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2603.02122 2026-05-11 cs.IT math.IT

Deep Unfolding for SIM-Assisted Multiband MU-MISO Downlink Systems

Muhammad Ibrahim, Amine Mezghani, Ekram Hossain

AI总结 本文研究了如何在多频段多用户多输入单输出(MU-MISO)下行链路系统中高效利用堆叠智能超表面(SIM)技术。为了解决单个SIM相位配置需在所有子载波上保持有效、同时用户调度和功率分配随时间变化的挑战,作者提出了一种交替优化框架,将联合设计分解为预编码更新和SIM相位更新。针对SIM相位子问题,设计了一种基于物理模型的多频段深度展开网络(MBDU-Net),通过展开投影梯度更新过程,实现快速收敛和良好的频谱效率提升。

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英文摘要

To improve the efficiency of scarce radio-frequency (RF) resources in next-generation wireless systems, an intelligent transceiver architecture based on stacked intelligent metasurfaces (SIM) has recently emerged, where multiple programmable metasurface layers are cascaded and each layer comprises passive meta-atoms that perform beamforming directly in the wave domain. In parallel, inter-band carrier aggregation enables multi-band transmission with high spectral efficiency. Their integration in multi-band multiuser downlink transmission is challenging because a single SIM phase configuration must remain effective across all subcarriers, while user scheduling and power allocation vary across scheduling intervals. To address these challenges, we propose an alternating-optimization framework that decomposes the joint design into a power-constrained precoder update and a SIM phase update. For the SIM phase subproblem, we develop a physically consistent multi-band deep-unfolding network (MBDU-Net) that unrolls projected-gradient phase updates into a compact trainable architecture. Each stage computes an analytic gradient from the cascaded SIM channel model and learns lightweight parameters, including per-stage step sizes and band-aware scaling, enabling fast convergence. Numerical results for multi-band multiuser downlink scenarios demonstrate reliable convergence and consistent sum-rate gains on unseen channel realizations.

2602.19445 2026-05-11 math.GT math.QA

Coordinates for ${\rm SL}_3$-web basis elements in closed surfaces

Zhe Sun, Zhihao Wang

AI总结 本文研究了闭曲面 $Σ_g$ 的 ${\rm SL}_3$ 骨架代数,该代数是对 $Σ_g$ 的 ${\rm SL}_3$ 表示变种空间的量子化。作者引入了一种显式的坐标系统,用于描述该曲面上非椭圆网图基底元素,从而给出了一个由整数格子子半群参数化的基底参数化方法。该参数化与对应表示变种空间的维度一致,为理解该代数结构提供了新的工具。

Comments 30 pages. This is Version 2. In the revised version, we updated the definition of essential web diagrams in a pair of pants in Definition 4.1. We also added several examples in Figure 7 to illustrate Definition 4.1

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英文摘要

The ${\rm SL}_3$-skein algebra of a closed surface $Σ_g$ is a quantization of the ${\rm SL}_3$ character variety of $Σ_g$, where $g$ denotes the genus of the surface. This algebra admits a basis consisting of non-elliptic web diagrams in $Σ_g$. In this paper, we introduce explicit coordinates for non-elliptic web diagrams on $Σ_g$, yielding a parametrization by a submonoid of $\mathbb Z^{d}$. Here $d = 16g - 16$ for $g \ge 2$ and $d = 4$ in the torus case $g = 1$, coinciding with the dimension of the corresponding character variety.

2602.17766 2026-05-11 astro-ph.GA

Molecular Gas Excitation in z ~ 0.7 Gas-Rich Post-starburst Galaxies from SQuIGGLE

Vincenzo R. D'Onofrio, Justin S. Spilker, Rachel Bezanson, Robert Feldmann, Andy D. Goulding, Jenny E. Greene, Mariska Kriek, Anika Kumar, Yuanze Luo, Desika Narayanan, David J. Setton, Katherine A. Suess, Margaret E. Verrico

AI总结 该研究利用阿塔卡马大型毫米/亚毫米阵列(ALMA)对九个红移约为0.7的富含分子气体的后星暴星系进行CO(5-4)观测,揭示了这些星系中分子气体的激发状态。研究发现,这些星系中的分子气体激发程度中等,且与恒星形成率的总量或面密度无明显相关性,表明其气体中的恒星形成效率较低。其中有一个星系显示出显著的活动星系核特征,其分子气体激发程度较高,可能由非恒星加热机制主导。

Comments 14 pages, 4 figures. Accepted to ApJ

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英文摘要

Many post-starburst galaxies at $z\sim0.7$ have been shown to retain substantial molecular gas reservoirs yet host low ongoing star formation, suggesting that the remaining gas may be inefficient at forming stars during the early post-burst phase. We present new Atacama Large Millimeter/submillimeter Array CO(5-4) observations of nine gas-rich post-starburst galaxies at $z\sim0.7$ from the Studying Quenching in Intermediate-z Galaxies: Gas, angu$\vec{L}$ar momentum, and Evolution (SQuIGG$\vec{L}$E) survey, providing a view of the molecular gas excitation in these systems. Combined with existing CO(2-1) data, we detect CO(5-4) in 8/9 targets and find that most have moderate CO excitation with $r_{52}\equiv L'_{\rm CO(5-4)}/L'_{\rm CO(2-1)}\approx0.1-0.3$. These systems show no clear trend between $r_{52}$ and either total or surface-density of star formation. Specifically, all objects have $Σ_{\mathrm{SFR}} \sim 0.01-1\ \text{M}_\odot\ \text{yr}^{-1}\ \text{kpc}^{-2}$, consistent with compact, modest star formation, even when allowing for buried activity, as these galaxies decline from their peak. One object J1448+1010, which has clear optical, mid-infrared, and radio indicators of an active galactic nucleus, is an outlier with $r_{52}\approx0.6$; its elevated excitation likely requires significant non-stellar heating, with a contribution from potentially obscured star formation. Together, most gas-rich SQuIGG$\vec{L}$E post-starbursts have moderately excited molecular gas alongside little to modest star-forming activity, indicating that the remaining gas hosts relatively suppressed star formation efficiencies instead of strong buried starburst activity.

2602.17158 2026-05-11 physics.chem-ph cond-mat.str-el physics.comp-ph quant-ph

Stochastic tensor contraction for quantum chemistry

Jiace Sun, Garnet Kin-Lic Chan

AI总结 本文提出了一种基于随机张量收缩的量子化学计算方法,用于高效执行高阶张量收缩操作,从而大幅降低计算成本。该方法应用于耦合簇理论(含扰动三重激发)这一高精度量子化学方法,实现了接近平均场理论的计算复杂度和绝对成本,显著提升了计算效率和精度。实验表明,该方法在计算时间和误差方面相比现有局部关联近似方法提升了约一个数量级,且对系统维度和电子离域的依赖性更低,为加速量子化学计算提供了有力工具。

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英文摘要

Many computational methods in ab initio quantum chemistry are formulated in terms of high-order tensor contractions, whose cost determines the size of system that can be studied. We introduce stochastic tensor contraction to perform such operations with greatly reduced cost, and present its application to the gold-standard quantum chemistry method, coupled cluster theory with up to perturbative triples. For total energy errors more stringent than chemical accuracy, we reduce the computational scaling to that of mean-field theory, while starting to approach the mean-field absolute cost, thereby challenging the existing cost-to-accuracy landscape. Benchmarks against state-of-the-art local correlation approximations further show that we achieve an order-of-magnitude improvement in both total computation time and error, with significantly reduced sensitivity to system dimensionality and electron delocalization. We conclude that stochastic tensor contraction is a powerful computational primitive to accelerate a wide range of quantum chemistry.

2602.17125 2026-05-11 hep-ph

Decoding the near-threshold $X_{0,\,1}(4140)$ and $X_{1}(4685)$ states via OZI-suppressed coupled-channel scattering

Mao-Jun Yan

AI总结 本文研究了近阈态 $X_{0,\,1}(4140)$ 和 $X_{1}(4685)$ 的动力学特性,通过有效范围展开方法分析了 OZI 抑制的多通道散射过程。研究发现,$X_{0}(4140)$ 对应于 $J/ψϕ$ 阈值附近的一个动态生成极点,而 $X_{1}(4685)$ 被解释为 $ψ(2S)ϕ$ 分子态。该工作揭示了这些奇特态的形成机制,并为理解低能强相互作用中的 Fierz 重排和 OZI 抑制机制提供了重要线索。

Comments 23 pages, 7 figures

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英文摘要

To decode the near-threshold dynamics of the $X_{0,\,1}(4140)$ and $X_{1}(4685)$ states, we investigate the OZI-suppressed $\{D_{s}\bar{D}_{s},\, J/ψϕ,\, D_{s}^{\ast}\bar{D}_{s}^{\ast}\}$ coupled-channel scattering in $B\to D_{s}\bar{D}_{s} K$ decays using the effective range expansion. We demonstrate that the $X_{0}(4140)$, associated with a dip in the lineshape, corresponds to a dynamically generated pole near the $J/ψϕ$ threshold. The single-channel $J/ψϕ$ scattering length is extracted to be $1.11\pm 0.65\,\rm{fm}$, yielding an effective scattering length of $0.12^{+0.20}_{-0.10}+i0.78^{+0.20}_{-0.40} \, \rm{fm}$ when coupled channels are included. By treating the spin-spin interaction as a subleading effect, we predict a $J^{PC}=1^{++}$ virtual state near the $J/ψϕ$ threshold, which naturally resolves the empirical ambiguities surrounding the $X_{1}(4140)$ width. Extending this framework via heavy quark spin symmetry, we further interpret the $X_{1}(4685)$ as a $ψ(2S)ϕ$ hadronic molecule. Ultimately, these findings highlight how the $X(4140)$ family and $X_{1}(4685)$ serve as unique theoretical windows into the Fierz rearrangement and OZI suppression mechanisms in low-energy strong interactions.

2602.16347 2026-05-11 cs.DC

Load Balanced Parallel Node Generation for Meshless Numerical Methods

Jon Vehovar, Miha Rot, Matjaž Depolli, Gregor Kosec

AI总结 该研究针对无网格数值方法中节点生成的负载均衡问题,提出了一种并行节点生成算法。核心方法基于耦合空间索引和工作分配超树,通过预构建的超树结构实现工作单元的均衡分配,并结合部分预构建的空间超树避免锁操作,提升并行效率。该方法有效解决了多线程环境下节点生成的冲突处理问题,为无网格方法的高效并行计算提供了新方案。

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英文摘要

Meshless methods are used to solve partial differential equations by approximating differential operators at a node as a weighted sum of values at its neighbours. One of the algorithms for generating nodes suitable for meshless numerical analysis is an n-dimensional Poisson disc sampling based method. It can handle complex geometries and supports variable node density, a crucial feature for adaptive analysis. We modify this method for parallel execution using coupled spatial indexing and work distribution hypertrees. The latter is prebuilt according to the node density function, ensuring that each leaf represents a balanced work unit. Threads advance separate fronts and claim work hypertree leaves as needed while avoiding leaves neighbouring those claimed by other threads. Node placement constraints and the partially prebuilt spatial hypertree are combined to eliminate the need to lock the tree while it is being modified. Thread collision handling is managed by the work hypertree at the leaf level, drastically reducing the number of required mutex acquisitions for point insertion collision checks. We explore the behaviour of the proposed algorithm and compare the performance with existing attempts at parallelisation and consider the requirements for adapting the developed algorithm to distributed systems.

2602.13236 2026-05-11 math.CV math-ph math.MP

On non-homeomorphic surfaces with close DN maps

D. V. Korikov

AI总结 本文研究具有相同边界但不同亏格的非同胚曲面之间的狄利克雷-诺依曼映射(DN映射)的接近性问题。作者引入了施瓦茨双面(Schottky double)的概念,并通过分析其上双曲度量下最短闭测地线的长度,证明了当两个曲面的DN映射在算子范数下足够接近时,该长度趋于零,从而揭示了DN映射接近性与曲面几何结构之间的深刻联系。这一结果为通过边界测量反演曲面几何提供了新的理论依据。

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英文摘要

Let $(M,g)$ be a genus $m$ surface with boundary $Γ$ and DN map $Λ$. Introduce the Schottky double $2M$ of $(M,g)$ and denote by $Sys(2M)$ the length of the shortest closed geodesics in the hyperbolic metrics on $2M$. We prove that $Sys(2M)$ is small if $Λ$ is close, in the operator norm, to the DN map $Λ_*$ of some surface $(M_*,g_*)$ of lower genus $m_*<m$ with the same boundary $Γ$: $$\|Λ-Λ_*\|_{B(H^{1/2}(Γ);H^{-1/2}(Γ))}\to 0\,\Longrightarrow \ Sys(2M)\to 0.$$

2602.12037 2026-05-11 cond-mat.stat-mech physics.chem-ph

Markov State Models for Tracking Reaction Dynamics on Catalytic Nanoparticles

Caitlin A. McCandler, Chatipat Lorpaiboon, Timothy C. Berkelbach, Jutta Rogal

AI总结 该研究利用马尔可夫状态模型(MSM)对催化纳米颗粒上的反应动力学进行追踪,旨在从分子动力学模拟数据中提取动力学过程的宏观特征。通过分析不同氢表面浓度下铑催化剂表面(包括平面和纳米颗粒结构)的氢动力学行为,研究揭示了纳米颗粒边缘和角部结构会显著减缓氢的吸附/解吸过程,并发现氢-氢相互作用的协同效应导致反应速率随浓度呈现非单调变化。这一发现超越了传统过渡态理论的预测,为理解复杂催化体系的动力学行为提供了新的视角。

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英文摘要

Markov state models (MSMs) are a powerful tool to analyze and coarse-grain complex dynamical data into interpretable kinetic processes. This capability is particularly important in heterogeneous catalysis, where a medley of reactants and intermediates interact on surfaces that might simultaneously experience structural fluctuations. For these very complex systems, standard transition state theory (TST) approaches are no longer appropriate, motivating alternative approaches that can retain dynamical complexity while providing physical insight. With machine learned interatomic potentials being more and more ubiquitous, directly simulating complex catalytic systems with molecular dynamics (MD) is becoming increasingly feasible. Extending MSMs to dynamically coarse grain MD simulation data of catalytic processes, we analyze hydrogen dynamics on rhodium catalysts with slab and nanoparticle geometries over a range of hydrogen surface concentrations. Somewhat counterintuitively, nanoparticle features, such as corners and edges, effectively slow down the association/dissociation process, and the cooperative behavior of hydrogen-hydrogen interactions leads to a non-monotonic concentration dependence of the rates, which would not be predicted with standard TST.

2602.11756 2026-05-11 cs.DB

Towards a theory of Façade-X data access: satisfiability of SPARQL basic graph patterns

Luigi Asprino, Enrico Daga

AI总结 本文研究了 Façade-X 数据访问方法中 SPARQL 基本图模式的可满足性问题,旨在为该方法建立理论基础。作者提出了一个算法用于判断 SPARQL 查询在 Façade-X 数据源上的可满足性,并通过实验验证了该方法的实用性。这项工作为基于 SPARQL 的 Façade-X 数据访问策略研究提供了理论支持,有助于提升知识图谱数据集成系统的效率。

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英文摘要

Data integration is the primary use case for knowledge graphs. However, integrated data are not typically graphs but come in different formats, for example, CSV, XML, or a relational database. Façade-X is a recently proposed method for providing direct access to an open-ended set of data formats. The method includes a meta-model that specialises RDF to fit general data structures. This model allows to express SPARQL queries targeting data sources with those structures. Previous work formalised Façade-X and demonstrated how it can theoretically represent any format expressible with a context-free grammar, as well as the relational model. A reference implementation, SPARQL Anything, demonstrates the feasibility of the approach in practice. It is noteworthy that Façade-X utilises a fraction of RDF, and, consequently, not all SPARQL queries yield a solution (i.e. are satisfiable) when evaluated over a Façade-X graph. In this article, we consolidate Façade-X, and we study the satisfiability of basic graph patterns. The theory is accompanied by an algorithm for deciding the satisfiability of basic graph patterns on Façade-X data sources. Furthermore, we provide extensive experiments with a proof-of-concept implementation, demonstrating practical feasibility, including with real-world queries. Our results pave the way for studying query execution strategies for Façade-X data access with SPARQL and supporting developers to build more efficient data integration systems for knowledge graphs.

2602.11476 2026-05-11 cs.OS cs.DS

Bounded Local Generator Classes for Deterministic State Evolution

R. Jay Martin

AI总结 本文定义了一类称为有界局部生成器类(BLGC)的模型,用于图索引系统上的确定性状态演化。该模型通过有限范围的生成器在有界局部状态下进行确定性组合,每个更新操作仅作用于有限半径的邻域,并应用有界局部变换。该框架保证了每步操作的工作量与系统总规模无关,且在系统规模趋于无穷时,增量更新成本保持常数级别,从而实现了全局状态容量与计算工作量的结构解耦。

Comments 42 pages, 1 figure. Introduces bounded local generator classes BLGC for deterministic locality-preserving state evolution with dimension-work decoupling under bounded interaction radius

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英文摘要

We define a bounded local generator class (BLGC) for deterministic state evolution on graph-indexed systems. The construction consists of finite-range generators operating on bounded local state under deterministic composition. Each update acts only on a bounded-radius neighborhood and applies a bounded local transformation with projection onto a compact state domain. Under the BLGC constraints, per-step operator work remains independent of total system size M. Specifically, incremental update cost satisfies $W_t = O(1)$ with respect to $M \to \infty$ for fixed interaction radius $r$. The framework admits a Hilbert-space embedding in $\ell^2(V)\otimes \mathbb{R}^d$ and yields bounded operators under composition on admissible subspaces. The result establishes a structural decoupling between global state capacity and incremental computational work. The claims apply specifically to the bounded local generator class defined in this paper.

2602.11277 2026-05-11 hep-ph

Fate of $θ_{12}$ under $μ-τ$ Reflection Symmetry in Light of the First JUNO Results

Ranjeet Kumar

AI总结 本文基于JUNO实验首次测量的$θ_{12}$和$Δm^2_{21}$结果,研究了在$μ-τ$反射对称性下$θ_{12}$的演化特性。作者提出了一种基于$A_4$味对称性的II型跷跷板机制模型,该模型不仅预测$θ_{23}=45^\circ$和$δ_{\rm CP}=\pm π/2$,还给出了可被JUNO验证的$θ_{12}$预测值。研究发现,其中一个模型情景与最新JUNO结果不符,而参数间的相关性进一步提升了模型的可检验性,未来DUNE和T2HK实验将提供补充验证。

Comments 20 pages, 5 figures, 1 table. Updated to match the published version in PRD

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Journal ref
Phys. Rev. D 113 (2026) 9, 095012
英文摘要

The recent Jiangmen Underground Neutrino Observatory (JUNO) measurements of $θ_{12}$ and $Δm^2_{21}$ open a new avenue for probing flavor symmetric structures in the lepton sector. Motivated by this, we study a model in which $μ-τ$ reflection symmetry naturally emerges from an underlying $A_4$ flavor symmetry within a type-II seesaw framework. Beyond its standard predictions of $θ_{23}=45^{\circ}$ and $δ_{\rm CP}=\pm π/2$, the framework yields testable predictions for $θ_{12}$ that can be probed by JUNO. Two viable scenarios arise, one predicting $\sin^2θ_{12} \gsim 0.335$, which is strongly disfavored by the latest JUNO results. Correlations between $θ_{12}$ and model parameters further enhance the model's predictivity. Future measurements at DUNE and T2HK will provide complementary tests of this scenario.

2602.10215 2026-05-11 hep-ph astro-ph.CO

Gravitational scalar production with a generic reheating scenario

Francesco Costa, Jinsu Kim

AI总结 该论文研究了在宇宙暴胀及暴胀结束后阶段,脱离耦合标量场通过引力效应产生的效率问题,并探讨了不同再加热情景对其影响。研究考虑了包括幂律暴胀势和多阶段再加热等通用模型,得出了对标量自相互作用耦合、质量以及量子引力诱导算符系数的限制。结果表明,再加热动力学显著影响这些限制,低再加热温度和 $k < 4$ 的情形下,引力效应不会破坏非热暗物质模型的可预测性,而 $k > 4$ 时则会导致遗迹丰度增强,从而对标量场施加更严格的限制。

Comments v1: 40 pages; v2: 43 pages, JHEP-accepted version

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Gravitational production of decoupled scalars during inflationary and post-inflationary phases is efficient and can lead to over-production. We study this production with various reheating scenarios such as a generic power-law inflaton potential $V_{\rm inf}\propto ϕ^k$ as well as a multi-stage reheating scenario. We derive constraints on the scalar self-interaction coupling $λ_s$, the mass $m_s$, and coefficients of quantum gravity-induced operators. We find that the constraints depend sensitively on the reheating dynamics. Our analysis demonstrates that universal gravity effects do not necessarily spoil the predictivity of non-thermal dark matter scenarios with $k < 4$ and low reheating temperatures, as an extended reheating phase dilutes gravitationally-produced relics. For $k > 4$, on the other hand, the relic abundance is enhanced during the reheating phase, leading to stringent constraints on the scalar. In multi-stage reheating, we show that the enhancement/dilution effect of subsequent reheating phases factorises.

2602.08521 2026-05-11 math.DS math.SG

Polytopes and $C^0$-Riemannian metrics with positive $h_{\rm top}$

Marcelo R. R. Alves, Matthias Meiwes

AI总结 本文研究了在四维空间中由星形多面体光滑得到的星形超曲面上的Reeb动力学。利用作者与Dahinden、Pirnapasov共同工作的结果,证明了存在某些星形多面体,使得其任意光滑后的边界所对应的Reeb流都具有正的拓扑熵,从而解决了Ostrover和Ginzburg提出的问题。此外,还证明了对于任意闭曲面和给定正数C,存在连续但非光滑的黎曼度量,使得其任何光滑后的测地流的拓扑熵都大于C。

Comments 10 pages. Minor changes. Submitted for publication

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We study Reeb dynamics on starshaped hypersurfaces in $\mathbb{R}^4$ arising as smoothings of starshaped polytopes. Using the $C^0$--stability of positive topological entropy for Reeb flows in dimension three from our joint work with Dahinden and Pirnapasov, we show that there exist starshaped polytopes $P$ such that for any starshaped smoothing of $\partial P$ the associated Reeb flows have positive topological entropy. This answers a question of Ostrover and Ginzburg. Similarly, we show that given a closed surface $M$ and a number $C>0$, there exist continuous and non-differentiable Riemannian metrics $g$ on $S$ with $h_{\rm top}>C$ in the sense that for any smoothing of $g$ the associated geodesic flows have $h_{\rm top}>C$.

2602.05634 2026-05-11 math.PR

Regularity Estimates for Singular Density Dependent SDEs

Feng-Yu Wang, Qiumiao Wen, Fen-Fen Yang

AI总结 本文研究了具有密度依赖漂移项的奇异随机微分方程在 $\mathbb{R}^d$ 上的正则性估计问题,其中漂移项可能在分布密度函数处具有奇异性。通过利用初始分布的Wasserstein距离,作者估计了两个时间边缘分布之间的相对熵和Rényi熵。当 $d=1$ 时,若漂移项在 $t=0$ 处以 $t^{\frac{1}{2}+}$ 的速率衰减,所得的相对熵估计与椭圆扩散过程的经典熵-代价不等式一致。此外,作者还提出了一种适用于奇异SDE的改进型Khasminskii估计,具有独立的研究价值。

Comments 28pages

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英文摘要

Consider the density dependent (i.e. Nemytskii-type) SDEs on $\mathbb R^d$, where the drift $b_t(x,ρ(x),ρ)$ is locally integrable in $(t,x)\in [0,\infty)\times \mathbb R^d$ and may be singular in the distribution density function $ρ$. The relative/Renyi entropies between two time-marginal distributions are estimated by using the Wasserstein distance of initial distributions. When $d=1$ and $b_t$ decays at $t=0$ with rate $t^{\frac 1 2+}$, our the relative entropy estimate coincides with the classical entropy-cost inequality for elliptic diffusion processes. To estimate the Renyi entropy, a refined Khasminskii estimate is presented for singular SDEs which may be interesting by itself.

2602.04534 2026-05-11 cond-mat.mtrl-sci cond-mat.str-el

Fermi surface geometry and momentum dependent electron-phonon coupling drive the charge density wave in quasi-1D ZrTe$3$

Josu Diego, Matteo Calandra

AI总结 本研究探讨了准一维材料ZrTe₃中电荷密度波(CDW)形成的机制,揭示其源于费米面几何结构与动量依赖的电子-声子耦合作用的协同效应。通过第一性原理计算,发现仅在考虑Te原子5p轨道的Hubbard相互作用时,才能准确再现费米面结构,并导致CDW波矢量处的软声子模出现。研究进一步表明,电子-声子耦合随声子动量的变化在CDW形成中起主导作用。这些发现为理解其他准一维体系中的类似现象提供了重要参考。

Comments Accepted for publication in Physical Review B (American Physical Society)

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英文摘要

ZrTe$_3$ is a prototypical quasi-one-dimensional compound undergoing a charge density wave transition via a very sharp Kohn anomaly in phonon momentum space. While Fermi surface geometry has long been considered the primary driver of the instability, a full understanding of the lattice dynamics and electron-phonon role has remained elusive. Our first principles calculations in the high-symmetry phase show that the Fermi surface is correctly reproduced only when the Hubbard interaction on the Te $5p$ orbitals is included, which in turn is essential for the appearance of a soft harmonic phonon mode at the CDW wavevector. Analyzing the mode and momentum dependence of the electron-phonon coupling, we find that its variations with phonon momentum dominate over electronic effects. These results identify unambiguously the CDW origin in ZrTe$_3$ as a cooperative effect of Fermi surface geometry and momentum-dependent electron-phonon coupling, with the latter playing the leading role. We further determine the atomic structure in the low-symmetry CDW phase, revealing a nonchiral modulation. The mechanisms revealed in our work are directly relevant to other quasi-1D systems, including trichalcogenides and compounds hosting Peierls-like chains.

2602.03324 2026-05-11 cs.IR

SCASRec: A Self-Correcting and Auto-Stopping Model for Generative Route List Recommendation

Chao Chen, Longfei Xu, Daohan Su, Tengfei Liu, Hanyu Guo, Yihai Duan, Kaikui Liu, Xiangxiang Chu

AI总结 SCASRec 是一种用于生成式路线列表推荐的自纠正和自停止模型,旨在解决传统多阶段推荐系统中存在的目标不一致、冗余消除规则僵化以及模块间优化不协调等问题。该模型通过引入逐步纠正奖励机制和可学习的推荐终止标记,将排序与冗余消除整合为一个端到端流程,实现更高效、更符合用户需求的推荐结果。实验表明,SCASRec 在多个大规模数据集上均取得优越的离线和在线性能,并已在实际导航应用中成功部署。

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英文摘要

Route recommendation systems commonly adopt a multi-stage pipeline involving fine-ranking and re-ranking to produce high-quality ordered recommendations. However, this paradigm faces three critical limitations. First, there is a misalignment between offline training objectives and online metrics. Offline gains do not necessarily translate to online improvements. Actual performance must be validated through A/B testing, which may potentially compromise the user experience. Second, redundancy elimination relies on rigid, handcrafted rules that lack adaptability to the high variance in user intent and the unstructured complexity of real-world scenarios. Third, the strict separation between fine-ranking and re-ranking stages leads to sub-optimal performance. Since each module is optimized in isolation, the fine-ranking stage remains oblivious to the list-level objectives (e.g., diversity) targeted by the re-ranker, thereby preventing the system from achieving a jointly optimized global optimum. To overcome these intertwined challenges, we propose SCASRec (Self-Correcting and Auto-Stopping Recommendation), a unified generative framework that integrates ranking and redundancy elimination into a single end-to-end process. SCASRec introduces a stepwise corrective reward (SCR) to guide list-wise refinement by focusing on hard samples, and employs a learnable End-of-Recommendation (EOR) token to terminate generation adaptively when no further improvement is expected. Experiments on two large-scale, open-sourced route recommendation datasets demonstrate that SCASRec establishes an SOTA in offline and online settings. SCASRec has been fully deployed in a real-world navigation app, demonstrating its effectiveness.

2602.02934 2026-05-11 cs.SE

AgenticSZZ: Temporal Knowledge Graph-Guided Agentic Bug-Inducing Commit Identification

Yu Shi, Hao Li, Bram Adams, Ahmed E. Hassan

AI总结 本文提出 AgenticSZZ,一种基于时间知识图(TKG)的新型方法,用于识别导致缺陷的提交(BIC)。该方法通过构建包含时间与结构关系的提交图,并利用大语言模型代理进行图搜索,突破了传统 SZZ 方法依赖 git blame 的局限,显著提升了识别准确率。实验表明,AgenticSZZ 在三个数据集上取得了较高的 F1 分数,并在多个方面优于现有方法,为软件演化分析中的因果推理提供了新思路。

Comments Add RQ3 with open-source LLMs evaluation, such as DeepSeek-V4-Pro

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英文摘要

Identifying Bug-Inducing Commits (BICs) is fundamental for understanding software defects and enabling downstream tasks such as defect prediction and automated program repair. Yet existing SZZ-based approaches rely on git blame, restricting the search space to commits that directly modified the fixed lines. Our preliminary study on 2,102 validated bug-fixing commits reveals this limitation is significant: 28% of BICs require traversing commit history beyond blame results and 14% are blameless. We present AgenticSZZ, the first approach to apply Temporal Knowledge Graphs (TKGs) to software evolution analysis. AgenticSZZ reframes BIC identification from ranking blame commits into a graph search problem, where temporal ordering is fundamental to causal reasoning about bug introduction. The approach operates in two phases: (1) constructing a TKG that encodes commits with temporal and structural relationships, expanding the search space by traversing file history backward from blame commits and the bug-fixing commit; and (2) leveraging an LLM agent to navigate the graph using specialized tools for candidate exploration and causal analysis. Evaluation on three datasets shows that AgenticSZZ achieves F1-scores of 0.47 to 0.79, with statistically significant F1 improvements over state-of-the-art by up to 34%. Ablation confirms that both components and context expansion each contribute: the TKG and agent form an exploration-exploitation synergy, while context expansion unlocks ancestor BIC discovery, yielding 60 additional true positives. A sensitivity analysis across five open-weight LLMs reveals that effective TKG navigation requires sufficiently capable models, and that the TKG architecture amplifies stronger LLMs, widening the advantage. By transforming BIC identification into graph search, we open a new direction for temporal and causal reasoning in software evolution analysis.

2602.01602 2026-05-11 cs.IT math.IT

Spectral-Aligned Pruning for Universal Error-Correcting Code Transformers

Sanghyeon Cho, Taewoo Park, Seong-Joon Park, Dae-Young Yun, Hee-Youl Kwak, Sang-Hyo Kim, Yongjune Kim

AI总结 本文研究了如何高效压缩基于Transformer的通用信道译码器(如FECCT),以降低其计算复杂度和参数量。作者提出了一种结构感知的剪枝方法——谱对齐剪枝(SAP),该方法利用编码对应的二分图谱特征,实现跨编码的结构剪枝掩码复用,并通过低秩适配技术实现参数高效的模型恢复。实验表明,SAP在保持译码性能的同时,显著减少了计算成本和模型存储需求。

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英文摘要

Universal channel decoders based on transformers-such as the Foundation Error Correction Code Transformer (FECCT)-achieve competitive decoding performance across diverse code families with a single shared backbone, optionally followed by code-specific finetuning. However, the high computational complexity and large parameter footprint of FECCT present substantial obstacles to practical deployment. To address these challenges, we investigate structured pruning for FECCT and propose Spectral-Aligned Pruning (SAP), a structure-aware framework that enables cross-code reuse of structured pruning masks by leveraging the spectrum of the corresponding bipartite graph. SAP is grounded in classical graph analysis of codes: the two algebraically largest adjacency eigenvalues provide compact spectral proxies for degree scale, expansion ratio, and minimum-distance lower bounds. These quantities are directly relevant to decoding performance: degree scale reflects how densely codeword bits and parity checks are connected; expansion ratio influences how information propagates across the bipartite graph; and minimum distance characterizes codeword separation. Based on this connection, SAP uses these two leading eigenvalues as a lightweight code signature for pruning-mask retrieval. Empirically, this two-dimensional signature yields stable library selection equivalent to higher-dimensional spectral signatures in our evaluation. After pruning, SAP performs per-code recovery via parameter-efficient low-rank adaptation (LoRA), enabling a shared pruned backbone while storing only small code-specific adapter parameters. Experiments across diverse codes show that SAP achieves decoding performance comparable to dedicated per-code pruning, while enabling substantial reductions in computational cost and model memory footprint through kernel-level structured pruning.

2602.00147 2026-05-11 cond-mat.soft cond-mat.mtrl-sci physics.bio-ph

Plasticity, hysteresis, and recovery mechanisms in spider silk fibers

Renata Olivé, José Pérez-Riguero, Noy Cohen

AI总结 本文研究了蜘蛛丝纤维在循环加载下的塑性、滞后和恢复机制,揭示了其独特的微观结构演变过程。研究提出了一种基于能量的模型,将蜘蛛丝的宏观力学响应分解为两个平行网络,分别描述初始刚度和屈服应力以及大变形能力。该模型成功解释了蜘蛛丝在加载、卸载和恢复过程中的力学行为,并通过实验数据验证,为设计具有定制性能的合成纤维提供了理论基础。

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Journal ref
Journal of the Mechanics and Physics of Solids, 214: 106658, 2026
英文摘要

Spider silk is a remarkable biomaterial with exceptional stiffness, strength, and toughness stemming from a unique microstructure. While recent studies show that silk fibers exhibit plasticity, hysteresis, and recovery under cyclic loading, the underlying microstructural mechanisms are not yet fully understood. In this work, we propose a mechanism explaining the loading-unloading-relaxation response through microstructural evolution: initial loading distorts intermolecular bonds, resulting in a linear elastic regime. Upon reaching the yield stress, these bonds dissociate and the external load is transferred to the polypeptide chains, which deform entropically to allow large deformations. Unloading is driven by entropic shortening until a traction free state with residual stretch is achieved. Subsequently, the fiber recovers as chains reorganize and bonds reform, locking the microstructure into a new stable equilibrium that increases stiffness in subsequent cycles. Following these mechanisms, we develop a microscopically motivated, energy-based model that captures the macroscopic response of silk fibers under cyclic loading. The response is decoupled into two parallel networks: (1) an elasto-plastic network of inter- and intramolecular bonds governing the initial stiffness and yield stress, and (2) an elastic network of entropic chains that enable large deformations. The model is validated against experimental data from Argiope bruennichi dragline silk. The findings from this work are three-fold: (1) explaining the mechanisms that govern hysteresis and recovery and linking them to microstructural evolution; (2) quantifying the recovery process of the fiber, which restores and enhances mechanical properties; and (3) establishing a predictive foundation for engineering synthetic fibers with customized properties.

2601.22540 2026-05-11 physics.ao-ph

Track-Dependent Links between Tropical Cyclones and Extratropical Predictability in Physical and AI Models

Gan Zhang

AI总结 该研究探讨了热带气旋对中纬度地区天气预报可预测性的影响,通过对比物理模型和人工智能混合模型在热带气旋生成附近初始化的预报结果。研究发现,两种模型在中纬度误差增长模式和预报性能上表现相似,表明人工智能模型能够捕捉热带对流的大尺度影响而无需显式模拟对流过程。进一步分析表明,热带气旋对两周后中纬度预报的影响具有显著的时间、指标和路径依赖性,部分向极地移动的气旋会削弱美国和欧洲的预报能力,而向西移动的气旋影响更为显著。

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英文摘要

Global medium-range weather forecasts suffer occasional failures, often linked to tropical cyclones (TCs). We investigate TC influences on extratropical predictability by comparing forecasts from a physics-based model (ECMWF-IFS) and an AI-hybrid model (Google-NGCM) initialized near TC genesis. Analyzing 108 out-of-sample Northern Hemisphere cases reveals similar extratropical error growth patterns and comparable performance between the models. This suggests that the NGCM is capable of predicting the bulk upscale effects of tropical convection without directly representing convective processes. Leveraging the NGCM's computational efficiency, we compare forecasts initialized with and without TC genesis to isolate track-dependent forecast impacts. For Week-2 extratropical forecasts, TC impacts are highly time-, metric-, and track-dependent. The analysis confirms that some poleward-moving TCs degrade Week-2 US and European forecasts and suggests significant impacts from westward-moving TCs. The findings highlight the utility of the AI-hybrid model in predictability research and complex tropical-extratropical teleconnections that warrant future research.

2601.22503 2026-05-11 quant-ph

Quantum-Enhanced Sensing Enabled by Scrambling-Induced Genuine Multipartite Entanglement

Guantian Hu, Wenxuan Zhang, Zhihua Chen, Liuzhu Zhong, Jingchao Zhao, Chilong Liu, Zixing Liu, Yue Xu, Yongchang Lin, Yougui Ri, Guixu Xie, Mingze Liu, Haolan Yuan, Yuxuan Zhou, Yu Zhang, Chang-Kang Hu, Song Liu, Dian Tan, Dapeng Yu

AI总结 该研究提出了一种基于多体信息 scrambling 的量子增强传感方法,通过在超导量子处理器上实现蝴蝶计量学协议,展示了超越标准量子极限的相位灵敏度。研究发现,灵敏度的提升与 scrambling 引起的真多体纠缠的动态演化密切相关,并验证了其与非平衡关联函数(OTOC)的动力学关系,为可扩展的量子传感提供了新的实验路径。

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Journal ref
Phys. Rev. Lett. (2026)
英文摘要

Quantum sensing leverages quantum resources to surpass the standard quantum limit, yet many existing protocols rely on the preparation of complex entangled states and Hamiltonian engineering, posing challenges for universality and scalability. Here, we report an experimental realization of a universal protocol, known as Butterfly Metrology, proposed in [arXiv:2411.12794], demonstrating a scrambling-based approach for quantum-enhanced sensing on a superconducting quantum processor. By exploiting many-body information scrambling, we observe quantum-enhanced sensitivity to an encoded phase beyond the standard quantum limit, with a scaling consistent with a factor-of-two of the Heisenberg limit for system sizes of up to 10 qubits. Importantly, we experimentally establish a connection between the enhanced sensitivity and the dynamics of the out-of-time-order correlator (OTOC), and show that the buildup of scrambling-induced genuine multipartite entanglement underlies the observed sensitivity enhancement. Our results demonstrate a scalable and practical approach for quantum-enhanced sensing in interacting many-body quantum systems.

2601.20089 2026-05-11 physics.chem-ph

Aufbau Suppressed Coupled Cluster Theory for Doubly Excited States

Qasim Javed, Harrison Tuckman, Eric Neuscamman

AI总结 本文将Aufbau抑制耦合簇理论推广至双激发态领域,提出了一种波函数初始化策略,使零阶波函数能够匹配双激发参考波函数的最大构型,同时保持与基态单双激发理论相当的计算成本。该方法基于态平均完全活性空间自洽场参考,能准确计算由单一双激发行列式主导的激发态以及如乙二醛等分子中包含两个重要双激发行列式的激发态,其激发能误差通常在0.15 eV以内,远优于传统方程运动方法的误差水平。

Comments 35 pages, 5 figures

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英文摘要

We generalize the Aufbau suppressed coupled cluster formalism into the realm of doubly excited states by deriving, implementing, and testing a wave function initialization strategy that allows the zeroth order wave function to match the largest configurations of a doubly excited reference wave function while maintaining the method's overall asymptotic cost parity with ground state singles and doubles theory. Starting from state-averaged complete active space self consistent field references, this approach produces highly accurate excitation energies for states dominated by a single doubly excited determinant, as well as states in glyoxal and similar molecules where two different doubly excited determinants have large weights. Typical excitation energy errors in both types of states are on the order of 0.15 eV, with the largest observed error being 0.3 eV. These errors stand in stark contrast to equation of motion methods, where typical errors are 4 to 6 eV at the singles and doubles level and 0.4 to 0.8 eV at the full triples level. It remains an open question how best to generalize the Aufbau suppression approach into an even wider variety of multi-configurational double excitations, but these early results offer strong motivation for further investigation.

2601.20058 2026-05-11 cond-mat.quant-gas cond-mat.stat-mech cond-mat.str-el quant-ph

Superfluidity in the spin-1/2 XY model with power-law interactions

Muhammad Shaeer Moeed, Costanza Pennaforti, Adrian Del Maestro, Roger G. Melko

AI总结 本文研究了具有幂律相互作用的自旋-1/2 XY 模型中的超流性,重点分析了在不同相互作用范围下的相变行为。通过开发随机级数展开量子蒙特卡洛方法和广义绕数估计器,作者测量了超流密度,并在热力学极限下发现当相互作用指数趋于零时超流密度发散,表明长程相互作用增强了超流性。研究还提出了一种归一化超流密度估计方法,用于区分不同范围的相互作用区域,并为确定临界指数 $α_c$ 提供了新的量子蒙特卡洛探针。

Comments 17 pages, 10 figures

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英文摘要

In trapped-ion quantum simulators, effective spin-1/2 XY interactions can be engineered via laser-induced coupling between internal atomic states and collective phonon modes. In the simplest one-dimensional ($1d$) traps, these interactions decay as a power-law with distance $1/r^α$, with a tunable exponent $α$. For small $α$, the resulting long-range $1d$ XY model exhibits continuous symmetry breaking, in marked contrast to its nearest neighbor counterpart. In this paper, we examine this model near the phase transition at $α_c$ from the lens of the spin stiffness, or superfluid density. We develop a stochastic series expansion (SSE) quantum Monte Carlo (QMC) simulation and a generalized winding number estimator to measure the superfluid density in the presence of power-law interactions, which we test against exact diagonalization for small lattice sizes. Our results show how conventional superfluidity in the $1d$ XY model is enhanced in the long-range interacting regime. This is observed as a diverging superfluid density as $α\rightarrow 0$ in the thermodynamic limit, which we show is consistent with linear spin-wave theory. Finally, we define a normalized superfluid density estimator that clearly distinguishes the short, medium, and long-range interacting regimes, providing a novel QMC probe of the critical value $α_c$.

2601.18991 2026-05-11 q-fin.TR cs.GT econ.GN q-fin.EC

Who Restores the Peg? A Mean-Field Game Approach to Model Stablecoin Market Dynamics

Hardhik Mohanty, Bhaskar Krishnamachari

AI总结 本文研究了在稳定币脱锚事件中,是谁在恢复锚定价格的问题。作者构建了一个基于均场博弈的动态模型,模拟法币抵押稳定币市场中套利者和散户投资者在一级和二级市场中的策略性互动。该模型能够内生地反映市场摩擦对价格路径和订单流的影响,从而识别出不同渠道对恢复锚定价格的贡献,并评估基础设施在应对市场压力时的承受能力。通过分析三次历史脱锚事件,研究发现一级市场套利是稳定系统性压力的主要力量,并揭示了脱锚恢复速度的非线性阈值特性。

Comments 9 pages, 9 figures, 3 tables

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英文摘要

USDC and USDT are the dominant stablecoins pegged to \$1 with a total market capitalization of over \$300B and rising. Stablecoins make dollar value globally accessible with secure transfer and settlement. Yet in practice, these stablecoins experience periods of stress and de-pegging from their \$1 target, posing significant systemic risks. The behavior of market participants during these stress events and the collective actions that either restore or break the peg are not well understood. This paper addresses the question: who restores the peg?. We develop a dynamic, agent-based mean-field game framework for fiat-collateralized stablecoins, in which a large population of arbitrageurs and retail traders strategically interact across primary and secondary markets during a de-peg episode. The key advantage of this equilibrium formulation is that it endogenously maps market frictions into a market-clearing price path and implied net order flows, allowing us to attribute peg-reverting pressure by channel and to stress-test when a given infrastructure becomes insufficient for recovery. Using three historical de-peg events, we show that the calibrated equilibrium reproduces observed recovery half-lives and yields an order flow decomposition in which system-wide stress is predominantly stabilized by primary-market arbitrage. Finally, a quantitative sensitivity analysis identifies a non-linear breakdown threshold, beyond which a de-peg becomes markedly slower to reverse.

2601.17636 2026-05-11 physics.ao-ph

HealDA: Highlighting the importance of initial errors in end-to-end AI weather forecasts

Aayush Gupta, Akshay Subramaniam, Michael S. Pritchard, Karthik Kashinath, Sergey Frolov, Kelsey Lieberman, Christopher Miller, Nicholas Silverman, Noah D. Brenowitz

AI总结 该研究提出了一种基于机器学习的全球数据同化系统HealDA,旨在直接从卫星和常规观测数据生成大气状态,减少对传统数值天气预报系统的依赖。HealDA作为独立的数据同化模块,无需对下游机器学习预报模型进行微调即可提供初始条件,并在多种先进预报模型中表现出接近现有系统的性能。研究指出,HealDA的初始误差较大是影响预报精度的主要因素,且其性能受验证设置的影响显著,突显了评估一致性的重要性。

Comments Added ablation on the impact of Level 2 inputs in Supplementary Information A.12

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英文摘要

AI weather models now rival leading numerical weather prediction (NWP) systems in medium-range skill. However, almost all still rely on NWP data assimilation (DA) to provide initial conditions, tying them to expensive infrastructure and limiting the practical speed and accuracy gains of ML. More recently, ML-based DA systems have been proposed, which are often trained and evaluated end-to-end with a forecast model, making it difficult to assess the quality of their analysis fields. We introduce HealDA, a global ML-based DA system that maps a short window of satellite and conventional observations directly to a 1° atmospheric state on the HEALPix grid, using a smaller sensor suite than operational NWP. We treat HealDA strictly as a DA module: its analyses are used to initialize off-the-shelf ML forecast models without any fine-tuning of either. For a variety of off-the-shelf ML forecast models, including FourCastNet3 (FCN3), Aurora, and FengWu, HealDA-initialized forecasts lose less than one day of effective lead time when scored against ERA5. HealDA-initialized FCN3 ensembles similarly trail those of the ECMWF IFS ENS system by < 24 h. We find that forecast error growth in these models is unchanged from HealDA initialization, and the skill gap primarily arises from the larger initial error of the HealDA analysis. Spectral analysis reveals that this stems from overfitting to the large scales and upper-tropospheric fields. We also demonstrate that small changes in the verification setup can shift apparent skill by 12--24h, underscoring the need for consistent scoring. Taken together, these results clarify the current performance of ML-based DA systems and show that a relatively simple, direct observation-to-state network can already provide initial conditions that are usable by state-of-the-art ML forecast models with only modest loss in medium-range skill.

2601.17061 2026-05-11 q-bio.PE cs.NE nlin.AO

How Information Evolves: Stability-Driven Assembly and the Emergence of a Natural Genetic Algorithm

Dan Adler

AI总结 该研究探讨了信息如何在非平衡动力学中演化,提出了一种名为“稳定性驱动组装”(SDA)的框架,通过随机组装与差异持久性机制,使系统倾向于形成更持久的结构模式,从而实现类似遗传算法的自然演化过程。研究将SDA应用于化学符号空间,展示了其具备进化搜索的典型特征,如骨架主导、持续创新和熵减少等,揭示了在固定转移率的平衡模型中所不具备的开放动态演化机制,并提出了“演化阶梯”假说,认为基于持久性的选择先于基因复制发生。

Comments 39 pages, 13 figures

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英文摘要

Information can evolve as a physical consequence of non-equilibrium dynamics, even in the absence of genes, replication, or predefined fitness functions. We present Stability-Driven Assembly (SDA), a framework in which stochastic assembly combined with differential persistence biases populations toward longer-lived motifs. Assemblies that persist longer become more frequent and are therefore more likely to participate in subsequent interactions, generating feedback that reshapes the population distribution and implements fitness-proportional sampling, realizing evolution as a natural, emergent genetic algorithm (SDA/GA) driven solely by stability. We apply SDA/GA to chemical symbol space using SMILES fragments with recombination, mutation, and a heuristic stability function. Simulations show hallmark features of evolutionary search, including scaffold-level dominance, sustained novelty, and entropy reduction, yielding open-ended dynamics absent from equilibrium models with fixed transition rates. These results motivate an evolutionary ladder hypothesis where persistence-driven selection precedes genetic replication.

2601.14211 2026-05-11 cs.LO

Unification of Deterministic Higher-Order Patterns (Full Version)

Johannes Niederhauser, Aart Middeldorp

AI总结 本文提出了一种针对确定性高阶模式的完整且正确的归一化方法,这类模式是Yokoyama等人引入的一种简单类型lambda项,具有确定性匹配问题。该方法可视为全高阶归一化的特例,能够以最通用的方式解决flex-flex对。与Libal和Miller最近提出的函数作为构造符的高阶归一化方法相比,本文方法去除了对变量参数的全局限制,但因此失去了每个可解问题都存在最通用归一化这一性质,且确定性高阶模式的归一化问题的可判定性仍是未解之谜。

Comments accepted at IJCAR 2026

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英文摘要

We present a sound and complete unification procedure for deterministic higher-order patterns, a class of simply-typed lambda terms introduced by Yokoyama et al. which comes with a deterministic matching problem. Our unification procedure can be seen as a special case of full higher-order unification where flex-flex pairs can be solved in a most general way. Moreover, our method generalizes Libal and Miller's recent functions-as-constructors higher-order unification (FCU) by dropping their global restriction on variable arguments, thereby losing the property that every solvable problem has a most general unifier. In fact, minimal complete sets of unifiers of deterministic higher-order patterns may be infinite, so decidability of the unification problem remains an open question.

2601.13372 2026-05-11 cs.CY

Semantic Alignment Between Normative Theories of Ethics and the European Union Artificial Intelligence Act: A Transformer-Based Semantic Textual Similarity Analysis

Mehmet Murat Albayrakoglu, Mehmet Nafiz Aydin

AI总结 本文研究了《欧洲人工智能法案》与三种规范伦理理论(美德伦理、义务论和功利主义)之间的语义契合度,采用基于Transformer的语义文本相似度分析方法,量化评估法案文本与伦理理论描述之间的对齐程度。通过手动预处理理论描述以减少语义重叠,并结合多种轻量级Transformer模型进行相似度计算,研究发现义务论伦理与法案的序言和条款部分具有最高的语义契合度,揭示了法案在伦理基础上的倾向性。

Comments 18 pages, 5 tables, 3 figures; the concept of alignment introduced as an indication of influence

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英文摘要

The European Union Artificial Intelligence (EU AI) Act, which explicitly references fundamental rights and ethical principles, is a comprehensive regulatory framework for governing Artificial Intelligence (AI) systems. This study examines the moral grounding of the EU AI Act by analyzing the semantic alignment between three canonically distinct normative ethical theories (virtue ethics, deontological ethics, and consequentialism) and the Act's regulatory language. Building on philosophical and chronological considerations, the concept of influence is treated as a relational construct between the theories of ethics and the regulatory text. As a proxy for this relationship, Semantic Textual Similarity (STS) is employed to quantify the degree of alignment between the theory descriptions and the Act. The Act's preamble and statutory provisions are analyzed separately to capture its intentional and operational ethical groundings. To describe each theory distinctively and to reduce semantic overlap among theories, theory descriptions are manually preprocessed. To compute similarity scores, a heterogeneous embedding-level ensemble approach, comprising five lightweight Transformer-based encoders (SBERT, ALBERT, DistilBERT, RoBERTa, and TinyBERT), is used. To represent document-level alignment estimates, voting and averaging are used to aggregate STS scores. The findings indicate that deontological ethics exhibits the highest overall semantic alignment with both components of the EU AI Act.

2601.08194 2026-05-11 cs.HC

From Fixed to Flexible: Shaping AI Personality in Context-Sensitive Interaction

Shakyani Jayasiriwardene, Hongyu Zhou, Weiwei Jiang, Benjamin Tag, Nicholas Koemel, Matthew Ahmadi, Jorge Goncalves, Emmanuel Stamatakis, Anusha Withana, Zhanna Sarsenbayeva

AI总结 本文研究了如何在不同任务场景中动态调整对话代理的个性,以更好地满足用户需求。研究设计了一个可调节个性的对话界面,让用户在信息、情感和评价三种情境下沿八个维度调整代理性格,并通过混合方法研究60名参与者的反馈。结果发现,用户在不同情境下表现出不同的性格调整模式,且对具备情境感知能力的代理表现出更高的信任和拟人性。该研究为构建更具适应性和人性化的对话系统提供了重要参考。

Comments Preprint

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英文摘要

Conversational agents are increasingly expected to adapt across contexts and evolve their personalities through interactions, yet most remain static once configured. We present an exploratory study of how user expectations form and evolve when agent personality is made dynamically adjustable. To investigate this, we designed a prototype conversational interface that enabled users to adjust an agent's personality along eight research-grounded dimensions across three task contexts: informational, emotional, and appraisal. We conducted an online mixed-methods study with 60 participants, employing latent profile analysis to characterize personality classes and trajectory analysis to trace evolving patterns of personality adjustment. These approaches revealed distinct personality profiles at initial and final configuration stages, and adjustment trajectories, shaped by context-sensitivity. Participants also valued the autonomy, perceived the agent as more anthropomorphic, and reported greater trust. Our findings highlight the importance of designing conversational agents that adapt alongside their users, advancing more responsive and human-centred AI.

2601.07494 2026-05-11 cond-mat.mes-hall cond-mat.mtrl-sci cond-mat.str-el

Reconfigurable Oxide Nanoelectronics by Tip-induced Electron Delocalization

Chengyuan Huang, Changjian Ma, Mengke Ha, Longbing Shang, Zhenlan Chen, Qing Xiao, Zhiyuan Qin, Danqing Liu, Haoyuan Wang, Dawei Qiu, Qianyi Zhao, Ziliang Guo, Yanling Liu, Dingbang Chen, Chengxuan Ye, Zhenhao Li, Chang-Kui Duan, Guanglei Cheng

AI总结 该研究提出了一种适用于真空和低温环境的“无水”导电原子力显微镜(cAFM)光刻技术,克服了传统cAFM在空气中进行纳米器件加工时伴随的器件退化问题。通过在LaAlO₃/SrTiO₃界面调控氧空位,实现了在毫开尔文温度下对纳米尺度极化子-电子液体转变的非易失性、可重构控制,并达到0.85纳米的超精细线宽分辨率。研究揭示了尖端调控氧空位电迁移的关键作用,为在关联氧化物中工程化可编程量子态提供了有力工具。

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Journal ref
Phys. Rev. Applied 25, L051003 (2026)
英文摘要

Reconfigurable oxide nanoelectronics, enabled by conductive atomic force microscope (cAFM) lithography, have established complex oxide interfaces as a promising platform for quantum engineering that harnesses emergent phenomena for advanced functionalities. However, this cAFM nanofabrication process can only occur in the air, with simultaneous device decay described under the "water-cycle" writing mechanism. These restrictions pose ongoing challenges for device optimization in the quantum regime at mK temperatures. Here, we demonstrate a "waterless" cAFM lithography approach that is compatible with vacuum and cryogenic environments. Through oxygen vacancy engineering at the LaAlO$_3$/SrTiO$_3$ interface, we have achieved nonvolatile and reconfigurable cAFM control of nanoscale interfacial polaron-electron liquid transition at mK temperatures with an ultrafine line resolution of 0.85 nm. Supported by first-principles calculations and drift-diffusion modeling, we show that tip-controlled oxygen vacancy electromigration plays a key role. This advancement bridges reconfigurable device fabrication and concurrent characterization in situ at mK temperatures, and establishes a versatile Hubbard toolbox for engineering programmable quantum phases in correlated oxides.