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2511.18240 2026-05-21 cs.CR

Carbon-Aware Intrusion Detection: A Comparative Study of Supervised and Unsupervised DRL for Sustainable IoT Edge Gateways

碳感知入侵检测:监督与非监督DRL在可持续物联网边缘网关中的比较研究

Saeid Jamshidi, Foutse Khomh, Kawser Wazed Nafi, Amin Nikanjam, Samira Keivanpour, Omar Abdul-Wahab, Martine Bellaiche

AI总结 本文提出两种基于深度强化学习的入侵检测系统,通过理论分析和实验评估验证其在边缘网关上的有效性,同时引入碳感知的多目标奖励机制,以实现可持续的实时入侵检测。

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AI中文摘要

物联网的快速扩展加剧了网络安全挑战,尤其是在网络边缘缓解分布式拒绝服务(DDoS)攻击方面。传统入侵检测系统(IDS)面临显著局限,包括对演变和零日攻击适应性差、依赖静态签名和标记数据集以及在资源受限的边缘网关上效率低下。此外,大多数现有基于DRL的IDS研究忽略了可持续性因素,如能源效率和碳影响。为了解决这些挑战,本文提出了两种新型基于深度强化学习(DRL)的IDS:DeepEdgeIDS,一种无标签的自编码器-DRL混合模型,以及AutoDRL-IDS,一种监督的LSTM-DRL模型。这两种基于DRL的IDS通过理论分析和在边缘网关上的实验评估进行了验证。结果表明,AutoDRL-IDS在使用标记数据时达到94%的检测准确率,而DeepEdgeIDS通过无标签的异常检测和在线缓解反馈达到98%的离线评估准确率。本研究引入了碳感知的多目标奖励公式,支持对AutoDRL-IDS的监督奖励优化和对DeepEdgeIDS的无标签在线奖励学习,从而在动态物联网网络中实现可持续的实时IDS操作。

英文摘要

The rapid expansion of the Internet of Things (IoT) has intensified cybersecurity challenges, particularly in mitigating Distributed Denial-of-Service (DDoS) attacks at the network edge. Traditional Intrusion Detection Systems (IDSs) face significant limitations, including poor adaptability to evolving and zero-day attacks, reliance on static signatures and labeled datasets, and inefficiency on resource-constrained edge gateways. Moreover, most existing DRL-based IDS studies overlook sustainability factors such as energy efficiency and carbon impact. To address these challenges, this paper proposes two novel Deep Reinforcement Learning (DRL)-based IDS: DeepEdgeIDS, a label-free Autoencoder-DRL hybrid, and AutoDRL-IDS, a supervised LSTM--DRL model. Both DRL-based IDS are validated through theoretical analysis and experimental evaluation on edge gateways. Results demonstrate that AutoDRL-IDS achieves 94% detection accuracy using labeled data, while DeepEdgeIDS attains 98% offline evaluation accuracy through label-free anomaly detection and online mitigation feedback. This study introduces a carbon-aware, multi-objective reward formulation that supports supervised reward optimization for AutoDRL-IDS and label-free online reward learning for DeepEdgeIDS, enabling sustainable real-time IDS operation in dynamic IoT networks.

2511.11457 2026-05-21 hep-th gr-qc hep-ph

Analytic structure of the high-energy gravitational amplitude: multi-H diagrams and classical 5PM logarithms

高能引力幅的解析结构:多H图和经典5PM对数

Francesco Alessio, Vittorio Del Duca, Riccardo Gonzo, Emanuele Rosi, Ira Z. Rothstein, Michael Saavedra

AI总结 本文研究了双体引力散射的高能小角极限,通过有效场论中的幂计数论证和 dispersion 关系,推导出决定主导 Regge 对数及其复结构如何作为 $t/s$ 的幂级数出现的通用环展开。重点研究支配主导对数行为的多 H 图塔,通过有效场论方法和多 Regge 展开计算了四重环(5PM)的主导双对数,发现完全一致。最后,利用上述 dispersion 关系,提取了 5PM 在 Regge 极限中单对数对 eikonal 相位虚部的贡献。

Comments 6 pages + appendices, 2 figures; v2: published version

Journal ref Phys. Rev. D 113, 105013 (2026)

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AI中文摘要

我们研究了双体引力散射的高能、小角极限。利用有效场论中幂计数论证和 dispersion 关系,在 Regge 区域中推导出一般环展开,以确定主导 Regge 对数及其复结构如何作为 $t/s$ 的幂级数出现。重点研究支配主导对数行为的多 H 图塔,通过有效场论方法和多 Regge 展开计算了四重环(5PM)的主导双对数,发现完全一致。最后,利用上述 dispersion 关系,提取了 5PM 在 Regge 极限中单对数对 eikonal 相位虚部的贡献。

英文摘要

We investigate the high-energy, small-angle limit of two-body gravitational scattering. Using power counting arguments and dispersion relations in an effective field theory for the Regge regime, we derive the general loop expansion that determines how the leading Regge logarithms and their complex structure arise as a power series in $t/s$. Focusing on the tower of multi-H diagrams that govern the leading logarithmic behavior, we compute the leading double logarithm at four loops (5PM) using both effective field theory methods and the multi-Regge expansion, finding complete agreement. Finally, using the aforementioned dispersion relations, we extract the single logarithmic contribution to the imaginary part of the eikonal phase at 5PM in the Regge limit.

2511.09659 2026-05-21 gr-qc astro-ph.HE

Finite Populations & Finite Time: The Non-Gaussianity of a Gravitational Wave Background

有限种群与有限时间:引力波背景的非高斯性

William G. Lamb, Jeremy M. Wachter, Andrea Mitridate, Shashwat C. Sardesai, Bence Bécsy, Emily L. Hagen, Stephen R. Taylor, Luke Zoltan Kelley

AI总结 本文研究了由有限种群的超大质量黑洞双星(SMBHBs)产生的引力波背景(GWB)的非高斯性,通过建立分析和数值模型,比较了其诱导的脉冲星定时阵列(PTA)信号的统计特性与高斯GWB信号的差异,揭示了有限种群和窗口效应引入的非高斯性。

Comments 20 pages, 8 figures. Accepted by Phys. Rev. D. Version 3 - increased model complexity with addition of inclination and polarisation angle. References updated. Results updated but conclusions unchanged

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AI中文摘要

多个脉冲星定时阵列(PTAs)已发现强证据表明存在各向同性的高斯引力波背景(GWB)。该背景预计由有限种群的超大质量黑洞双星(SMBHBs)在PTA灵敏度带内发射,而天体物理学推断PTA数据集表明GWB信号处于高斯背景谱振幅估计的较高端。然而,当前的推断分析采用简化假设,例如将GWB建模为高斯分布,假设所有SMBHBs仅在总观测时间的整数倍频率上发射,并忽略不同SMBHBs信号之间的干涉。在本文中,我们建立了从圆周、吸积双星(相对于观测者视线倾斜)产生的天体物理GWB的分析和数值模型,不采用上述近似,比较其诱导PTA信号的统计特性与高斯GWB信号的差异。我们表明有限种群和窗口效应会在PTA信号中引入非高斯性,这些非高斯性目前在PTA分析中未被建模。

英文摘要

Strong evidence for an isotropic, Gaussian gravitational wave background (GWB) has been found by multiple pulsar timing arrays (PTAs). The GWB is expected to be sourced by a finite population of supermassive black hole binaries (SMBHBs) emitting in the PTA sensitivity band, and astrophysical inference of PTA data sets suggests a GWB signal that is at the higher end of GWB spectral amplitude estimates. However, current inference analyses make simplifying assumptions, such as modeling the GWB as Gaussian, assuming that all SMBHBs only emit at frequencies that are integer multiples of the total observing time, and ignoring the interference between the signals of different SMBHBs. In this paper, we build analytical and numerical models of an astrophysical GWB from circular, inspiralling binaries inclined relative to the line-of-sight of the observer, without the above approximations, and compare the statistical properties of its induced PTA signal to those of a signal produced by a Gaussian GWB. We show that finite population and windowing effects introduce non-Gaussianities in the PTA signal, which are currently unmodeled in PTA analyses.

2511.07521 2026-05-21 hep-th math.QA

Macdonald Index From Refined Kontsevich-Soibelman Operator

从精炼的 Kontsevich-Soibelman 运算符出发的 Macdonald 指数

George Andrews, Anindya Banerjee, Ranveer Kumar Singh, Runkai Tao

AI总结 本文提出了一种对特定类型的4维N=2超共形场论的Kontsevich-Soibelman运算符的精炼,这些场论由以下条件特征化:(1)其Coulomb分支具有源/汇室,即BPSquiver仅由源和汇节点组成;(2)在源/汇室中,BPSquiver中valency大于2的节点要么都是源要么都是汇。作者提供证据表明该精炼运算符的迹与场论的Macdonald指数相关。特别地,作者推测了(A₁, g)Argyres-Douglas理论的Macdonald指数的闭合表达式,其中g是简单的李代数。

Comments 12 pages, 7 figures v3: proof of an identity added, minor typos corrected, published version

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AI中文摘要

我们提出了一种对特定类型的4维N=2超共形场论的Kontsevich-Soibelman运算符的精炼,这些场论由以下条件特征化:(1)其Coulomb分支具有源/汇室,即BPSquiver仅由源和汇节点组成;(2)在源/汇室中,BPSquiver中valency大于2的节点要么都是源要么都是汇。我们提供充分证据表明该精炼运算符的迹与场论的Macdonald指数相关。特别地,我们推测了(A₁, g)Argyres-Douglas理论的Macdonald指数的闭合表达式,其中g是简单的李代数。

英文摘要

We propose a refinement of the Kontsevich-Soibelman operator for a class of ``special'' 4d $\mathcal{N}=2$ superconformal field theories characterized by the following conditions: (1) their Coulomb branch admits a source/sink chamber, i.e., a chamber in which the BPS quiver consists of only source and sink nodes, (2) The nodes with valency greater than 2 of the BPS quiver in a source/sink chamber are either all sources or all sinks. We present strong evidence that the trace of this refined operator is related to the Macdonald index of the theory. In particular, we conjecture closed form expressions for the Macdonald indices of the $(A_1,\mathfrak{g})$ Argyres-Douglas theories for any simply-laced Lie algebra $\mathfrak{g}$.

2511.03560 2026-05-21 physics.optics cond-mat.dis-nn cond-mat.mes-hall physics.app-ph

Mie-tronics supermodes and symmetry breaking in nonlocal metasurfaces

Mie-tronics supermodes and symmetry breaking in nonlocal metasurfaces

Thanh Xuan Hoang, Ayan Nussupbekov, Jie Ji, Daniel Leykam, Jaime Gomez Rivas, Yuri Kivshar

AI总结 本文研究了非局部超材料中对称破缺对Mie共振超模的影响,发现对称破缺可以增强光捕获通过强化平面非局部耦合路径,揭示了非局部超材料中新的电磁耦合通道,为多功能超材料设计提供了新思路。

Comments 12 pages, 7 figures, History and Fundamentals of Mietronics for Light Localization

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AI中文摘要

It is usually believed that symmetry breaking in photonic systems leads to weaker optical confinement, such as in the case of metasurfaces when bound states in the continuum are replaced by quasi-bound states with lower quality factors (Q factors). Here we show that symmetry breaking can instead enhance light trapping by strengthening in-plane nonlocal coupling pathways. We consider finite-size arrays of optical resonators supporting Mie resonances (a Mie-tronics platform) and employ diffraction and multiple-scattering analyses. We demonstrate that diffractive bands and Mie-tronics supermodes originate from the same underlying Mie resonances but differ fundamentally in their physical nature. Finite arrays exhibit Q-factor enhancement driven by redistributed radiation channels, and reversing the trends predicted by infinite-lattice theories. We reveal that controlled symmetry breaking opens new electromagnetic coupling channels, enabling polarization conversion in nonlocal metasurfaces. These novel findings establish a unified wave-physics platform linking both scattering and diffraction theories. Also, they outline the design principles for multi-functional metasurfaces that exploit nonlocality for advanced light manipulation, computation, and emission control.

英文摘要

It is usually believed that symmetry breaking in photonic systems leads to weaker optical confinement, such as in the case of metasurfaces when bound states in the continuum are replaced by quasi-bound states with lower quality factors (Q factors). Here we show that symmetry breaking can instead enhance light trapping by strengthening in-plane nonlocal coupling pathways. We consider finite-size arrays of optical resonators supporting Mie resonances (a Mie-tronics platform) and employ diffraction and multiple-scattering analyses. We demonstrate that diffractive bands and Mie-tronics supermodes originate from the same underlying Mie resonances but differ fundamentally in their physical nature. Finite arrays exhibit Q-factor enhancement driven by redistributed radiation channels, and reversing the trends predicted by infinite-lattice theories. We reveal that controlled symmetry breaking opens new electromagnetic coupling channels, enabling polarization conversion in nonlocal metasurfaces. These novel findings establish a unified wave-physics platform linking both scattering and diffraction theories. Also, they outline the design principles for multi-functional metasurfaces that exploit nonlocality for advanced light manipulation, computation, and emission control.

2511.02900 2026-05-21 quant-ph cond-mat.str-el hep-th

Clifford Hierarchy Stabilizer Codes: Transversal Non-Clifford Gates and Magic

Clifford层级稳定码:超越Clifford的非Clifford门和魔法

Ryohei Kobayashi, Guanyu Zhu, Po-Shen Hsin

AI总结 本文研究了Clifford层级稳定码中超越Clifford的非Clifford门和魔法,通过自动对称性构造了转置非Clifford逻辑门,并在不同维度中实现了超越Bravyi-König界限的逻辑门。

Comments 5+17 pages, 11 figures. Close to the published version

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AI中文摘要

在容错量子计算中,通用性与维度之间的权衡是一个基本问题,这在n维拓扑稳定码的Bravyi-König界中得到了体现。本文将拓扑Pauli稳定码扩展到广泛的n维Clifford层级稳定码。这些码对应于(n+1)维Dijkgraaf-Witten规范理论,具有非阿贝尔拓扑序。通过自动对称性表示的杯积,我们构造了转置非Clifford门。在2D中,我们得到了首个转置非Clifford逻辑门,包括T和CS门,使用扭曲的Z_2^3规范理论(等同于D_4拓扑序)。我们还结合了just-in-time解码器,通过代码切换在O(d)轮次内容许地准备逻辑T魔法态。在3D中,我们构造了一个非Clifford稳定码中的转置逻辑√T门,位于Clifford层级的第三层,对应于四面体上的扭曲Z_2^4规范理论。我们的构造通过在n维空间中实现Clifford层级的(n+1)层逻辑门,超越了Bravyi-König界。

英文摘要

A fundamental problem in fault-tolerant quantum computation is the tradeoff between universality and dimensionality, exemplified by the the Bravyi-König bound for $n$-dimensional topological stabilizer codes. In this work, we extend topological Pauli stabilizer codes to a broad class of $n$-dimensional Clifford hierarchy stabilizer codes. These codes correspond to the $(n+1)$D Dijkgraaf-Witten gauge theories with non-Abelian topological order. We construct transversal non-Clifford gates through automorphism symmetries represented by cup products. In 2D, we obtain the first transversal non-Clifford logical gates including T and CS for Clifford stabilizer codes, using the automorphism of the twisted $\mathbb{Z}_2^3$ gauge theory (equivalent to $\mathbb{D}_4$ topological order). We also combine it with the just-in-time decoder to fault-tolerantly prepare the logical T magic state in $O(d)$ rounds via code switching. In 3D, we construct a transversal logical $\sqrt{\text{T}}$ gate in a non-Clifford stabilizer code at the third level of the Clifford hierarchy, located on a tetrahedron corresponding to a twisted $\mathbb{Z}_2^4$ gauge theory. Our constructions surpass the Bravyi-König bound by achieving the logical gates in the $(n+1)$-th level of Clifford hierarchy in $n$ spatial dimension.

2510.17977 2026-05-21 astro-ph.CO

Growth of Structure in Multi-species Wave Dark Matter

多物种波暗物质中结构的增长

Mustafa A. Amin, M. Sten Delos

AI总结 本文研究了多物种波(和粒子)暗物质中结构的增长,推导了总密度对比功率谱的演化,考虑了任意数量的组分物种、密度分数和初始场功率谱,并推导了不同物种间或内的密度相关性交叉谱。框架包括冷和暖波暗物质,能够产生显著的内在泊松似密度波动,并与自由流和 Jeans 尺寸相关的尺度依赖性演化相关联。此类暗物质组分可以是全局或局部错位的标量场以及具有自旋>0的多组分场。框架还包含了冷和暖粒子暗物质在适当极限下的情况。

Comments v2: 15 pages, 4 figures + 2 Appendices. Accepted for publication in JCAP. Publicly available code at https://github.com/mustafaaamin/warm-and-random

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AI中文摘要

我们探讨了多物种波(和粒子)暗物质中结构的增长。我们推导了总密度对比功率谱的演化,适用于任意数量的组分物种、密度分数和初始场功率谱。我们还推导了不同物种间或内的密度相关性交叉谱。我们的框架包括冷和暖波暗物质,这些暗物质可以产生显著的内在泊松似密度波动,并与自由流和 Jeans 尺寸相关的尺度依赖性演化相关联。此类暗物质组分可以是全局或局部错位的标量场以及具有自旋>0的多组分场。框架还包含了冷和暖粒子暗物质在适当极限下的情况。

英文摘要

We explore the growth of structure in multi-species wave (and particle) dark matter. We derive the evolution of the power spectrum of total density contrasts for an arbitrary number of component species, density fractions, and initial field power spectra. We also derive cross-spectra for density correlations across or within individual species. Our framework includes cold and warm wave dark matter, which can give rise to significant intrinsic Poisson-like density fluctuations along with scale-dependent evolution connected to the free-streaming and Jeans scales. Such dark matter components could be globally or locally misaligned scalar fields as well as multi-component fields with spin $>0$. The framework also includes cold and warm particle dark matter in the appropriate limits.

2510.01503 2026-05-21 cond-mat.mes-hall cond-mat.soft

Morphological evolution of a semiconductor surface driven by irradiation-induced anisotropic plastic flow

半导体表面在辐射诱导各向异性塑性流动驱动下的形态演变

Tyler P. Evans, Scott A. Norris

AI总结 本文研究了辐射诱导各向异性塑性流动对半导体表面形态演变的影响,通过建立渐近近似模型,推导出广义Kuramoto-Sivashinsky方程,解释了辐射诱导纳米图案形成的过程,并与实验结果进行对比。

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AI中文摘要

尽管已有许多模型解释了离子注入对半导体纳米图案化某些方面的效应,但缺乏全面的理论解释。然而,越来越明显的是,此类模型需要理解由离子注入引发的碰撞级联的双重影响:首先,作为短时间尺度内材料传输和原子位移的来源;其次,作为允许在持续辐射下形成的薄非晶层内发生粘性流动的缺陷来源。为更好地理解后者,我们开发了几种渐近近似方法,将非晶层经历的局部离子流与该层演化的自由界面耦合起来。基于辐射诱导各向异性塑性流动,或称为“离子敲击”,我们推导出一个广义的Kuramoto-Sivashinsky型方程,用于描述演化的自由表面。在物理上合理的参数下,该模型在硅被氩、氪和氙照射时纳米图案形成的不同方面,以及从500eV到2keV的弹体能量范围内,均取得了良好的定性和定量一致性。讨论了模型与实验之间的分歧,以及对未来研究方向的启示。

英文摘要

While numerous models exist which explain certain aspects of irradiation-induced nanopatterning on semiconductors, a comprehensive theoretical explanation has remained elusive. However, it is increasingly apparent that such a model will require understanding the dual influence of the collision cascade initiated by ion implantation: first, as a source of material transport by sputtering and atomic displacements occurring over short time scales, and, second, as a source of defects permitting viscous flow within the thin, amorphous layer that results from sustained irradiation over longer time scales. To better understand the latter, we develop several asymptotic approximations for coupling the local ion flux experienced by the amorphous layer to the layer's evolving free interface. From these and the physical hypothesis of irradiation-induced anisotropic plastic flow, or ``ion-hammering", we derive a generalized Kuramoto-Sivashinsky-type equation for the evolving free surface. With physically plausible parameters, the present model achieves good quantitative and qualitative agreement with several aspects of experimental observations of nano-pattern formation during irradiation of silicon by argon, krypton and xenon, and with projectile energies from 500eV to 2keV. Disagreements between model and experiment are discussed, as are implications for future directions.

2510.00111 2026-05-21 astro-ph.SR astro-ph.GA

JADES: An Abundance of Ultra-Distant T- and Y-Dwarfs in Deep Extragalactic Data

JADES:在深空数据中发现大量遥远的T-和Y型褐矮星

Kevin N. Hainline, Jakob M. Helton, Brittany E. Miles, Jarron Leisenring, Mark S. Marley, Sagnick Mukherjee, Nicholas F. Wogan, Andrew J. Bunker, Benjamin D. Johnson, Roberto Maiolino, Marcia Rieke, Pierluigi Rinaldi, Brant Robertson, Fengwu Sun, Sandro Tacchella, Christina C. Williams, Christopher N. A. Willmer

AI总结 本研究利用詹姆斯·韦伯空间望远镜的NIRCam仪器,在深空数据中发现大量遥远的T-和Y型褐矮星,通过新的开源工具NIFTY分析光度数据,确定有效温度、金属丰度和距离,并探讨Y型褐矮星作为高红移星系搜索中的污染源。

Comments 38 pages, 13 figures, Accepted for Publication in ApJ, May 2026

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AI中文摘要

超冷的T-型(T_eff ≈ 500 - 1200 K)和Y型褐矮星(T_eff ≲ 500 K)历史上只在太阳附近几百秒差距内被发现。詹姆斯·韦伯空间望远镜上的NIRCam仪器的灵敏度和波长覆盖为在深空数据中发现低温度褐矮星提供了独特的方法。本文报告了在JWST先进深空调查(JADES)的GOODS-S和GOODS-N区域中,选取了41个褐矮星及褐矮星候选体。我们引入了新的开源工具,近红外拟合T和Y型褐矮星(NIFTY),以从JWST光度数据中推导出有效温度、金属丰度和距离。我们发现31个候选体的拟合结果与T型褐矮星温度一致,可达5 - 6 kpc,10个候选体的拟合结果与Y型褐矮星温度一致,可达1 - 2 kpc。大多数源的最佳拟合与亚太阳金属丰度模型一致,与银河系厚盘和晕中的亚矮星一致。我们报告了九个褐矮星候选体的自行(其中三个是新发现的),并计算了T-和Y-型褐矮星在银河系中间平面以上的温度和距离分布。我们进一步讨论了Y型褐矮星作为寻找高红移星系的污染源的可能性。这些结果共同展示了深空JWST成像探测太阳邻域之外最冷的亚恒星体的能力,为银河系结构和褐矮星人口提供了新的约束。

英文摘要

Ultra-cool T- (T$_{\mathrm{eff}} \approx$ 500 - 1200 K) and Y-dwarfs (T$_{\mathrm{eff}}$ $\lessapprox 500$ K) have historically been found only a few hundred parsecs from the Sun. The sensitivity and wavelength coverage of the NIRCam instrument on board the James Webb Space Telescope offer a unique method for finding low-temperature brown dwarfs in deep extragalactic datasets out to multiple kiloparsecs. Here we report on the selection of a sample of 41 brown dwarf and brown dwarf candidates across the JWST Advanced Deep Extragalactic Survey (JADES) in the GOODS-S and GOODS-N regions. We introduce a new open-source Bayesian tool, the Near-Infrared Fitting for T and Y-dwarfs (\texttt{NIFTY}), to derive effective temperatures, metallicities, and distances from JWST photometry. We find that 31 candidates have fits consistent with T-dwarf temperatures out to 5 - 6 kpc, and 10 candidates have fits consistent with Y-dwarf temperatures out to 1 - 2 kpc. The majority of the sources are best fit with sub-solar metallicity models, consistent with them being subdwarfs in the Milky Way thick disk and halo. We report proper motions for nine brown dwarf candidates (three are newly presented), and calculate the number density of T- and Y-dwarfs as a function of temperature and distance above the Milky Way midplane. We further discuss how Y-dwarfs can serve as contaminants in the search for ultra-high-redshift galaxies. Together, these results demonstrate the power of deep JWST extragalactic imaging to probe the coldest substellar populations far beyond the solar neighborhood, providing new constraints on the Milky Way's structure and brown dwarf demographics.

2509.10585 2026-05-21 eess.SY cs.SY

Analysis and Design of Spare Strategy for Large-Scale Satellite Constellation Using Direct Insertion under (r,q) Policy

基于(r,q)策略的大规模卫星编队备用策略分析与设计(直接插入法)

Seungyeop Han, Zachary Grieser, Shoji Yoshikawa, Takumi Noro, Takumi Suda, Koki Ho

AI总结 本文提出了一种基于马尔可夫链的方法,用于分析和优化大规模卫星编队的备用管理策略,通过直接插入策略将备用部件部署到编队平面,利用马尔可夫过程建模卫星故障和补给动态,以最小化运营成本为目标构建并求解优化问题,通过实际案例验证了方法的有效性。

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AI中文摘要

本文介绍了一种基于马尔可夫链的方法,用于分析和优化大规模卫星编队的备用管理策略。聚焦于直接策略,我们将备用补给建模为周期性审查的订货点/订货量策略,其中备用部件直接部署到编队平面。通过马尔可夫表示捕捉卫星故障和运载工具交货时间的随机行为。基于此高效且准确的框架,我们构建并求解了一个旨在最小化运营成本的优化问题。通过使用实际的巨型编队进行案例研究,证明了所提方法的有效性。

英文摘要

This paper introduces a Markov chain-based approach for the analysis and optimization of spare-management policies in large-scale satellite constellations. Focusing on the direct strategy, we model spare replenishment as a periodic-review reorder-point/order-quantity policy, where spares are deployed directly to constellation planes. The stochastic behavior of satellite failures and launch vehicle lead times is captured through Markov representations of both failure and replenishment dynamics. Based on this efficient and accurate framework, we construct and solve an optimization problem aimed at minimizing operational costs. The effectiveness of the proposed method is demonstrated through a case study using a real-world mega-constellation.

2509.05233 2026-05-21 hep-ph astro-ph.CO hep-th

Searching for a Dark Dimension Right-handed Neutrino in KATRIN

在KATRIN中寻找暗维度右-handed中微子

Ignatios Antoniadis, Auttakit Chatrabhuti, Hiroshi Isono

AI总结 本文研究了右-handed中微子作为沿微米级额外维度传播的五维态的可能性,并探讨了KATRIN实验中R中微子产生信号与无味中微子在β衰变中电子能谱出现kink的特征对比,分析了紧致化尺度和R中微子bulk质量与Yukawa耦合的参数空间,表明大部分参数空间在KATRIN的灵敏度范围内。

Comments 31 pages. 5 figures; v2: typos corrected. version accepted by JHEP

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AI中文摘要

我们研究了右-handed中微子作为沿微米级额外维度传播的五维态的可能性,如暗维度假说所要求的。我们计算了R中微子在KATRIN实验中的信号特征,并将其与表现为β衰变中电子能谱出现kink的无味中微子信号进行比较。我们探讨了紧致化尺度和R中微子bulk质量与Yukawa耦合的允许参数空间,并表明其中大部分在KATRIN的灵敏度范围内。当bulk质量远小于紧致化尺度时,可以观察到多个kink,对应于R中微子Kaluza-Klein激发的位点;而对于较大的bulk质量,将有效出现一个kink,位于bulk质量的位置。

英文摘要

We study the possibility that the Right-handed neutrino is a five-dimensional state propagating along a micron size extra dimension, as required in the dark dimension proposal. We work out the signatures of R-neutrino production in KATRIN experiment and compare them with those of a sterile neutrino which manifests by a kink in the electron energy spectrum of the beta-decay at a value corresponding to the sterile neutrino mass. We explore the allowed parameter space of the compactification scale and the R-neutrino bulk mass versus the Yukawa coupling, and show that a large part of it is within KATRIN's sensitivity. When the bulk mass is much smaller than the compactification scale, several kinks could be observed corresponding to the positions of the R-neutrino Kaluza-Klein excitations, while for large bulk mass there will be effectively one kink at the position of the bulk mass.

2508.11401 2026-05-21 cs.HC cs.MA

FACET: Teacher-Centred LLM-Based Multi-Agent Systems-Towards Personalized Educational Worksheets

FACET:以教师为中心的基于大语言模型的多智能体系统——向个性化教育工作表迈进

Jana Gonnermann-Müller, Jennifer Haase, Konstantin Fackeldey, Sebastian Pokutta

AI总结 本文提出FACET框架,一种面向教师的基于大语言模型的多智能体系统,旨在生成整合学习者认知和动机维度的个性化课堂材料,通过三个专门智能体实现,展示了多智能体LLM架构在异质课堂环境中的规模化、情境感知个性化潜力。

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AI中文摘要

随着学生群体的日益异质化,教师在数学教育中面临重大挑战,因为认知、动机和情感差异强烈影响学习成果。尽管AI驱动的个性化工具已出现,但大多数仍以性能为中心,对教师支持有限,并忽视了更广泛的教学需求。本文提出了FACET框架,一种面向教师的基于大语言模型(LLM)的多智能体系统,旨在生成整合学习者认知和动机维度的个性化课堂材料。该框架包含三个专门智能体:(1)学习者智能体,模拟多样化的学习者档案,包括主题熟练度和内在动机;(2)教师智能体,根据教学原则调整教学内容;(3)评估智能体,提供自动质量保证。我们使用真实的八年级数学课程内容测试了该系统,并通过a)自动的基于智能体的输出质量评估和b)K-12在职教师的探索性反馈评估其可行性。来自十次内部评估的结果显示,生成的材料与学习者档案之间具有高稳定性和一致性,教师反馈特别强调任务的结构和适用性。研究结果表明,多智能体LLM架构在异质课堂环境中提供可扩展、情境感知个性化的能力,并概述了扩展框架以支持更丰富的学习者档案和真实课堂试验的方向。

英文摘要

The increasing heterogeneity of student populations poses significant challenges for teachers, particularly in mathematics education, where cognitive, motivational, and emotional differences strongly influence learning outcomes. While AI-driven personalization tools have emerged, most remain performance-focused, offering limited support for teachers and neglecting broader pedagogical needs. This paper presents the FACET framework, a teacher-facing, large language model (LLM)-based multi-agent system designed to generate individualized classroom materials that integrate both cognitive and motivational dimensions of learner profiles. The framework comprises three specialized agents: (1) learner agents that simulate diverse profiles incorporating topic proficiency and intrinsic motivation, (2) a teacher agent that adapts instructional content according to didactical principles, and (3) an evaluator agent that provides automated quality assurance. We tested the system using authentic grade 8 mathematics curriculum content and evaluated its feasibility through a) automated agent-based assessment of output quality and b) exploratory feedback from K-12 in-service teachers. Results from ten internal evaluations highlighted high stability and alignment between generated materials and learner profiles, and teacher feedback particularly highlighted structure and suitability of tasks. The findings demonstrate the potential of multi-agent LLM architectures to provide scalable, context-aware personalization in heterogeneous classroom settings, and outline directions for extending the framework to richer learner profiles and real-world classroom trials.

2508.08885 2026-05-21 cond-mat.supr-con cond-mat.str-el

The doping evolution of the charge density wave and charge density fluctuations in La$_{2-x}$Sr$_x$CuO$_4$

La$_{2-x}$Sr$_x$CuO$_4$中电荷密度波和电荷密度波动的掺杂演化

Charles C. Tam, Mengze Zhu, Maud C. Barthélemy, Lauren J. Cane, Oliver J. Lipscombe, Stefano Agrestini, Jaewon Choi, Mirian Garcia-Fernandez, Ke-Jin Zhou, Stephen M. Hayden

AI总结 研究通过RIXS技术分析La$_{2-x}$Sr$_x$CuO$_4$中电荷密度波和电荷密度波动的掺杂依赖性,揭示了电荷有序和动态波动的演变特征及相变行为。

Journal ref Phys. Rev. B 113, 174506 (2026)

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AI中文摘要

铜酸超导体表现出多种集体电荷相关性,这些相关性与它们的电子性质密切相关。特别是,以非共轭电荷密度波(CDW)形式出现的电荷有序,其平面波矢$δ_{ ext{CDW}} \approx $ 0.23--0.35~r.l.u.似乎普遍存在。除了CDW外,还有动态电荷密度波动(CDF)存在,其波矢与$δ_{ ext{CDW}}$相当。CDFs存在于$\sim300\;$K以内,具有相对较短的关联长度$ξ\sim 20$\;Å。本文利用Cu-$L_3$和O-$K$共振非弹性X射线散射(RIXS)研究La$_{2-x}$Sr$_x$CuO$_4$中CDW和CDFs的掺杂依赖性。我们通过拟合数据,得到由CDW产生的(准)弹性峰以及与氧声子相关的最多四个非弹性模式。我们的分析使我们能够将电荷相关性分为三个组成部分:具有波矢$δ_{4a- ext{CDW}} \approx 0.24$的CDW以及两个CDF成分,分别具有$δ_{4a- ext{CDF}} \approx 0.24$和$δ_{3a- ext{CDF}} \approx 0.30$。我们发现,在$T \approx T_c$时,对于接近$x=p \sim 1/8$的掺杂,CDW与CDFs共存。CDW在$x>0.16$时消失,而4a-CDF在$x>0.19$时消失,只剩下最高掺杂研究中的弱3a-CDF。我们的数据表明,低能电荷波动存在于掺杂$x=0.19=p^{\star}$时,此时伪间隙消失,但并未发现它们与量子临界点有关的证据。

英文摘要

Cuprate superconductors show various collective charge correlations that are intimately connected with their electronic properties. In particular, charge order in the form of an incommensurate charge density wave (CDW) order with an in-plane wavevector $δ_{\text{CDW}} \approx $ 0.23--0.35~r.l.u. appears to be universally present. In addition to CDW, dynamic charge density fluctuations (CDF) are also present with wavevectors comparable to $δ_{\text{CDW}}$. CDFs are present up to $\sim300\;$K and have relatively short correlation lengths of $ξ\sim 20$\;Å. Here we use Cu-$L_3$ and O-$K$ resonant inelastic X-ray scattering (RIXS) to study the doping dependence of CDW and CDFs in La$_{2-x}$Sr$_x$CuO$_4$. We fit our data with (quasi)elastic peaks resulting from the CDW and up to four inelastic modes associated with oxygen phonons that can be strongly coupled to the CDFs. Our analysis allows us to separate the charge correlations into three components: the CDW with wavevector $δ_{4a-\text{CDW}} \approx 0.24$ and two CDF components with $δ_{4a-\text{CDF}} \approx 0.24$ and $δ_{3a-\text{CDF}} \approx 0.30$. We find that for $T \approx T_c$ the CDW coexists with the CDFs for dopings near $x=p \sim 1/8$. The $4a$-CDW disappears beyond $x=0.16$ and the $4a$-CDF beyond $x=0.19$, leaving only a weak $3a$-CDF at the highest doping studied, $x=0.22$. Our data suggest that low-energy charge fluctuations exist up to doping $x=0.19=p^{\star}$, where the pseudogap disappears, however, we find no evidence that they are associated with a quantum critical point.

2508.00624 2026-05-21 gr-qc

Gravitational Lensing in the Schwarzschild Spacetime: Photon Rings in Vacuum and in the Presence of a Plasma

Schwarzschild时空中的引力透镜效应:真空及等离子体存在下的光子环

Torben C. Frost

AI总结 本文研究了Schwarzschild黑洞周围等离子体对光子环结构的影响,通过分析不同频率观测数据,探讨等离子体性质的确定方法。

Comments 39 pages, 13 figures

Journal ref Phys. Rev. D 113, 104043 (2026)

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AI中文摘要

天体物理黑洞通常被吸积盘包围。这些吸积盘至少部分由等离子体组成,其中不同能量的光线会被散射。然而,我们通常不知道这些等离子体的确切配置。本文以嵌入非磁化、无压力的不均匀等离子体中的Schwarzschild黑洞为例,研究光子环结构的变化如何帮助通过多频观测确定黑洞周围等离子体的性质。为此,我们采用一个简单的解析模型,描述电子密度随着接近事件视界时向赤道平面增加的等离子体。对于所选模型,我们将首先推导并解析地求解运动方程。然后,我们将放置一个在外部通讯域的观测者,并引入正交四元组来将运动常数与观测者天球上的纬度-经度坐标相关联。下一步,我们将利用解析解来研究观测者天球上直接图像及一阶和二阶光子环的几何结构。我们将写出一个透镜方程,并计算红移和旅行时间。我们将比较所得结果与真空及均匀等离子体中光子环的结果。最后,我们将讨论哪些量可用于提取关于等离子体性质的信息。

英文摘要

Astrophysical black holes are usually surrounded by an accretion disk. At least parts of these accretion disks consist of a plasma in which light rays with different energies are dispersed. However, we usually do not know the exact configurations of these plasmas. In this paper we will now use the example of a Schwarzschild black hole embedded in an inhomogeneous pressureless and nonmagnetised plasma to investigate how the structural changes of the photon rings can help us to determine the properties of a plasma surrounding a black hole using multifrequency observations. For this purpose we will use a simple analytic model which describes a plasma whose electron density increases towards the equatorial plane when we approach the event horizon. For the chosen model we will first derive and then analytically solve the equations of motion. Then we will place an observer in the domain of outer communication and introduce an orthonormal tetrad to relate the constants of motion to latitude-longitude coordinates on the observer's celestial sphere. In the next step we will use the analytic solutions to investigate the geometric structures of the direct image as well as the photon rings of first and second order on the observer's celestial sphere. We will write down a lens equation and calculate the redshift and the travel time. We will compare the obtained results to results for photon rings in vacuum and in the presence of a homogeneous plasma. Finally, we will discuss which of these quantities can be used to extract information about the properties of the plasma.

2507.11721 2026-05-21 cs.CR

Evasion Under Blockchain Sanctions

区块链制裁下的规避

Endong Liu, Mark Ryan, Liyi Zhou, Pascal Berrang

AI总结 本文研究了区块链制裁在对抗恶意活动中的有效性,通过分析Tornado Cash案例,发现尽管制裁减少了存款量,但攻击者仍依赖该工具进行安全事件,揭示了制裁执行中的结构性限制。

Comments Camera-ready version. Accepted at The ACM Web Conference 2026 (WWW '26)

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AI中文摘要

对恶意活动实施区块链地址制裁已成为常见的监管回应。然而,由于复杂的交易流程和先进的资金混淆技术,对无许可区块链的执行仍然具有挑战性。以加密货币混合工具Tornado Cash为例,我们定量评估了美国财政部外国资产控制办公室(OFAC)制裁在957天内的有效性,涵盖了679万个以太坊区块和10.7亿笔交易。我们的分析显示,尽管OFAC制裁将Tornado Cash的存款量减少了71.03%,降至约20亿美元,但攻击者仍在78.33%的与以太坊相关的安全事件中依赖Tornado Cash,凸显出持续的规避策略。在本文中,我们识别出当前制裁执行实践中的三个重要结构性限制:(i)区块链共识和应用层中的碎片化审查;(ii)用户利用的混淆虚拟资产服务的复杂性;以及(iii)简单的二进制制裁分类对粉尘攻击的易受性。我们的分析和发现为去中心化金融领域的监管有效性讨论提供了实证证据,澄清了执行挑战,并为未来应对制裁和区块链安全风险的合规策略提供了指导。

英文摘要

Sanctioning blockchain addresses has become a common regulatory response to malicious activities. However, enforcement on permissionless blockchains remains challenging due to complex transaction flows and sophisticated fund-obfuscation techniques. Using cryptocurrency mixing tool Tornado Cash as a case study, we quantitatively assess the effectiveness of U.S. Office of Foreign Assets Control (OFAC) sanctions over a 957-day period, covering 6.79 million Ethereum blocks and 1.07 billion transactions. Our analysis reveals that while OFAC sanctions reduced overall Tornado Cash deposit volume by 71.03% to approximately 2 billion USD, attackers still relied on Tornado Cash in 78.33% of Ethereum-related security incidents, underscoring persistent evasion strategies. In this paper, we identify three significant, structural limitations in current sanction enforcement practices: (i) fragmented censorship in blockchain consensus and application layer; (ii) the complexity of obfuscation virtual asset services exploited by users; and (iii) the susceptibility of naive binary sanction classifications to dusting attacks. Our analysis and findings contribute to ongoing discussions around regulatory effectiveness in Decentralized Finance by providing empirical evidence, clarifying enforcement challenges, and informing future compliance strategies in response to sanctions and blockchain-based security risks.

2506.17655 2026-05-21 eess.SY cs.SY

PID Tuning via Desired Step Response Curve Fitting

通过期望阶跃响应曲线拟合实现PID整定

Senol Gulgonul

AI总结 本文提出了一种基于阶跃响应曲线拟合的PID整定方法(PID-SRCF),通过L2范数最小化实现精确的参考跟踪和显式暂态响应塑造。该方法通过最小化期望与实际阶跃响应之间的均方误差来优化控制器参数,能够将任意闭环响应匹配到期望系统阶跃响应。该方法使用MATLAB中的约束非线性优化实现开源实现,并通过比较评估证明该方法可以替代已知的分析方法如Ziegler Nichols、Lambda整定、极点放置、主导极点和MATLAB专有PID整定应用。

Comments 4 tables, 4 figures

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AI中文摘要

本文提出了一种基于阶跃响应曲线拟合的PID整定方法(PID-SRCF),该方法利用L2范数最小化实现精确的参考跟踪和显式暂态响应塑造。该算法通过最小化期望与实际阶跃响应之间的均方误差来优化控制器参数。所提出的方法通过将任意闭环响应匹配到期望系统阶跃响应来确定最优的PID参数。实际上,首选的一阶加时间延迟模型或具有定义的稳定时间和超调要求的二阶系统。该方法使用MATLAB中的约束非线性优化实现开源实现。比较评估表明,PID-SRCF可以替代已知的分析方法如Ziegler Nichols、Lambda整定、极点放置、主导极点和MATLAB专有PID整定应用。

英文摘要

This paper presents a PID tuning method based on step response curve fitting (PID-SRCF) that utilizes L2-norm minimization for precise reference tracking and explicit transient response shaping. The algorithm optimizes controller parameters by minimizing the root-mean-square error between desired and actual step responses. The proposed approach determines optimal PID parameters by matching any closed-loop response to a desired system step response. Practically a first-order plus time delay model or a second-order system with defined settling time and overshoot requirements are preferred. The method has open-source implementation using constrained nonlinear optimization in MATLAB. Comparative evaluations demonstrate that PID-SRCF can replace known analytical methods like Ziegler Nichols, Lambda Tuning, Pole Placement, Dominant Pole and MATLAB proprietary PID tuning applications.

2506.07110 2026-05-21 physics.chem-ph

Polaron-Polariton Assisted Thermally Activated Superradiance

极子-极iton辅助的热激活超辐射

Yi-Ting Chuang, Liang-Yan Hsu

AI总结 研究在极iton环境中分子聚集体中热激活超辐射的异常现象,通过结合宏观量子电动力学和修改后的极子量子主方程理论,揭示了激子、声子和极iton之间的非平凡相互作用。

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AI中文摘要

我们预测了在极iton环境中分子聚集体中的异常热激活超辐射。与自由空间不同,当激子-声子耦合或温度增加时,集体发射增强。这种反直觉现象通过结合宏观量子电动力学与修改后的极子量子主方程理论的微观理论得到捕捉,揭示了激子、声子和极iton之间的非平凡相互作用。

英文摘要

We predict an anomalous thermally activated superradiance in molecular aggregates within polaritonic environments. In contrast to free space, the collective emission is enhanced when either the exciton-phonon coupling or the temperature increases. This counterintuitive phenomenon is captured by a microscopic theory that combines macroscopic quantum electrodynamics with a modified polaron quantum master equation approach, revealing a nontrivial interplay among excitons, phonons, and polaritons.

2505.21313 2026-05-21 physics.acc-ph physics.plasm-ph

Preliminary results from the CLEAR nonlinear plasma lens experiment

CLEAR非线性等离子体透镜实验的初步结果

P. Drobniak, E. Adli, H. B. Anderson, K. N. Sjobak, C. A. Lindstrøm, A. Dyson, S. M. Mewes, M. Thévenet

AI总结 该研究探讨了非线性等离子体透镜在高发散电子束传输中的应用,通过实验和模拟验证了等离子体透镜的非线性特性,为实现等离子体加速器阶段之间的色散传输提供了新方法。

Comments 4 pages, 2 figures, submitted as an IPAC'25 proceeding (MOPS027)

Journal ref Proceedings of the 16th International Particle Accelerator Conference, p. 641 (2025)

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AI中文摘要

等离子体透镜能够提供紧凑的电子束聚焦,因为它们在两个平面内同时提供强聚焦场(kT/m)。这对于高发散束和大能量散射的束流尤其重要,这些束流通常源自等离子体加速器。本文介绍了一种非线性主动等离子体透镜,其中特意在横向方向引入了可控的聚焦强度变化。该透镜是更大传输晶格的核心部分,是ERC项目SPARTA的核心,旨在为等离子体加速器阶段之间的无色散传输提供解决方案。我们报告了在CERN的CLEAR设施中获得的初步实验结果,该设施旨在利用电子束探测透镜的磁场结构,以寻找所需的非线性特性,同时结合二维等离子体模拟结果。

英文摘要

Plasma lensing provides compact focusing of electron beams, since they offer strong focusing fields (kT/m) in both planes simultaneously. This becomes particularly important for highly diverging beams with a large energy spread such as those typically originating from plasma accelerators. The lens presented here is a nonlinear active plasma lens, with a controlled focusing-strength variation purposely introduced in one transverse direction. This lens is a key element of a larger transport lattice, core of the ERC project SPARTA, which aims to provide a solution for achromatic transport between plasma-accelerator stages. We report on preliminary experimental results from the CLEAR facility at CERN, which aims to probe the magnetic field structure of the lens using an electron beam, in search of the desired nonlinearity, together with 2D plasma simulation results.

2505.11171 2026-05-21 physics.acc-ph

Development of an achromatic spectrometer for a laser-wakefield-accelerator experiment

为激光等离子体加速实验开发一个色散谱仪

F. Peña, E. Adli, P. Drobniak, D. Kalvik, K. N. Sjobak, C. A. Lindstrøm

AI总结 本文提出了一种色散谱仪的设计,用于诊断和优化等离子体相互作用,通过非线性等离子体透镜实现高发散和能量分散电子束的高分辨率分析。

Comments 4 pages, 3 figures, submitted to IPAC25 proceedings (TUPM096)

Journal ref Proceedings of the 16th International Particle Accelerator Conference, p. 1357 (2025)

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AI中文摘要

等离子体wakefield加速器的大梯度有望缩短加速器并降低其财务和环境成本。对于此类加速器,一个关键挑战是传输高发散和能量分散的束流。色散光学是一种潜在的解决方案,可以允许在不降解束质量的情况下使用等离子体加速器。为此,在SPARTA项目中开发了非线性等离子体透镜。作为该透镜的第一个应用,我们旨在为由激光wakefield加速器产生的电子束实现一个色散谱仪。这将大大提高通常在1到10个百分点能量分散的束流的分辨率,从而帮助诊断和优化等离子体相互作用。我们报告了设计此类实验的进展。

英文摘要

The large gradients of plasma-wakefield accelerators promise to shorten accelerators and reduce their financial and environmental costs. For such accelerators, a key challenge is the transport of beams with high divergence and energy spread. Achromatic optics is a potential solution that would allow staging of plasma accelerators without beam-quality degradation. For this, a nonlinear plasma lens is being developed within the SPARTA project. As a first application of this lens, we aim to implement an achromatic spectrometer for electron bunches produced by a laser-wakefield accelerator. This will greatly improve the resolution across the typically one to tens of percent energy spread bunches and therefore help diagnosis and optimization of the plasma interaction. We report on progress in designing such an experiment.

2504.01747 2026-05-21 math.GT

The untangling number of 3-periodic tangles

3周期结的解缠数

Toky Andriamanalina, Sonia Mahmoudi, Myfanwy E. Evans

AI总结 本文提出了一种新的衡量结复杂度的指标——解缠数,用于量化3周期结构中的纠缠复杂性,并展示了其在结构化学中的应用。

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AI中文摘要

曲线在3周期盒内的纠缠为生物、化学和物理系统中复杂的空间填充纠缠结构提供了一个模型。量化这些模型中的纠缠复杂性有助于更好地表征这些结构。在本文中,我们引入了一种新的纠缠复杂度度量方法,即解缠数,其灵感来自结论理中的无结数。解缠数通过图示表示中的操作序列,量化给定3周期结构与其最简单形式(称为基态)之间的最小距离。对于仅由无限开放曲线组成的纠缠,我们证明通用基态是结构化学中众所周知的晶体学杆堆积。

英文摘要

The entanglement of curves within a 3-periodic box provides a model for complicated space-filling entangled structures occurring in biological, chemical and physical systems. Quantifying the complexity of the entanglement within these models enhances the characterisation of these structures. In this paper, we introduce a new measure of entanglement complexity through the untangling number, reminiscent of the unknotting number in knot theory. The untangling number quantifies the minimum distance between a given 3-periodic structure and its least tangled version, called ground state, through a sequence of operations in a diagrammatic representation of the structure. For entanglements that consist of only infinite open curves, we show that the generic ground states are crystallographic rod packings, well known in structural chemistry.

2504.01355 2026-05-21 stat.ME econ.EM

A Practical Guide to Estimating Conditional Marginal Effects: Modern Approaches

一种估计条件边际效应的实用指南:现代方法

Jiehan Liu, Ziyi Liu, Yiqing Xu

AI总结 本文提供了一种使用现代统计方法估计条件边际效应的实用指南,讨论了处理效应如何随调节变量变化,并改进了现有解决方案,如半参数核估计器,引入了稳健的估计策略,如AIPW-Lasso和DML,并通过模拟和实证例子评估了每种方法,提供了针对样本量和研究背景的实用建议。

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AI中文摘要

本元素提供了一种使用现代统计方法估计条件边际效应的实用指南——即处理效应如何随调节变量变化。常用的approaches,如线性交互模型,常面临估计目标不明确、重叠有限和函数形式限制等问题。本指南首先明确估计目标并呈现主要识别结果。然后回顾并改进现有解决方案,如半参数核估计器,并引入稳健的估计策略,包括带有Lasso选择的增广逆概率加权(AIPW-Lasso)和现代算法的双重机器学习(DML)。每种方法均通过模拟和实证例子进行评估,针对样本量和研究背景提供实用建议。所有工具均在配套的R语言interflex包中实现。

英文摘要

This Element offers a practical guide to estimating conditional marginal effects-how treatment effects vary with a moderating variable-using modern statistical methods. Commonly used approaches, such as linear interaction models, often suffer from unclarified estimands, limited overlap, and restrictive functional forms. This guide begins by clearly defining the estimand and presenting the main identification results. It then reviews and improves upon existing solutions, such as the semiparametric kernel estimator, and introduces robust estimation strategies, including augmented inverse propensity score weighting with Lasso selection (AIPW-Lasso) and double machine learning (DML) with modern algorithms. Each method is evaluated through simulations and empirical examples, with practical recommendations tailored to sample size and research context. All tools are implemented in the accompanying \texttt{interflex} package for \texttt{R}.

2503.23838 2026-05-21 astro-ph.SR astro-ph.HE

A MeerKAT survey of nearby dwarf novae: I. New detections

MeerKAT对邻近矮矮新星的调查:I. 新发现

J. Kersten, E. Körding, P. A. Woudt, P. J. Groot, D. R. A. Williams, I. Heywood, D. L. Coppejans, C. Knigge, J. C. A. Miller-Jones, G. R. Sivakoff, R. Fender

AI总结 利用MeerKAT射电望远镜对邻近矮矮新星进行搜索,发现三个新的射电发射体,并发现矮矮新星的射电亮度与光学亮度相关,其峰值亮度与新型爆发星相似。

Comments Accepted for publication in MNRAS on 2025-03-28. 14 pages, 5 figures

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AI中文摘要

一项旨在寻找矮新星型爆发星的射电发射的计划使用南非MeerKAT射电望远镜进行。在出射期间,RU Pegasi、V426 Ophiuchi和IP Pegasi在L波段(1284 MHz中心频率)被检测到。此前,只有单一爆发星在如此低的频率下被射电检测到。现在,这一数量增加到了四个。随着这三个新发现的射电发射体,确认在任何频率下都能射电发射的矮新星数量达到了10个。我们发现射电亮度与光学亮度相关。对于V426 Ophiuchi和RU Pegasi,我们发现射电下降与出射期间的光学下降同时发生。矮新星在出射期间的峰值射电亮度非常类似于新型爆发星,没有观察到与轨道周期的相关性。

英文摘要

A program to search for radio emission from dwarf-novae-type cataclysmic variables was conducted with the South African MeerKAT radio telescope. The dwarf novae RU Pegasi, V426 Ophiuchi and IP Pegasi were detected during outburst at L-band (1284 MHz central frequency). Previously, only one cataclysmic variable was radio-detected at a frequency this low. We now bring the number to four. With these three newly found radio-emitters, the population of dwarf novae confirmed to be radio-emitting at any frequency reaches 10 systems. We found that the radio luminosity is correlated with the optical luminosity. For V426 Ophiuchi and RU Pegasi we found a radio decline contemporary with the outburst's optical decline. The peak radio luminosity of dwarf novae in outburst is very similar to that of novalike Cataclysmic Variables and no correlation with orbital period is seen.

2503.03478 2026-05-21 math.NT

Gross lattices of supersingular elliptic curves

超奇异椭圆曲线的格

Chenfeng He, Gaurish Korpal, Ha T. N. Tran, Christelle Vincent

AI总结 本文研究了超奇异椭圆曲线的格的极小值,探讨了第三极小值D_3与曲线j不变量在有限域上的关系,以及当p≡3 mod 4时的更细致的环结构信息。

Comments 41 pages, code available at https://github.com/gkorpal/minimal-gross Structure of the article has been updated, some results improved using previous work

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AI中文摘要

设p为素数,E为定义在ar{\mathbb{F}}_p上的超奇异椭圆曲线,\mathscr{O}为其(几何)自同构环。Chevyrev-Galbraith和Goren-Love之前的结果表明,Gross格的连续极小值刻画了\mathscr{O}的同构类。在本文中,我们扩展了这项工作,证明Gross格的第三连续极小值D_3的值给出了曲线j不变量在域\mathbb{F}_p或集合\mathbb{F}_{p^2} \setminus \mathbb{F}_p中的必要且充分条件,以及当j不变量属于\mathbb{F}_p且p≡3 mod 4时关于E的自同构环的更详细信息。我们以对超奇异椭圆曲线Gross格的几何进行调查作为本文的结尾。

英文摘要

Let $p$ be a prime, $E$ be a supersingular elliptic curve defined over $\bar{\mathbb{F}}_p$, and $\mathscr{O}$ be its (geometric) endomorphism ring. Earlier results of Chevyrev-Galbraith and Goren-Love have shown that the successive minima of the Gross lattice of $\mathscr{O}$ characterize the isomorphism class of $\mathscr{O}$. In this paper, we extend this work and show that the value of the third successive minimum $D_3$ of the Gross lattice gives necessary and sufficient conditions for the curve to have its $j$-invariant in the field $\mathbb{F}_p$ or in the set $\mathbb{F}_{p^2} \setminus \mathbb{F}_p$, as well as finer information about the endomorphism ring of $E$ when its $j$-invariant belongs to $\mathbb{F}_p$ and $p \equiv 3 \pmod{4}$. We end our article with an investigation of the geometry of Gross lattices of supersingular elliptic curves.

2503.03347 2026-05-21 math.ST stat.TH

Drift estimation for rough processes under small noise asymptotic : trajectory fitting method

小噪声渐进行下粗糙过程的漂移估计:轨迹拟合方法

Arnaud Gloter, Nakahiro Yoshida

AI总结 本文研究了在小噪声渐进行下,通过轨迹拟合方法估计满足随机Volterra方程的未知漂移参数的问题,提出了一种一致且渐近正态的轨迹拟合估计量,并给出了保证估计量在L^p意义下收敛的可识别性条件。

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AI中文摘要

我们考虑一个满足随机Volterra方程的过程$X^\ve$,其漂移函数中包含未知参数$θ^\star$。Volterra核是奇异的,例如$K_0(u)=c u^{α-1/2} \id{u>0}$,其中$α\in (0,1/2)$。假设扩散系数与$\ve o 0$成正比。从路径$(X^\ve_s)_{s\in[0,T]}$的观测中,我们构建了一个轨迹拟合估计量,证明其一致性和渐近正态性。我们还指定了保证估计量在$L^p$意义下收敛的可识别性条件。

英文摘要

We consider a process $X^\ve$ that solves a stochastic Volterra equation with an unknown parameter $θ^\star$ in the drift function. The Volterra kernel is singular, and includes as an example, $K\_0(u)=c u^{α-1/2} \id{u>0}$ with $α\in (0,1/2)$. It is assumed that the diffusion coefficient is proportional to $\ve \to 0$. From an observation of the path $(X^\ve\_s)\_{s\in[0,T]}$, we construct a Trajectory Fitting Estimator, which is shown to be consistent and asymptotically normal. We also specify identifiability conditions insuring the $L^p$ convergence of the estimator.

2503.01581 2026-05-21 cs.CE

A Deep Learning Framework for Medium-Term Covariance Forecasting in Multi-Asset Portfolios

多资产组合中中期协方差预测的深度学习框架

Pedro Reis, Ana Paula Serra, João Gama

AI总结 本文提出一种深度学习框架,结合三维卷积神经网络、双向长短期记忆层和多头注意力机制,以捕捉复杂的时空依赖性,从而提高多资产组合中中期协方差预测的准确性。

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AI中文摘要

准确的协方差预测对于资产组合配置、风险管理和资产定价至关重要,但许多现有方法在中期内景预报中表现不佳,因为市场制度的转变和较慢的动力学占主导地位。我们提出了一种深度学习框架,结合三维卷积神经网络、双向长短期记忆层和多头注意力机制,以捕捉复杂的时空依赖性。使用2017年至2023年每日14只交易所交易基金的数据,我们发现我们的模型在与经典基准(如收缩和GARCH方法)相比,将欧几里得和弗罗贝尼乌斯距离度量减少高达20%,并且在不同的市场制度中保持稳健。我们的投资组合实验展示了通过降低波动性和适度的周转率而获得显著的经济价值。这些发现突显了先进的深度学习架构在提高中期内协方差预测方面的潜力,为机构投资者和风险管理者提供了实际的好处。

英文摘要

Accurate covariance forecasting is central to portfolio allocation, risk management, and asset pricing, yet many existing methods struggle at medium-term horizons, where shifting market regimes and slower dynamics predominate. We propose a deep learning framework that combines three-dimensional convolutional neural networks, bidirectional long short-term memory layers, and multi-head attention to capture complex spatio-temporal dependencies. Using daily data on 14 exchange-traded funds from 2017 through 2023, we find that our model reduces Euclidean and Frobenius distance metrics by up to 20\% relative to classical benchmarks (e.g., shrinkage and GARCH approaches) and remains robust across distinct market regimes. Our portfolio experiments demonstrate significant economic value through lower volatility and moderate turnover. These findings highlight the potential of advanced deep learning architectures to improve medium-term covariance forecasts, offering practical benefits for institutional investors and risk managers.

2502.09745 2026-05-21 math.AP math.SP

Sharp energy decay rates for the damped wave equation on the torus via non-polynomial derivative bound conditions

通过非多项式导数界条件获得阻尼波方程的精确能量衰减率

Perry Kleinhenz

AI总结 本文研究了在紧致流形上阻尼波方程的能量衰减率,通过非多项式导数界条件获得更一般的衰减率,并展示了这些速率如何依赖于阻尼支持集的几何特性。

Comments 75 pages, 9 figures, v3. reorganized introduction, fixed typos and clarified obscurities throughout

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AI中文摘要

对于在紧致流形上的阻尼波方程,当某些测地线不接触阻尼正集时,能量衰减率依赖于阻尼在支持集边界处的导数界和增长性质,以及阻尼支持集的几何结构。在本文中,我们获得了某些情况下更一般的能量衰减率,这些衰减率满足更一般的非多项式导数界和增长性质。我们还展示了这些速率如何依赖于阻尼支持集的几何特性。我们证明了通用结果,并将其应用于增长缓慢的指数型、多项对数型或对数型阻尼的例子。这些例子中找到的衰减率在纯多项式阻尼的已知精确速率之间进行插值。证明依赖于在非常精细的非多项式半经典尺度上估计解以获得残差估计,然后通过半群理论将这些估计转换为能量衰减率。

英文摘要

For the damped wave equation on the torus, when some geodesics never meet the positive set of the damping, energy decay rates are known to depend on derivative bounds and growth properties of the damping near the boundary of its support, as well as the geometry of the support of the damping. In this paper we obtain, sometimes sharp, energy decay rates for damping which satisfy more general non-polynomial derivative bounds and growth properties. We also show how these rates can depend on the geometry of the support of the damping. We prove general results and apply them to examples of damping growing exponentially slowly, polynomial-logarithmically, or logarithmically. The decay rates found for these examples interpolate between known sharp rates for purely polynomial damping. The proof relies on estimating the solution at very fine, non-poynomial, semiclassical scales to obtain resolvent estimates, which are then converted to energy decay rates via semigroup theory.

2502.07860 2026-05-21 q-bio.QM

Design of an Automated Ethanol Vapor Generating System for Alcohol Use Disorder(AUD) Animal Studies

为酒精使用障碍(AUD)动物研究设计的自动乙醇蒸汽生成系统

Alexander Pozhitkov, Douglas Ramsay, Peter A Noble

AI总结 本研究提出了一种基于温度控制的乙醇蒸汽生成系统,用于精准控制动物实验中的乙醇蒸汽剂量,解决了传统系统在参数调节和安全性方面的不足。

Comments 6 pages, 2 figures, 1 table

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AI中文摘要

酒精使用障碍(AUD)是一种影响约2950万美国人的常见成瘾性疾病,其特征是尽管有负面后果仍无法控制饮酒行为。个体诊断标准的数目通常决定了AUD的严重程度。AUD研究旨在理解个体易感性差异并开发预防策略。酒精蒸汽吸入已成为动物病理生理学研究中的一种有前途的方法,使研究者能够控制酒精暴露的剂量和持续时间。这种方法对于研究自愿饮酒行为的加剧至关重要。目前商用酒精蒸汽生成系统存在局限性,包括燃烧风险和需要调节多个参数。其他方法如气泡或吹过蒸发面临维持平衡和避免气溶胶化的问题。为了解决这些问题,提出了一种新的乙醇蒸汽生成系统,仅依赖温度控制,在热力学控制下形成真空,使乙醇在其中蒸发。这种方法消除了调节多个参数的需要,提供了更精确的蒸汽剂量输送。我们验证了该系统,经过几次预热循环后实现了稳定的乙醇蒸汽。使用1.2升圆筒,我们1分钟内获得了约3.6升的饱和蒸汽/空气混合物。重力测定结果显示,每次循环产生约100毫克/升或~10,000 ppm的蒸汽/空气混合物。该乙醇蒸汽生成器的预期用途是提供一种浓缩的乙醇蒸汽/空气混合物,之后需进一步稀释后再用于动物实验。

英文摘要

Alcohol Use Disorder (AUD) is a prevalent addictive disorder affecting an estimated 29.5 million Americans. It is characterized by impaired control over alcohol consumption despite negative consequences. The number of diagnostic criteria met by an individual typically determines the severity of AUD. Research into AUD focuses on understanding individual susceptibility differences and developing preventive strategies. Alcohol vapor inhalation has emerged as a promising method for pathophysiological investigations in animals, allowing researchers to control the dose and duration of alcohol exposure. This approach is crucial for studying the escalation of voluntary alcohol-drinking behavior. Current commercial systems for alcohol vapor generation have limitations, including combustion risks and the need to adjust multiple parameters. Other methods, like bubbling or blow-over evaporation, face challenges in maintaining equilibrium and avoiding aerosolization. To address these issues, a new type of ethanol vapor generating system is proposed that relies solely on temperature control, creating a vacuum into which ethanol evaporates under thermodynamic control. This approach eliminates the need to adjust multiple parameters and offers improved accuracy and precision in vapor dose delivery. We validated the system as anticipated, achieving stable ethanol vapor after a few priming cycles. Using a 1.2 L cylinder, we obtained approximately 3.6 L of saturated vapor/air mix in 1 minute. Gravimetric results showed that each cycle produced about 100 mg/L or ~10,000 ppm vapor-to-air mixture. The intended use of the ethanol vapor generator is to provide a concentrated ethanol vapor / air mixture to be further diluted before delivering to the animals.

2502.02352 2026-05-21 math.OC econ.GN math.PR q-fin.EC

Stochastic Optimal Control with Measurable Coefficients and Applications

具有可测系数的随机最优控制及其应用

Filippo de Feo

AI总结 本文研究了具有可测系数的无限时间随机最优控制问题,通过$L^p$-粘性解理论证明了HJB方程的解的存在性,并建立了最优控制的验证定理,首次在该领域提出了可测系数下的完全非线性随机最优控制问题的解决方案。

Comments Accepted for publication on SIAM Journal on Control and Optimization

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AI中文摘要

具有仅可测系数的随机最优控制问题目前尚不明确。在本文中,我们考虑了具有可测系数和(局部)均匀椭圆扩散的无限时间完全非线性随机最优控制问题。利用$L^p$-粘性解理论,我们证明了HJB方程的$L^p$-粘性解$v\in W_{ m loc}^{2,p}$的存在性,该解同时也是强解(即几乎处处满足HJB方程)。我们进而证明了验证定理,提供了最优性的必要和充分条件。这些结果使我们能够构造最优反馈控制,并将价值函数作为HJB方程的唯一$L^p$-粘性解来刻画。据我们所知,这些是首次针对具有可测系数的完全非线性随机最优控制问题的成果。我们利用发展出的理论解决了一个出现在经济学中的最优广告问题。

英文摘要

Stochastic optimal control control problems with merely measurable coefficients are not well understood. In this manuscript, we consider fully non-linear stochastic optimal control problems in infinite horizon with measurable coefficients and (local) uniformly elliptic diffusion. Using the theory of $L^p$-viscosity solutions, we show existence of an $L^p$-viscosity solution $v\in W_{\rm loc}^{2,p}$ of the Hamilton-Jacobi-Bellman (HJB) equation, which, in turn, is also a strong solution (i.e. it satisfies the HJB equation pointwise a.e.). We are then led to prove verification theorems, providing necessary and sufficient conditions for optimality. These results allow us to construct optimal feedback controls and to characterize the value function as the unique $L^p$-viscosity solution of the HJB equation. To the best of our knowledge, these are the first results for fully non-linear stochastic optimal control problems with measurable coefficients. We use the theory developed to solve a stochastic optimal control problem arising in economics within the context of optimal advertising.

2501.11220 2026-05-21 math.LO

Proof-theoretic dilator and intermediate pointclasses

证明论中的稀释器与中间点类

Hanul Jeon

AI总结 本文研究了证明论中稀释器与中间点类之间的系统性联系,揭示了Σ^1_2证明论在连接这两种一般化标准序数分析中的关键作用。

Comments 44 pages. The proof of Theorem 5.19 was incorrect, so replaced by a new proof. The $β$-proof system now follows Tait-styled calculus instead of two-sided sequent calculus. Added explanations for Pohlers' framework in the introduction

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AI中文摘要

存在两种主要的标准序数分析的推广:一种是Girard的Π^1_2证明论,其中将理论分配给稀释器而不是序数;另一种是Pohlers的广义序数分析,其中将大于ω_1^CK的序数分配给理论。在本文中,我们证明这两种方法系统性地交织在一起,并且Σ^1_2证明论在连接这两种方法中起着关键作用。

英文摘要

There are two major generalizations of the standard ordinal analysis: One is Girard's $Π^1_2$-proof theory in which dilators are assigned to theories instead of ordinals. The other is Pohlers' generalized ordinal analysis with Spector classes, where ordinals greater than $ω_1^{\mathsf{CK}}$ are assigned to theories. In this paper, we show that these two are systematically entangled, and $Σ^1_2$-proof theoretic analysis has a critical role in connecting these two.

2501.07943 2026-05-21 math.CA math.CO

Optimization algorithms for Carleson and sparse collections of sets

Carleson和稀疏集合的优化算法

Eline A. Honig, Emiel Lorist

AI总结 本文提出了一种计算Carleson常数的强多项式算法,改进了Rey的近似算法,并证明了任何Carleson集合都是稀疏的,通过流与割的对偶性提供了构造性证明。

Comments 17 pages, 4 figures

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AI中文摘要

Carleson和稀疏集合在二元调和分析中起着核心作用。我们运用优化理论的方法来研究这些集合。首先,我们提出了一种强多项式算法来计算集合的Carleson常数,改进了Rey最近的近似算法。我们的算法基于子模函数最小化。其次,我们提供了一个算法,证明了任何Carleson集合都是稀疏的,实现了相应常数的最佳依赖关系,从而提供了Hänninen结果的构造性证明。我们的关键见解是将Carleson条件与稀疏性之间的对偶性重新表述为加权有向图中最大流与最小割之间的对偶性。

英文摘要

Carleson and sparse collections of sets play a central role in dyadic harmonic analysis. We employ methods from optimization theory to study such collections. First, we present a strongly polynomial algorithm to compute the Carleson constant of a collection of sets, improving on the recent approximation algorithm of Rey. Our algorithm is based on submodular function minimization. Second, we provide an algorithm showing that any Carleson collection is sparse, achieving optimal dependence of the respective constants and thus providing a constructive proof of a result of Hänninen. Our key insight is a reformulation of the duality between the Carleson condition and sparseness in terms of the duality between the maximum flow and the minimum cut in a weighted directed graph.