arXivDaily arXiv每日学术速递 周一至周五更新
2602.16709 2026-02-19 cs.LG math.ST stat.ME stat.TH

Knowledge-Embedded Latent Projection for Robust Representation Learning

Weijing Tang, Ming Yuan, Zongqi Xia, Tianxi Cai

详情
英文摘要

Latent space models are widely used for analyzing high-dimensional discrete data matrices, such as patient-feature matrices in electronic health records (EHRs), by capturing complex dependence structures through low-dimensional embeddings. However, estimation becomes challenging in the imbalanced regime, where one matrix dimension is much larger than the other. In EHR applications, cohort sizes are often limited by disease prevalence or data availability, whereas the feature space remains extremely large due to the breadth of medical coding system. Motivated by the increasing availability of external semantic embeddings, such as pre-trained embeddings of clinical concepts in EHRs, we propose a knowledge-embedded latent projection model that leverages semantic side information to regularize representation learning. Specifically, we model column embeddings as smooth functions of semantic embeddings via a mapping in a reproducing kernel Hilbert space. We develop a computationally efficient two-step estimation procedure that combines semantically guided subspace construction via kernel principal component analysis with scalable projected gradient descent. We establish estimation error bounds that characterize the trade-off between statistical error and approximation error induced by the kernel projection. Furthermore, we provide local convergence guarantees for our non-convex optimization procedure. Extensive simulation studies and a real-world EHR application demonstrate the effectiveness of the proposed method.

2602.16700 2026-02-19 cs.IT cs.CR cs.NI eess.SP math.IT

The Role of Common Randomness Replication in Symmetric PIR on Graph-Based Replicated Systems

Shreya Meel, Sennur Ulukus

详情
英文摘要

In symmetric private information retrieval (SPIR), a user communicates with multiple servers to retrieve from them a message in a database, while not revealing the message index to any individual server (user privacy), and learning no additional information about the database (database privacy). We study the problem of SPIR on graph-replicated database systems, where each node of the graph represents a server and each link represents a message. Each message is replicated at exactly two servers; those at which the link representing the message is incident. To ensure database privacy, the servers share a set of common randomness, independent of the database and the user's desired message index. We study two cases of common randomness distribution to the servers: i) graph-replicated common randomness, and ii) fully-replicated common randomness. Given a graph-replicated database system, in i), we assign one randomness variable independently to every pair of servers sharing a message, while in ii), we assign an identical set of randomness variable to all servers, irrespective of the underlying graph. In both settings, our goal is to characterize the SPIR capacity, i.e., the maximum number of desired message symbols retrieved per downloaded symbol, and quantify the minimum amount of common randomness required to achieve the capacity. To this goal, in setting i), we derive a general lower bound on the SPIR capacity, and show it to be tight for path and regular graphs through a matching converse. Moreover, we establish that the minimum size of common randomness required for SPIR is equal to the message size. In setting ii), the SPIR capacity improves over the first, more restrictive setting. We show this through capacity lower bounds for a class of graphs, by constructing SPIR schemes from PIR schemes.

2602.16693 2026-02-19 quant-ph math-ph math.MP

Numerical study of non-relativistic quantum systems and small oscillations induced in a helically twisted geometry

C. F. S. Pereira, R. L. L. Vitória, A. R. Soares, B. B. Silva, H. Belich, Edilberto O. Silva

Comments 19 pages, 21 figures

详情
英文摘要

We investigate bound states of a non-relativistic scalar particle in a three-dimensional helically twisted (torsional) geometry, considering both the free case and the presence of external radial interactions. The dynamics is described by the Schrödinger equation on a curved spatial background and, when included, by minimal coupling to a magnetic vector potential incorporating an Aharonov--Bohm flux. After separation of variables, the problem reduces to a one-dimensional radial eigenvalue equation governed by an effective potential that combines torsion-induced Coulomb-like and centrifugal-like structures with magnetic/flux-dependent terms and optional model interactions. Because closed-form analytic solutions are not reliable over the parameter ranges required for systematic scans, we compute spectra and eigenfunctions numerically by formulating the radial equation as a self-adjoint Sturm--Liouville problem and solving it with a finite-difference discretization on a truncated radial domain, with explicit convergence control. We analyze four representative scenarios: (i) no external potential, (ii) Cornell-type confinement, (iii) Kratzer-type interaction, and (iv) the small-oscillation regime around the minimum of a Morse potential. We present systematic trends of the low-lying levels as functions of the torsion parameter, magnetic field, and azimuthal sector, and we show that geometric couplings alone can produce effective confinement even in the absence of an external interaction.

2602.16692 2026-02-19 math.CO

Disjoint Correspondence Colorings for $K_5$-Minor-free Graphs

Wouter Cames van Batenburg, Daniel W. Cranston, František Kardoš

Comments 9 pages, 1 figure

详情
英文摘要

Thomassen famously proved that every planar graph is 5-choosable. We explore variants of this result, focusing on finding disjoint correspondence colorings, in the more general class of $K_5$-minor-free graphs. Correspondence colorings generalize list colorings as follows. Given a graph $G$ and a positive integer $t$, a correspondence $t$-cover $\textbf{M}$ assigns to each $v\in V(G)$ a set of allowable colors $\{1_v,\ldots,t_v\}$ and to each edge $vw\in E(G)$ a matching between $\{1_v,\ldots,t_v\}$ and $\{1_w,\ldots,t_w\}$. An $\textbf{M}$-coloring $φ$ picks for each vertex $v$ a color $φ(v)$ (from the set $\{1_v,\ldots,t_v\}$) such that for each edge $vw\in E(G)$ the colors $φ(v),φ(w)$ are not matched to each other. Two $\textbf{M}$-colorings $φ_1,φ_2$ of $G$ are called disjoint if $φ_1(v)\neφ_2(v)$ for all $v\in V(G)$. For every $K_5$-minor-free graph $G$ and every correspondence 6-cover $\textbf{M}$ of $G$, we construct 3 pairwise disjoint $\textbf{M}$-colorings $φ_1,φ_2,φ_3$. In contrast, we provide examples of $K_5$-minor-free graphs and correspondence 5-covers $\textbf{M}$ that do not admit 3 disjoint $\textbf{M}$-colorings.

2602.16691 2026-02-19 math-ph gr-qc math.AP math.MP

Two-mode dominance and deterministic parameter bias bounds for equatorial Kerr-de Sitter ringdown

Ruiliang Li

Comments 94 pages. Second paper in a series on inverse Kerr--de Sitter spectroscopy from high-frequency equatorial quasinormal modes. Companion paper (Paper 1): arXiv:2602.15764

详情
英文摘要

We study scalar waves on subextremal Kerr-de Sitter spacetimes in a compact slow-rotation regime and at a fixed overtone index. Working initially at a fixed cosmological constant $Λ>0$ and uniformly for $(M,a)$ in a compact slow-rotation set, using the meromorphic/Fredholm framework for quasinormal modes and a semiclassical equatorial labeling proved in a companion paper, we establish a quantitative two-mode dominance theorem in an equatorial high-frequency package: after exact azimuthal reduction, microlocal equatorial localization, and analytic pole selection by entire localization weights constructed from equatorial pseudopoles, the $k=\pm\ell$ sector signals are each governed by a single quasinormal exponential, up to an explicitly controlled tail and an $\mathcal O(\ell^{-\infty})$ contribution from all other poles. We then develop a fully deterministic frequency-extraction stability estimate based on time-shift invariance, and combine it with the two-mode dominance result and the companion paper's inverse stability theorem to obtain an explicit parameter bias bound for ringdown-based recovery of $(M,a)$. Finally, using the companion paper's three-parameter inverse theorem and a damping observable based on the scaled imaginary part of one equatorial mode, we propagate the same deterministic error chain to a local bias bound for recovery of $(M,a,Λ)$ on compact parameter sets with $|a|$ bounded away from $0$. As a further consequence, we obtain a localized pseudospectral stability statement for the equatorial resolvent package, quantifying how large microlocalized resolvent norms enforce proximity to the labeled equatorial poles. The resulting estimates clarify the conditioning mechanisms (start time, window length, shift step, and detector nondegeneracy) and provide a rigorous PDE-to-data interface for high-frequency black-hole spectroscopy.

2602.16685 2026-02-19 math.AG

Generalized determinantal representation of hypersurfaces

A. El Mazouni, D. S. Nagaraj, Supravat Sarkar

详情
英文摘要

In this article we extend the notion of determinantal representation of hypersurfaces to the determinantal representation of sections of the determinant line bundle of a vector bundle. We give several examples, and prove some necessary conditions for existence of determinantal representation. As an application, we show that for any integer $d \geq 1,$ there is an indecomposable vector bundle $E_d$ of rank $2$ on $\mathbb{P}^2$ such that almost all curves of degree $d$ of $\mathbb{P}^2$ arise as the degeneracy loci of a pair of holomorphic sections of $E_d$, upto an automorphism of $\mathbb{P}^2$. We use this result to obtain a linear algebraic application.

2602.16658 2026-02-19 math-ph cond-mat.stat-mech math.MP quant-ph

Exponential concentration of fluctuations in mean-field boson dynamics

Matias Gabriel Ginzburg, Simone Rademacher, Giacomo De Palma

详情
英文摘要

We study the mean-field dynamics of a system of $N$ interacting bosons starting from an initially condensated state. For a broad class of mean-field Hamiltonians, including models with arbitrary bounded interactions and models with unbounded interaction potentials, we prove that the probability of having $n$ particles outside the condensate decays exponentially in $n$ for any finite evolution time. Our results strengthen previously known bounds that provide only polynomial control on the probability of having $n$ excitations.

2602.16654 2026-02-19 math.CA

A.E. Convergence vs Boundedness

Xinyu Gao, Loukas Grafakos

详情
英文摘要

We extend Stein's maximal theorem to the bilinear setting. Let $M$ be a homogeneous space with a transitive action of a compact abelian group, and let $1 \le p,q \le 2$ and $1/2 \le r \le 1$ satisfy $1/p + 1/q = 1/r$. For a family of translation-invariant bilinear operators \[ T_m : L^p(M) \times L^q(M) \to L^r(M), \qquad m \in \mathbb{N}, \] that converge almost everywhere, we prove that the associated maximal operator \[ T^*(f,g) = \sup_m |T_m(f,g)| \] is of weak type $L^p(M) \times L^q(M) \to L^{r,\infty}(M)$. The proof relies on probabilistic methods and a bilinear extension of Stein's lemma for double Rademacher series. We also establish a bilinear analogue of Sawyer's extension of Stein's theorem for positive bilinear operators commuting with a mixing family of measure-preserving transformations. Applications include strong-type boundedness of maximal bilinear tail operators associated with ergodic transformations in the natural exponent range $r = (1/p + 1/q)^{-1}$ for $p,q > 1$, as well as almost everywhere convergence results for bilinear Bochner--Riesz means and other bilinear ergodic averages on the torus.

2602.16644 2026-02-19 math.AP

Hierarchical paraproducts

Oluwadamilola Fasina

Comments 12 pages

详情
英文摘要

We outline an extension of paraproduct decompositions for compositions of the form $A(f)$ where $A \in C^{d}(\mathbb{R}), f \in Λ_α([0,1]^d)$ developed in [arXiv:2503.12629] and [arXiv:2508.13322] to settings where $(A \in C^1(\mathbb{R}),f \in Λ_α(X))$ and $ (A \in C^2(\mathbb{R}),f \in Λ_α(X \times Y))$. To do so, we construct partition trees on $X$ and $X \times Y$ such that analysis with respect to scale is sensible. We obtain results resembling those of [arXiv:2503.12629] and [arXiv:2508.13322], but with the finite sets $X$ and $X \times Y $ as support. In particular we construct the paraproduct $Π_{A',A''}^{L,S}: f \to \tilde{A}_{L,S}(f) + Δ_{L,S}(A,f)$ such that $Δ_{L,S}(A,f) \in Λ_{2α}(X \times Y)$ and $\lVert Δ_{L,S}(A,f) \rVert_{Λ_{2α}(X \times Y)} \leq C_A \lVert f \rVert_{Λ_α(X \times Y)}$. Analogous results are obtained when the support is just one finite set, $X$. This extension is motivated by situations where one wishes to separate the singular and smooth components of such compositions in graph signal processing environments.

2602.16630 2026-02-19 math.AP

Symmetry properties for positive solutions of mixed boundary value problems in a sub-spherical sector

Ruofei Yao

Comments 46 pages, 8 figures

详情
英文摘要

In this paper, we investigate the symmetry properties of positive solutions $u$ to a semilinear elliptic equation under mixed Dirichlet-Neumann boundary conditions in symmetric domains. First, we establish a maximum principle tailored to mixed-boundary problems in domains of either small volume or narrow width, thereby enabling the application of the moving plane method. Secondly, in contrast to the purely Dirichlet case, a key challenge is to establish the non-vanishing of the tangential derivative of $u$ along the Neumann boundary. To address this, we employ local analysis techniques of angular derivatives, as introduced by Hartman and Wintner [Amer. J. Math., 1953]. Thirdly, we identify the signs of directional derivatives of $u$ along sections of the moving line. Using a planar sub-spherical sector as an example, we illustrate how these new innovative techniques and the moving plane method can be combined to derive symmetry and monotonicity results, particularly when the amplitude is less than or equal to $2π/3$.

2602.16625 2026-02-19 math.CO

Comparability of random permutations in the strong Bruhat order

Nicholas Christo, Marcus Michelen

Comments 15 pages

详情
英文摘要

The (strong) Bruhat order for permutations provides a partial ordering defined as follows: two permutations are comparable if one can be obtained from the other by a sequence of adjacent transpositions that each increase the number of inversions by $1$. Given two random permutations, what is the probability that they are comparable in the Bruhat order? This problem was first considered in a 2006 work of Hammett and Pittel, which showed an exponential lower bound and a polynomial upper bound. The lower bound was very recently improved to the subexponential bound of $\exp(-n^{1/2 + o(1)})$ by Boretsky, Cornejo, Hodges, Horn, Lesnevich, and McAllister. Hammett and Pittel predicted that the probability should decrease polynomially. We show that the probability decreases faster than any polynomial and is on the order of $\exp(-Θ(\log^2 n))$.

2602.16615 2026-02-19 math.PR

A Rough Functional Breuer-Major Theorem

Henri Elad Altman, Tom Klose, Nicolas Perkowski

Comments 92 pages + references, 4 figures

详情
英文摘要

We extend the functional Breuer-Major theorem by Nourdin and Nualart (2020) to the space of rough paths. The proof of tightness combines the multiplication formula for iterated Malliavin divergences, due to Furlan and Gubinelli (2019), with Meyer's inequality and a Kolmogorov-type criterion for the r-variation of cadlag rough paths, due to Chevyrev et al. (2022). Since martingale techniques do not apply, we obtain the convergence of the finite-dimensional distributions through a bespoke version of Slutsky's lemma: First, we overcome the lack of hypercontractivity by an iterated integration-by-parts scheme which reduces the remaining analysis to finite Wiener chaos; crucially, this argument relies on Malliavin differentiability of the nonlinearity but not on chaos decay and, as a consequence, encompasses the centred absolute value function. Second, in the spirit of the law of large numbers, we show that the diagonal of the second-order process converges to an explicit symmetric correction term. Finally, we compute all the moments of the remaining process and, through a fine combinatorial analysis, show that they converge to those of the Stratonovich Brownian rough path perturbed by an antisymmetric area correction, as computed by a suitable amendment of Fawcett's theorem. All of these steps benefit from a major combinatorial reduction that is implied by the original argument of Breuer and Major (1983).

2602.16612 2026-02-19 cs.LO cs.AI math.CT quant-ph

Causal and Compositional Abstraction

Robin Lorenz, Sean Tull

详情
英文摘要

Abstracting from a low level to a more explanatory high level of description, and ideally while preserving causal structure, is fundamental to scientific practice, to causal inference problems, and to robust, efficient and interpretable AI. We present a general account of abstractions between low and high level models as natural transformations, focusing on the case of causal models. This provides a new formalisation of causal abstraction, unifying several notions in the literature, including constructive causal abstraction, Q-$τ$ consistency, abstractions based on interchange interventions, and `distributed' causal abstractions. Our approach is formalised in terms of category theory, and uses the general notion of a compositional model with a given set of queries and semantics in a monoidal, cd- or Markov category; causal models and their queries such as interventions being special cases. We identify two basic notions of abstraction: downward abstractions mapping queries from high to low level; and upward abstractions, mapping concrete queries such as Do-interventions from low to high. Although usually presented as the latter, we show how common causal abstractions may, more fundamentally, be understood in terms of the former. Our approach also leads us to consider a new stronger notion of `component-level' abstraction, applying to the individual components of a model. In particular, this yields a novel, strengthened form of constructive causal abstraction at the mechanism-level, for which we prove characterisation results. Finally, we show that abstraction can be generalised to further compositional models, including those with a quantum semantics implemented by quantum circuits, and we take first steps in exploring abstractions between quantum compositional circuit models and high-level classical causal models as a means to explainable quantum AI.

2602.16606 2026-02-19 math.ST stat.ME stat.TH

On Sharpened Convergence Rate of Generalized Sliced Inverse Regression for Nonlinear Sufficient Dimension Reduction

Chak Fung Choi, Yin Tang, Bing Li

详情
英文摘要

Generalized Sliced Inverse Regression (GSIR) is one of the most important methods for nonlinear sufficient dimension reduction. As shown in Li and Song (2017), it enjoys a convergence rate that is independent of the dimension of the predictor, thus avoiding the curse of dimensionality. In this paper we establish an improved convergence rate of GSIR under additional mild eigenvalue decay rate and smoothness conditions. Our convergence rate can be made arbitrarily close to $n^{-1/3}$ under appropriate decay rate and smoothness parameters. As a comparison, the rate of Li and Song (2017) is $n^{-1/4}$ under the best conditions. This improvement is significant because, for example, in a semiparametric estimation problem involving an infinite-dimensional nuisance parameter, the convergence rate of the estimator of the nuisance parameter is often required to be faster than $n^{-1/4}$ to guarantee desired semiparametric properties such as asymptotic efficiency. This can be achieved by the improved convergence rate, but not by the original rate. The sharpened convergence rate can also be established for GSIR in more general settings, such as functional sufficient dimension reduction.

2602.16605 2026-02-19 cs.DS cs.DM math.CO

Fast Shortest Path in Graphs With Sparse Signed Tree Models and Applications

Édouard Bonnet, Colin Geniet, Eun Jung Kim, Sungmin Moon

Comments 28 pages, 2 figures

详情
英文摘要

A signed tree model of a graph $G$ is a compact binary structure consisting of a rooted binary tree whose leaves are bijectively mapped to the vertices of $G$, together with 2-colored edges $xy$, called transversal pairs, interpreted as bicliques or anti-bicliques whose sides are the leaves of the subtrees rooted at $x$ and at $y$. We design an algorithm that, given such a representation of an $n$-vertex graph $G$ with $p$ transversal pairs and a source $v \in V(G)$, computes a shortest-path tree rooted at $v$ in $G$ in time $O(p \log n)$. A wide variety of graph classes are such that for all $n$, their $n$-vertex graphs admit signed tree models with $O(n)$ transversal pairs: for instance, those of bounded symmetric difference, more generally of bounded sd-degeneracy, as well as interval graphs. As applications of our Single-Source Shortest Path algorithm and new techniques, we - improve the runtime of the fixed-parameter algorithm for first-order model checking on graphs given with a witness of low merge-width from cubic [Dreier and Toruńczyk, STOC '25] to quadratic; - give an $O(n^2 \log n)$-time algorithm for All-Pairs Shortest Path (APSP) on graphs given with a witness of low merge-width, generalizing a result known on twin-width [Twin-Width III, SICOMP '24]; - extend and simplify an $O(n^2 \log n)$-time algorithm for multiplying two $n \times n$ matrices $A, B$ of bounded twin-width in [Twin-Width V, STACS '23]: now $A$ solely has to be an adjacency matrix of a graph of bounded twin-width and $B$ can be arbitrary; - give an $O(n^2 \log^2 n)$-time algorithm for APSP on graphs of bounded twin-width, bypassing the need for contraction sequences in [Twin-Width III, SICOMP '24; Bannach et al. STACS '24]; - give an $O(n^{7/3} \log^2 n)$-time algorithm for APSP on graphs of symmetric difference $O(n^{1/3})$.

2602.16604 2026-02-19 math.PR math-ph math.MP

ERGMs on block models

Elena Magnanini

Comments 40 pages, 3 figures

详情
英文摘要

We extend the classical edge-triangle Exponential Random Graph Model (ERGM) to an inhomogeneous setting in which vertices carry types determined by an underlying partition. This leads to a block-structured ERGM where interaction parameters depend on vertex types. We establish a large deviation principle for the associated sequence of measures and derive the corresponding variational formula for the limiting free energy. In the ferromagnetic regime, where the parameters governing triangle densities are nonnegative, we reduce the variational problem to a scalar optimization problem, thereby identifying the natural block counterpart of the replica symmetric regime. Under additional restrictions on the parameters, comparable to the classical Dobrushin's uniqueness region, we prove uniqueness of the maximizer and derive a law of large numbers for the edge density.

2602.16602 2026-02-19 math.CT cs.LO

A type theory for invertibility in weak $ω$-categories

Thibaut Benjamin, Camil Champin, Ioannis Markakis

详情
英文摘要

We present a conservative extension ICaTT of the dependent type theory CaTT for weak $ω$-categories with a type witnessing coinductive invertibility of cells. This extension allows for a concise description of the "walking equivalence" as a context, and of a set of maps characterising $ω$-equifibrations as substitutions. We provide an implementation of our theory, which we use to formalise basic properties of invertible cells. These properties allow us to give semantics of ICaTT in marked weak $ω$-categories, building a fibrant marked $ω$-category out of every model of ICaTT.

2602.16599 2026-02-19 math.AG

Level structures on cyclic covers of $\mathbb{P}^n$ and the homology of Fermat hypersurfaces

Eduard Looijenga

Comments 13 p

详情
英文摘要

Let $Z'\subset \mathbb{P}^{n}$ be a smooth projective hypersurface of degree $d>1$ and let $Z\to \mathbb{P}^n$ be the $μ_d$-cover totally ramified along $Z'$. We relate full level $d$ structures on the primitive cohomology $Z'$ with full level $d$ structures on the primitive cohomology of $Z$. In the special case, $d=n=3$ this makes a marking of a smooth cubic surface determine a level $3$-structure on the associated cubic threefold, thereby answering a question by Beauville. We expect many more such applications.

2602.16595 2026-02-19 math.PR math.CO math.NT

Anticoncentration of Random Sums in $\mathbb{Z}_p$

Simone Costa

Comments This manuscript provides a substantial revision and a significant refocusing of the earlier preprint arXiv:2308.04284. The current version removes the applications to sequenceability to prioritize the development of anticoncentration inequalities in $\mathbb{Z}_p$ and provides a more detailed comparison with the existing literature

详情
英文摘要

In this paper we investigate the probability distribution of the sum $Y$ of $\ell$ independent identically distributed random variables taking values in $\mathbb{Z}_p$. Our main focus is the regime of small values of $\ell$, which is less explored compared to the asymptotic case $\ell \to \infty$. Starting with the case $\ell=3$, we prove that if the distributions of the $Y_i$ are uniformly bounded by $λ< 1$ and $p > 2/λ$, then there exists a constant $C_{3,λ} < 1$ such that \[ \max_{x \in \mathbb{Z}_p} \mathbb{P}[Y = x] \leq C_{3,λ}λ. \] Moreover, when the distributions are uniformly separated from $1$, the constant $C_{3,λ}$ can be made explicit. By iterating this argument, we obtain effective anticoncentration bounds for larger values of $\ell$, yielding nontrivial estimates already in small and moderate regimes where asymptotic results do not apply.

2602.16592 2026-02-19 math.OC math.AP

Hybrid Optimization Techniques for Multi-State Optimal Design Problems

Marko Erceg, Petar Kunštek, Marko Vrdoljak

Comments 29 pages, 3 figures

详情
英文摘要

This paper addresses optimal design problems governed by multi-state stationary diffusion equations, aiming at the simultaneous optimization of the domain shape and the distribution of two isotropic materials in prescribed proportions. Existence of generalized solutions is established via a hybrid approach combining homogenization-based relaxation in the interior with suitable restrictions on admissible domains. Based on this framework, we propose a numerical method that integrates homogenization and shape optimization. The domain boundary is evolved using a level set method driven by the shape derivative, while the interior material distribution is updated via an optimality criteria algorithm. The approach is demonstrated on a representative example.

2602.16588 2026-02-19 math.NA cs.NA

Discrete reliability for high-order Crouzeix--Raviart finite elements

Nis-Erik Bohne, Stefan A. Sauter

Comments 32 Pages, 7 Figures

详情
英文摘要

In this paper, the adaptive numerical solution of a 2D Poisson model problem by Crouzeix-Raviart elements ($\operatorname*{CR}_{k}$ $\operatorname*{FEM}$) of arbitrary odd degree $k\geq1$ is investigated. The analysis is based on an established, abstract theoretical framework: the \textit{axioms of adaptivity} imply optimal convergence rates for the adaptive algorithm induced by a residual-type a posteriori error estimator. Here, we introduce the error estimator for the $\operatorname*{CR}_{k}$ $\operatorname*{FEM}$ discretization and our main theoretical result is the proof ot Axiom 3: \textit{discrete reliability}. This generalizes results for adaptive lowest order $\operatorname*{CR}_{1}$ $\operatorname*{FEM}$ in the literature. For this analysis, we introduce and analyze new local quasi-interpolation operators for $\operatorname*{CR}_{k}$ $\operatorname*{FEM}$ which are key for our proof of discrete reliability. We present the results of numerical experiments for the adaptive version of $\operatorname*{CR}_{k}$ $\operatorname*{FEM}$ for some low and higher (odd) degrees $k\geq1$ which illustrate the optimal convergence rates for all considered values of $k$.

2602.16586 2026-02-19 math.OC cs.SY eess.SY

Nonparametric Kernel Regression for Coordinated Energy Storage Peak Shaving with Stacked Services

Emily Logan, Ning Qi, Bolun Xu

Journal ref IEEE PES GM 2026

详情
英文摘要

Developing effective control strategies for behind-the-meter energy storage to coordinate peak shaving and stacked services is essential for reducing electricity costs and extending battery lifetime in commercial buildings. This work proposes an end-to-end, two-stage framework for coordinating peak shaving and energy arbitrage with a theoretical decomposition guarantee. In the first stage, a non-parametric kernel regression model constructs state-of-charge trajectory bounds from historical data that satisfy peak-shaving requirements. The second stage utilizes the remaining capacity for energy arbitrage via a transfer learning method. Case studies using New York City commercial building demand data show that our method achieves a 1.3 times improvement in performance over the state-of-the-art forecast-based method, achieving cost savings and effective peak management without relying on predictions.

2602.16582 2026-02-19 hep-th math-ph math.MP

M2-branes, Higher Form Symmetries and 1-Gerbes

Fabián Caro-Pérez, María Pilar García del Moral, Álvaro Restuccia

Comments Latex 22pages

详情
英文摘要

Higher-Form Symmetries (HFS) of a closed bosonic M2-brane formulated on a compactified target space $\mathcal{M}_9 \times T^2$ are investigated. We show that there is an obstruction to the gauging of these global symmetries in the presence of background fields, a mixed 't~Hooft anomaly. Its cancellation is obtained by the inflow term constructed in terms of gauge fields which are flat connections on a $U(1)$-principal bundle and a torsion $\mathcal{G}_1^{\nabla_c}$-gerbe on the M2-brane worldvolume. The effect of these gauge structures together with non trivial \textit{winding} embedding maps ensures the breaking of the continuous HFS $U(1)$ symmetry to a discrete subgroup and a worldvolume flux condition on the M2-brane. A Wilson surface, identified with the holonomy Hol$_\nabla$ one of the Gerbe structures, the flat $\mathcal{G}_1^{\nabla_c}$-gerbe, is naturally introduced as the topological operator characterizing the M2-brane. The resulting topological operators realize discrete symmetries associated with the \textit{winding} and the flux/\textit{monopole} sectors, and their operator algebra is well-defined: the \textit{monopole} operator acts non trivially on a \textit{vortex-dressed} operator, while the winding operator acts on the pullback of the Wilson surface.

2602.16581 2026-02-19 math.NA cs.NA stat.CO

Whittle-Matérn Fields with Variable Smoothness

Hamza Ruzayqat, Wenyu Lei, David Bolin, George Turkiyyah, Omar Knio

Comments 24 pages, 5 figures, 2 tables

详情
英文摘要

We introduce and analyze a nonlocal generalization of Whittle--Matérn Gaussian fields in which the smoothness parameter varies in space through the fractional order, $s=s(x)\in[\underline{s}\,,\bar{s}]\subset(0,1)$. The model is defined via an integral-form operator whose kernel is constructed from the modified Bessel function of the second kind and whose local singularity is governed by the symmetric exponent $β(x,y)=(s(x)+s(y))/2$. This variable-order nonlocal formulation departs from the classical constant-order pseudodifferential setting and raises new analytic and numerical challenges. We develop a novel variational framework adapted to the kernel, prove existence and uniqueness of weak solutions on truncated bounded domains, and derive Sobolev regularity of the Gaussian (spectral) solution controlled by the minimal local order: realizations lie in $H^r(G)$ for every $r<2\underline{s}-\tfrac{d}{2}$ (here $H^r(G)$ denotes the Sobolev space on the bounded domain $G$), hence in $L_2(G)$ when $\underline s>d/4$. We also present a finite-element sampling method for the integral model, derive error estimates, and provide numerical experiments in one dimension that illustrate the impact of spatially varying smoothness on samples covariances. Computational aspects and directions for scalable implementations are discussed.

2602.16580 2026-02-19 math.AG physics.chem-ph quant-ph

On the Coupled Cluster Doubles Truncation Variety of Four Electrons

Fabian M. Faulstich, Vincenzo Galgano, Elke Neuhaus, Irem Portakal

Comments 26 pages, 6 figures, code stored in Zenodo. Comments are welcome!

详情
英文摘要

We extend recent algebro-geometric results for coupled cluster theory of quantum many-body systems to the truncation varieties arising from the doubles approximation (CCD), focusing on the first genuinely nonlinear doubles regime of four electrons. Since this doubles truncation variety does not coincide with previously studied varieties, we initiate a systematic investigation of its basic algebro-geometric invariants. Combining theoretical and numerical results, we show that for $4$ electrons on $n\leq 12$ orbitals, the CCD truncation variety is a complete intersection of degree $2^{\binom{n-4}{4}}$. Using representation-theoretic arguments, we uncover a Pfaffian structure governing the quadratic relations that define the truncation variety for any $n$, and show that an exact tensor product factorization holds in a distinguished limit of disconnected doubles. We connect these structural results to the computation of the beryllium insertion into molecular hydrogen ({Be$\cdots$H$_2$ $\to$ H--Be--H}), a small but challenging bond formation process where multiconfigurational effects become pronounced.

2602.16574 2026-02-19 math.OC

Optimal bounds for numerical approximations of finite horizon problems based on dynamic programming approach

Javier de Frutos, Julia Novo

详情
英文摘要

In this paper we provide optimal bounds for fully discrete approximations to finite horizon problems via dynamic programming. We adapt the error analysis in \cite{nos} for the infinite horizon case to the finite horizon case. We prove an a priori bound of size $O(h+k)$ for the method, $h$ being the time discretization step and $k$ the spatial mesh size. Arguing with piecewise constants controls we are able to obtain first order of convergence in time and space under standard regularity assumptions, avoiding the more restrictive regularity assumptions on the controls required in \cite{nos}. We show that the loss in the rate of convergence in time of the infinite case (obtained arguing with piece-wise controls) can be avoided in the finite horizon case

2602.16568 2026-02-19 math.ST cs.DS cs.LG math.OC stat.ML stat.TH

Separating Oblivious and Adaptive Models of Variable Selection

Ziyun Chen, Jerry Li, Kevin Tian, Yusong Zhu

Comments 40 pages

详情
英文摘要

Sparse recovery is among the most well-studied problems in learning theory and high-dimensional statistics. In this work, we investigate the statistical and computational landscapes of sparse recovery with $\ell_\infty$ error guarantees. This variant of the problem is motivated by \emph{variable selection} tasks, where the goal is to estimate the support of a $k$-sparse signal in $\mathbb{R}^d$. Our main contribution is a provable separation between the \emph{oblivious} (``for each'') and \emph{adaptive} (``for all'') models of $\ell_\infty$ sparse recovery. We show that under an oblivious model, the optimal $\ell_\infty$ error is attainable in near-linear time with $\approx k\log d$ samples, whereas in an adaptive model, $\gtrsim k^2$ samples are necessary for any algorithm to achieve this bound. This establishes a surprising contrast with the standard $\ell_2$ setting, where $\approx k \log d$ samples suffice even for adaptive sparse recovery. We conclude with a preliminary examination of a \emph{partially-adaptive} model, where we show nontrivial variable selection guarantees are possible with $\approx k\log d$ measurements.

2602.16555 2026-02-19 math.OC cs.LG math.PR

Learning Distributed Equilibria in Linear-Quadratic Stochastic Differential Games: An $α$-Potential Approach

Philipp Plank, Yufei Zhang

详情
英文摘要

We analyze independent policy-gradient (PG) learning in $N$-player linear-quadratic (LQ) stochastic differential games. Each player employs a distributed policy that depends only on its own state and updates the policy independently using the gradient of its own objective. We establish global linear convergence of these methods to an equilibrium by showing that the LQ game admits an $α$-potential structure, with $α$ determined by the degree of pairwise interaction asymmetry. For pairwise-symmetric interactions, we construct an affine distributed equilibrium by minimizing the potential function and show that independent PG methods converge globally to this equilibrium, with complexity scaling linearly in the population size and logarithmically in the desired accuracy. For asymmetric interactions, we prove that independent projected PG algorithms converge linearly to an approximate equilibrium, with suboptimality proportional to the degree of asymmetry. Numerical experiments confirm the theoretical results across both symmetric and asymmetric interaction networks.

2602.16549 2026-02-19 math.AP math-ph math.MP

Well-posedness and stability of the self-similar profile for a thin-film equation with gravity

Manuel V. Gnann, Slim Ibrahim

Comments 26 pages

详情
英文摘要

We consider the thin-film equation with linear mobility and a stabilizing second-order porous-medium type term modeling gravity. The model admits self-similar solutions, and our goal is to analyze their stability. We reformulate the problem in mass-Lagrangian coordinates and exploit the underlying gradient-flow structure of the equation with respect to a weighted $L^2$ inner product, where the weight is given by the self-similar source-type profile. This framework allows us to establish a coercivity result for the Hessian (the linearization around the self-similar solution) in a suitably weighted inner product. As a consequence, we prove the convergence of perturbations toward the self-similar profile at an algebraic rate of order $t^{-\frac 1 5}$, in arbitrary scales of weighted Sobolev norms. The analysis relies on maximal-regularity estimates for the linearized evolution, combined with appropriate estimates for the nonlinear terms. Notably, beyond perturbative regimes and in contrast to previous results for the thin-film equation (convergence to the Smyth-Hill profile) or the porous-medium equation (convergence to the Barenblatt-Pattle solution), our analysis does not rely on an explicit (algebraic) representation of the self-similar profile. Instead, it is based solely on a systematic use of the ordinary differential equation satisfied by the self-similar solution, together with a careful analysis of its boundary asymptotics. As a result, we expect that the approach developed here can serve as a flexible toolbox for the study of more general classes of equations and for the stability analysis of special solutions in future work.

2602.16547 2026-02-19 math.DG math-ph math.AP math.MP

A Lorentzian Equivariant Index Theorem

Onirban Islam, Lennart Ronge

详情
英文摘要

We develop a formula for the equivariant index of a twisted Dirac operator on a compact globally hyperbolic spacetime with timelike boundary on which a group acts isometrically, subject to APS boundary conditions. The formula is the same as in the Riemannian case: the equivariant index for a group element is an integral over the fixed point set of that element plus some boundary terms. The proof uses a surprisingly simple technique for reducing from the equivariant to the non-equivariant regime in order to show an equivariant version of the Lorentzian "index $=$ spectral flow" formula.