graph algorithms, let the degeneracy, ${degen}({S})$, denote the smallest number $k$ so that, if we iteratively delete all rows and columns of ${S}$ with $\leq k$ ones, we are left with an empty matrix. We show that a near-optimal approximation to $A$ with sparsity pattern $S$ can be learned with $\tilde{O}({degen}({S}))$ matrix-vector product queries, and $Ω({degen}({S}))$ queries are necessary, for any sparsity pattern ${S}$. Moreover, unlike prior work based on graph coloring, all of our methods run in polynomial time.

2606.12178 2026-06-11 math.CO 新提交

On the maximum number of vectors in $\{0,\pm1\}^n$ with forbidden inner products

关于在 $\{0,\pm1\}^n$ 中具有禁止内积的向量的最大数量

Ilya Lobatskii, Yakov Shubin

AI总结 研究在 $\{0,\pm1\}^n$ 中满足特定内积约束的向量集的最大基数,通过组合方法确定了所有足够大 $n$ 下的最大值。

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AI中文摘要

设 $M \subset \{0,\pm1\}^n$ 是一个集合,使得对于每个 $m\in M$ 有 $(m,m)=4$,并且对于任意两个不同的向量 $m_1,m_2\in M$ 有 $(m_1,m_2)\in\{-4,-3,-2,-1,0,3\}$。我们确定了对于所有足够大的 $n$,这样的集合 $M$ 的最大可能基数。

英文摘要

Let $M \subset \{0,\pm1\}^n$ be a set such that $(m,m)=4$ for every $m\in M$, and $(m_1,m_2)\in\{-4,-3,-2,-1,0,3\}$ for any two distinct vectors $m_1,m_2\in M$. We determine the maximum possible cardinality of such a set $M$ for all sufficiently large $n$.

2606.12177 2026-06-11 math.OC 新提交

LPV Updates for Sequentially Linearized Moving Horizon Estimation of Nonlinear Systems

非线性系统序贯线性化移动视界估计的LPV更新

Jiaxin Ji, Jan Heiland, Dimitrios S. Karachalios, Hossam S. Abbas

AI总结 针对移动视界估计计算负担重的问题,提出基于线性参数变化(LPV)的高效方案,通过预指定结构化的雅可比矩阵并在线更新二次规划子问题,降低计算成本。

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AI中文摘要

移动视界估计(MHE)为非线性系统提供高精度状态估计,但通常受限于每个采样步骤求解非线性优化问题的巨大计算需求。为解决此问题,我们基于线性参数变化(LPV)公式开发了一种高效的MHE方案,其中调度参数由系统的估计状态给出,并用于构造不精确的雅可比矩阵。由于LPV表示,雅可比矩阵可以离线预指定为结构化形式,然后在二次规划(QP)子问题中更新,这降低了标准非线性规划(NLP)系统中常用的计算成本。我们通过数值模拟说明了性能。

英文摘要

Moving horizon estimation (MHE) provides high precision state estimation for nonlinear systems, but it is often limited by the substantial computational demands of solving a nonlinear optimization problem at every sampling step. To address this issue, we develop an efficient MHE scheme based on linear parameter-varying (LPV) formulation, where the scheduling parameters are given by the estimated states of the system and used to construct inexact Jacobians. Due to the LPV representation, the Jacobian can be pre-specified offline in a structured form and then updated in the quadratic programming (QP) subproblem, which reduces computational cost commonly used in standard nonlinear programming (NLP) systems. We illustrate the performance by numerical simulations.

2606.12176 2026-06-11 math.NA cs.NA 新提交

A Decoupled Low-Order Conforming Mixed Finite Element Method for a Three-Dimensional Fourth-Order Singularly Perturbed Problem

三维四阶奇异摄动问题的解耦低阶协调混合有限元方法

Yuanchun Tang, Baiju Zhang, Zhimin Zhang

AI总结 针对三维四阶椭圆奇异摄动问题,提出一种解耦低阶协调有限元方法,通过广义亥姆霍兹分解转化为两个二阶问题和一个Stokes型系统,采用MINI元离散并加入拉格朗日乘子项实现参数鲁棒性,误差估计为h^{1/2}阶。

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AI中文摘要

本文针对三维四阶椭圆奇异摄动问题,发展了一种解耦低阶协调有限元方法。通过广义亥姆霍兹分解,该问题被简化为两个二阶椭圆问题和一个受无旋约束的广义奇异摄动Stokes型方程组。前者采用标准线性有限元离散。对于后者,我们采用MINI元,并证明在添加一个涉及拉格朗日乘子的$L^2$项后,所得离散格式对摄动参数具有鲁棒性。我们进一步建立了关于摄动参数一致的$h^{1/2}$阶误差估计。数值实验支持了理论分析。

英文摘要

This paper develops a decoupled low-order conforming finite element method for a fourth-order elliptic singular perturbation problem in three dimensions. By means of a generalized Helmholtz decomposition, the problem is reduced to two second-order elliptic problems and a system of generalized singularly perturbed Stokes-type equations subject to a curl-free constraint. The former are discretized by standard linear finite elements. For the latter, we employ the MINI element and show that, after adding an $L^2$ term involving a Lagrange multiplier, the resulting discretization becomes robust with respect to the perturbation parameter. We further establish an error estimate of order $h^{1/2}$ uniform with respect to the perturbation parameter. Numerical experiments are included to support the theory.

2606.12175 2026-06-11 hep-ph hep-th nucl-th 新提交

Factorizing quarkonium LDMEs and TMDSTFs using effective field theory

利用有效场论分解夸克偶素LDMEs和TMDS转变函数

Marston Copeland

AI总结 利用有效场论在速度幂次领先阶将NRQCD中的软和超软部分与重夸克场解耦,重新分解夸克偶素产生矩阵元,验证并推广了S波夸克偶素LDMEs之间的关系,并导出了TMD软转变函数的新关系。

Comments Proceedings for the 33rd International Workshop on Deep Inelastic Scattering and Related Subjects (DIS2026). 7 pages, 3 figures

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AI中文摘要

我们利用有效场论分解出现在夸克偶素截面的NRQCD框架中的产生矩阵元。通过应用Hubbard-Stratonovich变换和适当的场重定义,我们展示了在速度幂次领先阶的混合vNRQCD/pNRQCD拉格朗日中,NRQCD的软和超软部分可以与重夸克和反重夸克场解耦。这使我们能够将夸克偶素产生矩阵元重新分解为色单态复合场的矩阵元,这些矩阵元可以写为原点波函数以及色电和色磁胶子场的态无关真空关联函数。该方法验证了最初利用pNRQCD导出的不同S波夸克偶素LDMEs之间的强大关系。此外,它允许我们导出在横向动量依赖因子化(TMD)框架中使用的产生矩阵元的新关系,即TMD软转变函数,从而对这些非微扰算符提供了更强的约束。这项工作显著推进了我们对夸克偶素产生的理解,特别是在TMD框架中。

英文摘要

We use effective field theory to factorize production matrix elements that appear in the NRQCD framework for quarkonium cross sections. By applying a Hubbard-Stratonovich transformation and appropriate field redefinitions, we show that the soft and ultrasoft sectors of NRQCD can be decoupled from the heavy quark and antiquark fields in a hybrid vNRQCD/pNRQCD Lagrangian at leading order in the velocity power-counting. This enables us to re-factorize quarkonium production matrix elements in terms of matrix elements of color-singlet composite fields, which we can write as the wave-function at the origin, and state independent vacuum correlators of chromo-electric and chromo-magnetic gluon fields. This approach verifies powerful relationships between the LDMEs of different S-wave quarkonia originally derived using pNRQCD. Additionally, it allows us to derive new relationships for the production matrix elements used in the transverse momentum dependent factorization (TMD) framework, known as TMD soft transition functions, providing a much stronger set of constraints on these nonperturbative operators. This work significantly advances our understanding of quarkonium production, particularly in the TMD framework.

2606.12174 2026-06-11 stat.AP stat.ME 新提交

The data-driven extreme value distribution: non-parametric tail estimation with a derived stability criterion

数据驱动的极值分布:基于导出稳定性准则的非参数尾部估计

Michael Sandbichler, Tobias Hell

AI总结 提出数据驱动极值分布(DDEVD),一种非参数估计器,通过核方法重建基分布并导出稳定性准则,在降水与冶金数据中优于传统极值模型。

Comments 28 pages, 6 figures

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AI中文摘要

量化极端事件的可能性是风险评估的基础,然而经典极值理论依赖于渐近假设,这在数据稀疏、非平稳的情况下失效,而实践者越来越常遇到这种情况。我们引入了数据驱动极值分布(DDEVD),一种非参数估计器,它元统计地聚合所有观测值,并用核重建基分布,去除了参数尾部假设。我们推导了其最优带宽,并证明了一个稳定性定律 $m < C\\,n^{1+\gamma/2}$,将可靠外推与极值指数 $\gamma$ 联系起来。在亚小时尺度的阿尔卑斯降水数据中,DDEVD 从单个十年中恢复了稳定的100年重现水平(校准比率 $0.96$),与完整记录参考值的偏差超过 $50\\%$ 的情况在不到五十分之一的窗口中发生——而 GEV 拟合则为五分之一。在冶金显微图像中,它在安全相关的晶粒尺寸尾部上与广义极值拟合相匹配,而标准对数正态分布在 $1\\,\mathrm{cm}^{2}$ 处高估了 $58\\%$。

英文摘要

Quantifying the likelihood of extreme events underpins risk assessment, yet classical Extreme Value Theory relies on asymptotic assumptions that fail in the data-sparse, non-stationary regimes practitioners increasingly face. We introduce the Data-Driven Extreme Value Distribution (DDEVD), a non-parametric estimator that aggregates all observations metastatistically and reconstructs the base distribution with a kernel, removing parametric tail assumptions. We derive its optimal bandwidth and prove a stability law $m < C\,n^{1+γ/2}$ relating reliable extrapolation to the extreme value index $γ$. In sub-hourly Alpine precipitation, DDEVD recovers stable 100-year return levels from single decades (calibration ratio $0.96$), departing from the full-record reference by over $50\,\%$ in fewer than one window in fifty -- versus one in five for a GEV fit. In metallurgical micrographs, it matches a generalised extreme-value fit on the safety-relevant grain-size tail, where the standard log-normal over-predicts by $58\,\%$ at $1\,\mathrm{cm}^{2}$.

2606.12173 2026-06-11 quant-ph physics.optics 新提交

On-Chip Quantum Randomness Amplification

片上量子随机性放大

Lang Li, Yutian Wu, Giulio Chiribella, Ravishankar Ramanathan

AI总结 基于硅光芯片实现半设备无关随机性放大,通过新熵认证技术达到20 Mbps速率,适用于实际应用。

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AI中文摘要

随机性放大,即从可能被恶意第三方部分知晓的偏置种子中提取均匀私有比特的任务,在密码学中具有核心重要性。该任务的最高安全性由一类称为设备无关的量子协议提供,然而这些协议难以集成到可扩展设备中。半设备无关(SDI)协议是一种有前景的替代方案,在少数自然假设(例如设备使用的能量上限)下保证安全性。在此,我们首次在集成硅光芯片上演示了SDI随机性放大,实现了适用于实际应用的20 Mbps吞吐率。该速率是通过一种新的SDI熵认证技术实现的,该技术相比现有方法提供了更严格的冯·诺依曼熵界,并且即使制备和测量设备共享量子关联也仍然有效。总体而言,本工作开发的方法使得SDI技术能够集成到便携式电信设备中,开启了新一代量子密码硬件。

英文摘要

Randomness amplification, the task of extracting uniform private bits from biased seeds that may be partly known by a malicious third party, is of central importance in cryptography. The highest security in this task is provided by a class of quantum protocols known as device-independent, which however are challenging to integrate into scalable devices. Semi-device-independent (SDI) protocols are a promising alternative that guarantees security under few natural assumptions, such as bounds on the amount of energy used by the devices. Here, we provide the first demonstration of SDI randomness amplification on an integrated silicon photonic chip, achieving a throughput rate of 20 Mbps suitable for practical applications. This rate is achieved through a novel technique for SDI entropy certification, which delivers strictly tighter von Neumann entropy bounds compared to existing methods and remains valid even if the preparation and measurement devices share quantum correlations. Overall, the methods developed in this work enable the integration of SDI technology into portable telecom devices, opening up a new generation of quantum cryptographic hardware.

2606.12172 2026-06-11 hep-th 新提交

$\boldsymbol{T\overline{T}}$ correlators from tensionless strings

$\boldsymbol{T\overline{T}}$ 关联子来自无张力弦

Andrea Dei, Kiarash Naderi

AI总结 通过将变形体理论描述为Berkovits-Vafa N=4拓扑弦,构建了单迹T\bar{T}变形的无张力AdS3/CFT2对偶中的关联函数世界sheet框架,精确计算了树级两点函数,并与先前方案进行了比较。

Comments 46 pages

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AI中文摘要

受早期方法的启发,我们开发了一个世界sheet框架,用于计算单迹$T \overline{T}$变形的无张力AdS$_3$/CFT$_2$对偶中的关联函数。通过将变形体理论描述为Berkovits-Vafa $\mathcal{N}=4$拓扑弦,我们得到了物理态和关联函数的一致定义,为测试AdS/CFT之外的holography方面提供了一个可处理的设置。我们构造了变形的物理顶点算子,并精确计算了它们的树级两点函数。我们讨论了我们的结果与先前从替代世界sheet方法、JT引力和微扰场论计算中获得的$T \overline{T}$变形两点函数提案的关系。

英文摘要

Motivated by earlier approaches, we develop a worldsheet framework for computing correlation functions in the single trace $T \overline{T}$-deformed tensionless AdS$_3$/CFT$_2$ duality. By describing the deformed bulk theory as a Berkovits-Vafa $\mathcal{N}=4$ topological string, we obtain a consistent definition of physical states and correlation functions, yielding a tractable setup for testing aspects of holography beyond AdS/CFT. We construct deformed physical vertex operators and compute their tree-level two-point functions exactly. We discuss the relation of our results to previous proposals for $T \overline{T}$-deformed two-point functions obtained from alternative worldsheet approaches, JT gravity, and perturbative field theory computations.

2606.12170 2026-06-11 astro-ph.CO astro-ph.GA 新提交

A Stochastic Framework for the Spherical Jeans Equation Motivated by Scalar-Tensor Gravity

标量-张量引力启发的球面金斯方程的随机框架

Velasquez-toribio, A. M

AI总结 提出随机框架,通过有效引力耦合的随机分量建模标量场空间涨落,推导径向速度色散的Fokker-Planck方程,给出均值、方差和协方差的积分表达式,并应用于NFW、Hernquist和Einasto暗晕模型。

Comments Comments are welcome

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AI中文摘要

我们发展了一个用于稳态球面金斯方程的随机框架,其动机是标量-张量理论中引力耦合的场依赖性。我们将标量扇区未解析的空间涨落建模为引力耦合的有效随机贡献,即 $\Geff(r,\omega)=\Gbar(r)+\Gamma_G(r)\xi(r,\omega)$。该方法导出了径向速度色散 $y(r)=\sigma_r^2(r)$ 的线性Itô随机微分方程,定义了一个非自治的径向随机流而非时间演化问题。我们推导了相应的Fokker-Planck方程,并得到了径向速度色散的均值、方差和协方差的积分表达式。由于噪声是可加的,确定性金斯解作为平均轮廓被恢复,而随机扇区在其周围产生一个概率带。我们将该构造专门应用于Navarro-Frenk-White、Hernquist和Einasto暗晕模型,并将径向协方差传播到投影视线速度色散。这提供了一个半解析框架,用于评估有效引力涨落如何在稳态金斯框架下影响暗晕运动学可观测量。

英文摘要

We develop a stochastic framework for the stationary spherical Jeans equation, motivated by the field-dependent nature of the gravitational coupling in scalar--tensor theories. We model unresolved spatial fluctuations of the scalar sector as an effective stochastic contribution to the gravitational coupling, $\Geff(r,ω)=\Gbar(r)+Γ_G(r)ξ(r,ω)$. This approach induces a linear Itô stochastic differential equation for the radial velocity dispersion $y(r)=σ_r^2(r)$, defining a nonautonomous radial random flow rather than a time-evolution problem. We derive the associated Fokker--Planck equation and obtain integral expressions for the mean, variance, and covariance of the radial velocity dispersion. Because the noise is additive, the deterministic Jeans solution is recovered as the mean profile, while the stochastic sector produces a probability band around it. We specialize the construction to Navarro--Frenk--White, Hernquist, and Einasto halo models and propagate the radial covariance to the projected line-of-sight velocity dispersion. This provides a semi-analytical framework for assessing how effective gravitational fluctuations can affect halo kinematic observables in the stationary Jeans regime.

2606.12168 2026-06-11 physics.optics quant-ph 新提交

Fabricating fiber cavity mirror substrates compatible with high coupling efficiency

制备兼容高耦合效率的光纤腔镜基底

Michael Caouette-Mansour, Thomas J. Clark, Valeria Mosso Tsedilkina, Jack C. Sankey

AI总结 提出一种利用原位反射测量法在镀膜前评估光纤镜基底模式匹配能力的技术,通过预选光纤和CO2激光烧蚀,实现95%以上的模式匹配,提高了制备良率。

Comments 8 pages, 4 figures

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AI中文摘要

光纤光学腔在开放的Fabry-Perot几何结构中提供小模体积和相应的强光-物质相互作用。然而,现有的制备技术不能可靠地生产出表面轮廓有利于腔模与纤芯之间高模式匹配的基底,从而限制了可实现的收集效率。在这里,我们提出了一种制备光纤镜基底的技术,同时使用$\textit{原位}$反射测量法在镀膜前约束可实现的模式匹配。通过测量新鲜切割光纤尖端的背向反射,我们预选了138根兼容96.5-99.5%模式匹配的光纤,并且在单次CO$_2$激光烧蚀脉冲后,这些光纤仍保持95.3-99.2%的兼容性。这种简单技术在基底制备的每个阶段提供快速反馈,大大提高了在(昂贵的)镀膜运行之前可行光纤镜基底的良率。

英文摘要

Fiber optical cavities offer small mode volumes and correspondingly strong light-matter interactions in an open Fabry-Perot geometry. However, existing fabrication techniques do not reliably produce substrates with surface profiles amenable to high mode matching between the cavity mode and fiber core, thereby limiting the achievable collection efficiency. Here we present a technique to fabricate fiber mirror substrates while using $\textit{in situ}$ reflectometry to constrain the achievable mode matching prior to coating. By measuring the back-reflection from freshly cleaved fiber tips, we pre-select 138 fibers compatible with 96.5-99.5% mode matching, and after a single CO$_2$ laser ablation pulse, these fibers remained compatible with 95.3-99.2\%. This simple technique provides rapid feedback during each stage of substrate fabrication, greatly enhancing the yield of viable fiber mirror substrates prior to (expensive) coating runs.

2606.12167 2026-06-11 cs.GT 新提交

Shared Infrastructure Investment and Pricing: Stackelberg Equilibria in Risk-Aware Take-or-Pay Contracts

共享基础设施投资与定价:风险意识下的照付不议合同中的斯塔克尔伯格均衡

Amal Sakr, Andrea Araldo, Tamer Başar, Tijani Chahed

AI总结 研究基础设施提供商与多个风险厌恶型企业在不确定收益下的共享基础设施投资与定价问题,通过斯塔克尔伯格博弈和条件风险价值模型,证明均衡存在性并给出多项式时间近似算法。

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AI中文摘要

我们研究由基础设施提供商(InP)部署并由多个通过资源使用产生收入的企业使用的共享基础设施。我们关注一个具有挑战性的场景,其中:(i) 基础设施部署需要大量前期投资,InP必须通过依赖于企业不确定未来收入的支付来回收投资;(ii) 企业的资源使用受到外生因素、基础设施定价、运营成本和资源拥堵的共同影响;(iii) 企业表现出异质性的风险厌恶。这种设置在新兴技术中很典型,例如移动边缘计算(MEC)。我们将此场景形式化为一个新颖的斯塔克尔伯格博弈,包含风险意识的照付不议合同以及企业侧的运营和拥堵成本,其中InP作为领导者,联合优化容量规划和接入定价,而企业作为追随者共享基础设施,并在不确定收入下提前承诺未来资源使用。追随者的异质性风险厌恶通过条件风险价值(CVaR)建模。我们证明了斯塔克尔伯格均衡(SE)的存在性,其中追随者的决策构成广义纳什均衡,并开发了一个多项式时间算法来计算具有有界最优性间隙的近似SE。我们还推导了追随者盈利概率(PoP)的下界。针对MEC案例的蒙特卡洛模拟表明,追随者风险厌恶的增加会降低基础设施容量、定价和领导者利润,同时提高追随者的PoP。

英文摘要

We study a shared infrastructure deployed by an Infrastructure Provider (InP) and used by multiple firms that generate revenues through resource usage. We focus on a challenging setting where: (i) infrastructure deployment requires substantial upfront investment, which the InP must recover via payments by firms that depend on their uncertain future revenues; (ii) firms' resource usage is jointly influenced by exogenous factors, infrastructure pricing, operational costs, and resource congestion; and (iii) firms exhibit heterogeneous risk aversion. This setting is typical in emerging technologies, e.g., Mobile Edge Computing (MEC). We formalize this setting as a novel Stackelberg game with risk-aware take-or-pay contracting and firm-side operational and congestion costs, in which the InP acts as the leader and jointly optimizes capacity dimensioning and access pricing, while firms act as followers that share the infrastructure and commit upfront to future resource usage under uncertain revenues. Followers' heterogeneous risk aversion is modeled through Conditional Value-at-Risk (CVaR). We prove the existence of a Stackelberg equilibrium (SE), in which the followers' decisions constitute a generalized Nash equilibrium, and develop a polynomial-time algorithm that computes an approximate SE with a bounded optimality gap. We also derive a lower bound on the followers' Probability of Profit (PoP). Monte Carlo simulations for a MEC case study show that higher followers' risk aversion reduces infrastructure capacity, pricing, and leader profit, while increasing followers' PoP.

2606.12166 2026-06-11 nucl-th 新提交

Saturation of Nuclear Binding from Lattice Hamiltonians

来自格点哈密顿量的核束缚饱和

Maxwell Rothman, Gaute Hagen, Matthias Heinz, Thomas Papenbrock

AI总结 通过Hartree-Fock计算发现,仅含两核子势的格点哈密顿量不能准确描述核束缚,而含三核子势的哈密顿量因格点密堆积而非排斥势导致每核子束缚能常数。

Comments 14 pages total, 4 figures

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AI中文摘要

关于原子核中$\alpha$粒子的束缚存在一个难题。一方面,离散空间格点上的辅助场蒙特卡罗模拟提出,吸引性两核子势单独或与吸引性三核子势一起能产生准确的核束缚。另一方面,这样的哈密顿量在连续空间方法中通常会过度束缚除最轻核以外的所有核。我们通过使用已建立的格点哈密顿量对轻核$^4$He、$^8$Be、$^{12}$C和$^{16}$O以及核物质和中子物质进行Hartree-Fock计算来解决这个难题。这些基态能量的变分上界表明,仅含两核子势的哈密顿量不能产生准确的束缚,这与辅助场蒙特卡罗模拟的结果相反。对于含三核子势的哈密顿量情况不同,尽管是格点上的密堆积——而非排斥势——导致了每核子恒定的束缚能。

英文摘要

There is a conundrum regarding the binding of $α$ particles in nuclei. On one hand, auxiliary-field Monte Carlo simulations of Hamiltonians on discrete spatial lattices proposed that attractive two-nucleon potentials, alone or together with attractive three-nucleon potentials, yield accurate nuclear binding. On the other hand, such Hamiltonians typically overbind all but the lightest nuclei in continuum-space approaches. We address this puzzle by performing Hartree-Fock computations of the light nuclei $^4$He, $^8$Be, $^{12}$C, and $^{16}$O, and of nuclear and neutron matter using established lattice Hamiltonians. These variational upper bounds for the ground-state energies show that the Hamiltonians with only two-nucleon potentials do not yield accurate binding, in contrast to the results from auxiliary-field Monte Carlo simulations. The case is different for Hamiltonians with three-nucleon potentials although it is the dense packing on the lattice -- and not repulsive potentials -- that yield a constant binding energy per nucleon.

2606.12165 2026-06-11 math.OC 新提交

Pricing mobility services under decision-dependent demand uncertainty: a carsharing case

决策依赖需求不确定性下的出行服务定价:以汽车共享为例

Jiali Deng, Giovanni Pantuso

AI总结 针对出行服务定价中需求受价格影响的问题,提出决策依赖需求不确定性的随机规划模型,并设计改进的L-shaped方法求解,在真实汽车共享案例中利润提升8.39%-8.53%。

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AI中文摘要

出行服务定价问题引起了广泛关注。在大多数研究中,不确定需求被建模为具有已知分布的外生随机变量。这一假设忽略了价格对用户采纳决策的可能影响。为了解决这种依赖性,我们将定价问题表述为具有决策依赖需求不确定性的随机规划。具体而言,我们做出了非标准假设,即需求的概率分布取决于定价决策。我们证明该问题可以写成一个混合整数线性规划,其规模随输入参数呈指数增长。为了找到精确数值解,我们针对具有决策依赖不确定性的随机规划专门设计了L-shaped方法。特别是,我们通过证明所涉及子问题的闭式原始和对偶解,设计了高效的分离例程。此外,我们开发了问题特定的有效不等式和割共享机制,显著提高了收敛速度。我们表明,该方法远远优于用于求解整体公式的商业求解器。此外,在基于真实汽车共享系统的案例研究中,我们表明,与考虑确定性价格弹性需求的基准相比,考虑决策依赖不确定性平均提高了8.39%的预期利润,与考虑外生随机需求的基准相比提高了8.53%。此外,我们评估了两种车辆分配策略下预防性定价和重新定位决策的性能。结果表明,对客户进行受控的车辆分配可以提高服务率,同时仅对利润产生轻微影响。

英文摘要

The problem of pricing mobility services has attracted significant attention. In most studies, uncertain demand is modeled as an exogenous random variable with known distribution. This assumption overlooks the likely effect of prices on user adoption decisions. To address this dependency, we formulate the pricing problem as a stochastic program with decision-dependent demand uncertainty. Specifically, we make the non-standard assumption that the probability distribution of demand depends on pricing decisions. We show that the problem can be written as a mixed-integer linear program whose size is exponential in the input parameters. To find exact numerical solutions we specialize the L-shaped method for stochastic programs with decision-dependent uncertainty. In particular, we devise efficient separation routines by proving closed-form primal and dual solutions to the involved subproblems. In addition, we develop problem-specific valid inequalities and cut-sharing mechanisms which significantly improve convergence. We show that the method outperforms by far a commercial solver used to solve the monolithic formulation. Furthermore, in a case study based on a real-world carsharing system, we show that incorporating decision-dependent uncertainty improves expected profits by 8.39% compared to a benchmark that considers deterministic price-elastic demand, and by 8.53% compared to a benchmark that considers exogenous random demand, on average. In addition, we evaluate the performance of preventive pricing and relocation decisions under two vehicle allocation policies. The results suggest that a controlled allocation of vehicles to customers can improve service rates while only marginally affecting profits.

2606.12164 2026-06-11 stat.ME 新提交

Bayesian Effect Selection for Additive Quantile Regression with an Application to Air Pollution Thresholds

加性分位数回归的贝叶斯效应选择及其在空气污染阈值中的应用

Nadja Klein, Aaron Wei Qi Lee, Jorge Mateu

AI总结 提出一种贝叶斯效应选择方法,通过Demmler-Reinsch基展开正交分解加性效应的线性和非线性部分,并使用尖峰-板先验进行选择,应用于马德里空气污染数据分析,揭示极端NO2浓度的驱动因素。

Comments arXiv admin note: substantial text overlap with arXiv:2105.10890

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AI中文摘要

空气污染监管限值通常以浓度阈值超标来定义,这些阈值自然与污染物分布的条件分位数相关,因此直接关系到严重污染事件的评估。同时,不仅要确定协变量是否影响空气污染,还要确定这种影响是线性、非线性还是两者兼有。我们通过开发加性分位数回归的贝叶斯效应选择方法来解决这些问题。虽然惩罚样条的常用混合模型表示(MMR)允许灵活的非线性效应,但它们不能提供线性和非线性效应成分的有意义分离。因此,我们采用Demmler-Reinsch基展开,将每个加性效应正交分解为线性和非线性部分,并从理论上证明两个效应成分可以一致估计。为了促进数据驱动的模型构建,我们提出贝叶斯效应选择,对与线性和非线性成分相关的标量重要性参数分别使用尖峰-板先验,并实现高效的Gibbs采样器。通过模拟研究,我们展示了该方法对非对称拉普拉斯工作似然引起的误设具有鲁棒性,并显示出相对于MMR的优越性能。在对西班牙马德里空气污染数据的详细分析中,我们强调了灵活建模极端二氧化氮(NO$_2$)浓度的附加价值,并揭示了阈值相关的污染水平受气候变量和交通相关空间结构的不同驱动。这些发现强调了需要先进的统计模型来支持短期决策,并帮助地方当局减轻或潜在防止NO$_2$浓度限值超标。

英文摘要

Air pollution regulatory limits are typically defined in terms of exceedances of concentration thresholds which are naturally related to conditional quantiles of the pollutant distribution and are therefore of direct relevance for assessing severe pollution events. At the same time, it is important to determine not only whether a covariate affects air pollution but also whether this effect is linear, nonlinear, or both. We address these issues by developing a Bayesian effect selection approach for additive quantile regression. While commonly used mixed model representations (MMRs) of penalized splines allow for flexible nonlinear effects, they do not provide a meaningful separation of linear and nonlinear effect components. We therefore employ a Demmler-Reinsch basis expansion, which yields an orthogonal decomposition of each additive effect into linear and nonlinear parts and show theoretically that both effect components can be estimated consistently. To facilitate data-driven model building, we propose Bayesian effect selection with separate spike and slab priors on the scalar importance parameters associated with the linear and nonlinear components and implement an efficient Gibbs sampler. Through simulation studies, we demonstrate robustness to the misspecification induced by the employed asymmetric Laplace working likelihood and show superior performance relative to the MMR. In a detailed analysis of air pollution data in Madrid, Spain we highlight the added value of flexibly modeling extreme nitrogen dioxide (NO$_2$) concentrations and reveal that threshold-relevant pollution levels are driven differently by climatological variables and traffic-related spatial structure. These findings underline the need for advanced statistical models that support short-term decision-making and help local authorities mitigate, or potentially prevent, exceedances of NO$_2$ concentration limits.

2606.12163 2026-06-11 math.OC 新提交

Kernel-based identification of nonlinear port-Hamiltonian systems

基于核方法的非线性端口哈密顿系统辨识

Brayan M. Shali, Henk J. van Waarde

AI总结 提出基于核方法的框架,利用输入-状态-输出数据辨识端口哈密顿系统,通过表示定理将无限维优化问题转化为有限维问题,并给出求解算法及收敛性证明。

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AI中文摘要

端口哈密顿系统通过显式捕获能量存储、耗散和交换,为物理系统建模提供了结构化框架。然而,推导此类模型通常需要详细的物理洞察和系统参数的精确知识,这在实践中可能无法获得。在本文中,我们提出了一种基于核方法的框架,用于从输入-状态-输出数据中辨识端口哈密顿系统。与传统参数化方法不同,定义端口哈密顿系统的映射在适当选择的再生核希尔伯特空间中表示。这导致在相应函数空间上的无限维优化问题。我们的主要结果建立了一个表示定理,将该问题简化为可处理的有限维问题。由于简化后的问题是非凸的,我们进一步提供了其求解算法并证明了其收敛性。

英文摘要

Port-Hamiltonian systems provide a structured framework for modeling physical systems by explicitly capturing their energy storage, dissipation, and exchange. However, deriving such models often requires detailed physical insight and precise knowledge of system parameters, which may not be available in practice. In this paper, we propose a kernel-based framework for the identification of port-Hamiltonian systems from input-state-output data. In contrast to conventional parametric approaches, the maps defining the port-Hamiltonian system are represented in suitably chosen reproducing kernel Hilbert spaces. This leads to an infinite-dimensional optimization problem over the corresponding function spaces. Our main result establishes a representer theorem that reduces this problem to a tractable finite-dimensional one. Since the reduced problem is non-convex, we further provide an algorithm for its solution and prove its convergence.