arXivDaily arXiv每日学术速递 周一至周五更新
2602.12273 2026-02-13 math.OC cs.LG cs.NA math.NA

Learning to Control: The iUzawa-Net for Nonsmooth Optimal Control of Linear PDEs

Yongcun Song, Xiaoming Yuan, Hangrui Yue, Tianyou Zeng

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We propose an optimization-informed deep neural network approach, named iUzawa-Net, aiming for the first solver that enables real-time solutions for a class of nonsmooth optimal control problems of linear partial differential equations (PDEs). The iUzawa-Net unrolls an inexact Uzawa method for saddle point problems, replacing classical preconditioners and PDE solvers with specifically designed learnable neural networks. We prove universal approximation properties and establish the asymptotic $\varepsilon$-optimality for the iUzawa-Net, and validate its promising numerical efficiency through nonsmooth elliptic and parabolic optimal control problems. Our techniques offer a versatile framework for designing and analyzing various optimization-informed deep learning approaches to optimal control and other PDE-constrained optimization problems. The proposed learning-to-control approach synergizes model-based optimization algorithms and data-driven deep learning techniques, inheriting the merits of both methodologies.

2602.12264 2026-02-13 cs.IT cs.NI eess.SP math.IT

Transmit or Idle: Efficient AoI Optimal Transmission Policy for Gossiping Receivers

Irtiza Hasan, Ahmed Arafa

Comments To appear in IEEE ICC 2026

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We study the optimal transmission and scheduling policy for a transmitter (source) communicating with two gossiping receivers aiming at tracking the source's status over time using the age of information (AoI) metric. Gossiping enables local information exchange in a decentralized manner without relying solely on the transmitter's direct communication, which we assume incurs a transmission cost. On the other hand, gossiping may be communicating stale information, necessitating the transmitter's intervention. With communication links having specific success probabilities, we formulate an average-cost Markov Decision Process (MDP) to jointly minimize the sum AoI and transmission cost for such a system in a time-slotted setting. We employ the Relative Value Iteration (RVI) algorithm to evaluate the optimal policy for the transmitter and then prove several structural properties showing that it has an age-difference threshold structure with minimum age activation in the case where gossiping is relatively more reliable. Specifically, direct transmission is optimal only if the minimum AoI of the receivers is large enough and their age difference is below a certain threshold. Otherwise, the transmitter idles to effectively take advantage of gossiping and reduce direct transmission costs. Numerical evaluations demonstrate the significance of our optimal policy compared to multiple baselines. Our result is a first step towards characterizing optimal freshness and transmission cost trade-offs in gossiping networks.

2602.12261 2026-02-13 math.PR math.CO

Half-plane non-coexistence without FKG

Frederik Ravn Klausen, Noah Kravitz

Comments 17 pages, 5 figures

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For $μ$ an edge percolation measure on the infinite square lattice, let $μ_{\textit{hp}}$ (respectively, $μ^*_{hp}$) denote its marginal (respectively, the marginal of its planar dual process) on the upper half-plane. We show that if $μ$ is translation-invariant and ergodic and almost surely has only finitely many infinite clusters, then either almost surely $μ_{hp}$ has no infinite cluster, or almost surely $μ^*_{hp}$ has no infinite cluster. By the classical Burton--Keane argument, these hypotheses are satisfied if $μ$ is translation-invariant and ergodic and has finite-energy. In contrast to previous ``non-coexistence'' theorems, our result does not impose a positive-correlation (FKG) hypothesis on $μ$. Our arguments also apply to the random-cluster model (including the regime $q<1$, which lacks FKG), the uniform spanning tree, and the uniform odd subgraph.

2602.12257 2026-02-13 math.PR cs.AI

On the implicit regularization of Langevin dynamics with projected noise

Govind Menon, Austin J. Stromme, Adrien Vacher

Comments 30 pages, 1 figure

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We study Langevin dynamics with noise projected onto the directions orthogonal to an isometric group action. This mathematical model is introduced to shed new light on the effects of symmetry on stochastic gradient descent for over-parametrized models. Our main result identifies a novel form of implicit regularization: when the initial and target density are both invariant under the group action, Langevin dynamics with projected noise is equivalent in law to Langevin dynamics with isotropic diffusion but with an additional drift term proportional to the negative log volume of the group orbit. We prove this result by constructing a coupling of the two processes via a third process on the group itself, and identify the additional drift as the mean curvature of the orbits.

2602.12239 2026-02-13 math.CT

Tininess and right adjoints to exponentials

Enrique Ruiz Hernández, Pedro Solórzano

Comments 41 pages. Key words: Tininess, amazing right adjoints, precohesion

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Objects $T$ whose exponential functor $(-)^T$ admits a right adjoint $(-)_T$ are known under different names. The fact that they exist, yet that the only set that satisfies this in the category of sets is the singleton made Lawvere suggest they ought to be ``amazingly tiny'' -- hence Lawvere's acronym ``A.T.O.M.'' This report explores how intuitively tiny any such object is. Evidences both in favor and to the contrary are produced by looking at their categorical behavior (subobjects, quotients, retracts, etc) when the ambient category is a topos. The topological behavior (connectedness, contractibility, connected components, etc) of both $T$ and $(-)_T$ is further analyzed in toposes that satisfy certain precohesive conditions over their decidable objects, where this tininess is tested against parts of Lawvere's foundational proposal for Synthetic Differential Geometry.

2602.12234 2026-02-13 stat.ME math.OC

Batch-based Bayesian Optimal Experimental Design in Linear Inverse Problems

Sofia Mäkinen, Andrew B. Duncan, Tapio Helin

Comments 25 pages, 5 figures

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Experimental design is central to science and engineering. A ubiquitous challenge is how to maximize the value of information obtained from expensive or constrained experimental settings. Bayesian optimal experimental design (OED) provides a principled framework for addressing such questions. In this paper, we study experimental design problems such as the optimization of sensor locations over a continuous domain in the context of linear Bayesian inverse problems. We focus in particular on batch design, that is, the simultaneous optimization of multiple design variables, which leads to a notoriously difficult non-convex optimization problem. We tackle this challenge using a promising strategy recently proposed in the frequentist setting, which relaxes A-optimal design to the space of finite positive measures. Our main contribution is the rigorous identification of the Bayesian inference problem corresponding to this relaxed A-optimal OED formulation. Moreover, building on recent work, we develop a Wasserstein gradient-flow -based optimization algorithm for the expected utility and introduce novel regularization schemes that guarantee convergence to an empirical measure. These theoretical results are supported by numerical experiments demonstrating both convergence and the effectiveness of the proposed regularization strategy.

2602.12226 2026-02-13 math.GT

A resistance invariant of special alternating links

Michal Jablonowski

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We introduce a new numerical invariant for special, reduced, alternating diagrams of oriented knots and links, defined in terms of the Laplacian matrix of the associated Tait graph. For a special alternating diagram, the Laplacian encodes both the combinatorics of the checkerboard graph and the crossing signs. While its spectrum depends on the chosen diagram, we show that a specific quadratic trace expression involving the Laplacian and its Moore-Penrose pseudoinverse is invariant under flype moves. The invariant admits an interpretation in terms of total effective resistance of the associated weighted graph viewed as an electrical network. Explicit computations for pairs of flype-related diagrams demonstrate that, although the Laplacian characteristic polynomials differ, the invariant FP coincides. Values for several prime alternating knots are provided.

2602.12219 2026-02-13 math.CO

A Chain Ring Analogue of the Erdos-Ko-Rado Theorem

Ivan Landjev, Emiliyan Rogachev, Assia Rousseva

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In this paper, we prove an analogue of the Erdős-Ko-Rado theorem intersecting families of subspaces in projective Hjelmslev geometries over finite chain rings of nilpotency index 2. We give an example of maximal families that are not canonically intersectng.

2602.12217 2026-02-13 math.CV

Generalizing the Clunie--Hayman construction in an Erdős maximum-term problem

Yixin He, Quanyu Tang

Comments 12 pages. Comments and suggestions are welcome

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Let $f(z)=\sum_{n\ge0}a_n z^n$ be a transcendental entire function and write $M(r,f):=\max_{|z|=r}|f(z)|$ and $μ(r,f):=\max_{n\ge0}|a_n|\,r^n$. A problem of Erdős asks for the value of $$ B:=\sup_f \liminf_{r\to\infty}\frac{μ(r,f)}{M(r,f)}. $$ In 1964, Clunie and Hayman proved that $\frac{4}{7}<B<\frac{2}π$. In this paper we develop a generalization of their construction via a scaling identity and obtain the explicit lower bound $$ B>0.58507, $$ improving the classical constant $\frac{4}{7}$.

2602.12214 2026-02-13 math.OC

The colored knapsack problem: structural properties and exact algorithms

Fabio Ciccarelli, Alexander Helber, Erik Mühmer

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We introduce and study a novel generalization of the classical Knapsack Problem (KP), called the Colored Knapsack Problem (CKP). In this problem, the items are partitioned into classes of colors and the packed items need to be ordered such that no consecutive items are of the same color. We establish that the problem is weakly NP-hard and propose two exact dynamic programming algorithms with time complexities of $\mathcal{O}(bn^4)$ and $\mathcal{O}(b^2n^3)$, respectively. To enhance practical performance, we derive various dominance and fathoming rules for both approaches. From a theoretical perspective, we analyze the linear programming relaxation of the natural CKP formulation, proving that an optimal solution exists with at most two fractional items. We also show that the relaxation can be solved in $\mathcal{O}(n)$ time, matching the complexity of the classical KP. Finally, we establish a comprehensive benchmark of CKP instances, derived from the Colored Bin Packing Problem. Extensive computational experiments demonstrate that the proposed dynamic programming algorithms significantly outperform state-of-the-art MIP solvers on most of these instances.

2602.12213 2026-02-13 math.NT

On the dynamical Galois group of certain affine polynomials in positive characteristic

Andrea Ferraguti, Guido Maria Lido

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We use explicit class field theory of rational function fields to prove a dynamical criterion for a polynomial of the form $x^{p^r}+ax+b$ over a field of characteristic $p$ to have dynamical Galois group as large as possible. When $p=2$ and $r=1$ this yields an analogue in characteristic $2$ of the celebrated criterion of Stoll for quadratic polynomials over fields of characteristic not $2$.

2602.12211 2026-02-13 math.AG math.CO math.GT

On real algebraic realization of round fold maps of codimension $-1$

Naoki Kitazawa

Comments 12 pages

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The canonical projections of the unit spheres are generalized to special generic maps and round fold maps, for example. They are generalizations from the viewpoint of singularity theory of differentiable maps and these maps restrict the topologies and the differentiable structures of the manifolds. We are concerned with round fold maps, defined as smooth maps locally represented as the product map of a Morse function and the identity map on a smooth manifold, and maps with singular value sets being concentric spheres. A bit different from differential topology, we are concerned with real algebraic geometric aspects of these maps. We discuss real algebraic realization of round fold maps of codimension $-1$ as our new work. Real algebraic realization of these maps is of fundamental and important studies in real algebraic geometry and a new study recently developing mainly due to the author.

2602.12208 2026-02-13 math.RT

Generators for Tensor Product Components

Michael J. J. Barry

Comments 32 pages

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Let $p$ be a prime number, $F$ a field of characteristic $p$, and $G$ a cyclic group of order $q =p^a$ for some positive integer $a$. Under these circumstances every indecomposable $F G$-module is cyclic. For indecomposable $F G$-modules $U$ and $W$, we present a new recursive method for identifying a generator for each of the indecomposable components of $U \otimes W$ in terms of a particular $F$-basis of $U \otimes W$.

2602.12199 2026-02-13 cs.RO cs.NA math.NA

Sub--Riemannian boundary value problems for Optimal Geometric Locomotion

Oliver Gross, Florine Hartwig, Martin Rumpf, Peter Schröder

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We propose a geometric model for optimal shape-change-induced motions of slender locomotors, e.g., snakes slithering on sand. In these scenarios, the motion of a body in world coordinates is completely determined by the sequence of shapes it assumes. Specifically, we formulate Lagrangian least-dissipation principles as boundary value problems whose solutions are given by sub-Riemannian geodesics. Notably, our geometric model accounts not only for the energy dissipated by the body's displacement through the environment, but also for the energy dissipated by the animal's metabolism or a robot's actuators to induce shape changes such as bending and stretching, thus capturing overall locomotion efficiency. Our continuous model, together with a consistent time and space discretization, enables numerical computation of sub-Riemannian geodesics for three different types of boundary conditions, i.e., fixing initial and target body, restricting to cyclic motion, or solely prescribing body displacement and orientation. The resulting optimal deformation gaits qualitatively match observed motion trajectories of organisms such as snakes and spermatozoa, as well as known optimality results for low-dimensional systems such as Purcell's swimmers. Moreover, being geometrically less rigid than previous frameworks, our model enables new insights into locomotion mechanisms of, e.g., generalized Purcell's swimmers. The code is publicly available.

2602.12191 2026-02-13 math.GR math.GT

The higher connectivity at infinity of mapping class groups

Michael Mihalik

Comments 21 pages, 5 figures

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The higher connectivity at infinity for mapping class groups of surfaces with boundary components and punctures is understood with the exceptions of the mapping class groups for the closed surfaces of genus 3 and 4. In this paper we prove a general simply connected at infinity result for finitely presented groups that implies all mapping class groups of closed surfaces of genus $\geq 3$ are simply connected at infinity. As these groups are duality groups the Proper Hurewicz Theorem implies that they are $(n-2)$-connected at infinity where $n$ is the dimension of the group. Combining this result with earlier work we give a complete list of all mapping class groups and their connectivity at infinity.

2602.12190 2026-02-13 math.PR

High-Temperature Increasing Propagation of Chaos and its breakdown for the Hopfield Model

Matthias Löwe

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We analyze increasing propagation of chaos in the high temperature regime of a disordered mean-field model, the Hopfield model. We show that for $β<1$ (the true high temperature region) we have increasing propagation of chaos as long as the size of the marginals $k=k(N)$ and the number of patterns $M=M(N)$ satisfies $Mk/N \to 0$. For $M=o(\sqrt N)$ we show that propagation of chaos breaks down for $k/N \to c>0$. At the ciritcal temperature we show that, for $M$ finite, there is increasing propagation of chaos, for $k=o(\sqrt N)$, while we have breakdown of propagation of chaos for $k=c \sqrt N$, for a $c>0$. All these reulst hold in probability in the disorder.

2602.12188 2026-02-13 math.DS

A Discrete-Time Model of the Academic Pipeline in Mathematical Sciences with Constrained Hiring in the United States

Oluwatosin Babasola, Olayemi Adeyemi, Ron Buckmire, Daozhou Gao, Maila Hallare, Olaniyi Iyiola, Deanna Needell, Chad M. Topaz, Andrés R. Vindas-Meléndez

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The field of the mathematical sciences relies on a continuous academic pipeline in which individuals progress from undergraduate study through graduate training and postdoctoral program to long term faculty employment. National statistics report trends in bachelor's, master's, and doctoral degree awards, but these data alone do not explain how individuals move through the academic system or how structural constraints shape downstream career outcomes. Persistent growth in postdoctoral appointments alongside relatively stable faculty employment indicates that degree production alone is insufficient to characterize workforce dynamics. In this study, we develop a discrete time compartmental model of the academic pipeline in the field of the mathematical sciences that links observed degree flows to latent population stocks. Undergraduate and graduate populations are reconstructed directly from nationally reported degree data, allowing postdoctoral and faculty dynamics to be examined under completion, exit, and hiring processes. Advancement to faculty positions is modeled as vacancy limited, with competition for permanent positions depending on downstream population size. Numerical simulations show that increases in degree inflow do not translate into proportional faculty growth when hiring is constrained by limited turnover. Instead, excess supply accumulates primarily at the postdoctoral stage, leading to sustained congestion and elevated competition. Sensitivity analyses indicate that long run workforce outcomes are governed mainly by faculty exit rates and hiring capacity rather than by degree production alone. These results demonstrate the central role of vacancy limited hiring in shaping academic career trajectories within the field of the mathematical sciences.

2602.12182 2026-02-13 cs.IT math.IT

Rate-Reliability Tradeoff for Deterministic Identification over Gaussian Channels

Pau Colomer, Christian Deppe, Holger Boche, Andreas Winter

Comments 10 pages, 1 figure. The first half of this preprint will be presented at the 2026 IEEE International Conference on Communications, Glasgow, 24-28 May 2026

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We extend the recent analysis of the rate-reliability tradeoff in deterministic identification (DI) to general linear Gaussian channels, marking the first such analysis for channels with continuous output. Because DI provides a framework that can substantially enhance communication efficiency, and since the linear Gaussian model underlies a broad range of physical communication systems, our results offer both theoretical insights and practical relevance for the performance evaluation of DI in future networks. Moreover, the structural parallels observed between the Gaussian and discrete-output cases suggest that similar rate-reliability behaviour may extend to wider classes of continuous channels.

2602.12171 2026-02-13 math.AP

Global solutions and large time stabilization in a model for thermoacoustics in a standard linear solid

Tobias Black, Michael Winkler

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This manuscript is concerned with the one-dimensional system \[ \begin{array}{l} τu_{ttt} + αu_{tt} = b \big(γ(Θ) u_{xt}\big)_x + \big( γ(Θ) u_x\big)_x, \\[1mm] Θ_t = D Θ_{xx} + bγ(Θ) u_{xt}^2, \end{array} \] which is connected to the simplified modeling of heat generation in Zener type materials subject to stress from acoustic waves. Under the assumption that the coefficients $τ>0, b>0$ and $α\geq0$ satisfy \begin{align}\tag{$\star$} αb >τ, \end{align} it is shown that for all $Θ_\star>0$ one can find $ν=ν(D,τ,α,b,Θ_\star,γ)>0$ such that an associated Neumann type initial-boundary value problem with Neumann data admits a unique time-global solution in a suitable framework of strong solvability whenever the initial temperature distribution fulfills $$\|Θ_0\|_{L^\infty(Ω)}\leq Θ_\star$$ and the derivatives of the initial data are sufficiently small in the sense of satisfying $$\int_Ωu_{0xx}^2 + \int_Ω(u_{0t})_{xx}^2 + \int_Ω(u_{0tt})_x^2 < ν\quad\text{and}\quad \|Θ_{0x}\|_{L^\infty(Ω)} + \|Θ_{0xx}\|_{L^\infty(Ω)} < ν.$$ The constructed solution moreover features an exponential stabilization property for both components. In particular, the parameter range described by ($\star$) coincides with the full stability regime known for the corresponding Moore--Gibson--Thompson equation despite the fairly strong nonlinear coupling to the temperature variable.

2602.12163 2026-02-13 math.AP

NLS with exponential nonlinearity on compact surfaces

Filone G. Longmou-Moffo, Mouhamadou Sy

Comments 27 pages

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In this paper, we establish a probabilistic global theory in $H^1$ for the NLS with a Moser-Trudinger nonlinearity posed on compact surfaces. This equation is known to be the two dimensional counterpart to the classical energy-critical Schrödinger equations \cite{CollianderIbrahimMajdoubMasmoudi2009}. The authors of \cite{CollianderIbrahimMajdoubMasmoudi2009} also identified a trichotomy around the criticality of the equation based on the size of the total energy. In particular, for supercritical regimes (large energy), the equation is known to exhibit instabilities : the (uniform) continuity of the flow fails to hold. Large data distributional non unique probabilistic solutions have been obtained in \cite{CasterasMonsaingeon2024}. The setting of \cite{CasterasMonsaingeon2024} does not handle the uniqueness issue for the $H^1$-data and therefore could not define a flow for this regularity. Our main focus here is to build a single probabilistic framework that provides both existence, uniqueness, and continuity with respect to the initial data in $H^1$. Our uniqueness and continuity are based on the so-called Yudowich argument \cite{Judovic1963}, and the probabilistic estimates are derived through the IID limit procedure \cite{Sy2019}. Beyond the difficulties related to the borderline nature of the context, the major challenge resides in the need to satisfy two features that tend to play against each other : obtaining both continuity property of the flow and large data in the support of the reference measure. This made the design of the dissipation operator inherent in the method, as well as the analysis of the resulting quantities, particularly difficult. Regarding the supercritical regime, we show that a modified energy, with regularity similar to the original total energy, admits values as high as desired, suggesting that the constructed set of data contains supercritical ones.

2602.12149 2026-02-13 math.GN

On some convergence approach structures on hyperspaces

M. Ateş, F. Mynard, S. Sağıroğlu

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In the context of the category $\mathsf{Cap}$ of convergence approach spaces and contractions, we introduce and study approach analogs of the upper and lower Kuratowski convergences, upper-Fell and Fell topologies on the set of closed subsets of the coreflection on the category $\mathsf{Conv}$ of convergence spaces of a convergence approach space. In particular, over a pre-approach space, the $\mathsf{Conv}$-coreflection of the lower Kuratowski convergence approach structure is the lower Kuratowski convergence associated with the $\mathsf{Conv}$-coreflection of the base space, while the $\mathsf{Conv}$-reflection is the lower Kuratowski convergence associated with the $\mathsf{Conv}$-reflection. The $\mathsf{Conv}$-coreflection of the upper Kuratowski convergence approach is is the upper Kuratowski convergence associated with the $\mathsf{Conv}$-reflection of the base space, while the $\mathsf{Conv}$-reflection is the upper Kuratowski convergence associated with the $\mathsf{Conv}$-coreflection of the base space. We show that, over an approach space, the lower Kuratowski convergence approach structure is in fact an approach structure that coincides with the $\vee$-Vietoris approach structure introduced by Lowen and his collaborators, though it may be strictly finer over a general convergence approach space. We show that the upper Fell convergence approach structure is a non-Archimedean approach structure coarser than the upper Kuratowski convergence approach, but finer than the upper Fell approach structure introduced by the first and third author. We also obtain a $\mathsf{Cap}$ abstraction of the classical result that if the upper Kuratowski convergence over a topological space is pretopological, then it is also topological.

2602.12146 2026-02-13 cs.AI cs.CL cs.IT math.IT

Seq2Seq2Seq: Lossless Data Compression via Discrete Latent Transformers and Reinforcement Learning

Mahdi Khodabandeh, Ghazal Shabani, Arash Yousefi Jordehi, Seyed Abolghasem Mirroshandel

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Efficient lossless compression is essential for minimizing storage costs and transmission overhead while preserving data integrity. Traditional compression techniques, such as dictionary-based and statistical methods, often struggle to optimally exploit the structure and redundancy in complex data formats. Recent advancements in deep learning have opened new avenues for compression; however, many existing approaches depend on dense vector representations that obscure the underlying token structure. To address these limitations, we propose a novel lossless compression method that leverages Reinforcement Learning applied to a T5 language model architecture. This approach enables the compression of data into sequences of tokens rather than traditional vector representations. Unlike auto-encoders, which typically encode information into continuous latent spaces, our method preserves the token-based structure, aligning more closely with the original data format. This preservation allows for higher compression ratios while maintaining semantic integrity. By training the model using an off-policy Reinforcement Learning algorithm, we optimize sequence length to minimize redundancy and enhance compression efficiency. Our method introduces an efficient and adaptive data compression system built upon advanced Reinforcement Learning techniques, functioning independently of external grammatical or world knowledge. This approach shows significant improvements in compression ratios compared to conventional methods. By leveraging the latent information within language models, our system effectively compresses data without requiring explicit content understanding, paving the way for more robust and practical compression solutions across various applications.

2602.12131 2026-02-13 math.LO math.HO

Hilbert's Program and Infinity

Richard Zach

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The primary aim of Hilbert's proof theory was to establish the consistency of classical mathematics using finitary means only. Hilbert's strategy for doing this was to eliminate the infinite (in the form of unbounded quantifiers) from formalized proofs using the so-called epsilon substitution method. The result is a formal proof which does not mention or appeal to infinite objects or "concept-formations." However, as later developments showed, the consistency proof itself lets the infinite back into proof theory, through a back door, so to speak. The paper outlines the epsilon substitution method as an example of how proof-theoretic constructions "eliminate the infinite" from formal proofs, and how they aim to establish conservativity and consistency. The proof also requires an argument that this proof theoretic construction always works. This second argument, however, requires possibly infinitary reasoning at the meta-level, using induction on ordinal notations.

2602.12122 2026-02-13 math.AP

The initial-to-final-state inverse problem with critically-singular potentials

Manuel Cañizares, Pedro Caro, Ioannis Parissis, Thanasis Zacharopoulos

Comments 24 pages, 1 figure, submitted for publication

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The Schrödinger equation in high dimensions describes the evolution of a quantum system. Assume that we are given the evolution map sending each initial state $f\in L^2(\mathbb{R}^n)$ of the system to the corresponding final state at a fixed time $T$. The main question we address in this paper is whether this initial-to-final-state map uniquely determines the Hamiltonian $-Δ+V$ that generates the evolution. We restrict attention to time-independent potentials $V$ and show that uniqueness holds provided $V \in L^1(\mathbb{R}^n)\cap L^q(\mathbb{R}^n)$, with $q>1$ if $n=2$ or $q\geq n/2$ if $n\geq 3$. This should be compared with the results of Caro and Ruiz, who proved that in the time-dependent case, uniqueness holds under the stronger assumption that the potential exhibits super-exponential decay at infinity, for both bounded and unbounded potentials. This paper extends earlier work of the same authors, where uniqueness was obtained for bounded time-independent potentials with polynomial decay at infinity. Here we only require $L^1$-type decay at infinity and allow for $L^q$-type singularities. We reach this improvement by providing a refinement of the Kenig-Ruiz-Sogge resolvent estimate, which replaces the classical Agmon-Hörmander estimates used previously. Crucially, the time-independent setting allows us to avoid the use of complex geometrical optics solutions and thereby dispense with strong decay assumptions at infinity.

2602.12121 2026-02-13 math.NA cs.NA math.OC

Low T-Phase Rank Approximation of Third Order Tensors

Taehyeong Kim, Hayoung Choi, Yimin Wei

Comments 27 pages, 1 figure

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We study low T-phase-rank approximation of sectorial third-order tensors $\mathscr{A}\in\mathbb{C}^{n\times n\times p}$ under the tensor T-product. We introduce canonical T-phases and T-phase rank, and formulate the approximation task as minimizing a symmetric gauge of the canonical phase vector under a T-phase-rank constraint. Our main tool is a tensor phase-majorization inequality for the geometric mean, obtained by lifting the matrix inequality through the block-circulant representation. In the positive-imaginary regime, this yields an exact optimal-value formula and an explicit optimal half-phase truncation family. We further establish tensor counterparts of classical matrix phase inequalities and derive a tensor small phase theorem for MIMO linear time-invariant systems.

2602.12114 2026-02-13 math-ph math.MP

Matrix bordering structure of the Faddeev-Jackiw algorithm: Schur complement regularization and symbolic automation

E. Chan-López, A. Martín-Ruiz, Jaime Manuel Cabrera, Jorge Mauricio Paulin Fuentes

Comments Supplemental Wolfram Language paclet available at https://github.com/echanlopez/BorderedFJReduction/tree/main

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We show that the iterative Faddeev-Jackiw (FJ) reduction for singular Lagrangian systems constitutes a geometrically constrained instance of the Matrix Bordering Technique (MBT). For a first-order Lagrangian with singular pre-symplectic form, each iteration of the Barcelos-Neto-Wotzasek algorithm produces an extended symplectic matrix of canonical bordered form, \begin{eqnarray} f^{(m)} = \left( \begin{matrix} f^{(0)} & B \\ -B^{\mathsf{T}} & 0 \end{matrix} \right) \end{eqnarray} where the bordering block $B$ is determined by the gradients of the consistency constraints. We prove that the nondegeneracy of the extended matrix is governed by the corresponding Schur complement, which is algebraically isomorphic to the Poisson bracket matrix of constraints. As a consequence, the Faddeev-Jackiw algorithm terminates if and only if the constraint algebra is nondegenerate, i.e., when the constraints form a second-class system. This algebraic characterization provides a rigorous foundation for automating the Faddeev-Jackiw procedure symbolically. We present a fully symbolic implementation in the Wolfram Language, and validate the approach on representative mechanical systems with nontrivial constraint structure. The resulting rule-based engine preserves parametric dependencies throughout the reduction, enabling reliable analysis of degeneracy, structural stability (when no bifurcations occur), and possible bifurcation scenarios as critical parameters are varied.

2602.12104 2026-02-13 q-fin.MF math.DS q-fin.TR

Liquidation Dynamics in DeFi and the Role of Transaction Fees

Agathe Sadeghi, Zachary Feinstein

Comments 28 pages, 9 figures

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Liquidation of collateral are the primary safeguard for solvency of lending protocols in decentralized finance. However, the mechanics of liquidations expose these protocols to predatory price manipulations and other forms of Maximal Extractable Value (MEV). In this paper, we characterize the optimal liquidation strategy, via a dynamic program, from the perspective of a profit-maximizing liquidator when the spot oracle is given by a Constant Product Market Maker (CPMM). We explicitly model Oracle Extractable Value (OEV) where liquidators manipulate the CPMM with sandwich attacks to trigger profitable liquidation events. We derive closed-form liquidation bounds and prove that CPMM transaction fees act as a critical security parameter. Crucially, we demonstrate that fees do not merely reduce attacker profits, but can make such manipulations unprofitable for an attacker. Our findings suggest that CPMM transaction fees serve a dual purpose: compensating liquidity providers and endogenously hardening CPMM oracles against manipulation without the latency of time-weighted averages or medianization.

2602.12103 2026-02-13 math.DG math.OC

Local Integrable Symmetries of Diffieties

François Ollivier, Yirmeyahu J. Kaminski

Comments 35 pages, 4 figures

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In the framework of diffieties, introduced by Vinogradov, we introduce integrable infinitesimal symmetries and show that they define a one parameter pseudogroup of local diffiety morphisms. We prove some preliminary results allowing to reduce the computation of integrable infinitesimal symmetries of a given order to solving a system of partial differential equations.We provide examples for which we can reduce to a linear system that can be solved by hand computation, and investigate some consequences for the local classification of diffiety, with a special interest for testing if a diffiety is flat.

2602.12076 2026-02-13 math.AG

Weak stability conditions on coherent systems of genus four curves

Nicolás Vilches

Comments 12 pages, comments welcome!

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英文摘要

The derived category of coherent systems is an interesting triangulated category associated with a smooth, projective curve $C$. These categories admit Bridgeland stability conditions, as recently shown by Feyzbakhsh and Novik. Their construction depends explicitly on the higher rank Brill-Noether theory of $C$. In this short note, we study the Feyzbakhsh--Novik stability conditions for a general curve of genus four. We show that these stability conditions degenerate to a stability condition on the Kuznetsov component of the corresponding nodal cubic threefold, using a result of Alexeev-Kuznetsov.

2602.12075 2026-02-13 astro-ph.EP astro-ph.IM math-ph math.MP physics.geo-ph

Efficient parallel finite-element methods for planetary gravitation: DtN and multipole expansions

Ziheng Yu, Alex D. C. Myhill, David Al-Attar

详情
英文摘要

The Poisson equation governing a planet's gravitational field is posed on the unbounded domain, $\mathbb{R}^3$, whereas finite-element computations require bounded meshes. We implement and compare three strategies for handling the infinite exterior in the finite-element method: (i) naive domain truncation; (ii) Dirichlet-to-Neumann (DtN) map on a truncated boundary; (iii) multipole expansion on a truncated boundary. While all these methods are known within the geophysical literature, we discuss their parallel implementations within modern open-source finite-element codes, focusing specifically on the widely-used MFEM package. We consider both calculating the gravitational potential for a static density structure and computing the linearised perturbation to the potential caused by a displacement field - a necessary step for coupling self-gravitation into planetary dynamics. In contrast to some earlier studies, we find that the domain truncation method can provide accurate solutions at an acceptable cost, with suitable coarsening of the mesh within the exterior domain. Nevertheless, the DtN and multipole methods provide superior accuracy at a lower cost within large-scale parallel geophysical simulations despite their need for non-local communication associated with spherical harmonic expansions. The DtN method, in particular, admits an efficient parallel implementation based on an MPI-communicator limited to processors that contain part of the mesh's outer boundary. A series of further illustrative calculations are provided to show the potential of the DtN and multipole methods within realistic geophysical modelling.