arXivDaily arXiv每日学术速递 周一至周五更新
重置
全部学科分类 2029
2606.05674 2026-06-05 math.OC

Sparse Recovery via $\ell_1^2-η\ell_2^2$ Minimization

通过 ℓ₁²-ηℓ₂² 最小化的稀疏恢复

Lang Yu, Nan-jing Huang

AI总结 针对加权平方范数差惩罚 ℓ₁²-ηℓ₂² 最小化,建立了精确恢复的零空间性质条件和基于 RIP 的稳定恢复保证,并提出了基于 ADMM 的高效算法。

详情
AI中文摘要

加权平方范数差(WDSN)惩罚 ℓ₁²-ηℓ₂²(其中 0≤η≤1)因其在压缩感知和逆问题中强大的稀疏促进能力和良好的重构性能而备受关注。然而,WDSN 最小化的精确恢复保证和受限等距性质(RIP)分析尚未建立。本文填补了这一空白。首先,我们基于零空间性质(NSP)建立了精确恢复 k-稀疏信号的充分条件。然后,在 δ_{2k}-RIP 条件下,我们推导了 k-稀疏信号和一般信号的稳定恢复保证,并刻画了重构误差的上界。此外,我们提出了一种基于 WDSN 的正则化模型,以统一处理无噪声和有噪声观测。为了设计高效算法,我们推导了 WDSN 泛函近端算子的显式公式。基于该近端求解器,我们在交替方向乘子法(ADMM)框架内开发了一种合适的变量分裂方案,并在温和条件下建立了其全局收敛性。最后,数值实验表明,所提方法在无噪声和有噪声稀疏恢复任务中均优于迭代半变分方法。

英文摘要

The weighted difference of squared norms (WDSN) penalty $\ell_1^2-η\ell_2^2$ with $0\leq η\leq 1$ has attracted considerable attention due to its strong sparsity-promoting ability and favorable reconstruction performance in compressed sensing and inverse problems. However, exact recovery guarantees and restricted isometry property (RIP) analysis for WDSN minimization have not yet been established. In this paper, we address this gap. First, we establish sufficient conditions for the exact recovery of $k$-sparse signals based on the null space property (NSP). Then, under the $δ_{2k}$-RIP condition, we derive stable recovery guarantees for both $k$-sparse signals and general signals, and characterize upper bounds on the reconstruction error. Furthermore, we propose a WDSN-based regularized model to handle both noiseless and noisy observations in a unified framework. To design an efficient algorithm, we derive an explicit formula for the proximal operator of the WDSN functional. Based on this proximal solver, we develop a suitable variable-splitting scheme within the alternating direction method of multipliers (ADMM) and establish its global convergence under some mild conditions. Finally, numerical experiments show that the proposed method outperforms the iterative half variation method in both noiseless and noisy sparse recovery tasks.

2606.05673 2026-06-05 physics.optics

Broadband Chromatic Dispersion of Thermo-refractive Coefficients and its Impact in Silicon Nitride Nonlinear Photonics

热折射系数的宽带色散及其在氮化硅非线性光子学中的影响

Shao-Chien Ou, Gregory Moille, Kartik Srinivasan

AI总结 本文通过实验和理论模型揭示了氮化硅微环谐振器中热折射系数在电信到可见光波段存在7%的色散变化,并基于色散洛伦兹振荡器模型实现了精确预测,从而改进了集成光子器件的热控制。

详情
AI中文摘要

热折射效应是光子集成电路中频率和相位调谐的基石,尤其能够控制集成非线性过程的相位匹配。群折射率和有效折射率的色散以及模式限制是设计中的标准考虑因素,但通常认为导波层和包层材料的热折射系数(TRC)是固定的。在这里,我们证明了在电信到可见光之间的一个倍频程带宽上,假设TRC无色散会导致集成Si3N4/SiO2微环谐振器的测量与模拟共振频率之间存在显著差异。我们发现在此范围内Si3N4和SiO2材料TRC存在7%的变化,并且材料TRC导致的dneff/dT变化是模式限制的1.3倍。这精确匹配了描述其色散的温度相关洛伦兹振荡器模型。通过将这些色散TRC集成到多物理场有限元模型中,我们在整个倍频程范围内实现了与实验测量的温度相关共振频率偏移的精确对应,包括在二次谐波产生器件中。我们的结果为设计高效、多波长非线性光学过程提供了物理框架和通用预测工作流程,从根本上改进了集成光子器件的热控制。

英文摘要

The thermo-refractive effect is a cornerstone of frequency and phase tuning in photonic integrated circuits. In particular, it enables control of phase-matching for integrated nonlinear processes. Chromatic dispersion of the group and effective refractive indices and modal confinement are standard considerations in design, but material thermo-refractive coefficients (TRCs) are typically taken to be fixed for the guiding and cladding materials. Here, we demonstrate that the assumption of non-dispersive TRCs across an octave of bandwidth between the telecom and visible results in a significant discrepancy between measured and simulated resonance frequencies of an integrated Si3N4/SiO2 microring resonator. We uncover a 7 % variation in Si3N4 and SiO2 material TRCs across this range, finding that the variation of dneff /dT from material TRCs is 1.3 times that from modal confinement. This accurately matches a temperature-dependent Lorentz oscillator model describing their chromatic dispersion. By integrating these dispersive TRCs into a multi-physics finite-element model, we achieve precise correspondence with experimentally measured temperature-dependent resonance frequency shifts across the octave, including in the context of second harmonic generation devices. Our results provide a physical framework and a universal predictive workflow for the design of high-efficiency, multi-wavelength nonlinear optical processes, fundamentally improving the thermal control of integrated photonic devices.

2606.05668 2026-06-05 astro-ph.GA astro-ph.SR

Mapping Active Star-Formation in Serpens and the Aquila Rift

蛇夫座与天鹰座裂缝中活跃恒星形成的映射

T. A. Rector, R. M. P. Kerr, L. Prato, R. Y. Shuping, C. Bender, T. L. Esplin, S. E. Abhilash

AI总结 利用DECam高灵敏度巡天在蛇夫座-天鹰座裂缝中发现88个新的Herbig-Haro天体,结合尘埃图和Gaia天体测量,识别出五个活跃恒星形成云团,并揭示HH天体作为恒星形成位点指示器的有效性。

Comments Accepted, AJ

详情
AI中文摘要

我们报告了利用4米望远镜上的DECam仪器对蛇夫座-天鹰座裂缝中Herbig-Haro (HH) 外流进行高灵敏度巡天的结果。我们探测到88个新的HH天体,使该区域已知总数增加了两倍以上。我们还识别了这些外流中大多数可能的 progenitors。通过将HH天体和progenitors的位置与文献中的尘埃图及Gaia天体测量相结合,我们发现HH天体标记了五个空间上分离的、拥有活跃恒星形成的云团:位于400-500 pc的蛇夫座分子云和LDN 673,分别位于约600和700 pc的天鹰座裂缝较远的西部分量和东部分量,以及位于约250 pc的蛇夫座近邻云团。在蛇夫座分子云和天鹰座裂缝西部分量中,HH天体大致追踪了围绕已知恒星群体的低密度空腔边缘的气体结构,这与反馈驱动的壳层中的活跃恒星形成一致。蛇夫座近邻云团与任何已建立的恒星群体无关,但其位置和速度表明它是本地泡的一部分。那里的HH天体可能标志着与Scutum北星协相关的新一代恒星形成的开始。因此,我们的Herbig-Haro天体即使在缺乏天体测量特征明确的年轻恒星的情况下,也能作为恒星形成位点的有力指示器,使其成为指导未来YSO巡天的有用工具。

英文摘要

We report the results of a high-sensitivity survey for Herbig-Haro (HH) outflows in the Serpens-Aquila Rift using the DECam instrument on the 4-meter telescope. We have detected 88 new HH objects, more than tripling the total known in this region. We have also identified likely progenitors for most of these outflows. By combining HH object and progenitor locations with literature dust maps and Gaia astrometry, we find that HH objects mark five spatially distinct clouds hosting active star formation: the Serpens Molecular Cloud and LDN 673 at 400-500 pc, the more distant West and East components of the Aquila Rift at ~600 and 700 pc, respectively, and a near cloud in Serpens at ~250 pc. In both the Serpens Molecular Cloud and the Western Aquila Rift, HH objects broadly trace gas structures on the edges of low-density cavities surrounding known stellar populations, consistent with active star formation in feedback-driven shells. The near cloud in Serpens is not associated with any established stellar population, but its position and velocity suggest that it is part of the Local Bubble. And the HH objects there may mark the start of a new stellar generation connected to the Scutum North Association. Our Herbig-Haro objects therefore serve as a powerful indicator of star formation sites even in the absence of astrometrically characterized young stars, making them a useful tool for guiding future YSO surveys.

2606.05666 2026-06-05 stat.ME

Weighting a Census as a Non-Probability Sample: A Doubly Robust Framework for Correcting Differential Undercoverage in Uruguay's 2023 Census

将人口普查视为非概率样本进行加权:纠正乌拉圭2023年人口普查差异覆盖不足的双重稳健框架

Ferreira Juan Pablo, Goyeneche Juan Jose

AI总结 针对乌拉圭2023年人口普查中非随机覆盖不足问题,提出将有效普查住户视为非概率样本,采用双重稳健估计器结合响应倾向模型与校准方法,以纠正选择偏差并稳健估计社会指标。

详情
AI中文摘要

2023年乌拉圭人口普查记录了3,444,451人口,估计覆盖不足10.3%。普查后证据显示,遗漏是非随机的,集中在脆弱地区、农村地区和年轻成年人中。整合行政记录恢复了汇总计数,但未能解决结果变量中的选择偏差,因为行政记录缺乏核心普查变量,存在城市性和机构可见性偏差,且不重建家庭。基于枚举微观数据的估计仍然有偏。我们将有效普查住户视为具有未知选择机制的非概率样本,并使用双重稳健估计器构建权重。该框架结合了使用网络链接率作为联系代理的分段级响应倾向模型,以及校准到联合普查人口总数(性别、年龄、省份)。由于双重稳健估计器在任一模型正确指定时都是一致的,因此它提供了对覆盖不足错误指定的稳健性。我们描述了在300万记录规模上的应用,记录了其对社交指标的影响,并提出了基于等效分层聚类设计的方差近似。最后,我们建立了一个方法论框架,以指导国家统计机构根据其可用的登记册和辅助数据优化无响应调整。

英文摘要

The 2023 Uruguayan Census recorded a population of 3,444,451 with an estimated undercoverage of 10.3%. Post-enumeration evidence shows that omission was non-random, concentrated in vulnerable areas, rural territories, and among young adults. Integrating administrative records (AR) recovered aggregate counts but did not resolve selection bias in outcome variables, as AR lack core census variables, exhibit urbanicity and institutional-visibility biases, and do not reconstruct households. Estimates derived from enumerated microdata remain biased. We treat effectively enumerated households as a non-probability sample with an unknown selection mechanism and construct weights using a doubly robust (DR) estimator. This framework combines a segment-level response-propensity model, using the web linkage rate as a contact proxy, with calibration to combined-census demographic totals (sex, age, department). Because the DR estimator is consistent when either model is correctly specified, it provides robustness against undercoverage misspecification. We describe the application at a scale of three million records, document its effect on social indicators, and present a variance approximation based on an equivalent stratified cluster design. Finally, we establish a methodological framework to guide national statistical offices on optimizing non-response adjustments based on their available registers and paradata.

2606.05664 2026-06-05 quant-ph

Gauging the Spacetime Code

规范时空码

Gideon Lee

AI总结 本文通过规范时空码,建立了一种继承电路容错元素的晶格规范理论,并展示了其在量子纠错、凝聚态物理和学习理论中的广泛应用。

Comments 40 pages, 17 figures

详情
AI中文摘要

近年来,时空码作为空间和时间中容错的统一视角的候选者出现。另一方面,动态相的研究日益将容错视为动态稳定过程的概念。在这项工作中,我探索了两者之间的一条路径,通过规范时空码实现。这产生了一种晶格规范理论,它继承了与电路相关的容错元素,其中高斯定律对应于时空错误配置之间的等价关系,而威尔逊环对应于探测器。所获得的规范理论在从量子纠错到凝聚态物理甚至学习理论中发现了令人惊讶的广泛应用:(1)它在其描述中包含叶状计算,从而为基于测量的量子计算提供了一种规范理论版本。(2)对于一类拓扑有序混合态,它为我们提供了一种规范理论语言来描述与状态相关的经典记忆。(3)描述探测器的理论规范不变可观测量也与电路泡利噪声的可学习自由度一致。

英文摘要

In recent years, the spacetime code has arisen as a candidate for a unifying view of fault tolerance in space and time. On the other hand, the recent study of dynamical phases has increasingly turned its attention to fault tolerance as a notion of a dynamically stable process. In this work, I explore one pathway between the two, achieved by gauging the spacetime code. This gives rise to a lattice gauge theory that inherits the elements of fault tolerance associated with a circuit, with Gauss laws corresponding to equivalence relations between configurations of spacetime errors and Wilson loops corresponding to detectors. The obtained gauge theory finds a surprisingly wide array of applications, from quantum error correction to condensed matter physics, and even learning theory: (1) It contains in its description foliated computation, and hence gives rise to one version of a gauge theory for measurement-based quantum computation. (2) For a class of topologically ordered mixed states, it gives us a gauge-theoretic language to describe the classical memory associated with the state. (3) The gauge-invariant observables of the theory which describe detectors also coincide with the learnable degrees of freedom of circuit Pauli noise.

2606.05662 2026-06-05 cs.DB

QDAG: Declarative Composition of Reusable Analytics Methodologies at LinkedIn

QDAG: LinkedIn上可复用分析方法的声明式组合

Peter Ho, Praveen Chaganlal, Tianle Zhang, Endong Zhu

AI总结 提出QDAG系统,通过声明式有向无环图表示分析方法,支持多种操作,实现复用、可测试性和跨产品一致性,并在生产环境中验证低延迟。

详情
AI中文摘要

生产分析产品通常依赖于可复用的方法论:多步骤定义,如人数增长、顶级技能增长或差分隐私印象分布。尽管这些方法论定义了业务关键数字,但它们通常被实现为围绕OLAP查询、服务调用、连接、转换和条件逻辑的命令式胶水代码。结果,团队重复编排代码,定义在产品间漂移,且方法论难以测试或分析。我们提出QDAG,LinkedIn的一个生产系统,它将分析方法表示为类型化步骤的声明式有向无环图。节点可以执行Apache Pinot查询、下游服务调用、内存SQLite连接、jq转换、条件逻辑、差分隐私聚合或对其他QDAG的调用。引擎在按请求的分析中间层中按需、记忆化、剪枝和并行化地评估图。QDAG部署在超过500台主机和100多个生产用例上,中位数编排开销约10毫秒,99分位数低于50毫秒。我们的经验表明,使方法论声明式化提高了复用性、可测试性和跨产品一致性,同时保持了交互延迟。

英文摘要

Production analytics products often depend on reusable methodologies: multi-step definitions such as headcount growth, top-skill growth, or differentially-private impression distributions. Although these methodologies define business-critical numbers, they are commonly implemented as imperative glue around OLAP queries, service calls, joins, transformations, and conditional logic. As a result, teams duplicate orchestration code, definitions drift across products, and methodologies are difficult to test or analyze. We present QDAG, a production system at LinkedIn that represents an analytics methodology as a declarative directed acyclic graph of typed steps. Nodes may execute Apache Pinot queries, downstream service calls, in-memory SQLite joins, jq transformations, conditionals, differentially-private aggregations, or calls to other QDAGs. The engine evaluates graphs demand-driven, memoized, pruned, and parallelized in the per-request analytics mid-tier. QDAG is deployed across more than 500 hosts and over 100 production use cases, adding roughly 10 ms median orchestration overhead and under 50 ms at the 99th percentile. Our experience shows that making methodologies declarative improves reuse, testability, and cross-product consistency while preserving interactive latency.

2606.05659 2026-06-05 astro-ph.EP

Dark asteroids exhibiting intermediate characteristics between C and X types

展示C型和X型中间特征的暗小行星

Sunao Hasegawa, Chrysa Avdellidou, Michael Marsset, Ullas Bhat, Marco Delbo, Daisuke Kuroda, Moe Matsuoka, Masateru Ishiguro, Cristina A. Thomas, Francesca E. DeMeo, Pierre Vernazza

AI总结 发现小行星1093 Freda和1390 Abastumani具有介于C型和暗X型之间的光谱特征,结合了正斜率与浅吸收带,可能暗示共同起源,并由富铁蛇纹石(cronstedtite)解释。

Comments 8 pages, 4 figures, 2 tables, Accepted for publication in MNRAS (Letters)

详情
AI中文摘要

可见几何反照率低于0.1的大型主带小行星主要被分类为C型和X型复合光谱类。C型和暗X型小行星通常分别表现出平坦至轻微负和正的谱斜率。它们进一步通过是否存在近1.0-1.3微米的浅吸收特征(C型存在,暗X型不存在)来区分。我们偶然发现小行星1093 Freda和1390 Abastumani显示出介于这两类之间的光谱特征,结合了正的可见-近红外谱斜率与浅吸收带。文献检索揭示了其他具有类似性质的小行星。这些物体的存在,跨越了C型和暗X型之间的光谱形状连续体,可能指向共同的遗传起源。它们的光谱行为可以通过其表面存在富铁蛇纹石(cronstedtite)来解释。

英文摘要

Large main-belt asteroids with visible geometric albedos below 0.1 are predominantly classified within the C- and X-complex spectroscopic classes. C-type and dark X-type asteroids typically exhibit flat to slightly negative and positive spectral slopes, respectively. They are further distinguished by the presence (for C-types) or absence (for dark X-types) of a shallow absorption feature near 1.0-1.3 micron. We serendipitously discovered that the asteroids 1093 Freda and 1390 Abastumani display spectral characteristics intermediate between these two classes, combining a positive visible-to-near-infrared spectral slope with a shallow absorption band. A search in the literature reveals additional asteroids with similar properties. The existence of such objects, spanning a continuum of spectral shapes between C- and dark X-types, may point to a common genetic origin. Their spectral behavior could be explained by the presence of cronstedtite, an Fe-rich serpentine, on their surfaces.

2606.05657 2026-06-05 math.NA cs.IT cs.NA math.IT math.OC

Iterative Thresholding Pursuit with Continuation for $\ell_{1-2}$-Regularized Sparse Recovery

带延续的迭代阈值追踪用于 $\ell_{1-2}$ 正则化稀疏恢复

Junxi Wu, Zeyu Dong, Jun-Feng Yin

AI总结 提出一种结合延续策略的迭代阈值追踪方法(ITP-C),通过 $\ell_{1-2}$ 近端步的主动集识别和受限最小二乘追踪步的二阶更新,实现稀疏信号的高效恢复,并保证收敛性和局部 oracle 性质。

Comments 23 pages, 6 figures, 2 tables

详情
AI中文摘要

稀疏恢复旨在从欠定且可能含噪声的线性测量中重建稀疏信号。现有的 $\ell_{1-2}$ 迭代阈值方案是一阶方法。我们提出了一种带延续的迭代阈值追踪方法(ITP-C),用于 $\ell_{1-2}$ 正则化稀疏恢复。该方法超越了一阶阈值化,将 $\ell_{1-2}$ 近端步的主动集识别能力与受限最小二乘追踪步相结合,后者对识别出的支撑集提供二阶更新。支撑集由阈值更新自适应生成,无需真实稀疏度的先验知识。为了控制追踪步可能的不稳定性同时保持延续方案的下降结构,我们针对动态目标施加严格的下降检查。我们在 Kurdyka-Lojasiewicz 框架下建立了生成序列的收敛性,并证明了在正确识别支撑后的局部 oracle 性质。在合成稀疏恢复和图像重建上的数值实验说明了所提保护措施的下降保持性,并展示了 ITP-C 相比最先进基线的改进恢复性能。

英文摘要

Sparse recovery aims to reconstruct sparse signals from underdetermined and possibly noisy linear measurements. Existing $\ell_{1-2}$ iterative thresholding schemes are first-order methods. We propose an iterative thresholding pursuit method with continuation (ITP-C) for $\ell_{1-2}$-regularized sparse recovery. The method goes beyond first-order thresholding by combining the active-set identification capability of the $\ell_{1-2}$ proximal step with a restricted least-squares pursuit step that provides a second-order update on the identified support. The support is generated adaptively by the thresholding update, and no prior knowledge of the true sparsity level is required. To control the possible instability of the pursuit step while preserving the descent structure of the continuation scheme, we impose a strict descent check with respect to the dynamic objective. We establish convergence of the generated sequence under the Kurdyka-Lojasiewicz framework and prove a local oracle-type property after correct support identification. Numerical experiments on synthetic sparse recovery and image reconstruction illustrate the descent preservation of the proposed safeguard and demonstrate the improved recovery performance of ITP-C over the state-of-the-art baselines.

2606.05656 2026-06-05 hep-th math-ph math.DG math.MP

On Quantum Aspects of 1-Form Symmetries I: BV-BRST Cohomology and Anomaly Polynomials

关于1-形式对称性的量子方面I: BV-BRST上同调和反常多项式

Weizhen Jia, Yi-Nan Wang, Yi Zhang

AI总结 研究规范连续1-形式全局对称性的量子方面,通过U(1)格子的BV-BRST量子化,构建了Lie 2-代数胚和精确Courant代数胚作为BV-BRST复形的几何框架,并展示了Čech-de Rham双复形在U(1)1-形式对称性反常下降中的应用。

Comments 44 pages, LaTeX

详情
AI中文摘要

我们研究了规范连续1-形式全局对称性的量子方面。在本文中,我们研究了$U(1)$ 2-形式规范场的BV-BRST量子化,该场几何上由$U(1)$ 格来描述。从格子的局部Čech数据出发,我们以Lie 2-代数胚的形式构造了相应的无穷小对称结构,并表明,连同相关的精确Courant代数胚,它为这种高形式规范理论的BV-BRST复形提供了一个自然的几何框架。在这种表述中,场-鬼塔直接编码在局部格子数据中,而更高的俄罗斯公式自然地从连接结构、弯曲和3-形式曲率之间的关系中产生。我们进一步表明,得到的Čech-de Rham双复形为$U(1)$ 1-形式对称性的反常下降提供了一个自然设置,并通过Maxwell理论中的显式例子说明了这一构造。

英文摘要

We investigate the quantum aspects of gauging continuous 1-form global symmetries. In this paper, we study the BV-BRST quantization of a $U(1)$ 2-form gauge field, described geometrically by a $U(1)$ gerbe. Starting from the local Čech data of the gerbe, we construct the corresponding infinitesimal symmetry structure in terms of a Lie 2-algebroid, and show that, together with the associated exact Courant algebroid, it provides a natural geometric framework for the BV-BRST complex of this higher-form gauge theory. In this formulation, the field-ghost tower is encoded directly in the local gerbe data, and the higher Russian formula arises naturally from the relations among the connective structure, the curving, and the 3-form curvature. We further show that the resulting Čech-de Rham bicomplex provides a natural setting for anomaly descent for $U(1)$ 1-form symmetries, and illustrate the construction with explicit examples in Maxwell theory.

2606.05655 2026-06-05 econ.TH cs.GT

Measuring Concentration of Power in Approval Voting Games

衡量批准投票游戏中的权力集中度

Takaaki Abe

AI总结 本文提出并刻画了一个衡量单调批准投票游戏中权力集中度的函数,该函数与Deegan-Packel权力指数的平方和成正比,并应用于联合国安理会。

详情
AI中文摘要

联合国安理会常任理事国与非常任理事国之间的投票权比率在不同指数下差异显著:根据Shapley-Shubik指数约为100比1,根据Banzhaf指数约为10比1,根据Deegan-Packel指数约为2.5比1。这种比较依赖于权力指数的选择,并且仅在玩家分为两种类型的情况下有意义。为了解决这些局限性,本文提出并刻画了一个衡量单调批准投票游戏中权力集中度的函数。该函数为每个投票游戏分配一个单一值,反映投票权在玩家之间分布不均的程度。该函数与Deegan-Packel权力指数的平方和成正比,也可以解释为最小获胜联盟之间的重叠程度。还提供了对联合国安理会的应用。

英文摘要

The ratio of voting power between a permanent member and a non-permanent member of the United Nations Security Council varies substantially across indices: approximately 100 to 1 according to the Shapley-Shubik index, 10 to 1 according to the Banzhaf index, and 2.5 to 1 according to the Deegan-Packel index. Such comparisons depend on the choice of power index and are meaningful only in settings where players are divided into two types. To address these limitations, this paper proposes and characterizes a function that measures the level of power concentration in monotonic approval voting games. The proposed measure assigns a single value to each voting game, reflecting the extent to which voting power is unevenly distributed among players. The proposed measure is proportional to the sum of squared Deegan-Packel power indices and can also be interpreted as the degree of overlap among minimal winning coalitions. An application to the United Nations Security Council is also provided.

2606.05653 2026-06-05 cond-mat.supr-con cond-mat.mtrl-sci cond-mat.str-el

BCS-BEC crossover driven by small Fermi pockets of a high-Tc cuprate superconductor

由高温铜氧化物超导体的小费米口袋驱动的BCS-BEC交叉

Junhyeok Jeong, Yamato Enomoto, Yoshimitsu Kohama, Tomotaka Nakayama, Kotaro Ando, Kifu Kurokawa, Soonsang Huh, Zhuo Yang, Toshihiro Nomura, Matthew D. Watson, Timur K. Kim, Cephise Cacho, Chun Lin, Makoto Hashimoto, Donghui Lu, Shiro Sakai, Takami Tohyama, Kazuyasu Tokiwa, Takeshi Kondo

AI总结 通过角分辨光电子能谱和量子振荡,在四层铜氧化物Ba2Ca3Cu4O8(F,O)2中观察到小费米口袋与大超导能隙共存,标志着BCS-BEC交叉,且该交叉随载流子浓度增加在窄掺杂范围内突然出现。

详情
Journal ref
Nature Communications 17, 4810 (2026)
AI中文摘要

欠掺杂铜氧化物中观察到的费米弧引发了关于它们代表大费米面片段还是小费米口袋的争论。这种模糊性长期阻碍了将其分类为常规的巴丁-库珀-施里弗(BCS)区域或强耦合的玻色-爱因斯坦凝聚(BEC)交叉极限。这里,利用角分辨光电子能谱和量子振荡,我们在四层铜氧化物Ba2Ca3Cu4O8(F,O)2的干净内CuO2层中展示了小费米口袋与大超导能隙的共存。这种共存是BCS-BEC交叉的标志,并且几十年来一直难以捉摸。尽管存在反铁磁(AF)序,小口袋中的超导能隙异常大,使得能隙与费米能量之比(Δ_pocket/ε_F ~ 0.6)以及临界温度与费米温度之比(T_c/T_F ~ 1.3)达到了二维超导的理论上限。出乎意料的是,这种BCS-BEC交叉并非随着载流子密度减小而出现,而是随着载流子密度增加,在不到1%的窄掺杂范围内突然出现。这些结果为掺杂AF-Mott绝缘体中的d波配对机制提供了长期寻求的微观基础。

英文摘要

Fermi arcs observed in underdoped cuprates have sparked debate over whether they represent segments of a large Fermi surface or small Fermi pockets. This ambiguity has long hindered their classification as either the conventional Bardeen-Cooper-Schrieffer (BCS) regime or the strongly coupled Bose-Einstein condensation (BEC) crossover limit. Here, using angle-resolved photoemission spectroscopy and quantum oscillations, we demonstrate the coexistence of a small Fermi pocket and a large superconducting gap in the clean inner CuO2 layers of the four-layer cuprate Ba2Ca3Cu4O8(F,O)2. This coexistence constitutes a hallmark of the BCS-BEC crossover and has remained elusive for decades. Despite the presence of antiferromagnetic (AF) order, the superconducting gap in the small pocket is remarkably large, yielding a gap-to-Fermi-energy ratio (Delta_pocket/e_F ~ 0.6) and a critical-to-Fermi-temperature ratio (Tc/TF ~ 1.3) that reach the theoretical upper bound for two-dimensional superconductivity. Unexpectedly, this BCS-BEC crossover emerges not as the carrier density decreases but as it increases, abruptly within a narrow doping range of less than 1%. These results provide a long-sought microscopic foundation for the d-wave pairing mechanism in doped AF-Mott insulators.

2606.05651 2026-06-05 eess.SY cs.SE cs.SY

Development of a Structured Approach for Establishing Mission Engineering Requirements

建立任务工程需求的结构化方法开发

Taylor C. Fazzini, Daniel R. Herber

AI总结 针对客户需求缺失时任务有效性难以系统定义的问题,提出一种将任务意图分解为上下文、功能、约束等要素的结构化方法,通过可行性评估、最佳-最差缩放和复杂度因子量化,为推导Tier 1和2需求提供可追溯基础。

Comments 19 pages; 9 tables, 3 figures, presented at AIAA Aviation 2026

详情
AI中文摘要

本文探讨一个问题:在缺乏客户需求的情况下,如何系统性地定义或近似任务有效性?传统的需求工程框架预设客户输入来定义规格,但在利益相关者输入不明确或缺失时,流程中存在空白。快速构建和开发项目(如军事采购、太空资产、基础设施项目等)通常在提案过程中需求与目标不断演变,因此需要更具适应性的方法。为填补这一空白,提出了一种结构化方法,将任务意图分解为任务上下文、功能、约束、关键维度、有效性属性和架构备选方案。该方法进行任务可行性评估,使用最佳-最差缩放对任务关键维度进行优先级排序,并引入任务复杂度因子以量化理解外部任务难度、技术成熟度、证据与置信标准以及任务效用的影响。最终方法为推导Tier 1和2需求提供了可追溯的基础。该结构化方法支持未来统一架构框架(UAF)和系统建模语言(SysML)工件的集成。通过一个假想的近距空中支援任务示例展示了所提出的框架。

英文摘要

This paper addresses the question: How can mission effectiveness be systematically defined or approximated in the absence of customer requirements? Legacy requirements engineering frameworks presuppose customer input to define specifications but leave a gap in the process when stakeholder input is ill-defined or missing. Rapid build and development programs (such as military acquisition, space assets, infrastructure projects, etc.) often see requirement and objective evolutions throughout the proposal process, so a more adaptive method is needed. To address this gap, a structured approach is proposed that decomposes mission intent into mission context, functions, constraints, critical dimensions, effectiveness attributes, and architecture alternatives. This method conducts a mission feasibility assessment, prioritizes mission-critical dimensions using Best-Worst Scaling, and introduces a mission complexity factor to quantitatively understand the impacts of external mission difficulties, technology maturity, evidence and confidence standards, and mission utility. The resulting method provides a traceable basis for deriving Tier 1 and 2 requirements. The approach is structured to support future Unified Architecture Framework (UAF) and Systems Modeling Language (SysML) artifact integration. The proposed framework is demonstrated using a notional close air support mission example.

2606.05648 2026-06-05 cs.CR

Protecting K-Nearest Neighbor Queries from Location Inference Attacks

保护K-最近邻查询免受位置推断攻击

Zhiyu Sun, Jie Fu, Xinpeng Ling, Huifa Li, Zhili Chen

AI总结 本文首次提出两种针对K-最近邻查询的位置推断攻击(GI-LIA和ZO-LIA),并设计差分隐私框架DPRS,通过拒绝采样机制和隐私区间构造算法,在保护隐私的同时保持查询效用。

Comments This paper has been accepted by ECML-PKDD 2026

详情
AI中文摘要

k-最近邻查询(kNNQ)是现代基于位置的服务(LBS)的核心组件,并已广泛应用于“附近的人”等流行功能中。然而,其潜在的隐私风险长期以来一直被忽视。在这项工作中,我们首次提出了两种针对kNNQ的攻击,即几何交集位置推断攻击(GI-LIA)和零阶优化位置推断攻击(ZO-LIA),揭示了kNNQ固有的位置隐私风险。为了缓解这些隐私风险,我们进一步提出了DPRS,一个用于kNNQ保护的差分隐私框架。DPRS的核心思想是在受约束的扰动区间内引入拒绝采样机制,从而减轻因过度噪声注入导致的距离失真。此外,我们设计了一种隐私区间构造算法来构建扰动区间,使得拒绝采样机制能够在kNNQ中实现隐私保护与查询效用之间更有利的权衡。在真实空间数据集上的大量实验表明,DPRS在隐私保护和查询效用方面均优于现有方法。我们的代码可在https://github.com/reanatom/DPRS获取。

英文摘要

The k-nearest neighbor query (kNNQ) is a core component of modern location-based services (LBS) and has been widely adopted in popular features such as ``people nearby''. However, its potential privacy risks have long been overlooked. In this work, we present the first two attacks against kNNQ, namely the geometric intersection location inference attack (GI-LIA) and the zero-order optimization location inference attack (ZO-LIA), revealing the inherent location privacy risks posed by kNNQ. To mitigate these privacy risks, we further propose DPRS, a differential privacy framework for kNNQ protection. The core idea of DPRS is to incorporate a rejection sampling mechanism within a constrained perturbation interval, thereby mitigating the distance distortion caused by excessive noise injection. In addition, we design a private interval construction algorithm to construct the perturbation interval, enabling the rejection sampling mechanism to achieve a more favorable trade-off between privacy protection and query utility in kNNQ. Extensive experiments on real-world spatial datasets demonstrate that DPRS outperforms existing methods in both privacy protection and query utility. Our code is available at https://github.com/reanatom/DPRS.

2606.05643 2026-06-05 nucl-th

$γW$-exchange correction beyond the forward-angle limit in neutron $β$ decay

中子β衰变中超越前向角极限的γW交换修正

Hui-Yun Cao, Hai-Qing Zhou

AI总结 本文通过分解16个独立泡利旋量结构,计算了超越前向角极限的γW交换修正,发现对费米和伽莫夫-泰勒玻恩项的修正分别增强约8%和18%,并首次得到来自轴矢流的非零贡献,对中子寿命提取的Vud修正达10^{-4}量级。

详情
AI中文摘要

在这项工作中,我们讨论了中子β衰变中具有弹性中间态的γW交换贡献,超越了前向角极限(FAL)。通过将单W交换和γW交换振幅分解为16个独立的泡利旋量结构,我们计算了γW交换对相关系数的修正。我们的数值结果表明,对费米玻恩项$C_{ ext{Born}}^{ ext{F}}$和伽莫夫-泰勒玻恩项$C_{ ext{Born}}^{ ext{GT}}$的相对修正分别增强了约8%和18%。特别地,我们发现来自轴矢流对$C_{ ext{Born}}^{ ext{GT}}$的非零贡献,这在FAL中为零。还分析了从中子寿命提取的$V_{ud}$的相应效应,我们发现修正处于$10^{-4}$量级。

英文摘要

In this work, we discuss the $γW$-exchange contributions in neutron $β$ decay with an elastic intermediate state, beyond the forward-angle limit (FAL). By decomposing the one-$W$-exchange and $γW$-exchange amplitudes in terms of $16$ independent Pauli-spinor structures, we calculate the $γW$-exchange corrections to the relevant coefficients. Our numerical results show that the relative corrections to the Fermi Born term $C_{\text{Born}}^{\text{F}}$ and the Gamow-Teller Born term $C_{\text{Born}}^{\text{GT}}$ are enhanced by about 8\% and 18\%, respectively. In particular, we find a non-zero contribution to $C_{\text{Born}}^{\text{GT}}$ from the axial-vector current, which is identically zero in the FAL. The corresponding effect on the extracted $V_{ud}$ from the neutron lifetime is also analyzed, and we find the correction to be at the $10^{-4}$ level.

2606.05640 2026-06-05 math.NA cs.NA

A Low-rank Interpolatory Projection Algorithm for Solving Large-scale T-Sylvester Equations

求解大规模T-Sylvester方程的低秩插值投影算法

Umair Zulfiqar

AI总结 针对低秩解的T-Sylvester方程,提出一种基于切向插值条件的迭代投影算法,通过斜投影将问题转化为插值问题,数值实验表明该方法在投影矩阵列数上优于现有Krylov子空间方法。

详情
AI中文摘要

本文考虑形如 $AX - X^\top E^\top + B_1B_2^\top = 0$ 的大规模T-Sylvester方程,其解具有低秩性。研究表明,当T-Sylvester方程的唯一解是低秩时,问题自然通过斜投影简化为切向插值问题。获得低秩解所需的具体插值点和切向方向先验未知,因此需要迭代方法。基于这些插值条件,提出了一种迭代插值投影算法,随着投影矩阵列数增加,迭代地细化插值数据。数值例子表明,与现有的基于Krylov子空间的投影方法相比,所提算法在投影矩阵列数显著更少的情况下收敛,证实了所提算法相对于现有方法的优越性。

英文摘要

This paper considers large-scale T-Sylvester equations of the form $AX - X^\top E^\top + B_1B_2^\top = 0$, which admit a low-rank solution. It is shown that when the unique solution of the T-Sylvester equation is low-rank, the problem naturally reduces to a tangential interpolation problem via oblique projection. The specific interpolation points and tangential directions needed to obtain the low-rank solution are not known a priori, thus requiring an iterative approach. An iterative interpolatory projection algorithm is proposed based on these interpolation conditions, which iteratively refines the interpolation data as the projection matrices expand in the number of columns. Numerical examples demonstrate that the proposed algorithm converges with projection matrices having significantly fewer columns compared to existing Krylov-subspace-based projection methods, confirming the superiority of the proposed algorithm over existing approaches.

2606.05638 2026-06-05 hep-ph hep-ex

QCD Sum Rule Analysis of a Compact $D^{+}D^{-}K^{+}$-Like Hidden-Charm Hexaquark with $J^{P}=0^{-}$

QCD求和规则分析类似紧凑$D^{+}D^{-}K^{+}$的隐粲六夸克态,$J^{P}=0^{-}$

Jing-Yi Yan, Wen-Shuai Zhang, Liang Tang

AI总结 利用QCD求和规则研究具有与$D^{+}D^{-}K^{+}$相同夸克内容的紧凑六夸克构型,通过构造六个独立局域插值流并分析其两点关联函数,估计$J^{P}=0^{-}$隐粲六夸克态的质量范围为3.94–4.41 GeV。

Comments 25 pages, 13 figures, 2 tables

详情
AI中文摘要

在这项工作中,我们利用QCD求和规则研究了一种紧凑六夸克构型,其夸克内容与$D^{+} D^{-} K^+$相同,而$D D K$系统已在少体强子动力学和耦合道相互作用的理论框架内得到广泛研究。该态由三个色八重态夸克-反夸克团簇耦合为整体色单态构成。我们构造了六个具有$J^{P}=0^{-}$量子数的独立局域插值流,并分析了相应的两点关联函数。算符乘积展开中包含了微扰贡献和高达十维的非微扰凝聚项。我们的分析表明,在满足标准求和规则准则的Borel窗口内,并合理选择连续阈值的情况下,$J^{P}=0^{-}$隐粲六夸克态的质量估计在$3.94$--$4.41~\mathrm{GeV}$范围内。这一预测可为未来实验中识别此类奇异隐粲六夸克态提供有价值的理论参考。

英文摘要

In this work, we study a compact hexaquark configuration motivated by the same quark content as $D^{+} D^{-} K^+$ using QCD sum rules, where the $D D K$ system has been extensively studied within theoretical frameworks of few-body hadronic dynamics and coupled-channel interactions. The state is constructed from three color-octet quark--antiquark clusters coupled to an overall color singlet. We construct six independent local interpolating currents with the quantum numbers $J^{P}=0^{-}$ and analyze the corresponding two-point correlation functions. Both perturbative contributions and nonperturbative condensates up to dimension ten are included in the operator product expansion. Our analysis indicates that, within Borel windows satisfying standard sum rule criteria and with a reasonable choice of continuum threshold, the mass of the $J^{P}=0^{-}$ hidden-charm hexaquark state is estimated to be in the range $3.94$--$4.41~\mathrm{GeV}$. This prediction can provide a valuable theoretical reference for identifying such exotic hidden-charm hexaquark state in future experiments.

2606.05637 2026-06-05 cs.NI

Availability-Aware and Efficiency-Driven AI Service Chain Provisioning in Multi-Domain Edge Intelligence Cloud

多域边缘智能云中可用性感知且效率驱动的AI服务链供应

Hanzhi Chang, Jing Bai, Xin Tang, Xiaomei Liu, Yiming Chen

AI总结 针对多域边缘智能云中AI服务链供应问题,提出基于图与时间的多智能体供应方法,协同优化成本、时延和可用性。

详情
AI中文摘要

在由多个网络运营商管理的多域边缘智能云(MDEIC)中,AI服务通过按序执行的虚拟网络功能(VNF)链(称为AI服务链(AISC))来交付。因此,实现高效且经济的AISC供应方法至关重要。然而,MDEIC的环境特征(异构性、资源约束和有限的信息可见性)与AISC的时间依赖性之间的相互作用,给MDEIC中的AISC供应带来了各种挑战。在本文中,我们首先将AISC供应问题建模为部分可观测随机博弈(POSG)。然后,我们提出了一种基于图与时间的多智能体AISC供应(GT-MAAISCP)方法,以实现AISC供应成本、时延和可用性的协同优化。具体地,每个智能体使用图-时间对偶网络(GTDN)架构来提取网络拓扑信息和时序关系。最后,实验结果表明,所提出的方法在MDEIC中优于基准方法,并展示了其在不同网络拓扑和不同本地EIC(LEIC)数量下的性能。

英文摘要

In a multi-domain edge intelligence cloud (MDEIC) managed by multiple network operators, AI services are delivered by chains of virtual network functions (VNFs) executed in sequence, called AI service chains (AISCs). Therefore, achieving an efficient and economical AISC provisioning approach is essential. However, the interaction between the environmental characteristics (heterogeneity, resource constraints and limited information visibility) of MDEIC and the time-dependence of AISCs, introduces various challenges to AISC provisioning in MDEIC. In this paper, we first formulate the AISC provisioning problem as a partially observable stochastic game (POSG). Then, we propose a graph-and-time-based multi-agent AISC provisioning (GT-MAAISCP) approach to achieve the collaborative optimization of AISC provisioning cost, delay and availability. Specifically, each agent uses the graph-time dueling network (GTDN) architecture to extract network topology information and temporal relationships. Finally, the experimental results demonstrate that the proposed approach outperforms benchmark approaches in MDEIC and also illustrate its performance under varying network topologies and different numbers of local EICs (LEICs).

2606.05631 2026-06-05 q-fin.MF econ.GN q-fin.EC

Stress Amplified Resilience: ESG and Joint Fragility in Equity Markets

压力放大韧性:ESG与股票市场的联合脆弱性

Minxuan Hu, Jiayu Yi, Ziheng Chen, Wenxi Sun, Qishi Zhan

AI总结 本文通过分析2014-2025年标普500成分股数据,研究ESG是否与较低的市场联合脆弱性(下行收益、波动性、非流动性同时发生)相关,发现ESG在压力时期通过多通道放大韧性,而非提供无条件溢价。

详情
AI中文摘要

市场压力很少通过单一渠道损害投资者。损失、波动性飙升和交易性恶化往往同时发生。我们检验ESG是否与较低的股票市场聚类脆弱性暴露相关。使用2014年至2025年标普500成分股的月度数据,我们研究下行收益、波动性、非流动性以及一个捕捉它们在同一公司月份内同时发生的共脆弱性状态。证据支持压力放大韧性的解释,而非无条件的ESG回报溢价。在回报渠道中,ESG关联集中在压力月份的极端下行尾部。在波动性渠道中,较高的ESG与整体条件疲弱时较小的风险飙升相关。在非流动性渠道中,关联更为持久,表明流动性质量成分的相关性在市场整体交易条件恶化时增加。核心证据来自联合分析:ESG增加一个标准差,将压力时期严重共脆弱性的概率降低0.92个百分点,相对于基线约9%。双机器学习在灵活调整可观测公司特征后显示类似的负ESG关联。支柱证据表明,环境得分具有更强的基线韧性,而社会得分具有更清晰的压力放大效应。总体而言,这些发现将ESG描述为用于尾部风险监控、压力分析和支柱级ESG评估的多通道脆弱性信号。

英文摘要

Market stress rarely harms investors through one channel alone. Losses, volatility spikes, and deteriorating tradability often arrive together. We examine whether ESG is associated with lower exposure to clustered fragility in equity markets. Using monthly data on S&P 500 constituents from 2014 to 2025, we study downside returns, volatility, illiquidity, and a cofragility state that captures their joint occurrence within the same firm month. The evidence supports a stress-amplified resilience interpretation rather than an unconditional ESG return premium. In the return channel, the ESG association is concentrated in the extreme downside tail during stress months. In the volatility channel, higher ESG is associated with smaller risk spikes when aggregate conditions are weak. In the illiquidity channel, the association is more persistent, suggesting a liquidity-quality component whose relevance increases when market-wide trading conditions deteriorate. The central evidence comes from the joint analysis: a one-standard-deviation increase in ESG lowers the stress-period probability of severe cofragility by 0.92 percentage points, about 9% relative to the baseline. Double Machine Learning shows a similar negative ESG association after flexible adjustment for observable firm characteristics. Pillar evidence suggests stronger baseline resilience for Environmental scores and clearer stress amplification for Social scores. Overall, the findings characterize ESG as a multi-channel fragility signal for tail-risk monitoring, stress analysis, and pillar-level ESG assessment.

2606.05630 2026-06-05 math.OC

Convergence rate of the Halpern iterations with possibly distinct anchor and initial guess

Halpern迭代在锚点和初始猜测可能不同时的收敛速率

Jianing He, Qiao-Li Dong

AI总结 本文研究锚点与初始猜测可能不同的广义Halpern迭代的收敛速率,给出了预定和自适应锚定参数的紧收敛速率估计,推广了现有结果。

详情
AI中文摘要

所有现有的Halpern迭代收敛速率估计仅针对锚点与初始猜测重合的情况建立。本文旨在研究广义Halpern迭代的收敛速率,其中锚点和初始猜测可能不同。我们给出了预定和自适应锚定参数的紧收敛速率估计。这些结果推广了现有的相关工作。

英文摘要

All existing convergence rate estimates of Halpern iterations are established only for the case where the anchor coincides with the initial guess. This paper aims to investigate the convergence rate of general Halpern iterations, where the anchor and the initial guess may not necessarily be the same. We present tight convergence rate estimates for both predetermined and adaptive anchoring parameters. These results generalize existing related work.

2606.05629 2026-06-05 math.CO

An automated proof that R(B_8,B_10)=37

R(B_8,B_10)=37 的自动化证明

Jeremy Kalfus, Bernard Lidický

AI总结 通过AI辅助工作流AutoMath,证明了书图Ramsey数R(B_8,B_10)=37,并给出了上界的Lean形式化证明。

Comments 8 pages

详情
AI中文摘要

我们给出了书图Ramsey数$R(B_8,B_{10})$等于37的一个简短证明。下界$R(B_8,B_{10}) \ge 37$已在文献中给出,因此只需排除存在一个37顶点图,其补图中既不包含$B_8$也不包含$B_{10}$。该问题及其证明均由第一作者开发的AI辅助数学发现工作流AutoMath发现。上界论证的Lean形式化证明可在附带的代码库中找到。

英文摘要

We present a short proof that the book Ramsey number $R(B_8,B_{10})$ equals 37. The lower bound $R(B_8,B_{10}) \ge 37$ is already available in the literature, so it is enough to rule out a 37-vertex graph containing neither a copy of $B_8$ nor a copy of $B_{10}$ in its complement. The problem as well as the proof were found with AutoMath, an AI-assisted mathematical discovery workflow developed by the first author. A Lean formalization of the upper-bound argument is available in the accompanying repository.

2606.05628 2026-06-05 physics.med-ph math-ph math.MP physics.app-ph

Transcranial FUS Therapy and Monitoring using Nonlinear Acoustics

利用非线性声学的经颅聚焦超声治疗与监测

Pradosh Pritam Dash

AI总结 本文提出一种基于声学全息图的经颅超声聚焦新框架,通过频域拓扑优化实现高保真聚焦,利用非线性参量阵效应实现无成像配准,并展示其在脑积水颅内压监测中的应用。

Comments Ph.D. thesis, Georgia Institute of Technology, 2026. 139 pages. Advisor: Prof. Costas D. Arvanitis. https://hdl.handle.net/1853/81728

详情
AI中文摘要

聚焦超声(FUS)提供了一种有前景的非侵入性方法,用于调节神经活动并在大脑深处递送治疗,具有巨大的临床潜力。然而,经颅超声(TUS)在临床应用中的进展受到若干因素的阻碍。人类颅骨的复杂性导致焦点畸变和衰减,从而对超声波的精确靶向构成主要障碍。尽管相控阵可以校正这些畸变,但其高昂成本和对磁共振成像(MRI)的持续依赖对广泛的学术研究和临床转化构成了重大障碍。为了应对这些挑战,本论文提出了一种用于声学全息图设计、配准和临床应用的创新框架。首先,我们引入了一种新颖的频域拓扑优化方法,通过考虑体积波传播效应,克服了传统纯相位设计在兆赫兹频段的失效,从而实现高保真聚焦。其次,我们提出了一种非侵入性配准策略,利用非线性参量阵(PA)效应实现精确的透镜对准,无需任何成像模态(如MRI)。最后,我们展示了这种非线性参量阵(PA)效应作为监测脑积水中脑室扩张的工具,作为颅内压变化的非侵入性替代指标。总的来说,这些发展为研究和临床使用提供了可及、高精度的经颅超声系统。此外,我们展示了一种新颖的体外聚焦超声神经调控平台,利用声学推进治疗发现。

英文摘要

Focused ultrasound (FUS) offers a promising, non-invasive method for modulating neural activity and delivering therapies deep within the brain with immense clinical potential. However, progress in developing transcranial ultrasound (TUS) for clinical applications has been hindered by several factors. The complexity of the human skull causes focal aberrations and attenuation, thereby presenting a major obstacle to the precise targeting of ultrasound waves. Although phased arrays can correct for these aberrations, their high cost and continuous reliance on magnetic resonance imaging (MRI) pose significant obstacles for widespread academic research and clinical translation. To address these challenges, this thesis proposes an innovative framework for the design, registration, and clinical application of acoustic holograms. First, we introduce a novel frequency-domain topology optimization method that overcomes the breakdown of traditional phase-only designs in the megahertz regime by accounting for volumetric wave-propagation effects, thereby achieving high-fidelity focusing. Second, we present a non-invasive registration strategy that utilizes the nonlinear parametric array (PA) effect to enable precise lens alignment without requiring any imaging modalities, such as MRI. Finally, we demonstrate the utility of this nonlinear parametric array (PA) effect as a tool for monitoring ventricular dilation as a non-invasive proxy for intracranial pressure changes in hydrocephalus. Collectively, these developments provide a path toward accessible, high-precision transcranial ultrasound systems for research and clinical use. In addition, we demonstrate a novel platform for in vitro focused ultrasound neuromodulation that leverages acoustics to advance therapeutic discovery.

2606.05627 2026-06-05 cs.AR cs.ET

FQA: A Full-Space Quantization-Driven Architecture for Hardware-Efficient Piecewise Approximation of Nonlinear Activation Functions

FQA:一种面向硬件高效非线性激活函数分段近似的全空间量化驱动架构

Chenjun Hao, Feng Yan, Hongbing Pan, Yuxuan Wang

AI总结 提出全空间量化驱动架构FQA,通过精确确定最优系数、解耦分数位宽和设计TBW加速方法,在减少分段数量的同时实现最优最大绝对误差,并显著降低Sigmoid函数硬件实现的面积和功耗。

详情
AI中文摘要

在本文中,我们提出了一种全空间量化驱动架构(FQA),用于硬件高效的非线性激活函数分段多项式近似(PPA)。FQA综合考虑了导致最优近似系数偏差的分数位截断误差和量化误差。关键的是,FQA能够精确确定并搜索最优系数的完整范围。基于所提出的FQA,我们开发了两种不同的硬件实现方案,以适应不同的资源-性能权衡。此外,我们解耦了计算过程中涉及的所有分数位长(FWL),以便探索更优的硬件架构。为了缓解量化空间扩大导致的软件计算时间增加,我们设计了一种名为TBW(目标引导二分窗口)的加速方法,以加速分段计算和搜索过程。实验结果表明,与现有架构相比,FQA能够在实现最优最大绝对误差(MAE)的同时显著减少所需分段数量。对于Sigmoid函数的硬件设计,与最先进的PPA架构相比,我们的方法在面积和功耗上实现了超过50%的降低。最后,我们提出了一个完整的在可配置硬件上部署PPA的设计流程,最大化现有硬件资源的利用率并最小化MAE。

英文摘要

In this paper, we propose a full-space quantization-driven architecture (FQA) for the hardware-efficient piecewise polynomial approximations (PPAs) of nonlinear activation functions. FQA comprehensively considers both fractional-bit truncation error and quantization error that cause the deviation of the optimal approximation coefficients. Crucially, FQA can precisely determine and search the complete range of optimal coefficients. Based on the proposed FQA, we develop two distinct hardware implementation schemes to cater to different resource-performance trade-offs. Furthermore, we decouple all the fractional word lengths (FWLs) involved in the calculation process to enable the exploration of superior hardware architectures. To mitigate the increased software computation time caused by the expanded quantization space, we design an acceleration method named TBW (target-guided bisection window) to expedite the piecewise calculation and searching process. Experimental results demonstrate that, compared to existing architectures, FQA can significantly reduce the number of required segments while achieving the optimal Maximum Absolute Error (MAE). For the hardware design of the Sigmoid function, our approach achieves over 50% reduction in area and power consumption compared to the state-of-the-art PPA architecture. Finally, we present a complete design workflow for deploying PPA on configurable hardware, maximizing the utilization of existing hardware resources and minimizing MAE.

2606.05623 2026-06-05 q-fin.RM stat.AP

Bankruptcy Prediction from 10-K Narratives: Evidence from Interpretable Text Scores and Accounting Baselines

基于10-K叙述的破产预测:来自可解释文本分数与会计基线的证据

Zhen Zhang, Moxuan Zheng, Tongchen Zhang, Luyun Lin, Yiqing Wang, Lixing Lin

AI总结 本文通过构建可解释的破产前压力分数,验证了10-K叙述文本在传统会计变量之外对破产预测的增量信息,显著提升了AUC和顶部十分位破产捕获率。

Comments 23 pages

详情
AI中文摘要

破产是一种低频率但高影响的企业事件,因此早期风险识别对债权人、投资者、监管者和风险管理者至关重要。传统的破产预测模型主要依赖会计比率,但这些指标可能仅在财务恶化出现在已报告的财务报表中时才反映出来。因此,年度10-K文件中的叙述性披露可能提供关于新兴困境的增量预警信号。本研究考察了10-K叙述是否能在传统会计变量之外改进破产预测。使用与10-K文本、SEC财务报表数据以及来自佛罗里达-加州大学洛杉矶分校-LoPucki破产研究数据库的破产事件匹配的公司年度观测值,分析评估了10-K提交日期后一年内的破产风险。本文开发了一个透明的破产前压力分数,这是一种基于词典的度量,旨在捕捉与流动性和资金压力、债务契约和再融资压力、经营恶化、重组和法律困境以及业务脆弱性相关的困境特定语言。该分数与一个五变量会计基线和Loughran-McDonald词典基准进行了评估。在主要的一年期保留样本测试中,添加破产前压力分数使AUC从0.8323提高到0.9019,并将顶部十分位破产捕获率从44.12%提高到64.71%。正向增量模式在bootstrap推断、替代会计基准、替代结果定义和时段外验证中仍然可见。研究结果表明,困境特定的10-K叙述为破产风险监测提供了超越传统会计比率的可解释增量信息。

英文摘要

Bankruptcy is a low-frequency but high-impact corporate event, making early risk identification important for creditors, investors, regulators, and risk managers. Traditional bankruptcy-prediction models rely primarily on accounting ratios, but these measures may reflect financial deterioration only after it appears in reported financial statements. Narrative disclosures in annual 10-K filings may therefore provide incremental warning signals about emerging distress. This study examines whether 10-K narratives improve bankruptcy prediction beyond conventional accounting variables. Using firm-year observations matched to 10-K text, SEC financial statement data, and bankruptcy events from the Florida-UCLA-LoPucki Bankruptcy Research Database, the analysis evaluates bankruptcy risk over the year following the 10-K filing date. The paper develops a transparent Pre-Bankruptcy Stress (PB Stress) Score, a dictionary-based measure designed to capture distress-specific language related to liquidity and funding stress, debt covenant and refinancing stress, operating deterioration, restructuring and legal distress, and business fragility. The score is evaluated against a five-variable accounting baseline and a Loughran-McDonald dictionary benchmark. In the primary one-year holdout test, adding the PB Stress Score increases AUC from 0.8323 to 0.9019 and raises top-decile bankruptcy capture from 44.12% to 64.71%. The positive incremental pattern remains visible across bootstrap inference, alternative accounting benchmarks, alternative outcome definitions, and out-of-time validation. The findings indicate that distress-specific 10-K narratives provide interpretable incremental information for bankruptcy-risk monitoring beyond conventional accounting ratios.

2606.05621 2026-06-05 cs.IR

ANCHOR: Agentic Noise Creation Framework for Human Simulation and Denoising Recommendation

ANCHOR: 用于人类模拟和去噪推荐的智能体噪声创建框架

Xiangming Li, Hua Chu, Chengyu Feng, Jianan Li, Yangtao Zhou

AI总结 提出ANCHOR框架,通过智能体模拟用户行为生成真实噪声标签,将推荐去噪转化为监督学习问题,实现高效噪声识别。

详情
AI中文摘要

从嘈杂的隐式反馈中提取准确的用户偏好仍然是推荐系统的一个基本瓶颈,凸显了推荐去噪的必要性。然而,真实世界的数据缺乏明确的噪声标注,迫使现有方法依赖无监督的辅助信息或手工设计的启发式规则。这些方法通常导致高昂的外部成本、泛化能力差,或依赖不可靠的先验知识,造成噪声误识别并破坏真实的用户偏好表示。为解决这些限制,我们提出了一种范式级别的推荐去噪重构。我们的创建-识别范式不是通过启发式规则间接推断噪声交互,而是主动创建带标签的噪声交互,并训练专门的识别器来识别它们,将去噪从启发式过滤转变为监督学习。基于这一范式,我们提出了ANCHOR,一个受近期LLM-as-User研究启发的智能体框架。ANCHOR模拟用户行为以生成真实的噪声标签,并通过两个阶段实现监督去噪:噪声创建和噪声识别。在噪声创建阶段,ANCHOR采用推荐器在环的智能体架构,合成多样化的偏好外噪声和信息性的边界邻近噪声。对于偏好外噪声,它实现了五种可扩展的模拟机制,以近似噪声隐式反馈的主要来源。对于边界邻近噪声,一种对抗性边界细化机制生成模糊交互,挑战识别器并针对决策边界。在噪声识别阶段,ANCHOR利用生成的标签训练一个可重用的参数化识别器,该识别器整合协同信号和语义表示,以检测真实交互数据中的噪声模式。

英文摘要

Distilling accurate user preferences from noisy implicit feedback remains a fundamental bottleneck in recommendation systems, highlighting the need for recommendation denoising. However, real-world data lack explicit noise annotations, forcing existing methods to rely on unsupervised side information or handcrafted heuristics. These approaches often incur high external costs, generalize poorly, or depend on unreliable priors, causing noise misidentification and corrupting true user preference representations. To address these limitations, we propose a paradigm-level reformulation of recommendation denoising. Instead of indirectly inferring noisy interactions through heuristics, our Creation-Recognition paradigm proactively creates labeled noisy interactions and trains a dedicated recognizer to identify them, transforming denoising from heuristic filtering into supervised learning. Based on this paradigm, we present ANCHOR, an agent-based framework inspired by recent LLM-as-User research. ANCHOR simulates user behaviors to generate realistic noise labels and enables supervised denoising through two stages: noise creation and noise recognition. In the noise creation stage, ANCHOR adopts a recommender-in-the-loop agentic architecture to synthesize both diverse out-of-preference noise and informative boundary-adjacent noise. For out-of-preference noise, it implements five extensible simulation mechanisms to approximate major sources of noisy implicit feedback. For boundary-adjacent noise, an adversarial boundary refinement mechanism generates ambiguous interactions that challenge the recognizer and target the decision boundary. In the noise recognition stage, ANCHOR leverages the generated labels to train a reusable parametric recognizer that integrates collaborative signals and semantic representations to detect noise patterns in real interaction data.

2606.05619 2026-06-05 math.DS

Asymmetry of Entropy Invariants for Generic Mixing $Z^n$-Actions

一般混合 $Z^n$ 作用的熵不变量的不对称性

Mikhail V. Engelgardt, Valery V. Ryzhikov

AI总结 研究混合 $Z^n$ 作用中 Kirillov-Kushnirenko 熵在正向和反向作用下的不对称性,证明该性质在混合 $Z^n$ 作用中是普遍的。

Comments In English and in Russian

详情
AI中文摘要

假设对于一个混合 $Z^n$ 作用,$n>1$,存在一个 Kirillov-Kushnirenko 熵,该熵对于这个作用为零,而对于其逆作用是完全正的。我们证明了这个性质对于混合 $Z^n$ 作用是普遍的。

英文摘要

Suppose that for a mixing $Z^n$-action, $n>1$, there exists a Kirillov-Kushnirenko entropy that is zero for this action and completely positive for its inverse. We prove that this property is generic for the mixing $Z^n$-actions.

2606.05617 2026-06-05 math.OC cs.NA math.NA

On Parallel and Batch-Cutting Strategies for Norm-Minimization-Based Convex Vector Optimization

基于范数最小化的凸向量优化的并行与批量切割策略

Mohammed Alshahrani

AI总结 针对凸向量优化的范数最小化外包逼近算法,提出并行化子问题评估和批量切割策略,在保持收敛率的同时减少迭代次数和墙钟时间。

Comments 18 pages, 2 figures

详情
AI中文摘要

我们为凸向量优化开发了基于范数最小化的外包逼近算法的并行和批量切割变体。标准算法在每次迭代~$k$ 中求解 $N_k$ 个独立子问题以评估当前多面体逼近的所有顶点,但仅处理单个最佳切割。我们提出两项改进。首先,我们将子问题评估并行化到 $ w$ 个工作节点上,减少每次迭代的墙钟时间。其次,我们引入一种批量切割策略,每次迭代添加最多 $K$ 个支撑半空间,利用所有已求解子问题的信息而非丢弃它们。我们证明批量切割变体继承了标准算法的收敛率 $O(k^{2/(1-q)})$,其中 $k$ 是外部迭代次数,$q$ 是目标数量。在 $q \in \{2,3,4,5\}$ 的八个测试问题上的计算实验表明,在 8 核上的并行性将速度提高了 1.1 到 4.2 倍,并且批量切割一致地将迭代次数减少了 62--80\%。然而,批量切割的墙钟收益依赖于问题:每次迭代的额外切割加速了顶点数量的增长,因此当每个顶点的子问题成本占主导时,批量切割最有效。

英文摘要

We develop parallel and batch-cutting variants of the norm-minimization-based outer approximation algorithm for convex vector optimization. The standard algorithm solves $N_k$ independent subproblems at each iteration~$k$ to evaluate all vertices of the current polyhedral approximation, but processes only the single best cut. We propose two improvements. First, we parallelize the \revise{subproblem evaluations} across $\nw$ workers, reducing per-iteration wall-clock time. Second, we introduce a batch-cutting strategy that adds up to $K$ supporting halfspaces per iteration, using information from all solved subproblems rather than discarding it. We prove that the batch-cutting variant inherits the convergence rate $O(k^{2/(1-q)})$ of the standard algorithm, where $k$ is the number of outer iterations and $q$ is the number of objectives. Computational experiments on eight test problems with $q \in \{2,3,4,5\}$ show that parallelism on 8 cores \revise{increases the speed by a factor of 1.1 to 4.2}, and batch cutting consistently reduces the iteration count by 62--80\%. However, the wall-clock benefit of batch cutting is problem-dependent: the additional cuts per iteration accelerate vertex count growth, so batch cutting is most effective when per-vertex subproblem cost dominates.

2606.05615 2026-06-05 math.NA cs.NA

Weighted hp-Uniform Decompositions for H^k-Type Tensor-Product Spaces in Arbitrary Dimension

任意维度 H^k 型张量积空间的加权 hp-一致分解

Situan Li, Weiying Zheng

AI总结 针对 H^k 型协调与非协调张量积离散空间,在任意空间维度 d ≥ 1 上建立了加权 hp-一致顶点-片分解,常数依赖于固定参数 d 和 k,但与网格尺寸、多项式次数、相邻次数比及全局系数对比度无关。

Comments 20 pages, 2 tables

详情
AI中文摘要

我们在任意空间维度 d ≥ 1 上,针对 H^k 型协调与非协调空间的张量积离散,在拟合界面网格上建立了加权 hp-一致顶点-片分解,其中 Sobolev 阶 k ≥ 1 任意固定。单元为坐标兼容的长方体,局部空间为 Q_{p_K}(K),单元次数 p_K 任意且满足 p_K ≥ 2k-1,系数在材料界面上可任意大跳跃。在局部系数振荡界和局部高侧连通性条件下,协调 H^k 空间和非协调空间 V_h^{(s)} (0 ≤ s ≤ k) 均具有稳定分解,其常数可能依赖于固定参数 d 和 k,但与网格尺寸、所有多项式次数、相邻次数比以及全局系数对比度无关。论证结合了用于 0,...,k-1 阶端点喷流的 Hermite 端点变换、其张量积扩展、加权破碎片 Poincaré 不等式以及法向导数跳跃的逐次修正。针对具有大系数跳跃和强烈变化局部多项式次数的三维 DG 问题的数值实验支持了所预测的鲁棒性。当 k = 1 时,相同结论在均匀正则映射立方体网格上成立,其中相邻单元映射在每个公共面上一致。

英文摘要

We establish weighted hp-uniform vertex-patch decompositions in arbitrary space dimension d >= 1 for tensor-product discretizations of H^k-type conforming and nonconforming spaces, with arbitrary fixed Sobolev order k >= 1, on fitted interface meshes. The cells are coordinate-compatible cuboids, the local spaces are Q_{p_K}(K) with arbitrary elementwise degrees satisfying p_K >= 2k-1, and the coefficient may have arbitrarily large jumps across material interfaces. Under local coefficient oscillation bounds and a local high-side connectivity condition, both the conforming H^k space and the nonconforming spaces V_h^{(s)}, 0 <= s <= k, admit stable decompositions with constants which may depend on the fixed parameters d and k, but are independent of the mesh size, all polynomial degrees, neighboring degree ratios, and the global coefficient contrast. The argument combines a Hermite endpoint transform for endpoint jets of order 0,...,k-1, its tensor-product extension, weighted broken patch Poincare inequalities, and a successive correction of normal derivative jumps. Numerical experiments for a three-dimensional DG problem with large coefficient jumps and strongly varying local polynomial degrees support the predicted robustness. For k = 1 the same conclusions hold on uniformly regular mapped cubical meshes whose neighboring element maps agree on each common face.

2606.05612 2026-06-05 physics.optics

Controlled generation of ultrafast vector vortex beams from a mode-locked fiber laser

从锁模光纤激光器产生超快矢量涡旋光束的控制

Kun Huang, Jing Zeng, Jiwei Gan, Qiang Hao, Heping Zeng

AI总结 本文报道一种新型锁模光纤激光器,通过控制腔内几何相位实现高阶庞加莱球上任意位置超快矢量涡旋光束的直接生成,具有8.5皮秒脉冲宽度和灵活切换能力。

详情
Journal ref
Optics Letters 43, 3933 (2018)
AI中文摘要

我们报道了一种新型锁模光纤激光器,允许在高阶庞加莱球上的任意位置直接创建超快矢量涡旋光束。通过控制激光谐振腔内的几何相位,将偏振映射到轨道角动量,实现了空间变化偏振模式的按需生成。得益于巧妙的腔设计,所需的腔内几何相位操作对被动锁模运行没有干扰,从而展示了具有8.5皮秒脉冲持续时间的矢量模式的鲁棒且灵活的切换。推导了解析表达式来模拟生成的圆柱对称偏振分布,与实验观察结果非常吻合。所提出的光纤激光器将构成一种紧凑的光源,用于产生高纯度结构模式中的超快脉冲,可能在经典和量子光学中找到广泛应用。

英文摘要

We report on a new class of mode-locked fiber laser that allows direct creation of ultrafast vector vortex beams at arbitrary positions on the higher-order Poincaré sphere. The on-demand generation of space-variant polarization patterns was realized by controlling geometric phases inside the laser resonator to map polarization to orbital angular momentum. Thanks to the ingenious cavity design, the required intracavity manipulation of the geometric phase imposed no disturbance on the passively mode-locked operation, thus demonstrating robust and flexible switching of vectorial modes with a 8.5-ps pulse duration. Analytical expressions were deduced to model the generated cylindrically-symmetric polarization profiles, and agreed exceedingly well with experimental observations. The presented fiber laser would constitute a compact light source for producing ultrafast pulses in high-purity structured modes, which may find broad applications in classical and quantum optics.

2606.05607 2026-06-05 physics.app-ph cond-mat.mtrl-sci

HVPE Growth of Si-Doped $β$-Ga$_2$O$_3$ on Sapphire: Influence of Substrate Offcut on Structural and Electrical Properties

蓝宝石上HVPE生长Si掺杂$\beta$-Ga$_2$O$_3$:衬底偏角对结构和电学性质的影响

Sourav Sarker, Saleh Ahmed Khan, Ahmed Ibreljic, Anhar Bhuiyan

AI总结 本研究采用HVPE在蓝宝石衬底上异质外延生长Si掺杂$\beta$-Ga$_2$O$_3$薄膜,系统研究了衬底偏角对生长动力学、表面形貌、晶体质量和电学输运性质的影响,发现增大偏角可改善表面形貌和晶体质量,并获得了高达100 cm$^2$/V$\cdot$s的室温电子迁移率。

详情
AI中文摘要

采用HVPE在蓝宝石衬底上异质外延生长了Si掺杂的$\beta$-Ga$_2$O$_3$薄膜。系统研究了蓝宝石偏角对生长动力学、表面形貌、晶体质量和电学输运性质的影响。生长动力学研究表明,沉积速率强烈依赖于HCl流量、生长压力和源到衬底的距离,生长速率可达30 $\mu$m/hr。将蓝宝石偏角从0$^\circ$增加到8$^\circ$,促进了从多方向生长到高度排列的台阶主导表面的转变,表面粗糙度从14.69 nm降低到2.74 nm。表面形貌的改善伴随着晶体质量的提高,随着蓝宝石偏角的增加,实现了纯相(-201)取向的$\beta$-Ga$_2$O$_3$生长,摇摆曲线半高宽从994 arcsec减小到414 arcsec。在6$^\circ$偏角衬底上生长的薄膜的电学表征显示,载流子浓度范围为$1.0\times10^{17}$至$3.4\times10^{18}$ cm$^{-3}$。在载流子浓度为$1.0\times10^{17}$ cm$^{-3}$时,获得了100 cm$^2$/V$\cdot$s的最大室温电子迁移率,这是HVPE在异质衬底上生长的$\beta$-Ga$_2$O$_3$中报道的最高室温迁移率。对温度依赖的输运特性进行分析,得到施主激活能为35和90 meV,以及低受主浓度$3\times10^{15}$ cm$^{-3}$,这与在偏角蓝宝石衬底上实现的改善的晶体质量一致。这些结果表明,HVPE能够生产具有良好晶体质量和载流子输运特性的高质量$\beta$-Ga$_2$O$_3$异质外延层,为在低成本异质衬底上可扩展$\beta$-Ga$_2$O$_3$外延提供了一条有前景的途径。

英文摘要

Si-doped $β$-Ga$_2$O$_3$ films were heteroepitaxially grown on sapphire substrates using HVPE. The influence of sapphire offcut on growth kinetics, surface morphology, crystalline quality, and electrical transport properties was systematically investigated. Growth kinetics studies revealed a strong dependence of deposition rate on HCl flow, growth pressure, and source-to-substrate distance, with growth rates reaching up to 30 $μ$m/hr. Increasing sapphire offcut angle from 0$^\circ$ to 8$^\circ$ promoted a transition from multidirectional growth to highly aligned terrace-dominated surfaces, reducing the surface roughness from 14.69 to 2.74 nm. The improved surface morphology was accompanied by enhanced crystalline quality, with phase-pure (-201)-oriented $β$-Ga$_2$O$_3$ growth and a reduction in the rocking-curve full width at half maximum from 994 to 414 arcsec as the sapphire offcut increased. Electrical characterization of films grown on 6$^\circ$ offcut substrates yielded carrier concentrations ranging from $1.0\times10^{17}$ to $3.4\times10^{18}$ cm$^{-3}$. A maximum room-temperature electron mobility of 100cm$^2$/V$\cdot$s was achieved at a carrier concentration of $1.0\times10^{17}$cm$^{-3}$, representing the highest reported room-temperature mobility for HVPE-grown $β$-Ga$_2$O$_3$ on a foreign substrate. Analysis of the temperature-dependent transport characteristics yielded donor activation energies of 35 and 90 meV together with a low acceptor concentration of $3\times10^{15}$ cm$^{-3}$, consistent with the improved crystalline quality achieved on the offcut sapphire substrates. These results demonstrate that HVPE is capable of producing high-quality $β$-Ga$_2$O$_3$ heteroepitaxial layers with good crystalline quality and carrier transport characteristics, providing a promising pathway for scalable $β$-Ga$_2$O$_3$ epitaxy on low-cost foreign substrates.

2606.05604 2026-06-05 quant-ph

Decoder-Consistent Hamiltonians for POVM-Based Quantum Relaxations

基于POVM的量子松弛中的解码器一致哈密顿量

Takayuki Suzuki

AI总结 本文通过将解码器表示为POVM,定义了唯一解码器一致的哈密顿量,揭示了标准QRAO哈密顿量对某些混合度二次函数的不一致性,并基于POVM解码器设计为MaxCut问题提供了新的近似保证。

Comments Presented at AQIS 2026

详情
AI中文摘要

在基于压缩的量子松弛(如QRAO)中,经典变量被编码到量子比特中,并在优化后解码。我们形式化了量子哈密顿量的选择从根本上由该解码器决定。通过将解码器表示为POVM,我们通过后解码期望目标值的拉回定义了一个唯一的解码器一致哈密顿量。利用这一框架,我们揭示了标准QRAO哈密顿量对于某些混合度二次函数是不一致的,并基于POVM解码器设计直接为MaxCut问题提供了新的近似保证。

英文摘要

In compression-based quantum relaxations like QRAO, classical variables are encoded into qubits and decoded after optimization. We formalize that the choice of the quantum Hamiltonian is fundamentally determined by this decoder. By representing the decoder as a POVM, we define a unique decoder-consistent Hamiltonian via the pullback of the post-decoding expected objective value. Using this framework, we reveal that standard QRAO Hamiltonians are inconsistent for certain mixed-degree quadratic functions, and we provide new approximation guarantees for the MaxCut problem based directly on POVM decoder design.