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2606.05603 2026-06-05 quant-ph

Quantum Radar Cross Section with two-photon entangled states

双光子纠缠态的量子雷达截面

Sunghwa Kang, Jihwan Kim, Zaeill Kim, Duk Y. Kim, Yong Sup Ihn, Su-Yong Lee, Sean Crowe, Stefan Evans, Marcio de Andrade, Joanna Ptasinski

AI总结 研究双光子纠缠态在量子雷达截面中的应用,推导信号-信号纠缠的双光子QRCS公式,证明其相比单光子和可分离双光子QRCS的增强效果,并利用双高斯近似得到任意纠缠度下的QRCS公式。

Comments 6 pages, 8 figures

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AI中文摘要

我们研究了用于量子雷达截面(QRCS)的双光子纠缠态,这是单光子QRCS公式的扩展。由于信号-闲置纠缠并未提供QRCS的任何增强[Brandsema博士论文(2017)],我们专注于信号-信号纠缠并推导了相应的双光子QRCS。我们证明,与单光子QRCS和双光子可分离QRCS相比,它能够提供增强,其中在单站/双站配置下对各种二维目标几何形状的性能进行了评估。此外,利用双高斯近似,我们推导了具有任意纠缠度的双光子态的QRCS公式,并计算了由此产生的散射模式。

英文摘要

We study two-photon entangled states for quantum radar cross section (QRCS), which is an extension of a single-photon QRCS formula. Since signal-idler entanglement does not provide any enhancement of the QRCS [Brandsema's PhD Thesis (2017)], we focus on signal-signal entanglement and derive the corresponding biphoton QRCS. We show that it can provide an enhancement over the single-photon QRCS and two-photon separable QRCS, where the performance is evaluated for various two-dimensional target geometries in monostatic/bistatic configurations. Furthermore, using the double-Gaussian approximation, we derive QRCS formula for biphoton states with arbitrary degree of entanglement and compute the resulting scattering patterns.

2606.05601 2026-06-05 astro-ph.IM

Station-Keeping Approach for Extremely Low Lunar Orbits with Solar Sailing

太阳帆极低月球轨道保持方法

Jack Yarndley, Gregory Lantoine, Roberto Armellin

AI总结 针对极低月球轨道受不规则重力场扰动导致轨道快速衰减的问题,提出一种基于太阳帆的两阶段轨道保持框架,利用混合整数二阶锥规划和序列凸规划实现无推进剂消耗的长期轨道保持。

Comments 30 pages, 21 figures

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AI中文摘要

对地月空间的新兴趣为极低月球轨道(eLLOs)的持续运行创造了机会,其中低于50公里的高度可实现近距离表面接近。然而,这些轨道受到不规则月球重力场的强烈扰动,导致偏心率快速增长、轨道保持成本高昂甚至撞击表面。最近对月球“平移定理”理解的进展揭示了偏心率向量的可预测行为,为高效控制提供了新机会。本文介绍了一种用于eLLOs中太阳帆轨道保持的两阶段框架。首先,混合整数二阶锥规划(MISOCP)方法利用偏心率向量的平移行为,识别有利于轨道保持的轨道和帆配置。其次,轻量级序列凸规划(SCP)公式将这些配置细化为高保真轨迹,这得益于最近开发的太阳帆动力学无损凸化。受月球勘测轨道器(LRO)任务启发的案例研究表明,一个实际的太阳帆航天器可以在不消耗推进剂的情况下在eLLO区域内维持至少1年,这表明更长时间甚至无限期的轨道保持可能是可行的。该方法在降低控制更新频率(低至每月)时仍然有效,并且对不确定性具有低敏感性。

英文摘要

Renewed interest in cislunar space has created opportunities for sustained operations in extremely low-lunar orbits (eLLOs), where altitudes below 50~km enable close surface proximity. However, these orbits are strongly perturbed by the irregular lunar gravity field, leading to rapid eccentricity growth, high station-keeping costs or even surface impact. Recent advances in our understanding of the lunar `translation theorem' have revealed predictable behavior in the eccentricity vector, offering new opportunities for efficient control. This paper introduces a two-stage framework for solar sail station-keeping in eLLOs. First, a mixed-integer second-order cone programming (MISOCP) approach leverages the translational behavior of the eccentricity vector to identify orbit and sail configurations favorable for station-keeping. Second, a lightweight sequential convex programming (SCP) formulation refines these into high-fidelity trajectories, enabled by a recently developed lossless convexification of solar sail dynamics. A case study inspired by the Lunar Reconnaissance Orbiter (LRO) mission demonstrates that a realistic solar sail spacecraft can be maintained within the eLLO regime for at least 1~year without propellant expenditure, suggesting that longer-duration, or even indefinite station-keeping, may be feasible. The approach remains effective at reduced control update frequencies (down to monthly) and exhibits low sensitivity to uncertainties.

2606.05600 2026-06-05 cs.IT math.IT

Energy Efficiency Optimization for Rotatable Antenna-Enabled Uplink NOMA Systems

可旋转天线使能的上行NOMA系统能效优化

Yixuan Li, Jun Wang, Hongbo Xu, Ji Wang

AI总结 针对可旋转天线(RA)使能的上行非正交多址接入(NOMA)系统,提出联合优化接收波束成形、用户功率分配和RA旋转的能效最大化算法,采用块坐标下降法结合MMSE、分数规划和逐次凸逼近,数值结果验证了所提方案在能效上的优越性。

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AI中文摘要

本文研究了一种可旋转天线(RA)使能的上行非正交多址接入(NOMA)系统,其中基站配备多个独立RA,服务于地面和空中用户。具体地,我们通过联合优化接收波束成形、用户功率分配和RA旋转,构建了一个能效(EE)最大化问题。为使问题易于处理,开发了一种新的基于块坐标下降的算法,其中接收波束成形通过最小均方误差准则更新,而功率分配和RA旋转则通过分数规划和逐次凸逼近处理。数值结果表明,所提出的RA-NOMA方案在能效上优于几个基准方案。

英文摘要

This paper investigates a rotatable antenna (RA)-enabled uplink non-orthogonal multiple access (NOMA) system, where a base station equipped with multiple independently RAs serves both ground and aerial users. Specifically, we formulate an energy efficiency (EE) maximization problem by jointly optimizing receive beamforming, user power allocation, and RA rotation. To make the problem tractable, a new block coordinate descent-based algorithm is developed, in which the receive beamforming is updated via the minimum mean square error criterion, while the power allocation and RA rotation are handled by fractional programming and successive convex approximation. Numerical results demonstrate the EE superiority of the proposed RA-NOMA scheme over several benchmarks.

2606.05598 2026-06-05 physics.optics

Observation of spectral mode splitting in a pump-enhanced ring cavity for mid-infrared generation

用于中红外产生的泵浦增强环形腔中光谱模式分裂的观测

Kun Huang, Jiwei Gan, Jing Zeng, Qiang Hao, Kangwen Yang, Ming Yan, Heping Zeng

AI总结 本文通过实验和理论研究,揭示了在周期性极化非线性晶体的微弱布拉格反射扰动下,环形腔中光谱模式分裂的动力学机制,并对比线性腔结构,提出了线性腔对内部反射不敏感、能提供更稳定高增强的解决方案。

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Journal ref
Optics Express 27,11766 (2019)
AI中文摘要

我们报道了在周期性极化非线性晶体的分数布拉格反射扰动下,环形腔中模式分裂动力学的实验和理论研究。反直觉的是,即使反射强度仅为0.0003,也能在光谱域中观察到明显的模式分裂。环形腔结构中行波运行的破坏导致前向和反向传播方向上的循环场相当,从而显著降低了谐振场的增强因子。相比之下,具有固有双向运行的线性腔对微小的腔内反射不敏感。因此,对于给定的内部反射,线性腔布局可以提供一种便捷的解决方案,以获得更稳定和更高的增强,这通过基于泵浦增强差频转换的中红外产生的比较研究得到了证实。通过数值模拟进一步建模了潜在机制,与实验结果吻合良好。这些发现不仅有助于理解级联光学腔的奇特特性,而且为基于周期性极化非线性晶体的腔增强频率转换的实际设计提供了有用指导。

英文摘要

We report on experimental and theoretical investigation of mode-splitting dynamics in a ring cavity under the perturbation of fractional Bragg reflection from a periodically-poled nonlinear crystal. Counterintuitively, pronounced mode splitting in the spectral domain could been observed even with a tiny intensity reflection of 0.0003. The breaking of running-wave operation in the ring-cavity configuration resulted in comparable circulating fields in forward- and counter-propagation directions, which thus dramatically reduced the enhancing factor for the resonating field. In contrast, a linear cavity with intrinsically bidirectional operation was immune to the small intra-cavity reflection. Therefore, the linear-cavity layout could provide an expedient solution for a given internal reflection to obtain more stable and higher enhancement, which was confirmed by comparative studies of mid-infrared generation based on pump-enhanced difference frequency conversion. The underlying mechanism was further modeled by numerical simulations, which agreed well with experimental results. These findings could not only shed light on the understanding of the exotic feature of concatenated optical cavities, but also provide a useful guide to practical design of enhancement cavities for cavity-based frequency conversion with periodically-poled nonlinear crystals.

2606.05596 2026-06-05 cs.DS cs.CR

Multi-Objective Submodular Maximization with Differential Privacy

带差分隐私的多目标子模最大化

Ting Hou, Yanhao Wang, Yiping Wang, Cen Chen, Minghao Zhao, Fan Dang

AI总结 针对差分隐私下的基数约束多目标子模最大化问题,提出了两种结合差分隐私机制的算法(扩展贪心算法和截断技术),并给出了近似保证,实验验证了有效性。

Comments 24 pages, 6 figures; Accepted by ECML PKDD 2026

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AI中文摘要

本文研究了差分隐私(DP)下基数约束的多目标子模最大化(MOSM)问题。具体而言,我们旨在选择一个最多包含$k \in \mathbb{Z}_{+}$个元素的集合,以最大化$d > 1$个单调子模函数的最小值,同时满足$\varepsilon$-DP。尽管已有大量关于敏感数据上的差分隐私单目标子模最大化和非私有MOSM的研究,但据我们所知,目前还没有关于带DP的MOSM的工作。我们提出了两种新颖的算法:第一种扩展了经典的贪心算法,第二种采用了截断技术,两者都与差分隐私机制集成以保护隐私,并实现了MOSM的近似保证。最后,我们在两个子模最大化应用(即最大覆盖和设施选址)的多目标设置下进行了数值实验,以验证所提算法的有效性和效率。

英文摘要

In this paper, we study multi-objective submodular maximization (MOSM) subject to a cardinality constraint under differential privacy (DP). Specifically, we aim to select a set of at most $k \in \mathbb{Z}_{+}$ elements to maximize the minimum of $d > 1$ monotone submodular functions while satisfying $\varepsilon$-DP. Although extensive studies have been conducted on both differentially private single-objective submodular maximization on sensitive data and non-private MOSM, to the best of our knowledge, there has not yet been any prior work on MOSM with DP. We propose two novel algorithms: the first extends the classic greedy algorithm and the second employs a truncation technique, both of which are integrated with DP mechanisms for privacy protection and achieve approximation guarantees for MOSM. Finally, we conduct numerical experiments on two submodular maximization applications, namely maximum coverage and facility location, in multi-objective settings to validate the efficacy and efficiency of our proposed algorithms.

2606.05595 2026-06-05 physics.optics

Passively synchronized dual-color mode-locked fiber lasers based on nonlinear amplifying loop mirrors

基于非线性放大环镜的被动同步双色锁模光纤激光器

Jing Zeng, Bowen Li, Qiang Hao, Ming Yan, Kun Huang, Heping Zeng

AI总结 提出并实现了一种基于非线性放大环镜中交叉相位调制的全保偏结构被动同步双色锁模光纤激光器,实现了前所未有的16.2毫米腔长失配容限和31飞秒定时抖动。

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Journal ref
Optics Letters 44, 5061 (2019)
AI中文摘要

我们提出并实现了一种用于铒和镱锁模光纤激光器之间被动全光同步的新方案。通过相位偏置非线性放大环镜中的交叉相位调制,实现了双色脉冲重复率的被动锁定。与之前的演示相比,该同步系统采用全保偏结构配置,从而显著提高了稳定性和鲁棒性。因此,实现了前所未有的16.2毫米腔长失配最大容限,这比先前报道的类似脉冲持续时间的结果至少长一个数量级。相应的相对定时抖动在1 MHz带宽内测量为31飞秒。这种紧密且鲁棒的同步光纤激光系统为各种应用提供了巨大潜力,例如泵浦-探针显微镜、拉曼散射光谱和非线性频率产生。

英文摘要

We have proposed and implemented a novel scheme for passive all-optical synchronization between erbium and ytterbium mode-locked fiber lasers. The passive locking of repetition rates for the dual-color pulses was realized by cross-phase modulation within phase-biased nonlinear amplifying loop mirrors. In contrast to previous demonstrations, the synchronization system was configured in an all-polarization-maintaining structure, thus gaining substantially improved stability and robustness. Consequently, the maximum tolerance of cavity-length mismatch of 16.2 mm was achieved unprecedentedly, which was at least one order of magnitude longer than previously reported results for comparable temporal durations of involved pulses. The corresponding relative timing jitter was measured to be 31 fs within 1-MHz bandwidth. Such tight and robust synchronization fiber laser system offers a great potential for various applications, such as pump-probe microscopy, Raman scattering spectroscopy and nonlinear frequency generation.

2606.05593 2026-06-05 math.AP

Interface problems of mixed spatial order

混合空间阶数的界面问题

Dionyssios Mantzavinos, Ravindra Pethiyagoda, Dave Smith

AI总结 针对不同常系数线性演化偏微分方程(如热方程、线性薛定谔方程、艾里方程、线性化KdV方程和双调和薛定谔方程)在直线上的界面问题,通过Fokas统一变换方法的新扩展求解,并利用Filon求积法评估显式解公式。

Comments 34 pages, 10 figures

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AI中文摘要

我们解决了直线上各种常系数线性演化偏微分方程之间的界面问题。我们的典型例子是热方程、线性薛定谔方程、艾里方程、线性化Korteweg de Vries方程和双调和薛定谔方程。在每个问题中,所列方程之一位于一个空间半直线上,另一个位于另一个半直线上,并带有适当的界面条件。这些问题通过Fokas统一变换方法的新扩展求解,并使用Filon求积法评估显式解公式。

英文摘要

We solve interface problems on the line between various constant coefficient linear evolution partial differential equations. Our prototypical examples are the heat, linear Schrödinger, Airy, linearized Korteweg de Vries, and biharmonic Schrödinger equations. In each problem, one of the listed equations is posed on one spatial half line, and another on the other half line, with appropriate interface conditions. These problems are solved by means of novel extensions of Fokas's unified transform method and the explicit solution formulae are evaluated using Filon quadrature.

2606.05592 2026-06-05 math.AP

Solutions to critical equations with a superposition of nonlocal Hartree-type nonlinearities

具有非局部Hartree型非线性叠加的临界方程

Artur Jorge Marinho, Kanishka Perera

AI总结 本文研究由Riesz势加权测度驱动的非局部椭圆方程,通过引入叠加Coulomb空间和变分方法,结合基于尺度的临界点理论,证明了径向解的存在性和多重性,并推广了Brezis-Nirenberg型问题。

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AI中文摘要

我们研究$\mathbb{R}^N$中一类涉及Hartree型非线性叠加的非局部椭圆方程。受Schrödinger-Poisson-Slater系统的启发,这些方程是单个非局部相互作用项问题的自然推广。更精确地说,我们考虑由正Borel测度加权的一族Riesz势驱动的方程,这产生了一个叠加的非局部算子。为了变分地处理这个问题,我们引入了合适的函数设置,即叠加Coulomb空间和相关的叠加Coulomb-Sobolev空间,并研究了它们的主要性质。将变分方法与最近发展的基于尺度的临界点理论相结合,我们证明了径向解的存在性和多重性。我们还研究了Brezis-Nirenberg型问题,并在相关非线性特征值问题的特征值附近获得了多重性结果。我们的结果扩展了之前关于单个Hartree型方程的工作,并为处理Hartree型非局部相互作用的叠加提供了一个统一的框架。

英文摘要

We study a class of nonlinear nonlocal elliptic equations in $\mathbb{R}^N$ involving superpositions of Hartree-type nonlinearities. Motivated by the Schrödinger-Poisson-Slater system, these equations arise as natural generalizations of problems with a single nonlocal interaction term. More precisely, we consider equations driven by a family of Riesz potentials weighted by a positive Borel measure, which gives rise to a superposed nonlocal operator. To treat this problem variationally, we introduce suitable functional settings, namely the superposed Coulomb space and the associated superposed Coulomb-Sobolev space, and study their main properties. Combining variational methods with a recently developed scaling-based critical point theory, we prove existence and multiplicity results for radial solutions. We also investigate a Brezis-Nirenberg-type problem and obtain multiplicity results near eigenvalues of an associated nonlinear eigenvalue problem. Our results extend previous works on single Hartree-type equations and provide a unified framework for treating superpositions of nonlocal interactions of Hartree type.

2606.05591 2026-06-05 physics.soc-ph

Stereotyping by strategy standing diversifies cooperation patterns in indirect reciprocity

基于策略声誉的刻板印象使间接互惠中的合作模式多样化

Ming Wei, Xin Wang, Wenqiang Zhu, Longzhao Liu, Hongwei Zheng, Feng Fu, Shaoting Tang

AI总结 本文提出一种基于策略整体声誉水平的刻板印象框架,证明该机制能产生大量新的进化稳定合作规范-策略对,并识别出八个高合作性的“领先八人对应物”策略对。

Comments 22 pages, 10 figures

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AI中文摘要

间接互惠解释了合作如何通过社会声誉演化。人们观察他人、赋予声誉,并据此调整未来行为。这一过程对认知要求较高,而刻板印象通过用群体层面信息替代个体层面声誉,提供了一种更简单的替代方案。理论模型通常通过外生给定的群体标签实现刻板印象。然而,在现实社会中,群体层面的印象可能与可观察的行为模式相关。本文提出一种基于策略声誉的刻板印象框架,其中突变者可能根据与居民策略相关的整体声誉水平而非接收者的声誉来调整其行为。我们表明,这种刻板印象形式可以使间接互惠中的稳定合作多样化。随着刻板印象强度的增加,额外的合作进化稳定规范-策略对大量涌现。特别地,我们识别出八个在非常弱的刻板印象下变得稳定的高合作性ESS对。这些对,我们称之为领先八人的对应物,与经典领先八人共享相同的社会规范,仅在如何规定坏个体之间的行为上有所不同。没有刻板印象时它们不稳定,因为可以被对应的领先策略入侵,但一旦刻板印象超过临界阈值,它们就变得稳定。我们的结果表明,基于策略声誉的群体层面印象可以为稳定合作提供一条粗粒度的信息路径,并为刻板印象如何影响间接互惠提供更具行为基础的视角。

英文摘要

Indirect reciprocity explains how cooperation evolves through social reputations. People observe others, assign reputations, and condition their future actions on these assignments. This process is cognitively demanding, and stereotyping offers a simpler alternative by replacing individual-level reputation with group-level information. Theoretical models commonly implement stereotyping through exogenously given group labels. In real societies, however, group-level impressions may be associated with observable patterns of behavior. Here we propose a framework of stereotyping by strategy standing, in which mutants may condition their actions on the overall reputation level associated with a resident strategy rather than on the recipient's reputation. We show that this form of stereotyping can diversify stable cooperation in indirect reciprocity. As the strength of stereotyping increases, additional cooperative evolutionarily stable norm-strategy (ESS) pairs emerge in substantial numbers. In particular, we identify eight highly cooperative ESS pairs that become stable under very weak stereotyping. These pairs, which we call the counterparts of the leading eight, share the same social norms as the classical leading eight and differ only in how they prescribe behavior between bad individuals. They are unstable without stereotyping because they can be invaded by their corresponding leading strategies, but they become stable once stereotyping exceeds a critical threshold. Our results suggest that group-level impressions based on strategy standing can provide a coarse-grained informational route to stable cooperation and offer a more behaviorally grounded perspective on how stereotyping affects indirect reciprocity.

2606.05590 2026-06-05 math-ph math.MP

A stochastic model for fog forecasting

雾预报的随机模型

Elsa Cardoso-Bihlo, Boualem Khouider

AI总结 基于统计力学中的伊辛模型,提出高分辨率随机-确定性模型模拟雾盖生命周期,在纽芬兰圣约翰机场的平流雾案例中展示了预报平均雾盖和复制卫星观测水平结构的能力。

Comments 10 pages, 15 figures

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AI中文摘要

尽管边界层过程参数化取得了显著进展,但使用数值模式预报和临近预报低云仍然具有挑战性。本研究旨在测试一个高分辨率随机-确定性模型的原型,该模型基于统计力学中的伊辛模型设计,用于模拟雾盖的生命周期。考虑了加拿大纽芬兰圣约翰机场周围的平流雾案例。该模型在预报平均雾盖和复制卫星图像中观测到的水平结构(包括带状、卷状和闭合或开放细胞)方面展示了有前景的能力。我们通过分析模型在三个代表性案例中再现雾盖演变的有效性来评估其预测技能。使用列联表和相关性能指标来评估其准确性。

英文摘要

Despite significant advancements in parameterizations of boundary layer processes, forecasting, and nowcasting low-level clouds using numerical models remain challenging. The purpose of this study is to test a prototype of a high-resolution stochastic-deterministic model designed to simulate the life cycle of fog cover based on the Ising model from statistical mechanics. The case of advection fog around St. John's Airport in Newfoundland (Canada) has been considered. The model demonstrates promising capabilities in forecasting mean fog cover and replicating the horizontal structure observed in satellite imagery, including bands, rolls, and closed or open cells. We evaluate the model's predictive skill by analyzing its effectiveness in reproducing the evolution of fog cover across three representative cases. A contingency table and associated performance metrics are used to assess its accuracy.

2606.05589 2026-06-05 eess.SP

3D Spherical Fluid Antennas for Spatially Reconfigurable Communications

用于空间可重构通信的3D球形流体天线

Wenchi Cheng, Hongyun Jin, Zhuohui Yao

AI总结 本文提出一种3D球形流体天线系统架构,通过区域切换和单元重构实现灵活的空间可重构通信,提升无线通信性能。

Comments 7 pages

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AI中文摘要

随着第六代(6G)无线系统向更高频段、大规模天线阵列以及与无线环境智能交互的方向发展,传统的固定位置天线(FPA)越来越受到有限的空间自由度和硬件级适应性不足的制约。流体天线系统(FAS)通过动态重构天线端口、几何形状和辐射特性,提供了新的物理层灵活性。然而,现有研究主要集中在二维或二维孔径上,未能充分开发复杂三维(3D)传播环境所需的空间可重构性。在本文中,我们提出了一种用于灵活空间可重构通信的3D球形流体天线系统(3D SFAS)架构。通过激活不同球形区域中的辐射单元,3D SFAS通过灵活的区域切换实现了阵列级空间重构。在选定区域内,单元级重构进一步调整有效孔径尺寸、阵列拓扑和辐射特性。这种联合框架实现了灵活的波束赋形、并发多区域传输、阻塞自适应孔径切换、有效孔径重构以及高分辨率3D孔径控制。我们还讨论了其在空天地一体化网络、高移动性通信、集成感知与通信系统以及应急通信中的潜在应用。数值结果证明了3D SFAS通过灵活的空间重构提高无线通信性能的潜力。总体而言,3D SFAS将FAS设计从二维位置切换扩展到全面的三维空间可重构性。

英文摘要

As sixth-generation (6G) wireless systems evolve toward higher frequency bands, large-scale antenna arrays, and intelligent interaction with the wireless environment, conventional fixed-position antennas (FPAs) are increasingly constrained by limited spatial degrees of freedom and insufficient hardware-level adaptability. Fluid antenna systems (FAS) provide new physical-layer flexibility by dynamically reconfiguring antenna ports, geometries, and radiation characteristics. However, existing studies have mainly focused on one- or two-dimensional apertures, leaving the spatial reconfigurability required for complex three-dimensional (3D) propagation environments insufficiently exploited. In this article, we present a 3D spherical fluid antenna system (3D SFAS) architecture for flexible spatially reconfigurable communications. By activating radiating elements in different spherical regions, 3D SFAS realizes array-level spatial reconfiguration through flexible region switching. Within the selected regions, element-level reconfiguration further adjusts the effective aperture size, array topology, and radiation characteristics. This joint framework enables flexible beamforming, concurrent multi-region transmission, blockage-adaptive aperture switching, effective-aperture reconfiguration, and high-resolution 3D aperture control. We also discuss its potential applications in space-air-ground integrated networks, high-mobility communications, integrated sensing and communication systems, and emergency communications. Numerical results demonstrate the potential of 3D SFAS to improve wireless communication performance through flexible spatial reconfiguration. Overall, 3D SFAS extends FAS design beyond 2D position switching toward comprehensive 3D spatial reconfigurability.

2606.05585 2026-06-05 physics.flu-dyn

Topographic shielding of coastal zones and infrastructure against high tide

海岸带与基础设施对高潮汐的地形屏蔽

P. C. Harisankar, Tapas Sil

AI总结 采用光滑粒子流体动力学(SPH)模拟二维溃坝流与斜坡,研究不同地形斜坡对波浪能量的耗散作用,以降低高潮汐对海岸结构的冲击压力。

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AI中文摘要

高潮汐对海岸和陆上结构构成威胁。为了研究缓解策略,我们使用光滑粒子流体动力学(SPH)模拟了二维溃坝流产生的波浪和类似洪水的情况,并在通道末端设置了一个斜坡段。我们分析了不同地形的斜坡对减少波浪施加在结构上的压力的效果。斜坡表面的结构显著影响流动行为,吸收波浪的动能。增加斜坡角度可减少对结构的冲击。高速波浪会加剧流动冲击,使得斜坡的所有地形效应几乎可以忽略。斜坡底部受到流体施加的最大力。这些见解增强了对斜坡诱导能量耗散的理解,并为水利工程和结构韧性提供了有价值的启示。

英文摘要

High tides are a threat to damage the coast and onshore structures. To investigate mitigation strategies, we simulate waves and a flood-like situation from two-dimensional (2D) dam-break flow with a ramp section at the end of the channel using smoothed particle hydrodynamics (SPH). We analyse the effects of ramps with various topographies to reduce the pressure on structures exerted by the wave. Structures of ramp surfaces influence flow behaviour significantly, absorbing kinetic energy of the wave. Increasing the ramp angle reduces the impact on the structure. A wave with a large velocity intensifies the flow impact, rendering the effects on all topography of the ramp almost insignificant. The ramp experiences the highest force exerted by the fluid on the bottom section. These insights enhance the understanding of ramp-induced energy dissipation and provide valuable implications for hydraulic engineering and structural resilience.

2606.05582 2026-06-05 econ.TH

Three characterizations of the weighted center of imputations value

加权中心分配值的三种刻画

Shan Erfang, Liying Kang

AI总结 本文通过推广个体理性和子博弈序保持公理,给出了加权中心分配值的三种公理化刻画,统一并扩展了平均分配和标准CIS值作为特例。

Comments 13

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AI中文摘要

加权中心分配(CIS)值在给予每个参与者其个人价值固定比例后,平均分配大联盟的剩余。本文通过推广个体理性和子博弈序保持公理,给出了该值的三种公理化刻画。第一种刻画采用关于权重的个体理性与等剩余增量性质。第二种依赖于效率、可加性、由权重调整的对称性以及适应权重的dummifying参与者性质。第三种建立在效率和包含权重的弱子博弈序保持公理之上。这些结果统一并扩展了最近的发现,涵盖了平均分配和标准CIS值作为特例。

英文摘要

The weighted center of imputations (CIS) value allocates the surplus of the grand coalition equally after granting each player a fixed proportion of his individual worth. This paper provides three axiomatic characterizations of this value by generalizing the individual rationality and subgame order preservation axioms. The first characterization employs individual rationality with respect to the weights together with the equal surplus increment property. The second relies on efficiency, additivity, symmetry adjusted by the weights, and a dummifying player property adapted to the weights. The third builds on efficiency and a weak subgame order preservation axiom that incorporates the weights. These results unify and extend recent findings, covering both the equal division and the standard CIS values as special cases.

2606.05580 2026-06-05 physics.flu-dyn

Role of boundary conditions on dam-break flow across an obstacle and controlling damage of structures

边界条件对障碍物上溃坝水流的作用及结构损伤控制

P. C. Harisankar, Tapas Sil

AI总结 采用光滑粒子流体动力学方法,对比周期性边界条件与刚性壁边界条件对溃坝水流冲击下游结构的影响,发现方形柱体、靠近壁面的柱体及较大水力直径能有效降低冲击压力,为结构安全设计提供指导。

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AI中文摘要

我们在光滑粒子流体动力学框架下,使用周期性边界条件(PBC)替代通常采用的刚性壁边界条件(WBC)研究了溃坝水流,并评估了由于障碍物存在,水流对下游结构冲击的影响。结果表明,更高的坝高导致壁面压力更大。与PBC相比,WBC产生更高的峰值压力。发现柱体的水力直径越大,降低水流冲击的效果越好。靠近壁面的柱体能减少溃坝水流的影响并最小化结构损伤。在所考虑的柱体形状中,方形柱体在降低壁面压力方面最为有效。这些发现将有助于减轻溃坝水流/高潮汐对结构的损伤,并提高下游结构的安全性。这些发现对易受溃坝水流影响区域的结构设计和管理具有直接意义。

英文摘要

We studied dam-break flow in the smoothed particle hydrodynamics framework using periodic boundary condition (PBC) instead of usually employed rigid wall boundary condition (WBC) and assessed the effects of impact of the flow on the downstream structure due to the presence of an obstacle in front of it. The results show that higher dam heights lead to larger pressure on the wall. The WBC yields higher peak pressures compared PBC. A larger hydraulic diameter of the pillar is found to be more efficient in reducing the flow's impact. A pillar located closer to the wall reduces the effect of dam-break flow and minimises structural damage. The square-shaped pillars are found to be the most effective in reducing pressure on the wall among the considered pillar shapes. These findings will help to mitigate the damage of a structure due to dam-break flow/high-tide and improve the safety of the structures downstream. These findings have direct implications for the design and management of structures in areas prone to dam-break flows.

2606.05579 2026-06-05 quant-ph cs.CC

A Class of Multipartite Entangled States Based on State Transitions

基于状态转移的一类多体纠缠态

Jehn-Ruey Jiang

AI总结 本文引入过渡态(T态),通过相邻量子比特间固定数量的状态转移来定义一类多体纠缠态,并证明其通过CX门链与Dicke态酉等价,建立了基于转移和基于激发的多体纠缠表示之间的直接对应关系。

Comments 9 pages

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AI中文摘要

我们引入过渡态(T态),记为$\ket{T_k^n}$,作为一类多体纠缠态,其特征是相邻量子比特之间具有固定数量的状态转移。这些态形成所有具有指定转移数的态的等幅叠加。与基于两量子比特关联的Bell态、基于所有量子比特全局关联的GHZ态以及基于固定数量量子比特激发的W态和Dicke态不同,T态由沿有序量子比特序列的转移数定义。我们证明,通过一系列CX(受控-X)操作,T态与Dicke态酉等价,从而建立了基于转移和基于激发的多体纠缠表示之间的直接对应关系。

英文摘要

We introduce Transition states (T states), denoted by $\ket{T_k^n}$, as a class of multipartite entangled states characterized by a fixed number of state transitions between adjacent qubits. These states form equal-amplitude superpositions over all states with a specified transition count. Unlike Bell states based on two-qubit correlations, GHZ states characterized by global correlations among all qubits, and W and Dicke states based on fixed numbers of qubit excitations, T states are defined by transition counts along an ordered sequence of qubits. We prove that T states are unitarily equivalent to Dicke states through a chain of CX (controlled-X) operations, thereby establishing a direct correspondence between transition-based and excitation-based representations of multipartite entanglement.

2606.05578 2026-06-05 math.OA

Rigidity for Isomorphisms between Operator Algebras with Commutative Diagonals

具有交换对角线的算子代数之间同构的刚性

Elias G. Katsoulis, Feifei Miao, Wenming Wu, Wei Yuan

AI总结 本文证明了多重自由CSL的CSL代数与交换C$^*$-代数的半交叉积这两族算子代数在等距同构下表现出强刚性,即同构类在族内保持不变,且稳定同构等价于等距同构。

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AI中文摘要

我们证明了两族算子代数——多重自由CSL的CSL代数与交换C$^*$-代数的半交叉积——在等距同构下表现出一种强刚性。具体而言,任何此类代数的同构类在其族内保持不变,即使我们允许与包含紧算子的算子代数张量积后的同构。对于交换C$^*$-代数的半交叉积,即使与对角线不可约作用的算子代数张量积,同样的结论也成立。总的来说,这些结果意味着关于稳定同构的刚性:两个代数等距同构当且仅当它们稳定同构。

英文摘要

We show that two families of operator algebras, the CSL algebras of multiplicity free CSLs and the semicrossed products of commutative C$^*$-algebras, demonstrate a strong form of rigidity with respect to isometric isomorphisms. Specifically, the isomorphism class of any such algebra remains unchanged within its family, even if we allow for isomorphism after tensoring with operator algebras containing the compact operators. For semicrossed products of commutative C$^*$-algebras, the same conclusion holds even when tensoring with operator algebras whose diagonals are irreducibly acting. Collectively, these results imply rigidity with respect to stable isomorphisms: two algebras are isometrically isomorphic if and only if they are stably isomorphic.

2606.05577 2026-06-05 math.DS

Multi-parameter persistence in dynamical systems for maximizing effects of control inputs

动力系统中用于最大化控制输入效果的多参数持续性

Yusuke Imoto, Tomoo Yokoyama

AI总结 提出一种拓扑方法,将度量空间上的部分函数扩展为多参数函数,并用于构造最优ε-扰动路径的存在性条件,通过三参数过滤识别最小路径。

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AI中文摘要

我们引入一种新的拓扑方法,将定义在配备动力系统$f \colon X \rightharpoonup X$的度量空间$X$的“推广”上的部分函数$h \colon X \rightharpoonup [-\infty, \infty]$自然地扩展为具有参数$\varepsilon,p$的函数$h_f^{\varepsilon\text{-}\ell^p} \colon X \to [-\infty,\infty]$,这使得我们可以将现有的拓扑数据分析技术应用于定义在整个空间上的函数。此外,给定一个评估$\mathop{\mathrm{dom}}h$内点“质量”的函数$h$,利用这个扩展函数,可以构造一个充分条件,保证存在从任意点到$\mathop{\mathrm{dom}}h$的最优$\varepsilon$-扰动路径,该路径在条件$X = \mathop{\mathrm{dom}} f \sqcup \mathop{\mathrm{dom}}h = \bigsqcup_{n = 0}^\infty f^{-n}(\mathop{\mathrm{dom}}h)$下最小化$h$的值。此外,如果定义域$X$是有限的,那么函数$h_f^{\varepsilon\text{-}\ell^p} \colon X \to [-\infty,\infty]$可以递归计算。作为应用,对于配备动力系统的空间上的给定部分评估函数,可以构造一个与其扩展相关的三参数过滤,该过滤自然地识别出最小路径。这阐明了三个因素之间的关系:代价范数的评估、控制的强度以及最终的值。

英文摘要

We introduce a new topological method to naturally extend a partial function $h \colon X \rightharpoonup [-\infty, \infty]$ on a ``generalization'' of a metric space $X$ equipped with a dynamical system $f \colon X \rightharpoonup X$, to a function $h_f^{\varepsilon\text{-}\ell^p} \colon X \to [-\infty,\infty]$ with parameters $\varepsilon,p$, which allows us to apply existing topological data analysis techniques to functions defined on the whole space. Moreover, given a function $h$ that evaluates the ``quality'' of points within $\mathop{\mathrm{dom}}h$, using this extended function, one can construct a sufficient condition for the existence of an optimal $\varepsilon$-perturbation path from any point into $\mathop{\mathrm{dom}}h$ that minimizes the value of $h$ under the condition $X = \mathop{\mathrm{dom}} f \sqcup \mathop{\mathrm{dom}}h = \bigsqcup_{n = 0}^\infty f^{-n}(\mathop{\mathrm{dom}}h)$. In addition, if the domain $X$ is finite, then the function $h_f^{\varepsilon\text{-}\ell^p} \colon X \to [-\infty,\infty]$ can be computed recursively. As an application, for a given partial evaluation function on a space equipped with a dynamical system, one can construct a three-parameter filtration associated with its extension, which naturally identifies minimal paths. This clarifies the relationship among three factors: the evaluation of the cost norm, the strength of control, and the resulting value.

2606.05574 2026-06-05 cs.SE

SmellBench: Towards Fine-Grained Evaluation of Code Agents on Refactoring Tasks

SmellBench:面向重构任务的代码智能体细粒度评估

Fake Lin, Binbin Hu, Xi Zhu, Ziwei Zhao, Zhi Zheng, Ziqi Liu, Zhiqiang Zhang, Jun Zhou, Tong Xu

AI总结 提出SmellBench基准,通过主动注入代码异味生成可控重构案例,从功能正确性、定位能力和重构质量三方面评估代码智能体,发现最佳组合仅得50.34分,主要局限在于局部异味处理和跨文件理解不足。

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AI中文摘要

近年来,代码智能体在各类软件工程任务中取得了显著进展,展现出强大的能力。然而,它们的误用常常导致代码臃肿、混乱,损害可读性、可扩展性和鲁棒性。尽管存在这一风险,现有基准主要评估功能正确性,而非代码智能体的长期可维护性。在本文中,我们提出SmellBench,一个可扩展的代码重构基准,它主动将代码异味注入来自真实仓库的干净代码片段。这种设计能够生成受控、高质量且多样化的重构案例,并附带人工编写的正确参考。具体来说,它包含294个案例,涵盖7种常见异味类型、3个难度级别、2种指令设置,来自7个真实仓库。我们进一步设计了3个评估维度,涵盖功能正确性、定位能力和重构质量评估。对2个流行智能体和6个大语言模型(LLM)的实验表明,最佳组合——Qwen Code + Claude Sonnet 4.5——仅获得50.34分的异味消除得分。进一步分析揭示,这一差距源于对局部代码异味的关注以及缺乏跨文件理解,这阻碍了全面的异味消除。

英文摘要

Code Agents have achieved remarkable advances in recent years, exhibiting strong capabilities across a wide range of software engineering tasks. However, their misuse often produces bloated and disorganized code that impairing readability, extensibility, and robustness. Despite this risk, existing benchmarks largely evaluate functional correctness rather than long-term maintainability of code agents. In this paper, we propose SmellBench, an extensible code refactoring benchmark that proactively injects code smells into clean code snippets from real-world repositories. This design enables the generation of controlled, high-quality, and diverse refactoring cases with human-written ground truth. Specifically, it contains 294 cases spanning 7 popular smell types, 3 difficulty levels, 2 instruction settings across 7 real-world repositories. We further design 3 evaluation aspects covering functional correctness, localization ability, and refactoring quality assessment. Experiments with 2 popular agents and 6 large langauge models (LLMs) show that the best combination - Qwen Code + Claude Sonnet 4.5 - achieved only a 50.34 score of smell elimination. Further analysis reveals that this gap arises from a focus on local code smells and a lack of cross-file understanding, which hinders comprehensive smell elimination.

2606.05573 2026-06-05 cs.IT math.IT

Robust Repair of Reed-Solomon Codes

Reed-Solomon码的鲁棒修复

Wilton Kim, Stanislav Kruglik, Gaojun Luo, Han Mao Kiah

AI总结 针对低通信带宽下Reed-Solomon码的单擦除鲁棒修复问题,基于Guruswami-Wootters迹修复框架,研究在辅助节点响应错误时正确修复失败节点的方法,通过将下载迹视为修复迹码并利用分圆陪集刻画多项式零系数,推导了可纠正给定错误迹数的维度上界和最小距离下界,并提出了两种高效鲁棒修复方案。

Comments Parts of this work were previously presented at IEEE ISIT 2023 (https://ieeexplore.ieee.org/document/10206718) and IEEE ISIT 2024 (https://ieeexplore.ieee.org/document/10619533)

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AI中文摘要

我们研究了低通信带宽下Reed-Solomon码中单擦除的鲁棒修复问题。聚焦于Guruswami-Wootters迹修复框架,我们探究了在辅助节点响应错误的情况下能否正确修复失败节点。等价地,我们将下载迹的集合视为一个码,称为修复迹码。通过用分圆陪集刻画关联多项式的零系数,我们推导了允许纠正给定错误迹数$e$的维度$k$的上界,以及作为$k$函数的最小距离下界。对于$q=2$的情况,我们利用分圆陪集代表元的显式公式,得到了单错误纠正的精确最优维度界。我们还提出了两种高效的鲁棒修复方案。第一种方案达到了BCH界保证的纠错能力。为了逼近基于特征和的更强界,我们开发了第二种方案,该方案能容忍更多错误,但计算复杂度增加了一个因子$n$。

英文摘要

We study the problem of robust repair of a single erasure in Reed--Solomon codes under low communication bandwidth. Focusing on the Guruswami--Wootters trace repair framework, we investigate whether a failed node can be correctly repaired in the presence of erroneous responses from helper nodes. Equivalently, we view the collection of downloaded traces as a code, which we call the repair-trace code. By characterizing the zero coefficients of the associated polynomial in terms of cyclotomic cosets, we derive upper bounds on the dimension $k$ that allow correction of a given number of erroneous traces $e$, as well as lower bounds on the minimum distance as a function of $k$. For the case $q=2$, we exploit explicit formulas for cyclotomic coset representatives to obtain the exact optimal dimension bound for single-error correction. We also propose two efficient robust repair schemes. Our first scheme achieves the error-correction capability guaranteed by the BCH bound. To approach a stronger bound based on character sums, we develop a second scheme that tolerates more errors at the cost of an additional factor $n$ in computational complexity.

2606.05567 2026-06-05 cs.CR cs.MA

ZERO-APT: A Closed-Loop Adversarial Framework for LLM-Driven Automated Penetration Testing under Intelligent Defense

ZERO-APT: 智能防御下LLM驱动的自动化渗透测试的闭环对抗框架

Anlan Zheng, Tiantian Zhu

AI总结 提出ZERO-APT框架,通过集成可配置的LLM防御者、架构级因果一致性机制和专用裁判智能体,解决了LLM驱动渗透测试在真实性、一致性和可审计性方面的缺陷。

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AI中文摘要

LLM驱动的自动化渗透测试代理通常在静态目标上进行评估,这些目标既不检测也不响应攻击,因此它们在智能防御下的行为仍未得到测试。多步攻击链的因果一致性同样依赖于不稳定的LLM推理,并且代理决策对人类分析师来说仍然不透明。这三个缺陷——真实性、一致性和可审计性——通常被孤立地修补。我们提出了ZERO-APT,一个回合制的攻击者-防御者-裁判框架,在单一架构中解决了这些问题。为了实现真实性,ZERO-APT嵌入了一个可配置的LLM防御者,它消耗Sysmon遥测数据并实时检测攻击,使攻击者面对的是实时对手而非被动目标。为了实现一致性,三种架构机制将因果一致性从不稳定的LLM推理转移到强制的系统架构中:规划与执行的分离、多维ReAct反馈以及硬约束过滤的动作库。为了实现可审计性,一个专门的裁判智能体裁决每一轮,维护全局状态,并生成结构化的事后CTI报告,使每个决策都可追溯。我们在五个场景中评估了一个Windows Server 2022后渗透原型,使用了三种防御者配置。ZERO-APT达到了79%的攻击成功率(Aurora 22%,PentestGPT 39%),因果一致性得分为0.860(Aurora 0.930,Claude Code 0.520),并通过结构化CTI报告实现了端到端的决策可审计性。我们发布了基准测试,以支持在智能防御下对渗透代理的评估。

英文摘要

LLM-driven automated penetration testing agents are typically evaluated against static targets that neither detect nor respond to attacks, so their behavior under intelligent defense remains untested. The causal consistency of multi-step attack chains likewise hinges on unstable LLM reasoning, and agent decisions remain opaque to human analysts. These three shortcomings, in realism, consistency, and auditability, are usually patched in isolation. We present ZERO-APT, a turn-based attacker-defender-judge framework that addresses them within a single architecture. For realism, ZERO-APT embeds a configurable LLM Defender that consumes Sysmon telemetry and detects attacks in real time, exposing the attacker to a live opponent rather than a passive target. For consistency, three architectural mechanisms move causal consistency from unstable LLM reasoning into enforced system architecture: separation of planning from execution, multi-dimensional ReAct feedback, and a hard-constraint-filtered action library. For auditability, a dedicated Judge agent adjudicates each round, maintains global state, and emits structured post-hoc CTI reports that make every decision traceable. We evaluate a Windows Server 2022 post-exploitation prototype across five scenarios with three Defender configurations. ZERO-APT reaches 79\% attack success rate (Aurora 22\%, PentestGPT 39\%), a Causal Consistency Score of 0.860 (Aurora 0.930, Claude Code 0.520), and end-to-end decision auditability through structured CTI reports. We release the benchmark to support evaluation of penetration agents under intelligent defense.

2606.05565 2026-06-05 math.CA

On the revolving structure of the Lévy dragon and its linear transforms

关于Lévy龙及其线性变换的旋转结构

Miguel Gonzalez-Carriedo, Kiko Kawamura, Jonathan Leung, R. Dániel Prokaj

AI总结 本文通过复幂级数表示研究Lévy龙曲线的旋转结构,并分析线性变换下该表示的几何不变性,引入有向图编码并证明其标号变化规律。

Comments 13 pages, 10 figures

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AI中文摘要

Lévy龙曲线是一个著名的自相似分形,以其能够平铺复平面而著称。我们回顾了该曲线作为满足旋转条件的复幂级数点集的表示,并研究了在线性变换下这种表示如何变化,同时保持其特征几何性质。我们引入了一个有向标记图来编码这些级数表示,并证明该有向图在线性变换下保持不变,只有标记会发生变化。此外,我们给出了图标记变化的几何刻画。

英文摘要

Lévy's Dragon Curve is a well-known self-similar fractal, notable for its ability to tile the complex plane. We review a representation of the curve as a set of points given by complex power series satisfying a revolving condition, and study how this representation changes under linear transformations, while preserving its characteristic geometric properties. We introduce a labeled directed graph that encodes these series representations and show that this directed graph remains invariant under linear transformations, with only the labeling subject to change. Furthermore, we provide a geometric characterization of the resulting variations in graph labeling.

2606.05562 2026-06-05 hep-th hep-ph

Charting the different phases of Yang-Mills-Chern-Simons-Higgs theories

描绘杨-米尔斯-陈-西蒙斯-希格斯理论的不同相

Daniel O. R. Azevedo, Gustavo P. de Brito, Philipe De Fabritiis, Antonio D. Pereira

AI总结 通过分析胶子传播子的解析结构,研究SU(2)杨-米尔斯-陈-西蒙斯理论耦合希格斯场在三维欧几里得空间中的相变,发现禁闭相(所有极点复)和解禁闭相(可能出现物理胶子激发),并利用Gribov参数的间隙方程自洽约束参数空间。

Comments 12 pages + references, 9 figures

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AI中文摘要

我们探索了在三维欧几里得空间中,线性协变规范量子化的$SU(2)$基本表示下,与希格斯型场耦合的杨-米尔斯-陈-西蒙斯理论。我们分析了由于消除无穷小Gribov副本导致的胶子传播子解析结构的变化。研究了希格斯、陈-西蒙斯和Gribov质量参数之间的相互作用。识别出两个不同的相:一个禁闭相,其中所有极点都是复的;以及一个解禁闭相,其中可能出现物理胶子激发。与之前的工作不同,Gribov参数通过其间隙方程作为其他质量参数和规范耦合的函数一致地确定。这给参数空间施加了一个约束,并清楚地展示了质量参数的竞争如何影响Gribov参数对理论谱表征的相关性。

英文摘要

We explore Yang-Mills-Chern-Simons theories coupled to a Higgs-like field in the fundamental representation of $SU(2)$ quantized in linear covariant gauges in three Euclidean dimensions. We analyze the modifications in the analytic structure of the gluon propagator due to the elimination of infinitesimal Gribov copies. The interplay between the Higgs, the Chern-Simons and Gribov mass parameters is investigated. Two different phases are identified: a confining one, where all poles are complex, and a deconfined one, where would-be physical gluon excitation can appear. Unlike previous works, the Gribov parameter is consistently fixed by its gap equation as a function of the other mass parameters and the gauge coupling. This imposes a constraint in the parameter space and makes transparent how the competition of the mass parameters affects the relevance of the Gribov parameter for the characterization of the spectrum of the theory.

2606.05560 2026-06-05 stat.ME math.ST stat.ML stat.TH

Wasserstein Exponential Smoothing

Wasserstein 指数平滑

Takuo Matsubara, Peiwen Jiang, Minh-Ngoc Tran, Wilson Ye Chen

AI总结 本文提出 Wasserstein 空间中的指数平滑方法,用于分布时间序列预测,并证明通过最小化 Wasserstein 距离可一致估计平滑参数。

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AI中文摘要

指数平滑(ES)在多种数据生成过程的时间序列预测中通常优于其他技术。虽然 ES 传统上应用于 $\mathbb{R}$ 中的时间序列,但本文将方法扩展到分布时间序列,其中每个观测值是 $\mathbb{R}$ 上的概率分布。本研究的主要贡献有两方面。首先,我们在 Wasserstein 空间中提出了一种有原则且直观的 ES 推广,保留了经典 ES 的卓越简洁性。其次,我们从理论和实证上证明,通过最小化 Wasserstein 距离可以一致地估计平滑参数。在高频金融收益和家庭电力需求的分布时间序列上的应用证实了我们 Wasserstein ES 模型的实际有效性。

英文摘要

Exponential smoothing (ES) often outperforms other techniques in time series forecasting across a wide range of data-generating processes. While ES has traditionally been applied to time series in $\mathbb{R}$, this paper extends the methodology to distributional time series, where each observation is a probability distribution on $\mathbb{R}$. The primary contribution of this work is twofold. First, we propose a principled and intuitive generalization of ES within the Wasserstein space, which retains the exceptional parsimony of classical ES. Second, we theoretically and empirically demonstrate that the smoothing parameter can be consistently estimated by minimizing a Wasserstein distance. Applications to distributional time series of high-frequency financial returns and household electricity demands confirm the practical effectiveness of our Wasserstein ES model.

2606.05554 2026-06-05 econ.TH

An Irrelevance Theorem for Risk Aversion and Time-Varying Risk

风险厌恶与时变风险的不相关性定理

Andrew Chen, Francisco Palomino

AI总结 本文提出一个定理,在跨期与风险偏好分离、一阶与高阶矩驱动因素分离以及约束近似线性的条件下,证明风险厌恶和时变风险对某些状态变量的弹性无影响,并讨论了模型如何通过违反假设来增强风险的作用。

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AI中文摘要

我们提供了一个关于风险和风险态度在宏观经济模型中作用的定理,该定理阐明并扩展了Tallarini(2000)的分离结果。在(1)跨期偏好与风险偏好分离,(2)模型原始变量中一阶矩与高阶矩驱动因素分离,以及(3)约束条件近似线性的条件下,风险厌恶和时变风险对于任何内生变量相对于不驱动高阶矩变化的状态变量的弹性都是无关的。我们讨论了模型如何通过“打破”或“适应”定理中的假设来使风险发挥更突出的作用。

英文摘要

We provide a theorem on the role of risk and risk attitudes in macroeconomic models that clarifies and extends the Tallarini (2000) separation result. Under (1) separation of intertemporal and risk preferences, (2) separation of drivers of first and higher moments in the model primitives, and (3) approximate linearity of constraints, risk aversion and time-varying risk are irrelevant for the elasticity of any endogenous variable with respect to state variables that don't drive variation in higher moments. We discuss how models generate a more prominent role for risk by ``breaking'' or ``adapting'' to the assumptions in the theorem.

2606.05550 2026-06-05 math.DG math-ph math.MG math.MP

Variational Inverse Problems for Second Order ODEs with and without Constraints

带约束与无约束的二阶常微分方程变分逆问题

G. E. Prince, T. Mestdag, D. Martin de Diego

AI总结 本文利用几何方法研究流形上给定约束或无约束二阶常微分方程组何时能表示为拉格朗日模型的逆问题,揭示了约束情形比无约束情形具有更多歧义和复杂性。

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AI中文摘要

许多具有或不具有非完整约束的物理系统都有拉格朗日描述。在前一种情况下,拉格朗日模型可以由约束在速度子流形上的二阶常微分方程表示;在后一种情况下,常微分方程是无约束的。本文利用几何技巧,研究更一般的逆问题:“流形上给定的约束或无约束二阶常微分方程组何时能表示为拉格朗日模型?”我们表明,约束情形比其已充分理解的无约束对应情形具有更多的歧义和复杂性。

英文摘要

Many physical systems with or without nonholonomic constraints have a Lagrangian description. In the first case, the Lagrangian model can be represented by second-order ODEs that are constrained to a submanifold of velocities; in the latter case the ODEs are unconstrained. In this paper, using geometric techniques, we address the more general inverse problem: ``When can a given constrained or unconstrained system of second order ODEs on a manifold be the representation of a Lagrangian model?''. We show that the constrained case has many more ambiguities and complexities than its well-understood, unconstrained counterpart.

2606.05549 2026-06-05 math.NT

On explicit Fourier expansions of theta lifts to ${\rm SO}(3,n+1)$ arising from elliptic newforms of level one

来自一级椭圆新形式的到 ${\rm SO}(3,n+1)$ 的 theta 提升的显式 Fourier 展开

Henry H. Kim, Takuya Yamauchi

AI总结 利用退化 Whittaker 函数和 Eisenstein 级数的显式计算,得到了到特殊正交群 $G={\rm SO}(3,n+1)$ 的 theta 提升的 Fourier 展开的显式公式,其中 $n\ge 3$ 且 $G$ 在所有有限位分裂,这些提升是来自 $\SL_2(\Z)$ 的椭圆新形式的 Hecke 本征、非尖点、平方可积自守形式。

Comments 44 pages

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AI中文摘要

利用退化 Whittaker 函数和 Eisenstein 级数的显式计算,我们得到了到特殊正交群 $G={\rm SO}(3,n+1)$ 上的 theta 提升的 Fourier 展开的显式公式,其中 $n\ge 3$ 且 $G$ 在所有有限位分裂。所考虑的 theta 提升是 Hecke 本征、非尖点、平方可积的自守形式,权为 $l$($l\ge n+2$,偶数),它们来源于 $\SL_2(\Z)$ 上的椭圆新形式,其权在 $n$ 为偶数时为 $l-\frac{n-2}{2}$,在 $n$ 为奇数时为 $2l-n+1$。

英文摘要

Using degenerate Whittaker functions and explicit computations of Eisenstein series, we obtain explicit formulas for the Fourier expansions of theta lifts to the special orthogonal group $G={\rm SO}(3,n+1)$ over $\mathbb{Q}$, where $n\ge 3$ and $G$ splits at all finite places. The theta lifts in question are Hecke eigen, non-cuspidal, square-integrable automorphic forms of weight $l$ ($l\ge n+2$, even), arising from elliptic newforms for $\SL_2(\Z)$ of weight $l-\frac{n-2}{2}$ when $n$ is even and $2l-n+1$ when $n$ is odd.

2606.05547 2026-06-05 math.AG math.NT

Arithmetic Kashiwara Regularity and Orbit Classification for Filtered Strongly Equivariant $\mathcal{D}^{\dagger}$-Modules

过滤强等变 $\mathcal{D}^{\dagger}$-模的算术柏原正则性与轨道分类

Andrés Sarrazola-Alzate

AI总结 本文证明形式旗流形上过滤强等变 Berthelot 算术 $\mathscr D^\dagger$-模的柏原正则性的算术类比,并通过轨道和等变 $F$-等晶体分类简单 Frobenius 过滤强等变相干算术 $\mathscr D^\dagger$-模。

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AI中文摘要

我们证明了形式旗流形上过滤强等变 Berthelot 算术 $\mathscr D^\dagger$-模的柏原正则性的算术类比。设 $\mathcal G$ 是混合特征完备离散赋值环上的分裂连通约化群概形,$\mathfrak X=\widehat{\mathcal G/\mathcal B}$ 是形式旗流形,$\mathcal K\subseteq\mathcal G$ 是光滑闭子群,其特殊纤维在 $X_s$ 上具有有限个可分轨道。我们引入过滤强等变条件,要求无穷小等变在好的有限级模型上实现。该条件允许在定义 Berthelot 特征簇的层次上控制基本向量场的主符号。我们证明每个过滤强等变相干 $\mathscr D^\dagger_{\mathfrak X,\mathbb Q}$-模的特征簇包含在 $\mathcal K_s$-轨道的余法丛的并集中;因此这样的模是全纯的。在 Frobenius 范围内,Caro 关于光滑射影形式概形上 $F$-全纯性的稳定性定理将其提升为几何过全纯性。作为推论,简单 Frobenius 过滤强等变相干算术 $\mathscr D^\dagger$-模由对 $(O,E)$ 分类,其中 $O$ 是 $\mathcal K_s$-轨道,$E$ 是 $(O,\overline O)$ 上不可约 $\mathcal K$-等变过收敛 $F$-等晶体,且其中间扩张满足过滤强条件。结果是在有限级等变假设下的正则性定理,而非该假设的存在性定理。

英文摘要

We prove an arithmetic analogue of Kashiwara regularity for filtered strongly equivariant Berthelot arithmetic $\mathscr D^\dagger$-modules on formal flag varieties. Let $\mathcal G$ be a split connected reductive group scheme over a complete discrete valuation ring of mixed characteristic, let $\mathfrak X=\widehat{\mathcal G/\mathcal B}$ be the formal flag variety, and let $\mathcal K\subseteq\mathcal G$ be a smooth closed subgroup whose special fiber acts on $X_s$ with finitely many separable orbits. We introduce a filtered strong equivariance condition requiring infinitesimal equivariance to be realized on good finite-level models. This condition allows the principal symbols of the fundamental vector fields to be controlled at the level where Berthelot characteristic varieties are defined. We prove that the characteristic variety of every filtered strongly equivariant coherent $\mathscr D^\dagger_{\mathfrak X,\mathbb Q}$-module is contained in the union of conormal bundles to the $\mathcal K_s$-orbits; hence such modules are holonomic. In the Frobenius range, Caro's stability theorem for $F$-holonomicity over smooth projective formal schemes upgrades this to geometric overholonomicity. As a consequence, simple Frobenius filtered strongly equivariant coherent arithmetic $\mathscr D^\dagger$-modules are classified by pairs $(O,E)$, where $O$ is a $\mathcal K_s$-orbit and $E$ is an irreducible $\mathcal K$-equivariant overconvergent $F$-isocrystal on $(O,\overline O)$ whose intermediate extension satisfies the filtered strong condition. The result is a regularity theorem under a finite-level equivariance hypothesis, rather than an existence theorem for that hypothesis.

2606.05546 2026-06-05 cs.DS cs.GT

Online Min-Cost Matching with General Arrivals

一般到达情况下的在线最小成本匹配

Josh Ascher, Eric Balkanski, Jason Chatzitheodorou, Vasilis Gkatzelis

AI总结 研究所有参与者在线到达的完美匹配问题,针对独立同分布到达模型提出O(log^2 n)竞争比算法,并证明对抗和随机顺序模型下竞争比无界。

Comments This paper was accepted at ACM EC 2026

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AI中文摘要

在经典的在线最小成本匹配问题中,目标是将随时间动态到达的一系列请求匹配到一组静态服务器,以最小化匹配的总成本。这假设存在两个不同的“侧”,并且只有其中一侧在线到达,但许多激励应用违反了这些假设。我们研究当\emph{所有}参与者在线到达时的在线最小成本完美匹配,并且到达时,他们要么与等待池中的某人匹配,要么加入等待池。我们评估了不同输入模型下可实现的竞争比,并表明对于对抗和随机顺序输入模型,任何算法的竞争比都是无界的。相比之下,对于独立同分布到达,我们给出一个$O( \log^2{n})$竞争比的算法,即使生成这些到达的分布对算法未知。这一结果意味着在随机顺序和未知独立同分布输入模型之间可实现竞争比的一个罕见分离示例。

英文摘要

In the classic online min-cost matching problem, the goal is to match a sequence of requests that arrive dynamically over time to a set of static servers, aiming to minimize the total cost of the matching. This assumes that there are two distinct "sides" and that only one of these sides arrives online, but many of the motivating applications violate these assumptions. We study online min-cost perfect-matching when \emph{all} participants arrive online and, upon arrival, they need to either be matched to someone from a waiting pool or to join the waiting pool. We evaluate the competitive ratios achievable in different input models and show that for both the adversarial and the random-order input models the competitive ratio of any algorithm is unbounded. In contrast, for i.i.d. arrivals we give a $O( \log^2{n})$-competitive algorithm, even if the distribution that generates these arrivals is unknown to the algorithm. This result implies a rare example of separation in the achievable competitive ratio between the random-order and the unknown-i.i.d. input models.

2606.05543 2026-06-05 hep-th

Notes on (-2)-form symmetries

关于(-2)-形式对称性的注记

Pinak Banerjee, Alonso Perez-Lona, Daniel Robbins, Subham Roy, Eric Sharpe, Xingyang Yu

AI总结 本文通过对称拓扑场论(SymTFT)中的非本真余维一缺陷研究d维量子场论的(-2)-形式对称性,发现其修改SymTFT作用量并关联具有不同异常数据或非可逆对称结合子数据的理论,并通过玩具模型、ABJM型理论、广义杨-米尔斯理论及融合范畴例子加以说明。

Comments 58 pages, 10 figures

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AI中文摘要

我们通过(d+1)维对称拓扑场论(SymTFT)的(-1)-形式对称性来研究d维量子场论的(-2)-形式对称性,该对称性由SymTFT体中的非本真余维一缺陷实现,该缺陷附着于一个充满时空的拓扑算子。与d维理论的(-1)-形式对称性仅改变绝对理论的参数不同,(-2)-形式对称性修改了SymTFT的作用量,从而关联了那些普通全局对称性因异常数据或非可逆对称的结合子数据而不同的理论。我们在二维玩具模型、三维ABJM型理论、四维广义杨-米尔斯理论以及一个融合范畴例子(涉及非可逆对称性Rep(D_4)和Rep(Q_8))中说明了这一构造。然后,我们发展了一种“俱乐部三明治”实现,其中四分之一规范操作在共同UV理论的不同RG流的IR相之间进行插值,以及一种通过嵌套离散规范化的替代实现。最后,我们提出了一种全息自上而下的实现,其中IIA型Romans质量扮演三维陈-西蒙斯-物质理论的(-2)-形式背景的角色,Romans质量的移动实现了边界异常系数的移动。我们还讨论了耦合体-边界系统的相关构造。

英文摘要

We study $(-2)$-form symmetries of a $d$-dimensional quantum field theory, via a $(-1)$-form symmetry of its $(d+1)$-dimensional Symmetry Topological Field Theory (SymTFT), realized by a non-genuine codimension-one defect in the SymTFT bulk attached to a spacetime-filling topological operator. Unlike a $(-1)$-form symmetry of a $d$-dimensional theory, which merely shifts a parameter of the absolute theory, a $(-2)$-form symmetry modifies the SymTFT action, and thereby relates theories whose ordinary global symmetries differ by anomaly data or by the associator data of a non-invertible symmetry. We illustrate the construction in two-dimensional toy models, three-dimensional ABJM-type theories, four-dimensional generalized Yang--Mills theory, and in a fusion-categorical example relating the non-invertible symmetries $\operatorname{Rep}(D_4)$ and $\operatorname{Rep}(Q_8)$. We then develop a club-sandwich realization, in which a quarter-gauging operation interfaces between IR phases of distinct RG flows of a common UV theory, and an alternative realization via nested discrete gauging. Finally, we present a holographic, top-down realization in which the type IIA Romans mass plays the role of a $(-2)$-form background for a three-dimensional Chern--Simons-matter theory, with shifts of the Romans mass realizing shifts of the boundary anomaly coefficients. We also discuss related constructions for coupled bulk--boundary systems.

2606.05542 2026-06-05 math-ph cond-mat.stat-mech math.MP quant-ph

Thermalization with Gaussian Quantum Cellular Automata

高斯量子元胞自动机下的热化

Roman Geiko, Jake Gerenraich

AI总结 研究平移不变高斯量子元胞自动机下多体玻色子晶格系统的长时间动力学,提出两组条件保证局部正常且粒子密度一致有界的态在局部Weyl代数上热化到无限温度态,主要中间结果是经典Riemann-Lebesgue引理的量子多体推广。

Comments 22 pages, 1 figure

详情
AI中文摘要

我们研究平移不变高斯量子元胞自动机下多体玻色子晶格系统的长时间动力学。我们提出了两组关于GQCA的条件,它们分别保证任何在局部Weyl代数上的态热化到无限温度态,只要该态是局部正常的且具有一致有界的粒子密度。我们的主要中间结果是经典Riemann-Lebesgue引理的量子多体推广,该引理是关于局部Weyl算子的期望值的一个界,涉及它们的支撑和态的粒子密度。

英文摘要

We study the long-time dynamics of many-body bosonic lattice systems under translation-invariant Gaussian quantum cellular automata. We formulate two sets of conditions on GQCAs which separately guarantee thermalization of any state on the local Weyl algebra to the infinite temperature state, whenever the state is locally normal and has uniformly bounded particle density. Our main intermediate result is a quantum many-body generalization of the classic Riemann-Lebesgue lemma which is a bound on expectation values of local Weyl operators involving their support and the state's particle density.